472 F.3d 1102 | 9th Cir. | 2007
UNITED STATES of America, Plaintiff-Appellee,
v.
Jose JIMENEZ-ORTEGA, Defendant-Appellant.
No. 06-50007.
United States Court of Appeals, Ninth Circuit.
Submitted December 6, 2006.*
Filed January 5, 2007.
Kasha K. Pollreisz, Federal Defenders of San Diego, Inc., San Diego, CA, for the defendant-appellant.
Carol C. Lam, United States Attorney for the Southern District of California, Roger W. Haines, Jr., Assistant United States Attorney, Bruce C. Smith, Assistant United States Attorney, San Diego, CA, for the plaintiff-appellee.
Appeal from the United States District Court for the Southern District of California; John A. Houston, District Judge, Presiding. D.C. No. CR-05-00457-JAH.
Before: REINHARDT, KOZINSKI and IKUTA, Circuit Judges.
PER CURIAM:
We address whether a district judge must make a finding of materiality before he can enhance a defendant's sentence for obstruction of justice based on perjury under U.S.S.G. § 3C1.1.
Facts
Defendant was apprehended near an Imperial County recreation area after abandoning a Jeep Cherokee packed full of marijuana. He was charged with importing narcotics and possessing narcotics with intent to distribute. Defendant testified at trial and a jury convicted him on both counts.
At sentencing the judge characterized defendant's trial testimony as "so incredible, in light of all of the evidence, that it was clear to the court that you intended to obstruct or impede justice with your version of the facts. Your testimony was not the result of any confusion, mistake or faulty memory, but an attempt to willfully obstruct justice." The court imposed an upward adjustment, pursuant to U.S.S.G. § 3C1.1, increasing defendant's guidelines range from 70-87 months to 87-108 months.
On appeal, defendant questions the adequacy of the district judge's finding that he had obstructed justice by giving false testimony at trial.1
Analysis
Before it may adjust defendant's sentence for obstruction of justice, the district court must find that: 1) defendant gave false testimony; 2) the testimony was on a material matter; and 3) defendant had "willful intent" to provide false testimony. United States v. Dunnigan, 507 U.S. 87, 94, 113 S.Ct. 1111, 122 L.Ed.2d 445 (1993). Here, the judge said that defendant had "wilfully" given "incredible testimony," but he said nothing about the materiality of defendant's false statements.
Our cases provide divergent guidance on how we deal with this situation. In United States v. Jimenez, 300 F.3d 1166, 1171 (9th Cir.2002), we remanded, citing Dunnigan, where a judge said that defendant had "knowingly lied on the stand" but never stated whether defendant provided false testimony on a material issue. However, in United States v. Arias-Villanueva, 998 F.2d 1491 (9th Cir.1993), the district judge enhanced defendant's sentence for obstruction of justice after finding that he "testified untruthfully," without making a finding on materiality. Id. at 1512-13. We determined, based on the appellate record, that defendant's false testimony related to material issues in the case and upheld the sentence without remanding.
The different approaches taken by the panels in Arias-Villanueva and Jimenez can be explained by an intervening Supreme Court case, United States v. Gaudin, 515 U.S. 506, 115 S.Ct. 2310, 132 L.Ed.2d 444 (1995). There the Court held that materiality must be decided by the trier of fact. [Id. at 522-23, 115 S.Ct. 2310]. Prior to that decision, materiality was commonly understood as a purely legal question, and thus one that the court of appeals could decide in the first instance. Indeed, Arias-Villanueva relied on one of our pre-Gaudin cases, United States v. Clark, 918 F.2d 843, 846 (9th Cir.1990), for the proposition that materiality is a purely legal issue. In United States v. Keys, 95 F.3d 874, 878 (9th Cir.1996), we recognized that Clark was no longer good law after Gaudin. Thus, while it was acceptable at the time of Arias-Villanueva for our court to make a ruling on materiality rather than remand, this was no longer true when Jimenez was decided. Post-Gaudin, the materiality of a false statement is one of the factual predicates of an obstruction enhancement, and we must remand where the district court failed to make a finding on this point.2
Normally, conflicts in our caselaw cannot be resolved by a three-judge panel. See Atonio v. Wards Cove Packing Co., 810 F.2d 1477, 1478-79 (9th Cir.1987) (en banc). But in Miller v. Gammie, 335 F.3d 889, 893 (9th Cir.2003) (en banc), we recognized an exception to this rule when one of our opinions has been superceded by intervening Supreme Court authority. Such is the case here. Gaudin implicitly overruled the portion of Arias-Villanueva dealing with the district court's failure to make a finding on materiality. Jimenez thus controls and we remand for resentencing.
REMANDED.
Notes:
This panel unanimously finds this case suitable for decision without oral argumentSee Fed. R.App. P. 34(a)(2).
Defendant also claims that the prosecutor made comments in his closing argument that shifted the burden of proof to defendant. However, the comments defendant points out are similar to those made by the prosecutor inUnited States v. Mares, 940 F.2d 455, 461 (9th Cir.1991), where we held that comments that merely "challenge the other [side] to explain to the jury uncomfortable facts and inferences" do not constitute impermissible burden shifting. As in Mares, the prosecutor here did not shift the burden of proof to defendant.
The government has not argued that the error here was harmless, and this is not among the extraordinary cases that merit sua sponte consideration of the issueSee United States v. Gonzalez-Flores, 418 F.3d 1093, 1101 (9th Cir.2005).
