Lead Opinion
Opinion by Judge CLIFTON; Dissent by Judge PAEZ.
OPINION
This sentencing appeal requires us to answer the following question: Is a federal drug trafficking conspiracy conviction a conviction for conspiracy to commit a drug trafficking offense? Or, to put it more precisely, does a prior federal conviction for •conspiring to possess marijuana with intent to distribute, 21 U.S.C. §§ 846, 841(a)(1), constitute a prior conviction for “conspiring! ] ... to commit” a “drug traf
I. Background
In 2011, Rivera-Constantino was convicted of conspiracy to possess with intent to distribute approximately 195 kilograms of marijuana, a violation of 21 U.S.C. §§ 846, 841(a)(1). He was sentenced to 24 months in prison and 36 months of supervised release. Although Rivera-Constantino was deported to Mexico in 2011, he returned to the United States in August 2013 and was arrested. In March 2014, a jury found him guilty of one count of illegal reentry, 8 U.S.C. § 1326. In calculating the advisory range under the Sentencing Guidelines, the district court imposed a 16-level enhancement on the basis that Rivera-Constantino’s prior conviction for conspiracy to possess marijuana with intent to distribute was a predicate drug trafficking offense under U.S.S.G. § 2L1.2(b)(l). Rivera-Constantino objected to the application of this enhancement, but his objection was overruled. The district court imposed a sentence of 51 months in prison and 36 months of supervised release. That sentence was within the Guidelines range, including the 16-level enhancement. This appeal followed.
II. Discussion
Rivera-Constantino argues that the district court erred when it determined that his prior conviction for conspiracy made him subject to a 16-level sentencing enhancement pursuant to section 2L1.2(b)(l). We review the district court’s interpretation of the Sentencing Guidelines de novo. United States v. Grajeda,
“U.S.S.G. § 2L1.2 is the Sentencing Guidelines provision applicable to defendants who illegally reenter the country in violation of 8 U.S.C. § 1326. The sentencing scheme embodied in [section] 2L1.2 imposes, via enhancements to the defendant’s base offense level, more severe punishment for defendants who have committed serious prior crimes.” United States v. Rosales-Garcia,
According to Application Note 1 for this section, a “ ‘[d]rug trafficking offense’ ” is “an offense under federal, state, or local law that prohibits the manufacture, import, export, distribution, or dispensing of, or offer to sell a controlled
Rivera-Constantino’s central argument is that his prior conspiracy conviction is not encompassed by the word “conspiring” as used in Application Note 5. His 2011 conviction was for the crime of conspiracy to possess marijuana with intent to distribute, 21 U.S.C. §§ 846, 841(a)(1).
Rivera-Constantino’s argument is creative but unpersuasive. We reject this argument because we do not accept the premise that the generic definition of conspiracy as articulated in Garciar-Santana is controlling in this context. Rather, we conclude that the clear intent of the Sentencing Commission in drafting section 2L1.2 and its accompanying commentary was to encompass a prior federal drug conspiracy conviction under 21 U.S.C. § 846.
“We apply the traditional rules of statutory construction when interpreting the [Sentencing [Guidelines,” United States v. Flores,
Our dissenting colleague suggests that reliance on the federal definition embodied in 21 U.S.C. § 846 would be “inapposite” because “Congress used the word ‘conspiracy’ both for crimes with an overt act element and for others without such an element” and because “Congress has not supplied a single set of elements that define ‘conspiracy’ for us to use in interpreting U.S.S.G. § 2L1.2 cmt. n.5.” Dissent at 908. But at least with regards to federal drug trafficking conspiracies, Congress surely has provided a single, clear definition: the one articulated in 21 U.S.C. § 846. This, we conclude, was overwhelmingly likely to have been the meaning intended by the Sentencing Commission, notwithstanding the generic meaning of the word “conspiracy” as used in other contexts.
Taylor itself is instructive on this point. In Taylor, the Supreme Court began by emphasizing that:
[o]n the face of the federal enhancement provision, it is not readily apparent whether Congress intended “burglary” to mean whatever the State of the defendant’s prior conviction defines as burglary, or whether it intended that some uniform definition of burglary be applied to all cases.... And if Congress intended that a uniform definition of burglary be applied, was that definition to be the traditional common-law definition, or [a] broader “generic” definition[) ... or some other definition specifically tailored to the purposes of the enhancement statute?
Here, in contrast, it is readily apparent that the Sentencing Commission intended section 2L1.2(b)(l) to encompass as predicate offenses federal drug conspiracy convictions that do not require proof of an overt act. To hold otherwise would be to conclude that the Sentencing Commission intended to exclude federal drug trafficking conspiracy offenses when it used the word “conspiring” to modify the phrase “drug trafficking offenses.” Such a result would be not just marginally “underinclusive,” as the results of the categor
Our interpretation of section 2L1.2(b)(l) is further supported by an examination of the Sentencing Guidelines as a whole. See United States v. Leal-Felix,
Moreover, the two other circuits that have considered this question have both held that the Sentencing Commission intended section 2L1.2(b)(l) to encompass federal drug trafficking conspiracies. The Fifth Circuit has concluded that “[t]here is no reason to search outside the Guidelines for a definition of ‘conspiracy’ applicable to this enhancement” because “Application Note 5 is a clear statement by the Sentencing Commission that the enhancement applies to conspiracies to commit federal drug trafficking offenses.” United States v. Rodriguez-Escareno,
Our prior decision in Garcia-Santana,
We conclude that we need not rely on a generic definition analysis because the plain meaning of section 2L1.2(b)(l) and related commentary is to encompass 21 •U.S.C. § 846 as a predicate offense.
III. Conclusion
The district court properly determined that the 16-level sentencing enhancement applied to Rivera-Constantino based on his prior federal drug conspiracy conviction. We affirm the sentence.
AFFIRMED.
Notes
. Section 2L1.2'(b)(l)(A) has been memorably described as "a sentence only a grammar teacher could love,” with "passive voice, followed by a scraggly expression of time (‘previously ... after’), then a train of prepositional phrases linked one after another and themselves rudely interrupted by a pair of parenthetical punctuations.” Rosales-Garcia,
. 21 U.S.C. § 846 provides that “[a]ny person who attempts or conspires to commit any offense defined in this subchapter shall be subject to the same penalties as those prescribed for the offense, the commission of which was the object of the attempt or conspiracy.” 21 U.S.C. 841(a)(1), in turn, makes it unlawful “for any person knowingly or intentionally ... to manufacture, distribute, or dispense, or possess with intent to manufacture, distribute, or dispense, a controlled substance....” See United States v. O'Brien, 52 F.3d 277, 278 (9th Cir.1995) (“The language of section 846 is clear. 'A person who conspires to distribute a controlled substance described by section 841(a)(1) is subject to the same penalties prescribed for a section 841(a) offense.”).
. In the words .of another circuit, we "discern from the language that the Sentencing Commission used whether it intended for an overt act to be an element of every conspiracy conviction,” rather than by "employ[ing] the categorical approach to discern the elements of ‘conspiracy.’ ” United States v. Pascacio-Rodriguez,
. We emphasize that our holding is a narrow one. We need not, and do not, consider the meaning of the phrase “conspiring ... to commit ... a ‘drug trafficking offense’ ” as it relates to conspiracy convictions under state law, for example. We hold only that, in this context, the plain meaning of the language used by the Sentencing Commission was to encompass a prior federal drug conspiracy conviction under 21U.S.C.§ 846.
Dissenting Opinion
dissenting.
I respectfully dissent. The majority attempts to distinguish United States v. Garcia-Santana,
1. The majority recognizes that we already have defined the generic offense of conspiracy, Maj. Op. at 903 (citing Garcia-Santana,
Reading that INA provision side-by-side with U.S.S.G. § 2L1.2(b)(l)(A)(i) and cmt. n.5 belies the majority’s view that the provisions are “matei’ially different,” Maj. Op. at 906. Application Note 5 for § 2L1.2 explains: “Prior convictions of offenses counted under subsection (b)(1) include the offenses of aiding and abetting, conspiring, and attempting, to commit such offenses.” § 2L1.2 cmt. n.5. In turn, subsection (b)(1) refers, in relevant part, to a class of prior convictions: “ ‘Drug trafficking offense’ means an offense under federal, state, or local law that prohibits ... the possession of a controlled substance ... with intent to ... distribute, or dispense.” § 2L1.2 cmt. n.l(B)(iv). The majority says the two provisions are “materially different,” Maj. Op. at 906, but offers no analysis to demonstrate how we should reach that essential conclusion in this case involving an enhancement that refers to generic conspiracy and captures a class of prior convictions.
2. Next, the majority disregards our established rule of applying “the categorical and modified categorical approaches described in Taylor v. United States,
We already have applied this approach to U.S.S.G: § 2L1.2(b)(l)(A). In addition to conspiracy, Application Note 5 includes certain prior attempt offenses. See § 2L1.2 cmt. n.5. And “in dealing with attempt crimes, the district court can impose the 16-level enhancement under § 2L1.2(a) only if both the state’s definition of ‘attempt’ and the underlying state offense are categorical matches for the federal generic ‘attempt’ definition and the underlying federal generic offense.” United States v. Gonzalez-Monterroso,
3. The majority in footnote 4 states that its holding is a narrow one, but U.S.S.G. § 2L1.2 refers collectively to federal, state, and local predicate offenses without distinguishing federal from state or local offenses. The majority also relies on a Fifth Circuit opinion, United States v. Rodriguez-Escareno,
4. Separately, because Congress used the word “conspiracy” both for crimes with an overt act element and for others without such an element, our case law that recognizes when Congress “has already supplied [a federal definition],” Maj. Op. at 904 (quoting Estrada-Espinoza v. Mukasey,
Focusing on what the majority considers the “overwhelmingly likely” intention of the Sentencing Commission “at least with regards to federal drug trafficking conspiracies,” Maj. Op. at 904, disregards Garcia-Santana and the structure of the Sentencing Guidelines. Both require us to determine and apply the generic meaning of “conspiracy.” See Garcia-Santana,
Further, the majority cites United States v. Shabani
5. Finally, following Garcia-Santana and Taylor yields a result consistent with the purpose and structure of the Sentencing Guidelines. First, a prior conspiracy conviction that lacks an overt act requirement still may constitute an aggravated felony and trigger an eight-level enhancement under U.S.S.G. § 2L1.2(b)(l)(C), alleviating concerns about underinclusiveness. See Garcia-Santana,
For these reasons, I would reverse Rivera-Constaritino’s sentence and remand with directions to the district court to consider in the first instance whether his prior conspiracy conviction under § 846 warrants an eight-level enhancement under U.S.S.G. § 2L1.2(b)(l)(C) as an aggravated felony.
. Taylor v. United States,
. But see United States v. Taylor,
. Compare Maj. Op. at 906 n. 4 ("We need not, and do not, consider the meaning of the phrase 'conspiring ... to commit ... a drug trafficking offense’ as it relates to conspiracy convictions under state law, for example.” (quotation marks omitted)) with RodriguezEscareno,
. The Fifth Circuit in Pascacio-Rodriguez provided alternative bases for its holding that a state conviction for conspiracy to commit murder qualified for a sixteen-level enhancement under U.S.S.G. § 2L1.2(b)(l)(A)(ii). Compare id. at 367-68 with Maj. Op. at 904 n.3. The Fifth Circuit explained that "the generic, contemporary meaning of 'conspiracy to commit murder' does not require an overt act” and that the “language and context of § 2L1.2 indicate that an overt act is not required for a conspiracy to commit murder.” Pascacio-Rodriguez,
. Cf. United States v. Gonzalez-Corn, No. 13-50480, - F.3d -, -, -,
. The authors of Federal Sentencing Law and Practice have observed:
[The Fifth Circuit's statement, “There is no reason to search outside the Guidelines for a definition of 'conspiracy' applicable to this enhancement. Application Note 5 is a clear statement by the Sentencing Commission that the enhancement applies to conspiracies to commit federal drug trafficking offenses”] seems to sidestep the issue raised by the defendant, — what does "conspiracy” mean as used in application note 5? Although a conviction for conspiracy under 21 U.S.C. § 846 does not require proof of an overt act, the general conspiracy offense in 18 U.S.C.A. § 371 does. Application note 5 is not limited to conspiracy to commit a drug trafficking offense; it also encompasses conspiracy to commit a crime of violence and other offenses that would be prosecuted under 18 U.S.C. § 371.
Thomas W. Hutchison et al., Federal Sentencing Law and Practice § 2L1.2 n.300 (quoting Rodriguez-Escareno,
