479 F.3d 1166 | 9th Cir. | 2007
Lead Opinion
Opinion by Judge Kleinfeld; Dissent by Judge Ferguson
This case raises issues regarding a vehicle stop and sentencing. We affirm.
FACTS
A Border Patrol agent was patrolling a stretch of highway running north from the Mexican border in Arizona through an Indian reservation, the Tohono O’odham Nation. He spotted a pickup truck around nine at night that he suspected was carrying illegal aliens, and stopped it. It turned out that there were no illegal aliens in the
Meanwhile, a sedan drove toward the area where the pickup truck and two Border Patrol vehicles were stopped. When the Border Patrol agent shined his flashlight at it so he would be seen, despite the darkness and his dark clothing, he saw people hiding in the back seat (he is six feet nine inches tall, and has a good view down toward the floor when a small sedan passes him and he shines his flashlight in). So the Border Patrol agent told the driver to stop the sedan and directed the driver to pull over with hand gestures. After the sedan stopped, the agent took the keys, and determined that this second stop did indeed produce illegal aliens.
While the three law enforcement vehicles, with two light bars flashing, and the two stopped vehicles were still there, A1 Nasser drove up. The tall Border Patrol agent again shined his flashlight so he would be seen and not hit, and again saw people hiding on the floor behind the front seat. He thought this car probably had illegal aliens in it, and said so to his colleague, but chose not to stop it because they already had their hands full. The Border Patrol agents were still busy processing the illegal aliens in the sedan, and the tribal officer was still processing the people with alcohol in the pickup truck.
But A1 Nasser stopped anyway. It is understandable that he did, since there were now five vehicles pulled to the side of the road, two or three with flashing lights, more or less blocking the northbound lane. But no one told him or signaled him to stop. (There is some dispute about this, addressed below.) The Border Patrol agents were just too busy for another earful of illegal aliens and were going to let this one go to avoid the safety problem of having to control so many people.
The Border Patrol agent spoke to A1 Nasser in Spanish, assuming he was Mexican, but it turned out that A1 Nasser was Iraqi and could not understand Spanish. It also turned out that the people hiding on the floor had paid coyotes in Mexico $1,000 and $1,200 respectively to be smuggled into the United States. After Al-Nasser stopped in the middle of the road, one of the Border Patrol agents came over and took his keys, and the illegal aliens in the car were apprehended.
A1 Nasser was convicted of knowingly transporting an illegal alien,
Analysis
A1 Nasser argues that the evidence from the stop and search of his car (statements made by the illegal aliens) should have been suppressed for lack of reasonable suspicion for the stop, and that his sentence was unreasonable and incorrectly denied him a Guidelines adjustment.
1. The stop.
For the Border Patrol to need any quantum of suspicion to stop A1 Nasser, there would have to be a stop.
At the evidentiary hearing, the two Border Patrol agents testified that they did nothing to stop A1 Nasser. As for why not, the answer was plain:
A. As he was passing by, I was thinking, “There goes another load of illegal aliens.”
Q. So why not stop him?
A. We already had two vehicles stopped there, one with illegal aliens, and I felt that was more than we could safely control at the time.
The tribal police officer was facing the other way, but thought he heard one of the Border Patrol agents holler toward the vehicle to stop. That testimony established an issue of fact as to whether the Border Patrol agents did or did not tell A1 Nasser to stop.
What was especially interesting in the suppression hearing on this issue was A1 Nasser’s testimony. One would think that if his case was that he was stopped illegally, his attorney would have him testify that he stopped because he was told to stop or signaled to stop. But he did not so testify. He was not asked why he stopped, and he did not say why he stopped.
The district court order denying the motion to suppress acknowledges that the defense raised questions about the credibility of the Border Patrol agents’ testimony. And the order resolved those questions in favor of the agents. The court found that the officers did not bring about A1 Nasser’s decision to stop.
A1 Nasser argues that the district court’s finding was clearly erroneous because it was contrary to the tribal officer’s testimony. That argument is unpersuasive, because (1) the district court had to choose between the Border Patrol agents’ testimony and the tribal officer’s testimony, neither being implausible,
A1 Nasser also argues that the Border Patrol agents could reasonably expect a motorist to stop regardless of whether they intended or commanded him to. That is not to the point. He may well be right that a reasonable motorist would likely stop or go very slowly if one lane was blocked by five stopped vehicles, two with police lights flashing, but that does not mean that the reasonable motorist would think the police were stopping him. More likely, he would want to assure himself that it was safe to go on instead of speeding past all the stopped vehicles into whatever might have brought it about — perhaps a wreck, dead animal, or injured or dead person in the road.
A1 Nasser argues that the police should be treated as having stopped someone if they could reasonably anticipate that someone would stop, but cites no case that so holds. The Fourth Amendment protects people against “seizures,”
The Supreme Court held, in United States v. Mendenhall, that “[a] person is seized only when, by means of physical force or a show of authority, his freedom of movement is restrained.”
The Border Patrol officers did not restrain or try to restrain A1 Nasser’s liberty. He stopped despite their decision to let him pass because their hands were full. Like the bus rider in Bostick, A1 Nasser’s freedom of movement may have been restrained, but was not restrained by police efforts to restrain it. The district court correctly denied the motion to suppress because there was no stop for purposes of Fourth Amendment analysis.
II. Sentencing.
We review the district court’s interpretation of the Sentencing Guidelines de novo and its factual findings for clear error.
The Guidelines provide for a three level downward adjustment if the “offense was committed other than for profit, or the offense involved the ... transporting only of the defendant’s spouse or child....”
The district court took account of United, States v. Booker,
AFFIRMED.
. 8 U.S.C. § 1324(a)(l)(A)(ii) and 1324(a)(l)(B)(i).
. See Terry v. Ohio, 392 U.S. 1, 16-17, 88 S.Ct. 1868, 20 L.Ed.2d 889 (1968); United States v. Judge, 501 F.2d 1348, 1349 (9th Cir.1974).
. See United States v. Murillo, 255 F.3d 1169, 1174 (9th Cir.2001); United States v. Kerr, 817 F.2d 1384 1386 (9th Cir.1987).
. See United States v. Stephens, 206 F.3d 914, 917 (9th Cir.2000); United States v. Kim, 25 F.3d 1426, 1430 (9th Cir.1994).
. See United States v. Elliott, 322 F.3d 710, 714 (9th Cir.2003) (“Where there are two permissible views of the evidence, the factfin-der’s choice between them cannot be clearly erroneous.”).
. See Terry v. Ohio, 392 U.S. 1, 16-17, 88 S.Ct. 1868, 20 L.Ed.2d 889 (1968).
. United States v. Judge, 501 F.2d 1348, 1349 (9th Cir.1974).
. United States v. Mendenhall, 446 U.S. 544, 553, 100 S.Ct. 1870, 64 L.Ed.2d 497 (1980).
. Florida v. Bostick, 501 U.S. 429, 437, 111 S.Ct. 2382, 115 L.Ed.2d 389 (1991).
. United States v. Kerr, 817 F.2d 1384 1386-87 (9th Cir.1987).
. United States v. Kim, 25 F.3d 1426, 1428, 1430-31 (9th Cir.1994).
. See United States v. Chan-Jimenez, 125 F.3d 1324, 1326 (9th Cir.1997).
. See id. ("We find that Chan-Jimenez was seized within the meaning of the Fourth Amendment when Officer Price obtained and failed to return his driver’s license and registration, and proceeded with an investigation.”) (emphasis added).
. Id. (citing Florida v. Bostick, 501 U.S. 429, 434, 111 S.Ct. 2382, 115 L.Ed.2d 389 (1991)).
. Florida v. Bostick, 501 U.S. 429, 434-35, 111 S.Ct. 2382, 115 L.Ed.2d 389 (1991).
. United States v. Kimbrew, 406 F.3d 1149, 1151-52 (9th Cir.2005).
. United States v. Booker, 543 U.S. 220, 261-62, 125 S.Ct. 738, 160 L.Ed.2d 621 (2005).
. United States Sentencing Guideline § 2L1.1(b)(1) provides: "If (A) the offense was committed other than for profit, or the offense involved the smuggling, transporting, or harboring only of the defendant’s spouse or child (or both the defendant's spouse and child), and (B) the base offense level is determined under subsection (a)(2), decrease by 3 levels.” U.S.S.G. § 2L1.1(b)(1) (2003).
. Application Note 1 of § 2L1.1(b)(1) provides, in pertinent part: "For purposes of this guideline — 'The offense was committed other than for profit’ means that there was no payment or expectation of payment for the smuggling, transporting, or harboring of any of the unlawful aliens.” U.S.S.G. § 2L1.1(b)(1), Application Note 1 (2003).
. United States Sentencing Guideline Amendment 561 provides: "Section 2L1.1 is repromulgated with the following changes:
Section 2L1.1(b)(1)(A) is amended by deleting 'the defendant committed the offense' and inserting in lieu thereof 'the offense was committed’.
The Commentary to § 2L1.1 captioned "Application Notes” is amended in Note 1 by deleting:
" 'The defendant committed the offense other than for profit’ means that there was no expectation of payment for the smuggling transportation or harboring of any of the unlawful aliens. The 'number of unlawful aliens smuggled transported or harbored' does not include the defendant.”
and inserting in lieu thereof:
" 'The offense was committed other than for profit’ means that there was no expectation of payment for the smuggling transportation or harboring of any of the unlawful aliens.
'Number of unlawful aliens smuggled transported or harbored’ does not include the defendant.”
Section 5K2.0 is amended in the third paragraph by deleting ‘immigration violations’ and inserting in lieu thereof 'other guidelines’; and by deleting ‘for an immigration violation' and inserting in lieu thereof 'under one of these other guidelines'.
Reason for Amendment: This amendment implements section 203 of the Illegal Immigration Reform and Immigrant Responsibility Act of 1996, Pub.L. 104-208, 110 Stat. 3009, which directs the Commission to amend the guidelines for offenses related to smuggling, transporting, or harboring illegal aliens. Pursuant to the emergency amendment authority of that Act, this amendment previously was promulgated as a temporary measure effective May 1, 1997. This version of the amendment changes § 2Ll.l(b)(l)(A)(pertaining to a reduction for non-profit offenses) to narrow somewhat the class of cases that would qualify for the reduced offense level under that provision. This amendment also makes a conforming change to § 5K2.0.
. United States v. Booker, 543 U.S. 220, 125 S.Ct 738, 160 L.Ed.2d 621 (2005).
. United States v. Ameline, 409 F.3d 1073 (9th Cir.2005) (en banc).
Dissenting Opinion
dissenting:
I agree with the majority concerning the general rule that a “person is seized only when, by means of physical force or a show of authority, his freedom of movement is restrained,” maj. op. at 1170 (quoting United States v. Mendenhall, 446 U.S. 544, 553, 100 S.Ct. 1870, 64 L.Ed.2d 497 (1980)); see also Terry v. Ohio, 392 U.S. 1, 19 n. 16, 88 S.Ct. 1868, 20 L.Ed.2d 889 (1968), but I disagree with its decision that A1 Nasser’s movement was not so restrained. “[Tjaking into account all of the circumstances surrounding the encounter” in this case, “the police conduct would have communicated to a reasonable person that he was not at liberty to ignore the police presence and go about his business.” Florida v. Bostick, 501 U.S. 429, 437, 111 S.Ct. 2382, 115 L.Ed.2d 389 (1991) (quoting Michigan v. Chesternut, 486 U.S. 567, 569, 108 S.Ct. 1975, 100 L.Ed.2d 565 (1988)) (internal punctuation omitted). The majority’s conclusion to the contrary is illogical and contravenes both Supreme Court and Ninth Circuit precedent.
I.
On the night of October 4, 2003, uniformed Border Patrol Agents Cortright and Spivey were patrolling a stretch of Federal Route 15 (“Route 15”), a two-lane highway that runs through Arizona and the Tohono O’odham Nation. That evening, Agents Cortright and Spivey, along with Police Officer Lopez, pulled over two vehicles on suspicion of transporting undocumented immigrants. While questioning and arresting the occupants, the officers blocked traffic on the northbound lane of Route 15.
Driving north on this stretch of highway, Karim Hussein A1 Nasser (“Al Nasser”) drove up to the arrest scene. Three marked police cars were in the road, at least two with activated flashing lights. The two stopped civilian vehicles were also detained and blocking traffic, and their occupants were being arrested. Uniformed Border Patrol Agent Cortright
Border Patrol Agent Cortright shone his “stinger” flashlight into the front of Al Nasser’s car, allegedly to alert Al Nasser to the agent’s presence. Al Nasser slowed and then moved to the southbound lane in order to pass. As Al Nasser began to drive by at a slow speed, the uniformed agent followed the car with his stinger, shining it directly into the passenger window of Al Nasser’s vehicle as it passed and continued forward. In Agent Cortright’s own words, he shone the beam of the stinger “before, during, and after ... the vehicle as it passed.”
Al Nasser then came to a complete stop in the middle of the two-lane highway, approximately fifteen feet past the Border Patrol agent. Agents Cortright and Spi-vey ran to the car, and Agent Spivey yanked the keys out of the ignition. The officers then proceeded to question and arrest Al Nasser and all other occupants of his vehicle.
II.
While a voluntary exchange between the police and a member of the public will not trigger the protections of the Fourth Amendment, an officer may not temporarily detain an individual for investigative purposes without “reasonable suspicion based on articulable facts.” United States v. Kerr, 817 F.2d 1384, 1386 (9th Cir.1987). Further, as the Supreme Court explained in Mendenhall, 446 U.S. at 556-57, 100 S.Ct. 1870, “stopping or diverting an automobile in transit, with the attendant opportunity for a visual inspection of the areas of the passenger compartment not otherwise observable, is materially more intrusive than a question put to a passing pedestrian.” The Court specifically recognized “the fact that the former amounts to a seizure.” Id. at 557, 100 S.Ct. 1870.
In Kerr, the Ninth Circuit confronted “the unusual problem of characterizing an automobile stop as either a voluntary encounter or an investigative stop.” Id. at 1386. As we explained in that case, whether an auto stop has occurred is generally undisputed. Id. “The vast majority of automobile stops are initiated by police officers using flashing lights or a siren and are clearly fourth amendment seizures.” Id. In Kerr, no lights were used, but the police officer drove into a one-lane driveway, thereby blocking the path of the defendant, who had been driving out. Id. at 1385. We ruled that such police conduct constituted an investigative stop, because the police officer’s “authority and conduct provided Kerr with no reasonable alternative except an encounter with the police.” Id. at 1387.
Al Nasser, too, adopted the only reasonable course of action, given that police vehicles with flashing lights blocked the road and, when Al Nasser attempted to circumnavigate the scene, an officer beamed his flashlight directly into the passenger compartment of Al Nasser’s car. Just as in Kerr, the police “conduct [] precipitated the confrontation” and Al Nasser “could reasonably [have] con-elude[d]” that the officers’ actions were “directed at intercepting him.” Id. at 1387. It was precisely on the basis of such circumstances that we ruled in Kerr that an investigative stop had occurred. Id. at 1386-87.
The Supreme Court has repeatedly identified the “crucial test” for whether an investigatory stop has occurred as whether a reasonable person in the defendant’s position “would [have felt] at liberty to ignore the police presence and go about his business.” Bostick, 501 U.S. at 437, 111 S.Ct. 2382 (quotation and internal punctuation omitted). When A1 Nasser drove up in the darkness, he saw police lights flashing, three marked police cars, two detained civilian vehicles, and a uniformed officer standing in his lane. He could have reasonably believed that all drivers were required to pull over for an administrative checkpoint of some kind. Moreover, when he attempted to continue past this roadblock, Agent Cortright continued to shine his stinger directly into the passenger compartment of A1 Nasser’s ear. It is completely reasonable for a driver to interpret this gesture as an attempt to get his attention and initiate an investigatory stop.
An auto stop is different from a pedestrian stop, partly because of the additional intrusion noted in Mendenhall, 446 U.S. at 556-57, 100 S.Ct. 1870, but also because of the difference in the channels of communication. Given that the uniformed officer in this case was on foot and not inside a police car, the use of his flashlight was the most effective, if not the only, means of communicating his authority; A1 Nasser reasonably recognized that fact. A driver must read and respond to police signals more ambiguous than those received by a pedestrian, who is typically asked questions by an officer within normal hearing range. Given the additional dangers inherent in driving while managing distractions from the road, a driver can easily be coerced to stop when the police are already blocking the only available lane of traffic.
“[T]aking into account all of the circumstances surrounding [A1 Nasser’s] encounter” with uniformed law enforcement officials on Route 15, “the police conduct would have communicated to a reasonable person that he was not at liberty to ignore the police presence and go about his business.” Bostick, 501 U.S. at 437, 111 S.Ct. 2382 (quotation and internal punctuation omitted).
III.
None of the cases cited by the majority support its position. In United States v. Chan-Jimenez, 125 F.3d 1324, 1326 (9th Cir.1997) (quoting Bostick, 501 U.S. at 437, 111 S.Ct. 2382) (internal punctuation omitted), the Ninth Circuit reiterated the rule that a “police officer has restrained the liberty of a citizen if, taking into account all of the circumstances surrounding the encounter, the police conduct would have communicated to a reasonable person that he was not at liberty to ignore the police presence and go about his business.” Chan-Jimenez held that the defendant was seized within the meaning of the Fourth Amendment when the officer obtained and failed to return the defendant’s license and registration. Id. The initial stop of the defendant’s vehicle did not constitute an investigatory stop only be
Similarly, in United States v. Kim, 25 F.3d 1426, 1430 (9th Cir.1994), the police officer approached a car already parked in a parking lot. The officer was not in uniform, and he never activated the flashing lights on top of his car, nor did he utilize a flashlight. Id. at 1430 n. 1. Also, in United States v. Judge, 501 F.2d 1348, 1349 (9th Cir.1974), decided just one year before Torres-Urena, the police officer approached an individual exiting a parked vehicle that was already stationary in a parking lot.
None of these cases concerned the question of whether the stop of a moving vehicle was investigatory or voluntary. In contrast to the defendants in Chan-Jimenez, Kim, and Judge, all of whom were approached after they had brought their cars to complete stops, parked them in appropriate and safe locations, and turned off their ignitions,
IV.
Because the majority’s decision contradicts both logic and clear precedent, I respectfully dissent. In my view, Al Nasser’s conviction and sentence should be vacated, and his case should be remanded for the lower court to determine whether the officers had reasonable suspicion based on articulable facts at the time they stopped his vehicle. I therefore would not reach the sentencing issues addressed in Part II of the majority opinion.
. There is some dispute as to whether the officers made verbal orders or other additional gestures. Officer Lopez testified at the suppression hearing that Al Nasser was ordered to "stop,” but the court below did not credit the officer’s testimony. I harbor serious doubts about the accuracy of the factual findings of the court below, but for purposes of this dissent I accept those findings as true. My position remains the same in either case.
. The majority readily acknowledges the eminent reasonableness of Al Nasser’s conduct
. The engine was running in Chan-Jimenez, 125 F.3d at 1326, only because necessary for the owner to investigate the vehicle's mechanical problems while he looked under the car's hood.