Lead Opinion
This case poses a Fourth Amendment challenge to the validity of a warrantless search and seizure by federal agents in Puerto Rico. One defendant also raises the further question of whether his motion for a verdict of acquittal was properly denied. Our review of the record persuades us that the trial court should have suppressed some of the challenged evidence, and that one of the convictions should therefore be reversed.
I. The Facts
During the late evening and early morning of January 28-29, 1980, the United States Drug Enforcement Administration’s Puerto Rican office coordinated four or five
Agent Swint knocked on the door to the room and called, “Police. Open the door.” The room had a plate-glass window next to the door, and the curtain on the window was drawn back about one foot. Agent Swint looked through the window and saw appellant Guilbe withdraw a revolver from a handbag that was resting on the dresser. Agent Swint took cover. Two to three minutes later he called out, “Police, open the door. Come out with your hands up.” Three to four minutes later, the door opened and Guilbe emerged with his hands up, followed by appellant Garcia and Farinas. All three were arrested in the hallway, were ordered to lie on the floor, were searched for weapons, and were advised of their rights in Spanish.
Agent Swint then entered the hotel room “to see if there were any other persons inside the room.” He went through the main room and entered the bathroom, where he noticed marijuana residue around the sides and the bottom of the bathtub. He returned to the main room and observed two marijuana cigarette butts in the ashtray. Agent Swint told the rest of the agents that there was no one else on the premises, got a bag, and went back to the bathroom to collect the residue from the tub. The three defendants were then taken back into the hotel room.
FBI Agent Philip remained in the hallway for a few minutes. He then entered the room “to see what was happening or what was keeping Special Agent Swint.” He walked straight into the bathroom and saw Agent Swint standing inside the bathtub. He looked up at the bathroom’s drop ceiling and saw that a soundproofing panel in the ceiling was ajar. He climbed up onto the toilet, looked into the space in the ceiling and saw an object. He reached into the .ceiling and removed the object, which turned out to be a package of marijuana and a gun. He then asked for a flashlight, looked in again, and found four packages: two more guns, a package of cocaine, and a second package of marijuana.
Before trial, the defendants moved on the basis of stipulated facts to suppress all evidence found in the hotel room and bathroom. The trial court denied the motions. At a bench trial, the defendants objected to the use of the seized evidence, on the basis of the agents’ live testimony. The trial court overruled the objections and found all three defendants guilty of having aided and abetted each other in possessing a measurable quantity of marijuana and in possessing cocaine with intent to distribute it. 18 U.S.C. § 2,21 U.S.C. §§ 841(a)(1), 844. The court also found defendant Guilbe guilty of possession of a firearm while aiding and abetting the others in their possession with intent to distribute cocaine, 18 U.S.C. § 924(c)(2). Guilbe and Garcia took these appeals. Farinas chose not to rely on the courts and took off.
II. The Fourth Amendment Challenges
A. Standing of Appellant Garcia
In order to challenge on Fourth Amendment grounds the use of evidence at one’s trial, one must demonstrate “a legitimate expectation of privacy in the area searched”. United States v. Salvucci,
We realize that the government did not challenge Garcia’s standing, either before
In the discussion that follows, we consider only whether appellant Guilbe was denied a fair trial by the admission of the seized evidence.
B. Legitimacy of the Agents’ Activities
Since the search of the hotel room followed immediately upon the arrest of the defendants, one might be tempted to analyze it as a search “incident to an arrest”, undertaken to preserve the officers’ safety and prevent the destruction of evidence. Chimel v. California,
Instead, the government offers a two-step justification for the seizures by Agents Swint and Philip. It argues that Agent Swint was entitled to enter and briefly examine the hotel room because of “exigent circumstances” and that he was then entitled to seize evidence under the “plain view” doctrine. Similarly, the government argues that Agent Philip legitimately entered the bathroom and that the evidence above the bathroom ceiling was in plain view. We analyze these arguments one step at a time.
1. Exigent Circumstances — Swint’s Entry
In Coolidge v. New Hampshire,
“Thus the most basic constitutional rule in this area is that ‘searches conducted outside the judicial process, without prior approval by judge or magistrate, are per se unreasonable under the Fourth Amendment — subject only to a few specifically established and well delineated exceptions’. The exceptions are ‘jealously and carefully drawn’, and there must be ‘a showing by those who seek exemption ... that the exigencies of the situation made that course imperative’. ‘[T]he burden is on those seeking the exemption to show the need for it.’ ”
This doctrine is often expressed in the shorthand phrase, “warrantless searches are per se unreasonable in the absence of exigent circumstances”. Id. at 479,
“Exigent circumstances” have traditionally been found in those crisis situations when there is compelling need for official action and no time to secure a warrant. Michigan v. Tyler,
In this case, we agree that the government has carried its burden of demonstrating a “compelling need” for Officer Swint to enter the hotel room and perform a post-arrest “security check”, in order to determine whether another, potentially armed, individual was hiding within the room. The record on this point is somewhat spare and makes it a close issue. Nevertheless, we believe that it adequately demonstrates that Agent Swint’s search was not motivated by mere curiosity, but rather by a legitimate concern for the safety of his fellow officers. It was late at night. They had come to the hotel to arrest one person. Three people had emerged from the room after a five-to-seven minute delay. Most significantly, one of the three had produced a gun inside the room. Agent Swint was entirely reasonable in suspecting that a fourth person, also armed, remained within. Compare United States v. Gamble,
Having established Agent Swint’s right to enter the hotel room we must also establish that the scope and manner of his search were “strictly circumscribed by the exigencies which justify its initiation”. Mincey v. Arizona,
2. The “Plain View” Doctrine — Swint’s Seizures
While carrying out his security check of the bathroom and hotel room, Agent Swint observed marijuana residue in the bathroom and marijuana butts in the living room ashtray. After completing his security check, Agent Swint seized those items. In Coolidge, supra, the plurality opinion stated that where a police officer has a prior legitimate justification for an intrusion, in the course of which he inadvertently comes across a piece of incriminating evidence, he may seize that evidence without a warrant.
3. Agent Philip’s Entry into the Bathroom
The government argues that a similar analysis supports Agent Philip’s seizures of items from above the bathroom ceiling. It contends that he was legitimately within the bathroom and that the evidence above the ceiling was in plain view.
4. The “Plain View” Doctrine — Philip’s Seizures
The government contends that once Agent Philip had entered the bathroom, he was entitled to seek out and seize the evidence above the bathroom ceiling under the “plain view” doctrine. We disagree.
When Agent Philip was standing on the bathroom floor, he could not see any seizable evidence. All he saw was a displaced soundproofing panel. The government has not argued that as he looked at the displaced panel, it was “immediately apparent” to Agent Philip that he was looking at evidence of a crime. Coolidge v. New Hampshire, supra,
We do not question the reasonableness of Agent Philip’s suspicion that if he searched above the ceiling he might find evidence. That is not the point. What is significant is that, without any prior approval by a detached magistrate, he launched himself on an exploratory search. And he did so at a time when “[tjhere was no indication that evidence would be lost, destroyed, or removed during the time required to obtain a search warrant.” Mincey v. Arizona, supra,
In its brief, the government cites United States v. Garcia,
“That the policeman may have to crane his neck, or bend over, or squat, does not render the doctrine inapplicable, so long as what he saw would have been visible to any curious passerby.” James v. United States, supra,418 F.2d at 1151 n.l. (Emphasis added.)
See also United States v. Arredondo-Hernandez, supra,
Coolidge authorizes warrantless seizure of items in plain view only “to supplement the prior justification” for the warrantless search. Coolidge v. New Hampshire, supra,
The government would have us lengthen the leash between the exigency and the search; but once the nature of the exigency ceases to define the scope of plain view, the leash could be stretched without limit. A police officer who entered a student’s dormitory room to break up a brawl would be allowed to clamber up the bookcases to see what sort of illicit matter might be hiding behind Madame Bovary. Such wide-ranging searches, not countenanced by the protective reflection of a neutral magistrate and not necessary to respond to an emergency, are precisely the invasions of privacy that the Fourth Amendment prohibits.
Since the evidence above the ceiling was seized in violation of his Fourth Amendment rights, its introduction denied appellant Guilbe a fair trial.
III. The Sufficiency of the Evidence
Appellant Garcia urges that we reverse the trial court’s denial of his motion for a judgment of acquittal. In reviewing the trial court’s decision, we consider 'the evidence as a whole, United States v. Indelicate,
The conviction of defendant Garcia is affirmed. The conviction of defendant Guilbe is vacated on the basis of the trial court's failure to suppress unconstitutionally seized evidence, and a new trial ordered.
Notes
Although the government has not attempted to persuade us that Agent Philip’s search was justified by exigent circumstances, our dissenting brother’s interest in that possibility prompted us to canvass the record with that in mind. We found no support for such a finding. Moreover, we believe that any chain of reasoning that turns Agent Philip’s hypothetical “apprehension of danger” into a justification for his warrantless search would be irreconcilable with Supreme Court precedent.
At the time Agent Philip “ascended the throne”, the six agents had the three defendants completely under control. The defendants were seated on the bed, unarmed, and either were handcuffed or could easily have been handcuffed.- The agents knew that no one else was on the premises. The fact that a gun was known to be hidden somewhere cannot, by itself, transform the situation into a crisis. A gun is not a bomb; it is dangerous only if a defendant is holding it. Were we to find an exigency whenever any plausible or implausible sequence of events might link a defendant with a gun’s potential hiding place, we would allow warrantless searches of unlimited scope. “The only reasoned distinction is one between a search of the person arrested and the area within his reach on the one hand, and more extensive searches on the other.” Chimel v. California,
Concurrence Opinion
(concurring).
I join fully in Chief Judge Coffin’s opinion, but wish to comment separately on the dissent. There is always a problem when a court applies the rule that warrantless searches, with defined exceptions, are unreasonable per se, e.g., Katz v. United States, 1967,
First, what the dissent does not say. It concedes that the items lay beyond plain view. It makes no claim of exigency in the sense of a danger of loss or destruction of evidence. As to finding exigency in the sense of personal apprehension, I think a government agent would be affronted. Armed officers bent on arrest; the defendants unarmed; a bolt for the.bathroom ceiling, becoming a target on a pedestal, would have been suicidal. Moreover, nothing in the record suggests the men were not handcuffed, and it strains credulity to think they were not. And, surely, the officers could not be permitted to create an artificial exigency by leaving a door open, and the men loose and free to move about. United States v. Griffith, 7 Cir., 1976,
It was natural, knowing a gun to be around — unless defenestrated — to want to look for it. So would it be if there were known to be drugs or other desirable items, but probable cause is a justification for a warrant, not a substitute.
Turning to standing, even assuming that defendants initially pushed the ceiling panel back, I question the inference that they left it “ajar” as “notice to anyone entering the room,” and hence refuting privacy. More
To come to more basic matters, I am troubled by the concept of measuring a hotel guest’s privacy by what is customarily used. Would it permit officers a free look under the carpet? In the toilet tank? A guest might wish to put something private in a place not customarily used to keep it from an overly inquisitive chambermaid, or, indeed, from prying trespassers. Nor does it seem persuasive that a guest could not complain if a repairman were to enter the ceiling space from outside. Management could insist on employees entering anywhere in case of need. United States v. Bomengo, 5 Cir., 1978,
Furthermore, dwelling on the use of the ceiling’s being an abuse of his tenancy — a matter between him and the hotel — cannot avoid the fact that the officers could not reach the gun without further trespassing on the privacy Guilbe purchased by renting the room. If Jones stole an envelope, even a government envelope, and put drugs inside and locked the whole thing in his suitcase, the officers could not justify their invasion of the suitcase by pointing out that Jones had no right to the envelope. Even assuming no right of privacy in the ceiling, there were substantial rights in the bathroom. In the dissent’s seeming principal authority, United States v. Agapito, 2 Cir., 1980,
To return to the beginning, unlike the dissent, particularly in its discussion of Chimel v. California, 1969,
Dissenting Opinion
(dissenting in part).
I dissent from the court’s reversal of the conviction of appellant Guilbe Irizarry. The district court in this case denied the appellant’s suppression motion and then later sustained the reasonableness of the search at trial because the district court believed that the search was justified by “exigent circumstances.” That is to say, the district court found the search “reasonable” in light of the risks to the searching officers and the nature of the intrusion upon privacy interests. The government has not abandoned that theory on appeal. And, the record supports the district court, particularly if reasonable factual inferences are drawn in its favor. Cf. United States v. Weber,
The record indicates that the following events occurred. Six officers went to Room 360 of the Isle Verde Holiday Inn as part of
1. The Supreme Court’s discussion in Rakas v. Illinois,
For one thing, the right that Guilbe obtained from the hotel to remain under the ceiling of Room 360 was not a right to break through the partition and reach into a space over the ceiling. It was not a right to invade any niche, cubbyhole, conduit, passage, air conditioning vent, water pipe or any other imaginable place outside the room’s physical boundaries — particularly when he could break through to such space only through the use of physical force. See Rakas v. Illinois,
For another thing, unlike the summer cabin burglar, Guilbe could not even have had much of a subjective expectation of privacy in an open cubbyhole — at least none which he took any reasonable precaution to protect. See Rawlings v. Kentucky,
The room that Guilbe rented was not in his own home, a condominium, or an apartment house. It was in a hotel. As both the Second Circuit and the Fifth Circuit have recognized, although “an individual’s Fourth Amendment rights do not evaporate when he rents a motel room, the extent of the privacy he is entitled to reasonably expect may very well diminish. ... [T]here is ... an element of public or shared property in motel surroundings that is entirely lacking in the enjoyment of one’s home.” United States v. Agapito,
2. At the very least, the facts just discussed show a diminished privacy interest in the space that was searched. And, given the very limited extent of any legitimate privacy protection here, I do not see how this court can overrule a district court’s determination that the search was reasonable. Certainly the record facts reveal some risk — some danger — to the officers from the presence of a nearby gun. The facts that there were three suspects, not one; that a gun had been seen by the officers; that the officers had to wait with them for twenty to twenty-five minutes; that there was noise and confusion outside the room; all justify some concern on the part of the officers. The thought that the missing gun was only a few feet away in the bathroom in an open hole above their heads could reasonably have increased their concern for their own safety. Perhaps it would have been better practice to handcuff the suspects and shut the bathroom door, but that could well not have alleviated all of the officers’ legitimate concerns. And, when the fact that they did not go through drawers or closets but simply looked into so obviously suspicious and “non-private” a place as the half-opened ceiling space is added to this legitimate concern for safety, it becomes impossible for me to say that the officers did not behave reasonably when a district court has concluded that they did.
I find no absolute rule of law, either in the Constitution itself or in prior precedent, requiring reversal here. The Constitution itself uses the phrase “unreasonable” searches and seizures, a word that, as the
prohibits only ‘unreasonable searches and seizures. The relevant test is not the reasonableness of the opportunity to procure a warrant, but the reasonableness of the seizure under all the circumstances. The test of reasonableness cannot be fixed by per se rules; each case must be decided on its own facts.’
Coolidge v. New Hampshire,
There are, of course, a plethora of subsidiary legal rules, stating, for example, that warrantless searches of areas in a house outside the immediate control of an arrested person are unlawful, Chimel v. California,
In any event, the rules set forth in recent Supreme Court decisions seem to me to support, rather than to condemn, the search at issue here. The strongest contrary precedent is Chimel v. California, supra, in which the Court condemns warrantless searches outside the area subject to the arrested person’s immediate control. Chimel, however, concerns a search of a house —where privacy expectations are explicitly protected by the Fourth Amendment, which consecrates “the right of the people to be secure in their persons, houses, papers and effects.” (Emphasis added.) In the case of houses, one might wish to err, if at all, on the side of privacy. When the court has considered places where the interest in privacy is less intense, however, it has allowed warrantless searches well outside the area delineated in Chimel. Thus, in Belton v. New York, supra, the Court allowed a search of a car’s glove compartment for marijuana well after the suspects had been taken away from the car and there was no possibility that they might have obtained access to the compartment to destroy evidence. See Robbins v. California,
Finally, I might add that affirmance of the district court’s opinion for the reasons here stated would .not authorize the general search of a student’s dormitory (“a student’s home away from home”), Morale v.
For these reasons, I would affirm the district court’s decision.
. I might add two points about the arguments advanced in the concurring opinion in this case. First, we are reviewing a factual record made in a district court which upheld the search here at issue. We are not free to read the record subjectively, but must ask whether, drawing reasonable inferences against the defendants, it supports the district court’s conclusion. Thus, I cannot infer that defendants were handcuffed. And, I must infer there was some danger, both from the objective circumstances and from such subjective statements as that of agent Philip that in such circumstances “I am always worried about [damage inflicted upon my person].” Even were I reading the record totally subjectively, however, I would still find some risk of harm, some danger, present here.
Second, whether or not agent Philip had a legal right to stand on the toilet, while relevant to the matter of “plain view,” is not relevant to my understanding of this case. The question is one of the strength of defendant’s privacy interest. That privacy interest was in the ceiling space. There is no significant additional invasion of his privacy arising out of the fact that the officer, lawfully in the bathroom (“to see what was detaining special agent Swint”), stood on the toilet.
