The court delivered a PER CURIAM opinion.
SUTTON, J. (pp. 407-12), delivered a separate dissenting opinion.
AMENDED OPINION
This matter is before the Court on the government’s petition for rehearing en banc. Upon consideration of the relevant briefs and the record, we vacate our prior opinion,
United States v. Arnold,
On November 5, 2003, Defendant-Appellant, Joseph Arnold (“Arnold”), was convicted after a trial by jury in the United States District Court for the Western District of Tennessee of possession of a firearm by a convicted felon. Arnold appealed his conviction to this Court. On appeal, Arnold argues that the District Court committed error in allowing the out-of-court statements of his accuser to be introduced during his trial, that the proof submitted to the jury was not constitutionally sufficient to sustain the guilty verdict, and that the Court committed error in excluding a witness whom the defense sought to introduce to impeach the statements of the accuser. For the reasons stated herein, we REVERSE and REMAND the case for entry of а judgment of acquittal.
I. BACKGROUND
At about 7:43 a.m. on September 19, 2002, a woman called the 911 emergency telephone number in Memphis, Tennessee, to report that her mother’s boyfriend — ■ Arnold — had threatened her with a gun. At the end of the call, the caller identified herself as Tamica Gordon (“Gordon”). At approximately 8:00 a.m., local police officers were dispatched to a Memphis address and found a young woman upset to the point that she was having difficulty speaking. The officers later learned that the young woman’s name was Tamica Gordon. Although no witness during the trial testified to such, the young woman the police met was apparently also the same woman who made the 911 call.
Gordon told the officers that Arnold “pulled a gun on her” and threatened to
During a brief conversation, 2 Gordon began to calm. A short time after the officers arrived, a car pulled up to the address where Gordon and the officers were conversing. A woman was driving the car, and a man was in the passenger seat. As the car pulled up, Gordon became excited again. She pointed at the car and told the officers that the man in it was the same man who had pointed a gun at her.
The officers “went to the car, asked [Arnold] to step out and patted him down for weapons.” (J.A. at 117.) No weapons were found. Arnold was cooperative and did not attempt to elude the police or run away. The officers then asked for and received consent from the car’s owner (Gordon’s mother) to search the automobile. Under the passenger seat of the automobile, the officers found a black, semiautomatic handgun with a chambered round. The gun was in a clear plastic bag when the police located it. There were no fingerprints on the gun, and it was not stolen. The prosecution submitted no evidence that the gun belonged to Arnold, and Arnold did not admit that the gun was his.
The government subpoenaed Gordon for the trial, but she did not appear. The District Court issued a warrant for Gordon’s arrest, but she could not be produced before or during the trial.
The government moved at trial to introduce a tape of the 911 call alleged to have been made by Gordon and statements she later made to the police at the scene of Arnold’s arrest. The government argued that the 911 tape was admissible under two exceptions to the hearsay rule: excited utterance and present sense impression. The government argued that Gordon’s statements to the police were admissible as excited utterances.
After a hearing out of the presence of the jury, the District Court ruled that a redacted 911 tape was admissible as an excited utterance but not as a present sense impression. The District Court also ruled that Gordon’s statements to the police at the scene of Arnold’s arrest were admissible as excited utterances. In issuing his ruling, the District Judge stated, “[i]t would not upset me if the Court of Appeals overturned this determination, it wouldn’t bother me.” (J.A. at 80.)
II. ANALYSIS
On appeal, Arnold asserts that his conviction should be overturned for any, or the combination, of three errors that occurred at trial:
1. The out-of-court statements of Gordon were erroneously admitted;
2. The proof offered was constitutionally insufficient to sustain a conviction; and
3. Defense counsel should have been permitted to present an impeachment witness.
“Where the sufficiency of the evidence is properly before us, we consider that issue first because it is determinative
A. Standard of Review
In reviewing Arnold’s insufficient-evidence claim, “we must determine ‘whether, after viewing the evidence in the light most favorable to the prosecution,
any
rational trier of fact could have found the essential elements of the crime beyond a reasonable doubt.’ ”
United States v. Humphrey,
When reviewing a sufficiency claim, we consider
all
the evidence, even if it was improperly admitted at trial.
See United States v. Quinn,
[A] reversal for insufficiency of the evidence should be treated no differently than a trial court’s granting a judgment of acquittal at the close of all the evidence. A trial court in passing on such a motion considers all the evidence it has admitted, and to make the analogy complete it must be this same quantum of evidence which is considered by the reviewing court.
Lockhart v. Nelson,
B. Merits
Arnold was convicted of possession of a firearm by a convicted felon, in violation of 18 U.S.C. § 922(g)(1). “To obtain a conviction pursuant to § 922(g)(1), the government must prove beyond a reasonable doubt: (1) that the defendant has a prior
Evidence of either actual or constructive possession of a firearm is sufficient to sustain the verdict.
United States v. Moreno,
The prosecution presented the following evidence to establish possession: (1) the gun that was found under Arnold’s seat in Gordon’s mother’s car and (2) Gordon’s statements to the 911 dispatcher and the responding officers that at some unspecified time before the discovery of the firearm, Arnold threatened Gordon with a black gun. 3 For the following reasons, we find that the evidence presented at Arnold’s trial was insufficient to support his conviction.
1. Actual Possession
“Actual possession exists when a tangible object is in the immediate possession or control of the party.”
United States v. Beverly,
Other than the firearm itself, the government’s only evidence is Gordon’s thrice-repeated accusation that Arnold had wielded a gun while threatening her. This evidence does not go to the actual possession of the firearm recovered from the vehicle at the time that it was discovered; instead, it suggests that at some earlier time, Arnold might have possessed some theoretical gun that was never recovered. As we have already noted, however, conviction
Because the prosecution presented no evidence showing that Arnold had physical control over the recovered firearm, no rational trier of fact could have found the possession element proved beyond a reasonable doubt on the basis of actual possession.
2. Constructive Possession
“Constructive possession exists when a person does not have actual possession but instead knowingly has the power and the intention at a given time to exercise dominion and control ovеr an object, either directly or through others.”
Craven,
Our prior decisions have discussed numerous facts that, in varying combinations, served as evidence that a defendant constructively possessed a firearm found in a vehicle with him: the defendant was alone in the car,
United States v. Murphy,
These cases stand in stark contrast to
Birmley,
where we reversed the
One might attempt to distinguish
Birmley
on the basis of the gun’s location: here it was in the passenger compartment (under a seat), while in
Birmley
it was in a locked trunk for which the relevant defendant did not have a key. This is a distinction without a difference, however, because it is well established that a defendant’s mere presence in a car when a firearm is found under a seat does not establish possession.
See United States v. Hishaw,
This conclusion is reinforced by our decision in
Beverly,
which involved a gun found in a home.
6
An officer executing a search warrant found Beverly and another person (Austin) in the kitchen of yet another person’s (Hatfield’s) residence.
Beverly,
Finally, Gordon’s statements and gestures do not change our analysis. The statements and gestures suggest that Arnold possessed a black, semiautomatic firearm at some unspecified earlier time. We reiterate that conviction requires рroof that Arnold “possessed] the firearm and ammunition
specified in the indictment.” Schreane,
III. CONCLUSION
For the foregoing reasons, we REVERSE and REMAND for entry of a judgment of acquittal.
When the victim of an assault tells a 911 operator and the police that the defendant was holding a black, sеmiautomatic handgun, when the victim provides a motive for the defendant’s possession of the gun (“he said he was going to kill her”), when the victim identifies the defendant to the police when he returns to the scene of the crime in a car shortly thereafter (“That’s him, that’s the guy who pulled a gun on me, Joseph Arnold, that’s him.”), when the victim at that point tells the police that “he’s got a gun on him” and when the police then recover a black, semiautomatic handgun under the passenger seat in which the defendant is sitting, a jury may find that this evidence establishes that the defendant possessed a firearm. As the majority concludes otherwise, I respectfully dissent.
' I.
Arnold challenges the sufficiency of the evidence of just one element of this felon-in-possession-of-a-firearm charge: Did he possess a firearm? The jury heard several pieces of evidence allowing it to conclude just that. On September 19, 2002, Tamica Gordon called a 911 operator and told the operator that Arnold, her mother’s boyfriend, had just threatened her with a gun. When officers responded to the call five to six minutes later, they encountered a visibly shaken Gordon, who explained that she had just been in an argument with Arnold and that he had threatened her with a gun. “Joseph Arnold,” she told the officers, “pulled a gun on her, he said he was going to kill her. He was arguing and she thought he was going to kill her.” JA 114. Gordon “stated that she [ ] saw him with a gun in his hand,” JA 140, and “that she observed him cock the weapon,” JA 143; see also JA 127, 144. Gordon described Arnold’s weapon as “a black handgun.” JA 127, 140. “[B]eeause of the way she said that he cocked it,” JA 127—that he “pull[ed] back the slide,” id. — and because of her other descriptions of the gun, the officers concluded that the gun was a semiautomatic handgun, id.; JA 133, and that “there would be a round chambered” in it, JA 133.
If we assume that the jury was entitled to consider all of this evidence, as the majority properly assumes, then the jury assuredly could conclude beyond a reasonable doubt that Arnold possessed the gun the officers found below his seat. The jury heard evidence that Gordon, her mother and Arnold were at home that morning, that Arnold and Gordon began arguing, that during the argument Arnold retrieved a loaded gun, chambered a round and pointed it at Gordon as she fled to call 911. They heard that Gordon described the gun to officers as a black handgun. They heard that the way Arnold cocked the weapon indicated to the officers that it was a loaded semiautomatic and that it had a round of ammunition in it. And the jury learned that when, moments later, a car containing Arnold arrived back on the scene, the police found a gun inches from the passenger seat where Arnold was sitting. The gun in every way matched the description Gordon had given of it: it was black; it was semiautomatic; it was loaded; and it had a round in its chamber. And it was found within easy reach of Arnold.
Because “possession may be proved by direct or circumstantial evidence,”
United States v. Craven,
In reaching a different conclusion, the majority reasons that “Gordon’s thrice-repeated accusation that Arnold had wielded a gun while threatening her ... does not go to the actual possession of the firearm recovered from the vehicle at the time it was discovered.” Supra at 4. I fail to see why. The indictment charged Arnold with possessing “a firearm, that is, a Hi Point, 9 millimeter, semiautomatic pistol.” JA 14. Each and every attribute of the gun that Gordon described paralleled the attributes of the gun the officers found. Gordon saw Arnold point a handgun. The officers soon after found a handgun near Arnold. The gun Gordon saw was black. The gun the officers found was black. The gun Gordon saw was semiautomatic. The gun the officers found was semiautomatic. And Gordon saw Arnold pull back the gun’s slide and chamber a round, and the gun the officers found had a round in its chamber. The only additional description the government provided of the gun specified in the indictment was that it was “a Hi Point, 9 millimeter.” JA 14. No part of Gordon’s description is inconsistent with these additional details, as she did not claim Arnold held another brand of gun or that it accepted another caliber round.
No doubt the connection between the two guns would have been even clearer had Gordon ‘been able to describe some other unique characteristic of the gun or, better yet, been able to describe the gun as “a Hi Point, 9 millimeter.” But Arnold has pointed to no such charactеristic of the gun that Gordon could have mentioned, and surely we do not require a witness to “make out the name brand of [a] weapon, the model, the model number, []or the gun’s serial number” as an aggressor points the weapon at her. See
Moore,
Ml of this, it seems to me, suffices to resolve this case. The defendant was charged with possessing a handgun, and the government proved that he actually possessed a handgun. The government has never argued that he constructively possessed the gun and it is quite understandable why: It had no reason to do so.
Yet even if one thinks of this prosecution as arising under a constructive-possession theory, I fail to see how that advances Arnold’s cause. “Presence
alone
” near a gun, it is true, does not “show the requisite knowledge, power, or intention to exercise control over” the gun to prove constructive possession.
United States v. Birmley,
No case, to my knowledge, supports invalidating this conviction, and numerous cases undermine such a conclusion.
See, e.g., United States v. Barnett,
Other circuits hew to the same rule: While presence in a car with a gun does not by itself establish constructive possession, presence plus other incriminating evidence will do so.
See United States v. Alexander,
“[I]n certain instances,” to be sure, evidence of a defendant’s prior possession may not support an inference of constructive possession.
United States v. Hishaw,
In the final analysis, I would hold that a rational jury could conclude that uncontra-dicted evidence showing that the defendant pointed a gun at the victim, that the defendant was identified as the man who pointed the gun and that a gun matching the description the victim provided was found under thе defendant’s car seat minutes later suffices to establish that the defendant was guilty of being a felon in possession of that gun.
II.
Because I cannot agree with Arnold’s challenge to the sufficiency of the evidence, I must also reach his objections to the district court’s decision to admit Tami-ca Gordon’s three statements- — -first to the 911 operator, next to the police when they arrived at the scene, then to the police when Arnold suddenly returned to the scene. Arnold challenges the district court’s admission of this evidence both as a matter of evidence law (the excited-utterance exception to the hearsay rule) and constitutional law (the Confrontation Clause). As the dissent that I filed when the panel first heard this case explains my position on these contentions, I will incorporate it here by reference.
See United States v. Arnold,
Notes
. Gordon did not testify at trial. Therefore, all references in this opinion to Gordon's statements and actions in the presence of the responding officers are derived from the officers’ testimony.
. The initial conversation between Gordon and the officers apparently lasted between thirty seconds and five minutes.
. Gordon included no additional details in her description of the firearm; however, an officer interpreted her hand gestures to indicate a semiautomatic gun with a chambered round.
. The dissent asserts that there was sufficient evidence to prove that the two guns were one and the same and that Arnold therefore actually possessed it. For various reasons, the cases cited by the dissent are readily distinguishable.
In several cases, an officer saw the defendant both holding the firearm and throwing it away while fleeing, and the gun was recovered either where the defendant was initially encountered or along the path of his flight.
Barnett,
In two cases, the firearm was recovered in a vehicle owned or operated by the defendant.
United States v. Patterson,
Another case featured an assortment of additional evidence that is absent in the instant case.
United States v. Whitis,
94-6333,
Two other cases are inapposite because the defendant did not challenge and the court did not review the sufficiency of the evidence of possession.
United States v. Chesney,
Finally, the evidence here falls short of even the case on which the dissent principally re
. We held that there was sufficient evidence of constructive possession as to the other two defendants. One defendant was the owner of the vehicle and had arranged a meeting to sell the firearms.
Birmley,
. Constructive-possession decisions involving homes can inform the inquiry in cases involving vehicles.
See United States v. Cazares,
. The
Hishaw
court noted that "in certain circumstances,” possession of a similar gun on prior occasions "may support an inference of constructive possession.”
. The dissent cites numerous cases in support of its argument that Arnold constructively possessed the firearm found under the passenger seat. For various reasons, these cases do not deserve the weight that the dissent gives them.
In several cases, an officer saw the defendant both holding the firearm and throwing it away while fleeing, and the gun was recovered either where the defendant was initially encountered or along the path of his flight.
Caraway,
In several cases, the firearm was recovered in a vehicle owned and operated by the defendant.
See United States v. Alexander,
In several cases, an officer saw the defendant reaching toward the area in the vehicle where the firearm was found. See United States v. Ocampo,890 F.2d 1363 , 1366 (7th Cir.1989); United States v. Flenoid,718 F.2d 867 , 868 (8th Cir.1983); United States v. Coe,718 F.2d 830 , 833 (7th Cir.1983). Arnold was not seen making any such movements.
Several other cases featured an assortment of additional evidence that is absent in the instant case. See United States v. Banks, No. 05-5032,2005 WL 2508543 , at *4 (6th Cir. Oct.11, 2005) (unpublished opinion) (fellow occupants of vehicle where firearm was found confirmed victim-witness's testimony that the defendant had brandished the firearm); United States v. Collins, No. 96-10518,1997 WL 599863 , at *2 (9th Cir. Sept.24, 1997) (unpublished opinion) (where possession of drugs was at issue, officer testified that (i) the defendant admitted the drugs found in the motel room were his and that the drugs had been delivered to him earlier that evening and (ii) another occupant of the room said that she and the defendant had conducted drug transactions that day); United States v. Ratcliffe,550 F.2d 431 , 433 (9th Cir.1976) (where possession of drugs was at issue, the defendant bought the plane used in the drug smuggling operation and helped unload the cargo).
Finally, the remaining two cases are also distinguishable. In United States v. Wright,932 F.2d 868 (10th Cir.), cert. denied, 502 U.S. 962, 972,112 S.Ct. 428 ,116 L.Ed.2d 448 (1991), the defendant was arrested at the location of a drug transaction arranged by an informant working with the police. Id. at 872-73. The police found a rifle hidden in a pipe about eight feet from the defendant, who was standing between his vehicle and a trailer home. Id. at 873. The Tenth Circuit held that there was sufficient evidence of constructive possession but provided little analysis of the issue. See id. at 881. The court did state, however, that the evidence was sufficient "[vjiewed in the context of the drug transaction.” Id. By this the court likely meant the common sense of a firearm being useful as "protection or coercion” in a drug sale. Id. (discussing this factor in the context of conviction under § 924(c)(1) for using or carrying a firearm during and in relation to a drug trafficking offense). Moreover, the prosecution produced evidence at trial that the defendant had carried that rifle in his truck in the months leading up to the arrest. Id. Neither of these factors is present in the instant case.
In United States v. Richardson,161 F.3d 728 (D.C.Cir.1998), the victim-witness testified that the defendant showed him a gun, walked over to a parked car, leaned into the driver's side window, and talked to the driver. The witness left the area and returned about five minutes later. The witness told an officer who was now in the area what had occurred. A search of the defendant, who was standing ten to fifteen feet from the vehicle, revealed no firearm, but the officer did find one under the front passenger seat of the car. Although three men were seated in the driver's seat and in the rear, the front passenger seat was unoccuрied. Id. at 732. The D.C. Circuit held that the evidence was sufficient to show constructive possession, but it "emphasize[d] that this was not a strong case.” Id. at 733.
In Richardson, there was a direct connection between the initial sighting of the firearm and its eventual discovery: the witness saw the defendant carrying a gun and leaning into a vehicle, and a few minutes later the officer recovered the firearm in the same area, inside what the witness identified as the same car. Because, immediately after brandishing a gun, the defendant had been seen leaning into the vehicle where a firearm was found a few minutes later, a rational juror could conclude beyond a reasonable doubt that the defendant had stashed his gun in the car and continued to exercise dominion and control over it.
In tire instant case, however, the connection between the initial sighting and the discovery was more tenuous. Gordon stated in her 911 call that after Arnold threatened her with а gun, she "left, and [she] went around the corner from the house.” A firearm was eventually found in a vehicle that arrived on the scene some time later. Unlike Richardson, nobody saw Arnold lean into or otherwise interact with Gordon's mother’s car in a manner that would suggest that he was hiding a gun there. Indeed, there was no evidence that the vehicle was even in the area at the time that Arnold allegedly threatened Gordon with a gun. Given that the Richardson court conceded that its decision was a close one, this difference is enough to place the instant case on the insufficient side of the evidentiary line. The instant case is more like the decisions in which simply being a passenger in the vehicle where a firearm was discovered was held to be insufficient evidence of constructive possession. See ante, at 403-04 (citing cases). Notably, the courts that have so held include the D.C. Circuit, the court that decided Richardson.
. We note that the Supreme Court recently granted certiorari in two cases in order to determine whether statements made in a 911 call and to responding officers are "testimonial” within the meaning of
Crawford v. Washington,
