For the second time, the United States appeals the sentence of defendant John W. Rutana, who pled guilty to eighteen counts of knowingly discharging pollutants into a public sеwer system in violation of the Federal Water Pollution Control Act, commonly known as the Clean Water Act, 33 U.S.C. §§ 1317(d), 1319(c)(2)(A). This Court vacated defendant’s original sentence and remanded the case to the District Court for resen-tencing.
United States v. Rutana,
I.
The full background of this case is set forth in Rutana I. We include here only the facts relevant to the issue raised in the instant appeal. Defendant was part owner and chief executive officer of Finishing Corporation of America (“FCA”), a now-bankrupt corporation. In 1985, FCA opened a plаnt in Campbell, Ohio that anodized aluminum. This process produced large quantities of highly acidic and highly alkaline wastewater. FCA discharged these hazardous pollutants into a city sewer line that led directly to the Campbell Waste Water Treatment Plant (“CWWTP”). The CWWTP discharges its effluent into the Mahoning River, which supplies drinking water to some downstream communities.
In January, February, March and April of 1987, four major bacteria kills occurred at the treatment plant. The CWWTP uses bacteria to treat waste before it discharges its effluent. The bаcteria kills were attributed to FCA’s discharges. FCA was notified after each kill of its involvement in the kills, but the company continued its discharges despite these warnings. A Federal Environmental Protection Agency (“EPA”) investigation uncovered the fact that FCA had failed to obtain any permit that would allow any discharges, let alone discharges of the materials invоlved here.
On April 9,1988, a CWWTP employee was burned while attempting to sample FCA’s discharges. On May 15, 1988, the Ohio EPA sent a letter to the City of Campbell telling them that the treatment plant had viоlated its clean water permit. The City sent a copy of this letter to FCA. In July, 1988, after an investigation by the FBI, defendant agreed to voluntarily close the plant. However, FCA’s discharges continued through 1988 and the treatment plant experienced additional bacteria kills. A second CWWTP employee was burned on December 16, 1988 while sampling a discharge from FCA.
Defendant was subsequently indicted for the following crimes: eighteen counts of knowingly discharging pollutants into a public sewer system, and thereby into the CWWTP in violation of national pretreatment standards, in violation of 33 U.S.C. §§ 1317(d) and 1319(c)(2)(A); two counts of knowingly placing people in imminent danger of death or serious bodily injury, in violation of 33 U.S.C. §§ 1317(d) and 1319(e)(3); and two counts of making a false statement in violation of 18 U.S.C. § 1001. Defendant pled guilty to the first eighteen counts of the indictment and the remaining counts were dismissed.
A. The First Sentence
In the first sentencing proceeding, the pre-sentence report (“PSR1”) calculated defendant’s offense level of eighteen (18) as follows:
(1) Base offense level of eight (8) for mishandling of hazardous or toxic substancеs, under U.S.S.G. § 2Q1.2(a).
(2) Increase [of] six (6) levels] ] for repetitive discharge, under U.S.S.G. § 2Q1.2(b)(l)(A).
(3) Increase [of] four (4) levels]] for disruption of a public utility, under U.S.S.G. § 2Q1.2(b)(3).
(4) Increase [of] two (2) levels[ ] for playing a lеadership role in the activity, under U.S.S.G. § 3Bl.l(c).
(5) Decrease [of] two (2) levels[] for acceptance of responsibility, under U.S.S.G. § 3El.l(a).
Rutana I,
On appeal, this Court reversed, the sentence because we found that the District Court had used improper bases to grant a downward departure. Id. at 1158-59. In granting the departure, the District Court *365 had relied upon defendant’s ownership of another company, which might fail if defendаnt were incarcerated, which in turn would cause the loss of jobs; and upon its belief that the minimum fine, which it believed to be mandatory, was too harsh. Id. The ease was remanded for resentencing.
B. The Second Sentence
Upon remand, a different district judgе ordered the preparation of a second presen-tenee report (“PSR2”). PSR2 recommended an offense level of 17; the calculations were identical to PSR1, except that PSR2 recommended a three-point reduction for acceptance of responsibility, provided for in a 1992 amendment to the Guidelines, which had nоt been available at the time PSR1 was prepared. Defendant objected to the increases for his role in the offense and requested an additional two-level reduction under the disruption-of-a-public-utility guideline, U.S.S.G. § 2Q1.2(b)(3), comment, (n. 7).
The District Court did not accept the calculations in PSR2 and did not increase the offense level for disruption of а public utility, U.S.S.G. § 2Q1.2(b)(3). The court sentenced defendant to four months of home confinement without an electronic monitoring device, three years of probation and imposеd a fine of $30,000.
II.
The United States raises just one issue on appeal: whether the District Court erred when it refused to increase defendant’s offense level for disruption of a public utility under U.S.S.G. § 2Q1.2(b)(3). This section provides:
If the offense resulted in disruption of public utilities or evacuation of a community, or if cleanup required a substantial expenditure, increase by 4 levels.
There is nothing in the Guidelines themselves or in the commentary thereto that discusses what the phrase “disruption of public utilities” encompasses. There is scant cаse law on this question. In
United States v. Wells Metal Finishing, Inc.,
In the present case, defense counsel agreed with the United States that defendant’s activities caused a disruption of a public utility: “What I would state to the Court is that the disruption, if there was any, and I agree with Mr. Sasse [government counsel] in his representation to the Court, that the disruption that took рlace was the killing of bacterias [sic].” The court drew a distinction between a disruption and an impact and found that defendant’s activities had impacted a public utility but had not disrupted it and declined to apply the increase. It believed that to do so would be an overly technical interpretation and application of the Guidelines.
When reviewing the District Court’s application of the Guidelines, we review its factual findings for clear error and its legal conclusions
de novo. United States v. Watkins,
III.
The District Court’s judgment is vacated and the case is remanded to the District Court with instructions to apply U.S.S.G. § 2Q1.2(b)(3).
