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United States v. Jose Gerezano-Rosales
692 F.3d 393
5th Cir.
2012
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*3 GARZA, THE Before DENNIS COURT: Because I think that is HIGGINSON, ease, Judges. appropriate your Circuit Mr. Gerezano. MR. No. GEREZANO: GARZA,

EMILIO M. Judge: Circuit you THE I think COURT: liar. [a] (“Gere- Jose Ramon Gerezano-Rosales think horrible attitude. zano”) appeals his non-Guidelines sentence don’t any being think business imprisonment of 108 illegal months period. the United States You come reentry. We VACATE crimes, in to do nothing commit for resentencing. and REMAND serious crimes.

MR. I haven’t GEREZANO: done— I your THE COURT: That’s what crimi- history. you nal Would like for me? pleaded guilty Gerezano to an indict- your You don’t like I it? take charging ment him illegal reentry. Well, Okay. it; I’m going change . (b). §§ See pre- 8 U.S.C. & The I am going to find that guidelines (“PSR”) report sentence calculated an ad- adequate; are not that since have sen- visory range imprisonment Guidelines of of you tenced the circumstances have sentencing, 57-71 months. At the district attitude, changed your based on your adopted the PSR’s calculation of the lack respect, your of your demeanor and range. Guidelines giving After Gerezano failure to— allocute, the opportunity to MR. sorry. I’m GEREZANO: orally sentenced Gerezano to months, finding that THE “advisory guide- COURT: —understand the laws adequate are and that a fair and the United States. reasonable sentence can be achieved with a MR. I’m disrespect- GEREZANO: not sentence selected from advisory within the ing.

range.” THE you COURT: are. You I find that are me. disrespecting stand for the

However, after the orally district court law of the your United States and de- Gerezano, sentenced it apparently discov- disrespectful. meanor is Your words ered for the first time that Gerezano could are disrespectful. you Everything about English. understand Gerezano’s knowl- so far has been just since I edge English caused ques- the court to you. sentenced That changed circum- veracity tion the of some of the mitigating stances. Because that I find that the statements Gerezano during had made guidelines are longer adequate. no So allocution. As proceeded the district court your sentence instead of 71 will months to admonish regarding Gerezano the terms now you be 108 months. Would like to release, of his supervised eventual Gereza- keep working up? no interrupted questioned the court and of his sentence. The MR. following No. GEREZANO: colloquy ensued: THE suggest you COURT: Then I learn to respectful. be

THE Stop. I don’t want to COURT: hear anymore you. already I have The district court’s statement of reasons you. you sentenced Do understand that provided imposed that it a sentence above are to— range Guidelines promote order to MR. Why GEREZANO: giving respect for the law and to afford adequate me so much time? criminal deterrence to conduct. Meza, 3553(a)(2)(A), (a)(2)(B). to hold that a This we declined §§ U.S.C. court’s initial oral formulation of a appeal followed. “instantaneously strips dis- sentence jurisdiction” change court of its trict II initially announced sentence. a “draconian rule” (declining adopt that the dis- Gerezano claims appeal, On whereby a “district court’s initial formula- jurisdiction “re-sen- trict court lacked type of the sentence is the which tion prison months in after tence” him 108 instantaneously strips the district court of initially him to a 71-month criminal jurisdiction defen- also asserts imprisonment. term of He immediately jurisdic- vests such dants initial 71-month district court’s court”). Meza, with this As in tion unreasonable. initial conclude that the district court’s oral even if the Lastly, contends that announcement Gerezano’s sentence did jurisdiction court had “re-sen- binding not constitute announcing tence” him after the initial *5 juris- strip therefore did not the court of tence, non-Guidelines, 108-month sen- change to diction its initial formulation. substantively procedurally and tence was Although court not change the district did unreasonable.1 upon request one Gerezano’s sentence parties to of the alter initial formula- A tion, id., cf., its initial changed adjourned formulation before it the sen- Gerezano claims that district Thus, “no tencing hearing. there was for- jurisdiction modify court lacked to his sen proceedings in the from mal break which during sentencing hearing tence reasonably conclude that logically 71 He contends months 108 months. had Id. at 509. Ac- sentencing finished.” oral formula that the district court’s initial cordingly, court not the district did lack binding tion of his was a sen jurisdiction impose the 108-month sen- tence, only court could which tence. modify under the limited circumstances 3582(c), § which enumerated 18 U.S.C. B under lists the exclusive situations which challenges also reasonable- sentencing modify can a term of First, of his sentence. he contends ness imposed. imprisonment once has the initial 71-month sentence was the district court did not increase Because Second, substantively unreasonable. Ger- its initial formulation of sen that the district court’s deci- ezano asserts any of grounds tence for contained his sion raise sentence to 108 months 3582(c), Gerezano asserts the dis substantively procedurally and unrea- jurisdiction modify trict court lacked sonable. sentence. We review whether jurisdiction impose 108- challenged court had We review a a two-part reasonableness under test. month sentence de novo. United (5th Rhine, Meza, v. States States v. F.3d United Cir.2011). .2010). First, we review sen- Cir challenging ment his sentence under Due 1. Because of our resolution of Gerezano's challenge to the reasonableness of his sen- Clause. Process tence, separate argu- we need address his conduct,” that the all uncharged ensure into account of the a significant procedural did not commit noting that if it the un- had considered (or error, failing conduct, “such as to calculate im- charged “this man would be look- calculating) properly range, the Guidelines ing at lot in prison.” a more time Accord- treating mandatory, the Guidelines as fail- ingly, the district court could not have 3553(a) factors, ing consider se- by considering abused its discretion un- lecting a sentence based on errone- conduct charged when announced the facts, failing ous to adequately explain 71-month sentence because the did including the chosen an expla- not sentence— consider such conduct when formulat- any nation deviation from the Guide- ing Gerezano’s sentence. States, range.” Gall 38, 51, U.S. 128 S.Ct. 169 L.Ed.2d 445 C (2007). Gerezano also claims that his 108- Second, we determine whether the month, proce- non-Guidelines sentence was challenged substantively sentence was un durally unreasonable. by considering reasonable totality “the First, Gerezano contends that his non- circumstances, including extent of procedurally Guidelines sentence was un- any variance from the Guidelines range.” reasonable. He asserts

Rhine, Gall, at (quoting raised sentence from 71 to 108 586). 51, 128 U.S. S.Ct. months based on an erroneous *6 Gerezano claims that the initial 71- disrespected he had the it court after an- substantively month was unrea- nounced the initial Guidelines sentence. sonable the placed because district court Second, Gerezano claims that the non- significant weight on an improper factor— Guidelines sentence was un- ie., his that arrests conduct did not reasonable. He contends that district the lead convictions. specific court failed to state a reason for preserved Gerezano contends that he er- ordering non-Guidelines sentence that challenge ror on his to the reasonableness was prior different than its reasons for of his by asking 71-month sentence the setting Guidelines sentence of 71 months. why district court it had him “given so He also maintains that the district much time” disagreeing and with the court legal had impose no basis to the 108- that the sentence was appropriate his month sentence because the comments he (1) However, case. even if Gerezano’s made after the initial sentence was an- sufficiently statements his raised claim of nounced not justify increasing did his sen- substantive error to allow the tence. itself, district court to correct see United v. States Mondragon-Santiago, 564 F.3d Cir.2009), and it were possible for perfect Gerezano to an appeal Gerezano asserts that we should review the district court’s initial formulation challenges his to the of reasonableness sentence, of his not did abuse its 108-month sentence under an abuse setting discretion when the initial standard, discretion he though even did tence. object not to the sentence in district

When the district announced court. objecting its He contends that to the initial sentence, formulation of Gerezano’s 108-month sentence would have been futile explicitly it stated it “not taking given was the district court’s reaction when he why him partic- given no asked had his initial sentence. objected to ular, objecting disputed much time the court’s de- asserts so and Gerezano would have been the 108-month termination that the 71-month sentence objected his because, he after “suicidal” appropriate. When district court was his sen- the court raised initial changing that it subsequently stated him if he “Would like and asked attitude, on his Gerezano’s sentence based up.” working keep demeanor, respect, failure to lack of and States, understand laws of United if a fails to “Generally, party said, sorry” “I’m not “I’m and Gerezano court, timely raise an district issue disrespecting.” error unless plain will review for position clear to the district party made together, comments Taken objected and would informed district court the essential Castillo, futile.” United States objections reason- substance his (5th Cir.2005) (citation omit F.3d of his ableness sentence. Gerezano direct- ted). words, cir In other under certain ly disputed district court’s preserve can sentenc party cumstances court, he had been to the objection if without a formal ing error informing thereby generally the court of objection essential substance “[t]he challenge procedural his reasonable- made known to is obvious Further, although his ness of sentence. (2) the of the court” and “context did question the substantive objection ruling” suggests [informal] of the 108-month sentence reasonableness that “counsel was entitled believe announced, it was we conclude that after not welcomed explanation would be further (a) the prior challenging his comments by the district court.” or entertained (b) of his initial sentence and Mendiola, States v. the initial raising basis (5th Cir.1994); see also 261 n. Fed. were preserve sufficient (“If have an party does not R.CrimP. *7 to challenge the substantive reasonable- order, a object ruling to to opportunity dis- ness of the 108-month sentence. As objection not later absence of an does below, could have reason- cussed Gerezano that prejudice party.”). ably believed the district court would that these we deter- circumstances Under again if he had have raised his sentence (1) he that mine Gerezano has established objected to the sentence. Giv- 108-month court clearly communicated district circumstances, these we conclude en to challenges of his the essential substance ini- questioning comments his Gerezano’s and substantive reasonable- procedural finding the court’s tial sentence and (2) object- his have ness of disrespectful he had been communicated Castillo, futile. would have been See ed objections of his the essential substance (describing F.3d at district court. “unique circumstances” creating behavior necessity of error that excused the formal Second, comments made preservation). court when raised Gerezano’s district to 108 months entitled Gerezano First, statements Gerezano’s a formal and his counsel to believe that essential substance sentencing made the objection have been futile and would objections obvious his court to potentially caused the initially an would After court. After Gere- months, further increase the sentence. a Gereza- sentence of nounced initial challenged length sentencing judge of his deferential as the a zano disputed position sentence and district court’s superior judge find facts and disrespectful, statement that he had import [18 their under U.S.C.] changed sen the district court respect particular defendant.” from 71 to 108 months and asked Key, United States v. 599 F.3d Gerezano, keep “Would like to work (5th Cir.2010) (citation omitted). After the no, ing up[.]” When Gerezano said initially district court announced the 71- responded, “Then I suggest sentence, appears month Gerezano respectful.” implica learn to be The clear times, interrupted multiple ques- tion of district court’s statement was sentence, tioned the his and chal- that the district court would raise Gereza lenged the district court’s assessment if he persisted questioning no’s sentence history criminal his and attitude. Given Thus, reasonably it. Gerezano could have difficulty assessing tone and de- interpreted the district question transcript, meanor from a cold we defer to him asking keep whether he would “like the district court’s that Gerezano up” working as a threat to increase his to the court after it ini- if objected Accordingly, he to it. tially announced 71-month sentence. under these circumstances we conclude id. preserved error on his chal lenges to the of his 108- reasonableness though month even Gerezano did formally object Lastly, to his sen 108-month Gerezano asserts that his non- fully

tence or articulate the of his basis Guidelines sentence was un- Bernal, objections. See United States v. reasonable. He maintains that the district (hold Cir.1987) 182-83 court failed to a specific state reason for ing objection jury defendant’s ato ordering a non-Guidelines sentence that charge adequate when the district prior was different than its reasons for objection short cut the defendant’s setting a Guidelines sentence 71of months. and the “defendant was not afforded He further contends that there was no opportunity explain objection fully”). legal support basis to the non-Guidelines Thus, we will review Gerezano’s non- sentence because the he comments made Guidelines sentence un for reasonableness after the district court 71- announced the der an abuse of discretion Mon standard. month sentence did not justify variance *8 dragov-Santiago, F.3d 564 at 360. from the Guidelines. “In reviewing a non-[G]uide lines sentence for substantive unreason

Gerezano contends that the dis ableness, the court will consider the to procedural trict by court committed error circumstances, tality of the 108-month, including the imposing the non-Guidelines of any extent variance from the Guide clearly sentence based on a erroneous (citation ie., range,” omitted), that id. at 475 Gerezano was disre being fact — “whether, spectful to determine questioned when he as a matter of appropri the substance, originally imposed sentencing ateness the the factors in sec 71-month 3553(a) assessing In support sentence. whether a tion sentence.” district Smith, procedural by court committed error se United States v. (5th (citations Cir.2006) omitted).

lecting a sentence based on a erro “A fact, “[a]ppellate highly neous review unreasonably is sentence non-[G]uideline[s] stance, that it sentencing when the stated would statutory fails reflect (1) sentence, it “I for increase Gerezano’s said: does not account where factors I signifi- you disrespecting are me. have received find factor that should a weight gives significant for law of the States and weight, stand United cant factor, your disrespectful. Your improper an irrelevant or demeanor judgment in disrespectful. Everything clear error of are represents a words factors.” balancing sentencing Unit- has you so far about Broussard, 669 F.3d just .... ed States sentenced Because since Cir.2012) Smith, (quoting no guidelines that I that the are find 708). determination, making this at adequate.” The district court then longer to the dis- “give must due deference justified we disrespect stated Gerezano’s 3553(a) § court’s decision that trict from 71 increasing his sentence whole, factors, justify the on a extent asked, months and “Would like Gall, 552 U.S. the variance.” keep working up?” When Gerezano said S.Ct. no, suggest you replied, “Then Further, be dis- respectful.” learn to asserts that the The Government initially a trict court found that Guidelines of reasons estab court’s statement district adequate formally would be sentence the court varied from lishes that a Guidelines sentence —facts announced for disrespect to Gerezano’s due Guidelines support our conclusion that which and the need the laws of the United States imposed a non-Guidelines sentence findings future criminal to deter conduct— on reaction to his initial based are the record supported which sentence. 3553(a). §in How statutory a basis 108-month, ever, we conclude itself the “law the By equating unreasonably fails sentence non-Guidelines States,” the court appears 3553(a) sentencing § factors to reflect the to set a non-Guidelines intended a clear represents because the sentence in promote respect “to for order balancing in the sen judgment error 3553(a)(2)(A). law” under U.S.C. tencing Specifically, although factors. no position regarding We take whether reasonably the district court acknowledge duty to impose disrespected the found that had based, part, promote on the “to need court, for we hold that was unreasonable respect for the law” under allows three-year impose the district court a district court consider statements primarily variance from Guidelines by a made defendant at especially disrespect, based on that since disrespectful to the itself. How previously announced a sen had ever, even if district courts can consider tence within the Guidelines. assessing when the need such statements promote respect

The district court’s statements at sen- *9 law, impose the district court’s tencing primarily imposed reveal that it decision three-year it variance based on sentence because non-Guidelines in disrespect ini- constituted a clear error found that Gerezano’s reaction to the balancing disrespectful. judgment sentencing in fac tial sentence was See 551; Broussard, see v. (examining tors. Id. at United States 669 at 551-52 (5th Goldsmith, 261, by Fed.Appx. made district court at sen- 192 268 statements Cir.2006) (holding “in (unpublished) tencing impos- to determine its reasons for sentence). light reasoning in- of the stated For ing defendant’s 402 III

district court and the record” that only court’s “can be ex- sentence We VACATE Gerezano’s sentence and plained judgment as a in ‘clear error resentencing. REMAND for ”) (cita- balancing sentencing factors’ omitted). tion DENNIS, Judge, in concurring Circuit Specifically, after the district court an- part in concurring judgment: and sentence, the initial

nounced interrupted why ask it had join majority’s in judgment time, him given disputed so much the Gerezano-Rosales’ 108-month non-Guide- district court’s determination that his sen- lines substantively sentence was unreason- “no”, by saying was appropriate and able and that sentence must therefore (3) attempted dispute the district court’s be vacated and remanded for resentenc- history by say- assessment of his criminal However, ing.1 I believe that the district ing “I haven’t done—.” Based on this instructed should be to reinstate its record, insolently no matter how Gerezano initial 71 sentence of months without con- court, delivered his retorts to the district ducting proceedings. further The 37- his statements not have reasonably could month in the increase justified a years variance of three above merely excessive un- and range, especially the Guidelines since the crime; reasonable sentence for Gerezano’s court had found that previously a Guide- in reality punishment extra imposed lines sentence appropriate. was otherwise for what the court found to be his disre- Gall, (“In at U.S. S.Ct. 586 spectful court during conduct reviewing the of a reasonableness tencing proceeding. The record in this range, outside the may Guidelines ... [we] case support does not that Gere- take the degree of variance into account disrespectfully zano acted or in contempt and consider the of a extent deviation from during the sentencing proceed- Guidelines.”); Broussard, 669 F.3d at ings; and the district court did not adhere (same). limiting procedures it in required of Given the context the entire sen punishing contempt of court. tencing hearing, particularly the district A district court commits procedural er- implicit threat raise Gerezano’s when, alia, ror inter if a sentence questioned “select[s] he the non-Guide based on erroneous facts.” v. we conclude that the Gall 108- States, month, 38, 51, 552 U.S. S.Ct. non-Guidelines sentence was sub (2007). stantively L.Ed.2d Appellate unreasonable because it consti tuted a review of a judgment findings clear error in district court’s factual bal ancing the “is sentencing highly factors deferential as under the totality Broussard, of the judge position circumstances. is in a superior facts find 551; Goldsmith, 669 F.3d at judge import Fed. their under [18 U.S.C.] Appx. respect 268.2 with to a particular de- Pineda-Arrellano, argument 2. Gerezano’s the enhanced v. 1326(b) penalties under Cir.2007). 8 U.S.C. are ele proved ments of the offense that must be to a is, jury beyond a doubt he reasonable as con join majority’s opinion I also in the cedes, foreclosed. See Almendarez-Torres I, II.A, II.B., II.C.l, regard to sections *10 States, 224, 235, United 523 U.S. 118 S.Ct. II.C.3. 1219, (1998); 140 L.Ed.2d 350 United States

403 Hernandez-Martinez, 599 States v. 485 F.3d Key, States v. F.3d United fendant.” (5th Cir.2010) Cir.2007).2 270, 469, (quoting United the 473 272-73 Unless 531 Campos-Maldonado, v. F.3d objection “sufficiently States makes his defendant (5th Cir.2008)). However, 337, this clear, is forfeited.” the issue considered court not shield the district does Chavez-Hernandez, deference v. United States reflects that review where the record (5th Cir.2012). objec The finding was erroneous. the factual specific; vague tion must be claim of preserve objec error the is insufficient that in- district court stated The for States Whi appeal. tion United by creased Gerezano-Rosales’ (5th Cir.2009). telaw, of “at- months because Gerezano-Rosales’ words, general objection other titude, respect, ... ... demeanor lack of length will not be the of sufficient ... failure to understand laws and States,” appeal. for specifically preserve specific and stated issues the United disrespecting “I that that: find 3553(c) Moreover, requires 18 U.S.C. of the United me. stand for law the district court “at the time of sentenc- your disrespectful. and demeanor is States ing, open in for state reasons [to] disrespectful. Everything Your words are imposition the particular of sentence.” disrespectful has far been about so reasons, give If the fails to sufficient you.” The district just sentenced since request that must parties have held factual court made this disre- a party that do so: “Unless contests the spect after Gerezano-Rosales answered generally under Guidelines questions English, although in he several is, argues the Guide- —that assigned interpreter an at his re- or, judgment, an unsound for reflect why he judge then asked the quest, they example, generally not treat do time,” being sentenced to “so much and certain characteristics in the defendant judge’s disagreed assessment of with way argues departure, for proper —or findings to his past his attitude and as judge normally say need more.” not Whi- Thus, not actions. the record does reflect telaw, at 261. It cannot that a be any had shown dis- Gerezano-Rosales defendant can be found for court, my respect toward the but view simply very requesting explanation only that he asked the reasons for reflects by give. law to court mandated objected to of the sentence and given In the case and context this that it not ruling the court’s unreason- specific, appropriate language used able. defendant, objection request and alone view, Ultimately, my punished he was disrespect warranting do not constitute doing precedent what our circuit re- contempt of or punishment either for preserve an issue quired that he do to guidelines. higher as sentence under object A appeal: specificity. defen- no evidence in the record that object There is who to his sentence dant does will, subject inappropriately Gerezano-Rosales acted appeal, stringent on be request objection. while made his “plain error” review. United he standard relief, plain grant prevail has the 2. A defendant can under then discretion " seriously only only can if ‘the affects the error standard of review if he estab error error; fairness, "(1) reputation ju- integrity, public clear and lish an that is obvi ” ous; proceedings.' (quoting Id. substantial dicial that affected his 725, 732, Olano, Hernandez-Martinez, 113 S.Ct. rights.” 485 F.3d at States v. U.S. conditions, (1993)). all L.Ed.2d 508 If he three establishes *11 cursed, The not reflect that he If the district record does court believed that disrespectfully defendant had acted in used foul or language, or court, it contempt pro- should have used gestures. inappropriate made The record ceedings rather than a sentence enhance- only English reflects that he answered in punish to judge ment him. The has the objected an although interpreter,3 he had authority to maintain decorum in the sentence, and his dis- verbalized courtroom and disrespect using sanction agreement the district with court’s assess- criminal contempt proceedings. facts, required ment which of the he is to 401; U.S.C. 42. Fed.R.Crim.P. Even if preserve in for ap- do order to his issues were assume that Gerezano-Ro- peal. majority acknowledges in As the conduct sales’ amounted to a direct con- opinion, the district increased Gere- in tempt presence, court’s which is “ap- zano-Rosales’ sentence because he record, supported by the maxi- pears interrupted to have multi- punishment mum judge could ple times, questioned of his imposed have would have been six challenged and imprisonment. months’ Where the con- history court’s assessment of his criminal tempt sentence would exceed six months’ and finding attitude.”4 To sustain a of imprisonment, a jury trial is constitution- disrespectfulness and a in- substantial required. ally Wright 3A Charles Alan in crease sentence on grounds these will al., et Federal Practice and Procedure place in position having defendants 2011); § 706 ed. see also Bloom v. being given higher risk order Illinois, 391 U.S. 88 S.Ct. preserve objections their arguable and (1968). addition, 20 L.Ed.2d 522 “[i]f issues for appeal. This will a chilling the criminal contempt involves disrespect defendants, affect on particularly those or judge, toward criticism of a that judge se, who pro who speak either do not disqualified presiding at the con- English speak only or meagerly as a tempt trial or hearing unless the defen- second language, who are not familiar 42(a)(3). dant consents.” Fed.R.Crim.P. system. legal Without evidence ignore Courts cannot the rules governing that Gerezano-Rosales did than contempt-of-court more re- proceedings by treating quest object the in-court clarification or his misconduct as a sen- 3553 sen- tencing warranting factor an upward tence—as required he is authorized and tence variance undermining without by do law in order to legal assert his and process protections fairness due rights agree cannot that our standard —I judicial surround and restrain the power judicial review is so deferential as to punish for contempt of court. prevent our determining that the district finding disrespect was reasons, these For I concur in the ma- erroneous. jority opinion’s judgment to vacate the sentencing judge’s possible chagrin The 4. The record reflects that Gerezano-Rosales display rudimentary knowledge his interrupted only of En- judge three times after glish appear justified: simple does not given, initially the sentence may which exchange judge with the product did not warrant a delay time of the caused use interpreter that his of an was a appeared interrupt translation. He artifice, sham or an or that judge his earlier state- why being given order to ask he was speak sentence; ment English that he did not when he a 71-month then he once inter- Virginia, was convicted in rupted apologize, more than fifteen once to answer the years ago, a lie. judge’s question simple "yes.” with a *12 resentencing, and remand the dis- doing so I would also instruct within- reinstate initial trict court to impris- 71of months’

Guidelines sentence (“If 3742(f)(1)

onment. See U.S.C. appeals court of determines of law imposed violation

sentence was case for remand the

... shall such sentencing proceedings with

further appro- the court considers

instructions as in- remanding with such an By

priate.”).

struction, any ap- we could avoided resorting to without

pearance partiality reassign- safeguard of

the more strenuous

ment. FIRE

NATIONAL UNION INSURANCE PITTSBURGH, OF

COMPANY

PENNSYLVANIA, Plaintiff-Appel-

lant,

AMERICAN EUROCOPTER CORPO- S.A.S.,

RATION; Eurocopter De-

fendants-Appellees. 11-10798.

No. Appeals,

United States Court

Fifth Circuit. 27, 2012.

Aug.

Case Details

Case Name: United States v. Jose Gerezano-Rosales
Court Name: Court of Appeals for the Fifth Circuit
Date Published: Aug 27, 2012
Citation: 692 F.3d 393
Docket Number: 11-50185
Court Abbreviation: 5th Cir.
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