Lead Opinion
Appellants J.H.H., L.M.J., and R.A.V. appeal their convictions pursuant to 18 U.S.C. § 5031 (1988) for acts of juvenile delinquency, those acts consisting of having conspired to infringe upon civil rights in violation of 18 U.S.C. § 241 (1988), having interfered with federal housing rights by force or threat of force in violation of 42 U.S.C. § 3631 (1988), and having aided and abetted these crimes in violation of 18 U.S.C. § 2 (1988). These convictions stem from appellants’ participation in three cross-burnings in the early morning hours of June 21, 1990. We affirm.
I.
Late in the evening of June 20, 1990, several young men gathered at the home of Arthur Miller III, eighteen years old. R.A.Y., seventeen years old, was living at the Miller house. J.H.H., fourteen years old, and L.M.J., sixteen years old, came to the Miller home that evening, along with R.A.E., Psalm Cottrell, and Jason Olson
Appellants and their cohorts went to the basement of Miller’s house and constructed a cross. When it was complete the group took it outside, placed it in the Joneses’ fenced backyard, poured paint thinner on it, set fire to it, and ran away. Russell and Laura Jones were awakened about 2:30 a.m. by voices outside their home. Noticing a glow coming from outside, they looked out to witness a cross burning in the middle of their yard. Terrified, the Joneses called the police.
A short time later, Miller, R.A.V., L.M.J., J.H.H., R.A.E., and Jason Olson gathered back at the Miller home and constructed two more crosses. The group then went to a
After police investigated the incident, R.A.V. was charged in Minnesota Juvenile Court with a misdemeanor for violating a St. Paul ordinance prohibiting bias-motivated disorderly conduct.
In October 1992, the United States Attorney for the District of Minnesota filed an information charging appellants as juveniles with violations of 18 U.S.C. § 241
The District Court found each of appellants guilty beyond a reasonable doubt of all three charged offenses. Seeking reversal of their convictions, appellants raise several issues to which we now turn.
II.
J.H.H. and R.A.V. argue that their convictions under 18 U.S.C. § 241 and 42 U.S.C. § 3631 cannot stand because the expressive act of cross-burning is protected by the First Amendment.
A.
The First Amendment of the United States Constitution declares that “Congress shall make no law ... abridging the freedom of speech.” U.S. Const, amend. I. To fully effectuate this guarantee, the Supreme Court has held that “conduct may be ‘sufficiently imbued with elements of communication to fall within the scope of the First ... Amendment ].’ ” Texas v. Johnson,
At the same time, certain categories, or modes, of expression fall outside the shelter of the First Amendment. See, e.g., Brandenburg v. Ohio,
The government argues that the convictions at issue do not violate the First Amendment because J.H.H. and R.A.V. were convicted for using cross-burning as a means to threaten and to intimidate the Jones family. The government points out that 18 U.S.C. § 241 and 42 U.S.C. § 3631 are not directed toward protected speech, but are directed only at intentional threats, intimidation, and interference with federally guaranteed rights. The government further emphasizes that the statutes punish any threat or intimidation, or conspiracy to threaten or to intimidate, violating the statutes regardless of the viewpoint guiding the action. This, the government contends, distinguishes prosecution under these statutes from prosecution pursuant to the St. Paul ordinance invalidated in R.A.V. We agree.
In R.AV., the Supreme Court reiterated the well-established principle that some categories of expression fall outside the bounds of the First Amendment. R.A.V., — U.S. at -, -,
Moreover, in R.AV. the Court held that, where “the basis for the content discrimination consists entirely of the very reason the entire class of speech at issue is proscriba-ble,” the distinction is adjudged content neutral. Id. at -,
*826 the reason why fighting words are categorically excluded from the protection of the First Amendment is not that their content communicates any particular idea, but that their content embodies a particularly intolerable ... mode of expressing whatever idea the speaker wishes to convey. St. Paul has not singled out an especially offensive mode of expression — it has not, for example, selected for prohibition only those fighting words that communicate ideas in a threatening ... manner.
R.A.V., — U.S. at - - -,
Unlike the St. Paul ordinance held invalid in R.A.V., § 241 and § 3681 prohibit only a mode of expression, ie., threats of violence and intimidation. Consequently, even if §§ 241 and 3631 make content distinctions, they are of a kind that poses “no significant danger of idea or viewpoint discrimination.” Id. at -,
B.
Recently, we held that a defendant’s prosecution under § 241 for cross-burning violated the First Amendment because the jury instructions went beyond the scope of the statute. United States v. Lee,
the jury should be instructed that it cannot convict on Count I unless it finds that Lee’s actions were done with the intent to advocate the use of force or violence and were likely to produce such action; or that Lee intended to threaten the residents of the Tamarack Apartments or at least to cause residents of the Tamarack Apartments to reasonably fear the use of imminent force or violence.
Id. at 1304 (Gibson, John R., J., concurring) (plurality opinion)
C.
The trial in this ease was held before Lee was decided, and the District Court was without the benefit of that decision when making its findings of fact and conclusions of law. Nevertheless, we are satisfied the District Court applied standards consistent with those articulated in the plurality opinion in Lee. Moreover, viewing the evidence in the light most favorable to the government, Lee,
Immediately before constructing and burning the three crosses, appellants and their cohorts engaged in a discussion about racial tensions. J.H.H. told of being accosted by three African-Americans. R.A.V. related that an African-American male had recently pulled a knife on him. Arthur Miller testified that the members of the group were “really disgusted” about having an African-American family living across the street from Miller and they decided to do something
After reassembling at the Miller house, the group built a second and third cross. Appellants and their friends took the second cross to the yard of a nearby apartment complex, in which some minorities lived, sprayed it with a substance to make the flames turn colors, and set fire to the cross. Again they fled. Finally, the group took the third cross to the street corner directly across from the Joneses’ house, attached a can of propane to the cross, burned it, and fled. Thus, during the middle of the night, within a two-hour time span, appellants burned three crosses in the yard or in close proximity to the yard of the Jones home.
Shortly after the incident, J.H.H. told a police officer that Arthur Miller and the others did not like African-Americans living in the neighborhood and that the cross-burnings were intended to scare the Joneses. L.M.J. told an FBI agent that the cross-burnings were directed at “some niggers who lived across the street.” Tr. at 621. R.A.E. testified that he and the others burned the crosses to threaten and to intimidate the African-American family living across the street from Miller. R.A.V. told a friend the next day that he burned the crosses “[because he doesn’t like niggers, and they wanted them out of the neighborhood.” Tr. at 321. Arthur Miller testified that the crosses were burned to send a message to the Jones family to move out.
Both Russell and Laura Jones testified that this message was understood. The Joneses testified that they were awakened at 2:30 a.m. by voices outside and the sound of people running. Russell Jones looked out the bedroom window to see a burning cross, which he described as appearing to be ten feet tall. Terrified, Mr. Jones called the police. He said he felt threatened and was afraid someone was attacking his family. Laura Jones testified that she was fearful that someone was going to hurt their five small children. Even after the police arrived, Mr. Jones would not go outside until he saw that one of the officers was African-American. Both Joneses testified that after the police left, they discussed moving out of the neighborhood.
Shortly after going back to sleep, the beleaguered Joneses were awakened by the third cross burned by appellants. Mr. Jones testified that at this point he felt even greater fear for the safety of his family and was so scared that he would not go downstairs without first grabbing an aluminum bat for protection. Mr. Jones testified that, in his opinion, a cross-burning represents “a threat of death” to an African-American, a “warning that you have to get out of this neighborhood . . . [or] you will be sorry.” Tr. at 65-66.
Appellants argue that the subjective reactions of Russell and Laura Jones are irrelevant to the question of whether appellants are guilty of having threatened the Joneses and that these parts of their testimony should have been disallowed. We disagree. Evidence showing the reaction of the victim of a threat is admissible as proof that a threat was made. See Watts,
Based on our review of the entire record, we conclude that the evidence supports a finding that the cross-burnings in which appellants engaged were intended to threaten the Jones family with violence or at least to cause the family reasonably to fear the imminent use of force or violence. See Lee,
III.
J.H.H. and R.A.V. next argue that §§ 241 and 3621 are unconstitutionally vague and overbroad. As to the overbreadth argument, we are satisfied that application of the standard of proof set forth in Lee, see Part II.B., supra at 826, precludes either of these statutes from reaching constitutionally protected conduct.
We also are satisfied that neither § 241 nor § 3631 is unconstitutionally vague. The constitutional proscription against vague laws is a basic requirement of due process. Within this doctrine resides the principle that a law should provide reasonable notice to persons of ordinary intelligence of just what it is that the law prohibits. Becker v. Lockhart,
Appellants’ contention that the statutes are vague because they do not specifically proscribe cross-burning is void of merit. As explained earlier, a statute that criminalizes all cross-burnings without regard to circumstances would not be constitutionally viable. Here, however, the evidence shows that appellants engaged in cross-burning as a means to threaten or to intimidate the Jones-es because of their race. A statute is not rendered vague merely because it fails to list all possible means of violating its dictates. J.H.H.’s arguments that the statutes are vague because they punish on the basis of the reaction aroused in others and because the meanings of the terms “intimidate” and “interfere” are subjective also are unconvincing. Whether a defendant properly can be convicted of violating 18 U.S.C. § 241 and 42 U.S.C. § 3631 depends upon the totality of the evidence demonstrating the specific intent of the defendant, not upon a subjective evaluation of the terms “intimidate” and “interfere.” That the reaction of the victims is admissible as part of the totality of the evidence does not inject vagueness into the statutes.
IV.
A.
J.H.H. and R.A.V. contend that the District Court erred in admitting and relying upon the testimony of Daniel Levitas as proof of their specific intent to intimidate or to interfere with the Joneses’ free exercise of their federal rights, an essential element of the crimes with which appellants were charged.
Levitas, the Executive Director of the Center for Democratic Renewal, a civil rights organization that includes among its activities the monitoring of hate groups, was offered by the government during its case-in-chief as an expert on skinheads and skinhead activities. His testimony covered the history of the skinhead movement and described the
The government contends that appellants were skinheads or “skinhead sympathizers” and offered Levitas’s testimony as evidence relevant to the issue of whether appellants had the specific intent to threaten, to intimidate, or to interfere with the Jones-es’ federal housing rights. The District Court admitted this testimony over the numerous objections of counsel and relied upon it, along with all the other evidence of appellants’ intent, to infer their intent to commit the charged offenses. The admission of expert testimony falls within the broad discretion of the trial court, and we will reverse only if admission of the testimony results in an abuse of this discretion. Arcoren v. United States,
We find the admission of Levitas’s testimony troublesome for several reasons. First, the record contains precious little to show that appellants were skinheads or skinhead-sympathizers. The government introduced no evidence demonstrating that appellants were linked with any of the St. Paul-area skinhead groups identified by Levitas. At most, there is a suggestion of some sort of skinhead association based upon appellants’ penchant for short hair, combat boots, and tatoos combined with their expression of racist attitudes. This does not strike us as being an adequate foundation for Levitas’s testimony.
Second, even if the government’s evidence were sufficient to serve as a predicate for the admission of Levitas’s testimony, admission of the testimony comes dangerously close to permitting the factfinder to adjudge appellants guilty by association. We need not resolve this issue, however, because in a bench trial the prejudicial impact of erroneously admitted evidence, if any error there may be, “is presumed to be substantially less than it might have been in a jury trial.” United States v. Cardenas,
B.
As discussed in Part H.C., supra at 826-828, in addition to Levitas’s arguably
V.
The preceding discussion disposes of the claims of J.H.H. and R.A.V. that the evidence is insufficient to support .their convictions. We must deal separately, however, with L.M.J.’s sufficiency argument. He contends that, although he was present while his friends discussed building the crosses, while the crosses were constructed, and while the crosses were set afire, the evidence is insufficient to support a finding that he participated in the conspiracy or that he intended to threaten the Joneses with violence.
L.M.J.’s mere presence at the scene of the unlawful acts or his association with the members of the conspiracy is not enough to establish his guilt. United States v. Reda,
At trial Arthur Miller, Psalm Cottrell, and R.A.E. testified to the events that occurred on the night of June 20-21, 1990. Of these three, only Miller implicated L.M.J. Miller testified that L.M.J. agreed to burn the crosses and was an active participant. According to Miller, L.M.J. went to the basement when the crosses were built, accompanied the group when the crosses were burned, found the package of material that would make colors when burned and suggested that Miller put it on one of the crosses, and took the third cross to the corner of Earl and Suburban and burned it. Neither of the other witnesses could identify any statements made or particular actions taken by L.M.J. demonstrating his part in the conspiracy, or his intent to threaten or intimidate the Joneses.
The District Court found L.M.J. guilty of all charges, thus crediting Miller’s testimony. Great deference must be given to the trial court in its assessment of the credibility of witnesses, and we cannot say that crediting Miller’s testimony was clear error.
L.M. J.’s argument that, as a matter of law, he cannot be convicted exclusively upon Miller’s testimony lacks merit. We have made it clear that “[a]n accomplice’s testimony alone may be sufficient to convict if it is not incredible or insubstantial on its face. This may include both corroborated and uncorroborated testimony.” United States v. Starcevic,
J.H.H. contends that the District Court erred in admitting testimony concerning a statement he made to the St. Paul police on June 23,1990. He claims that the statement was taken in violation of his Fifth Amendment right against self-incrimination because the police interview was a custodial interrogation and his statement was coerced by threats. A magistrate judge
A trial court’s findings concerning custody for Miranda purposes are subject to the clearly erroneous standard of review. United States v. Griffin,
VII.
Finally, J.H.H. argues that the District Court abused its discretion by failing to grant his motion for a continuance of his sentencing hearing. He claims that this ruling denied him the opportunity to present mitigating evidence at the sentencing hearing, including witnesses, a psychological evaluation, and evidence to refute statements made in the portion of the Presentence Report (PSR) that explains the government’s version of the offense.
We will reverse because the District Court denied a continuance only if the trial court abused its discretion and the defendant was thereby prejudiced. United States v. Ulrich,
The judgments of the District Court from which these appeals are taken are affirmed.
Notes
. Miller pleaded guilty, as an adult, to a misdemeanor charge for his part in the cross-burnings. R.A.E. pleaded guilty, as a juvenile, to a felony for his role. Cottrell left as the first cross was about to be lit and has not been charged in connection with the events that transpired on June 21, 1990. For reasons not apparent from the record, Olson, who was present throughout the evening in question, has not been charged for his part in the cross-burnings.
. Arthur Miller III, lived at 491 Earl Street in St. Paul, Minnesota. Russell and Laura Jones and their five children, an African-American family, moved in across the street at 490 Earl Street in March 1990.
. R.A.V. was the only defendant in the case.
. 18 U.S.C. § 241 provides:
If two or more persons conspire to injure, oppress, threaten, or intimidate any inhabitant of any State, Territory, or District in the free exercise or enjoyment of any right or privilege secured to him by the Constitution or laws of the United States, or because of his having so exercised the same, ... [they shall be guilty of an offense against the United States],
. 42 U.S.C. § 3631 provides:
Whoever ... by force or threat of force willfully injuries [sic], intimidates or interferes with, or attempts to injure, intimidate or interfere with'—
(a) any person because of his race, color, religion, sex, handicap ... familial status .,. or national origin and because he is ... occupying ... any dwelling ...
[shall be guilty of an offense against the United States].
. The Honorable Robert G. Renner, United States District Judge for the District of Minnesota.
. Recently, a plurality of this Court concluded that 18 U.S.C. § 241 is content neutral on its face. United States v. Lee,
. We find that these principles are equally applicable to prosecutions brought under 42 U.S.C. § 3631.
. The Honorable Floyd E. Boline, United States Magistrate Judge for the District of Minnesota.
. Miranda v. Arizona,
.The District Court may make an exception to this requirement if the judge desires more information about the juvenile and commits the juvenile to the custody of the Attorney General for "observation and study.” 18 U.S.C. § 5037(d) (1988). J.H.H. does not argue that the judge should have taken this action.
Concurrence Opinion
concurring.
In concurring in this opinion, I in no way disclaim or retract the position expressed in United States v. Lee,
Of critical distinction is the nature of the threat involved in this case. It is necessary to distinguish between a true threat, which is not protected, and constitutionally protected speech. See Watts v. United States,
In light of these factual distinctions, I agree that the evidence supports the convictions of the defendants in this case.
Concurrence Opinion
concurring.
I agree entirely with the panel’s result. Under stare decisis principles, Judge Bowman’s thoughtful opinion follows this circuit’s recent en banc analysis in United States v. Lee,
