Lead Opinion
MOORE, J., delivered the opinion of the court, in which DAUGHTREY, J., joined. SUTTON, J. (pp. 302-15), delivered a separate dissenting opinion.
OPINION
Local and state government institutions provide a wide variety of services ranging from transportation to economic development, which can produce ripples in the broader stream of interstate commerce to varying degrees. The general question presented by the relatively bizarre factual background of this case is whether or not a core function of municipal government— the provision of firefighting services — impacts interstate commerce such that an individual can be indicted under a federal anti-arson statute for destroying a fire station. The more precise question, upon which we dwell, is whether the Henning, Tennessee Fire Station was used in an activity affecting interstate commerce such that the person charged with setting it ablaze can be indicted under 18 U.S.C. § 844(i). We hold that this particular fire station was used in an activity affecting interstate commerce and accordingly REVERSE the judgment of the district court dismissing the indictment and REMAND for further proceedings consistent with this opinion.
I. BACKGROUND FACTS AND PROCEDURE
Prometheus may have thought twice before handing down the gift of fire to humans had he imagined that those whom the mere mortals chose to steward the precious flame would use it to decimate the very mechanisms employed to control its
Latón subsequently moved to dismiss the indictment in October 2001, contending that the district court lacked subject .matter jurisdiction over the prosecution because the HFS was not used in an activity affecting interstate commerce. Both parties agreed upon and submitted to the court a set of stipulations, which established the relevant facts regarding the HFS and the HFD. First, the HFS housed firefighting equipment, including fire trucks, nozzles, uniforms, hoses, and other equipment. Additionally, the HFS contained an office, a kitchen, and meeting spaces for members of the HFD. Second, the HFD purchased most of its firefighting equipment from out-of-state vendors, and the HFD in the past relied upon out-of-state vendors for repairs to this equipment. Third, the HFD is responsible for responding to fire emergencies in Hen-ning, which, like any other town, contains residences, churches, public buildings, and businesses. In the past, the HFD has responded to various emergency calls involving several businesses in Henning, including a market and a laundry facility, the Henning Police Department, and vehicles in distress on U.S. Route 51 and at the U.S. Route 51 rest area. Fourth, when the HFD responds to fire calls outside of the Henning city limits, the HFD charges out-of-state insurance companies $500. Fifth, the volunteer firefighters who compose the HFD are paid wages by the City of Henning based upon the amount of time that they spend at a fire scene. The total wages paid to the firefighters generally does not exceed $1,000 per year. Sixth, the firefighting presence of the HFS and the HFD impacts insurance rates in Hen-ning. Virtually all American insurance companies use the Public Protection Classification (“PPC”) to calculate fire-insurance premiums in a particular area. The PPC is partially based upon the equipment, staffing, training, and geographic distribution of local fire departments. Fire insurance premiums in a community with a “good” PPC are considerably lower than in a community with a “bad” PPC, and insureds in an area that lacks fire services altogether will have the “worst” PPC and the highest premiums.
The district court granted Laton’s motion to dismiss on the ground that the HFS was not used in interstate commerce. United States v. Laton,
The government timely appealed the district court’s ruling. We have jurisdiction to hear such an appeal pursuant to 18 U.S.C. § 3731. See id. (“In a criminal case an appeal by the United States shall lie to a court of appeals from a decision, judgment, or order of a district court dismissing an indictment....”). On review, we reject the reasoning of the district court, reverse its judgment dismissing the indictment, and remand for further proceedings consistent with this opinion.
II. ANALYSIS
A. Erroneous Dismissal for Lack of Subject Matter Jurisdiction
As a preliminary matter, we hold that the district court erred in dismissing the indictment based on the conclusion that it lacked subject matter jurisdiction. In United States v. Rayborn,
This does not end the appeal. We noted in Raybom that “this court typically vacates a dismissal order when it determines that a district court has erred in dismissing a case for lack of subject matter jurisdiction. ...” Rayborn,
We follow Raybom’s lead and review the merits of the district court’s determination that the HFS was not used in an activity that affected interstate commerce. Because the inquiry into whether the HFS affects interstate commerce is a mixed question of fact and law, we review the district court’s determination de novo. United States v. Salvo,
B. Section 844(i) and Its Applicability to Government Buildings and Property
We start with the plain language of the statute. Section 844(i) provides: “Whoever maliciously damages or destroys, or attempts to damage or destroy, by means of fire or an explosive, any building, vehicle, or other real or personal property used in interstate or foreign commerce or in any activity affecting interstate or foreign
Crimes of arson have traditionally been viewed as “paradigmatic common-law state crime[s],” but in 1982 Congress chose to federalize certain arson crimes as an exercise of its Commerce Clause power. Jones v. United States,
We are mindful of our duty to construe a statute so as to eschew constitutional questions, and the straightforward application of the jurisdictional element here aids us in avoiding any such entanglements. The prominent issue raised by this appeal is not constitutional in scope, rather it is an exercise in statutory interpretation. In United States v. Lopez,
On its face, § 844(i) does not distinguish between the arson of traditional for-profit business property, nonprofit organizations’ structures and equipment, or state and local government buildings and supplies,
Similarly, government institutions not only can affect interstate commerce but also can be direct participants in interstate commerce. The Supreme Court has noted on several occasions the impact that certain federal, state, and local government institutions can have on interstate commerce. See Garcia v. San Antonio Metro. Transit Auth.,
In their operations as a sovereign or as a regulator, governments may engage in interstate commerce or in activities that affect interstate commerce, even though the impetus for their actions is noncommercial because it is motivated by public service. See Garcia,
The reality that the core functions of government are not exclusive of interstate commerce does not only hold true when a government operates a commercial enterprise, such as a post office, lottery, or liquor store. Government institutions also can affect interstate commerce when they provide core public services, such as police protection and emergency services.
The link between government and commerce described above merely establishes that state and local government buildings and property are neither inherently disconnected from nor innately intertwined with interstate commerce. Each piece of real or personal property, taking into account its function, must be assessed individually to determine the extent to which it impacts interstate commerce. There can be no uniform and inflexible rule that § 844(i) covers either all or none of the wide variety of municipal buildings that fill either the largest urban metropolis or the smallest rural hamlet. This perfectly conforms to Congress’s will as expressed in § 844(i); the insertion of a jurisdictional element mandates a case-by-case, building-by-building inquiry into whether that particular building is used in an activity that affects interstate commerce, no matter whether it is owned and operated by a supermarket, an advocacy group, or a local-government police department.
C. The Supreme Court’s Analysis of 18 U.S.C. § 844(i)
The Supreme Court has had two opportunities to analyze 18 U.S.C. § 844(i) and to establish a mechanism by which courts can assess whether real or personal property is used in interstate commerce or in an activity that affects interstate commerce. In Russell v. United States,
The question that Russell hinted at — whether or not § 844(i) reached the destruction of a private residence — remained unresolved until 2000. In Jones v. United States,
This two-part inquiry must be conducted in every federal arson case to determine whether the jurisdictional element of § 844(i) has been met. This case-by-case analysis is mandated by Congress’s inclusion of a jurisdictional element, which, as mentioned previously, distinguishes § 844(i) from the Gun-Free School Zones Act of 1990 that the Supreme Court struck down in Lopez. See Lopez,
We now turn to the application of Jones’s two-part analysis to the destruction of the HFS.
Similarly, the HFS performed one ancillary function and one main function. It fulfilled an ancillary function of assuring the homeowners and businesses of Hen-ning that their property was safe. The HFS was a municipally owned building that stood alongside the police department and the city hall as a public institution and a visible public safety shield for the citizens of Henning. More significantly, the HFS made the HFD possible; fire departments cannot exist without fire stations. The HFS facilitated the provision of fire protection services necessary for the economic development and prosperity of Hen-ning because the station and the equipment in the building provided the HFD with the implements necessary to combat fires. The function of the building and the trucks, hoses, boots, hats, and communication devices was to permit the HFD to battle ably any conflagration within the jurisdiction of the HFD, whether it be a small brush fire or a major truck or automobile accident on U.S. Route 51.
We reject the district court’s conclusion that the functions of the HFS can be separated from the functions of the HFD, such that the HFD’s firefighting efforts affected interstate commerce, but the HFS, an edifice containing firefighting equipment, did not. The district court wrote that “most of the facts to which the parties stipulate involve the purposes of the Henning Fire Department, not the Henning Fire Station” and ruled that “[i]t is not significant that the Henning Fire Station houses the trucks that drive to the sites that require service, even though those sites are sometimes businesses that are involved in activities that themselves affect interstate commerce.” Laton,
The second step of the Jones analysis involves determining whether the function of the HFS affects interstate commerce. We must analyze whether the HFS, in its role as a municipal building that enables firefighting, is “used” in an activity that affects interstate commerce: does it enjoy “active employment for commercial purposes” rather than “a passive, passing, or past connection to commerce”? Jones,
The Supreme Court’s decision in Jones made clear that the mere receipt of inputs or services from an out-of-state vendor is not a sufficient connection to interstate commerce to support an indictment under § 844(i). Jones,
When it crafted § 844(i) to encompass the arson of police stations, Congress recognized that the provision of emergency services by municipalities can affect interstate commerce in the active sense of the phrase. See Jones,
We conclude that a rational juror could find beyond a reasonable doubt that the HFS was used in an activity that affected interstate commerce because its role in fighting fires constituted an active, rather than a passive, employment in interstate commerce. See Latouf,
On their own, these first three factors may not form an adequate nexus to interstate commerce under Jones. If the purchase of equipment from out-of-state were the only link between the HFS and interstate commerce, the dissent might be right that this case is easier than, or at least as easy as, Jones given that the acquisition of a mortgage, natural gas, and insurance from out-of-state providers was the extent of the interstate commerce connection in Jones. The dissent’s belief that this is an easier case than Jones sidesteps fundamental differences between Jones and this case, for much more than the mere purchase of supplies from out of state ties the HFS into the web of interstate commerce. As demonstrated below by the final three links to interstate commerce, we find it persuasively clear that the HFS was used in an activity affecting interstate commerce.
Fourth, the HFD is charged with responding to fire emergencies within the Henning city limits. In the past, the HFD has responded to emergency calls from several businesses in Henning, including a market and a laundry facility. In the future, it is certain that the HFD will be called upon to fight fires at other businesses in Henning.
Fifth, the HFD serves to protect both the channels of commerce and the instru-mentalities of commerce because it is the primary emergency services provider for the stretch of U.S. Route 51 going through Henning. The HFD has responded (and will respond in the future) to incidents and accidents both on U.S. Route 51 and at the U.S. Route 51 rest area. The HFD’s role in extinguishing fires, saving lives, and keeping U.S. Route 51 clear impacts interstate commerce. The HFD protects passenger vehicles carrying tourists and travelers voyaging through western Tennessee, it safeguards the interstate shipments of goods, and it permits the freeflow of trucks and buses through the area.
Sixth, and finally, the presence of the HFS and the HFD impacts insurance rates in Henning. The absence of the HFS, and the impact on the HFD’s competency that is wrought by the loss of the HFS, directly alters the PPC, which helps insurance companies calculate fire insurance premiums. As a result of the fire, Henning will have a worse PPC, and insurance premiums will rise. The presence of an active fire department in Henning thus significantly impacts the insurance rates of all the businesses (and homes) in Henning, which in turn influences the commercial transactions of those businesses, both in the sense of their relationships to their insurers and their profit margins.
Any of these last three factors by itself demonstrates sufficiently that the HFS was used in an activity that affected interstate commerce, because its connection to commerce was more than passive or passing. Taken together, along with the first three factors, they show that the connection of the HFS to interstate commerce resembles the links between interstate commerce and the church in Raybom, the dormitory in Sherlin, and the police car in Belflower. The HFS and the HFD have a definite impact upon the economy of Hen-ning that is no less significant than a church purchasing radio time or a nonprofit college attracting students from other states. The HFS permits local businesses to operate, enables the free flow of goods and passengers through the state of Tennessee, lowers the costs of doing business by decreasing fire insurance premiums, and directly engages in commercial transactions, in a more minor way, through the purchase of supplies and the billing of insurance companies. Accordingly, any rational juror could conclude beyond a reasonable doubt that the jurisdictional element was met here because the HFS is actively used in an activity that affects interstate commerce.
III. CONCLUSION
Because we conclude that both parts of the Jones test have been satisfied, we hold that there is sufficient evidence to support the indictment as the HFS was used in an activity affecting interstate commerce. We thus REVERSE the judgment of the district court and REMAND for further proceedings under § 844(i) consistent with this opinion.
DISSENT
Notes
. "Interstate commerce” is defined as "commerce between any place in a State and any place outside of that State.” 18 U.S.C. § 841(b).
. Affect is "[t]o act upon; influence; change; enlarge or abridge; ... to act, or produce an effect or result upon; to impress or influence....” Black’s Law Dictionary 57 (6th ed.1991).
. Congress originally passed § 844(i) as part of the Organized Crime Control Act of 1970 to control the use and possession of explosives. See Russell v. United States,
. We note that the federal prosecution of La-ton does not preclude the state from also prosecuting him if it so desires. See Heath v. Alabama,
. We use ''local” to encompass all political entities within but not including a state, such as municipalities, counties, and special districts (water, school, economic development, etc.).
. The Court also rejected “as unsound in principle and unworkable in practice, a rule of state immunity from federal regulation that turns on a judicial appraisal of whether a particular governmental function is 'integral' or 'traditional' " Garcia v. San Antonio Metro. Transit Auth.,
. Counter to the dissent's assertion, the fact that city-funded firefighting constitutes an un-bargained-for public service is not relevant to the analysis. That individual citizens do not explicitly contract for firefighting support does not mean that fire stations and fire departments fail to impact interstate commerce. Individuals do not bargain with non-profit organizations in order to receive charity or other forms of assistance, yet the Supreme Court has made clear that any rigid categorization of non-profits as entities incapable of affecting interstate commerce is void. Camps Newfound/Owatonna, Inc. v. Town of Harrison, 520 U.S. 564, 586,
. Enacted as part of the "Explosive Control Act” provisions of the Organized Crime Control Act of 1970, 84 Stat. 922, 952, the precursor to § 844(i) provided stiff penalties for "[w]hoever maliciously damages or destroys, or attempts to damage or destroy, by means of an explosive, any building, vehicle, or other real or personal property used for business purposes by a person engaged in commerce or in any activity affecting commerce....” H.R. 16699, 91st Cong., 2d Sess. (1970) (emphasis added). During a hearing on this provision, several representatives expressed concern that the statute as worded would not cover the bombing of police stations or churches and suggested leaving out the words "for business purposes.” Russell,
. The dissent suggests that a glance at § 844(i)’s code-book neighbor, 18 U.S.C. § 844(f) definitively reveals that Congress did not intend for § 844(i) to reach all government buildings even though § 844(f) governs only the destruction of federal, but not state or local, buildings. Section 844(f)(1) reads: "Whoever maliciously damages or destroys ... by means of fire ... any building, vehicle, or other personal or real property in whole or in part owned or possessed by, or leased to, the United States, or any department or agen
The provisions overlap in some respects, but they are not so complimentary that the existence of one negates the purpose of the other. For the arson of the university lab mentioned above, both § 844(i) and § 844(f) apply. However, the two statutes will not always be interchangeable such that § 844(i) is surplusage. The arson of a building owned by the federal government or an entity receiving federal assistance that does not in any way affect interstate commerce cannot be prosecuted under § 844(i), but can be under § 844(f). For example, if an individual purchased a single-family residence under a federal program in which the cost of the home was split between the buyer and a state-run housing organization receiving federal funds such that the state government owned part of the residence, the arson of that residence would be punishable under § 844(f), but not § 844(i). Cf. United States v. Davis,
. The Supreme Court has thus twice relied on this legislative histoiy in analyzing § 844(i). Even if this legislative history did not exist, it would not alter our conclusion because it is the plain language of the statute that directs us towards the inquiry of whether the fire station is used in an activity that affects interstate commerce. However, we need not ignore the history of § 844(i). We agree with the dissent that we are not to "attach decisive significance to the unexplained disappearance of one word from an unenacted bill because 'mute intermediate legislative maneuvers’ are not reliable indicators of congressional intent.” Mead Corp. v. Tilley,
. The complicity of the Henning Fire Chief in the arson of the HFS does not factor into the analysis. The application of § 844(i) does not turn on the identity of the arsonist. It is a bitterly ironic twist that an official employed by the local government, in fact the official in charge of fire safety, destroyed the firehouse, but it is not legally pertinent.
. Several courts have ruled that § 844(1) does not cover churches where the connection to interstate commerce is limited to purchasing supplies, sending dues and contributions across state lines, acquiring insurance, or providing services and religious education. See United States v. Lamont,
. The town of Henning is the site of the Alex Haley Museum, several antique shops, a restaurant, two beauty salons, two grocery stores, a bank branch, an auto parts store, twenty churches, 161 renter-occupied housing units, and a clothing manufacturer that employed seventy-five people in 2002.
. Not only commercial shipping and passenger vehicles pass through Henning, but also passenger buses operated by Greyhound, Inc.,
. We do not conclude in this opinion that because every community's PPC depends on the training and geographic distribution of fire companies, all fire stations are automatically used in an activity affecting interstate commerce. Given Congress’s explicit instruction that the application of § 844(i) depends on the specific circumstances of a particular fire station, we limit our analysis to the fire station in Henning.
Dissenting Opinion
dissenting.
“Some say the world will end in fire, Some say in ice.” Robert Frost, Fire and Ice, in The Poetry of Robert Frost 220
Yet the incompatibility of this crime with this alleged criminal merely serves as a prelude to other oddities of this case. Consider what happened after the fire chief set fire to the Henning Fire Station. While arson is a state-law felony in Tennessee, as in all States, neither the local prosecutors nor the Attorney General of Tennessee indicted this defendant. While the federal crime of arson applies just to property “used in” interstate commerce, 18 U.S.C. § 844(i), the National Government indicted this defendant for destroying a building that has a uniquely public, noncommercial and sovereign purpose. And while the United States acknowledged at oral argument that it was not aware of a single other prosecution under § 844(i) for the arson of a local public building, the United States Attorney for the Western District of Tennessee invoked this statute in response to the destruction of a rural fire department by a local fire chief.
This case, however, is not just unusual as a matter of fact, law, or history; it is also unusual as a matter of precedent. Three Terms ago, in a 9-0 decision, the United States Supreme Court held that § 844(i) does not apply to the burning of residential homes. Jones v. United States,
I.
On March 3, 2000, John Latón allegedly set fire to the Henning, Tennessee Fire Station. At the time, Latón served as the Chief of the Henning Volunteer Fire Department, a city government position. Henning, Tenn. Mun.Code §§ 7-301, 7-305. Under Tennessee law and the Hen-ning Municipal Code, Laton’s job qualified him as a state officer, specifically an assistant to the state fire marshal, subject to all of the duties and obligations imposed on state officers under Tennessee’s fire-prevention laws. Tenn.Code Ann. § 68-102-108; Henning, Tenn. Mun.Code § 7-308.
Henning is a small rural town located in western Tennessee. It has a population of 970 and sits in Lauderdale County (population 27,101). U.S. Census Bureau, Census 2000, Table DP-1. Henning lies about fifty miles north of Memphis and can be found at the crossroads of State Routes 87 and 209. (The author Alex Haley grew up in Henning.)
On September 18, 2001, a federal grand jury indicted Latón for arson in violation of 18 U.S.C. § 844(i). Latón moved to dismiss the indictment, arguing that § 844(i) did not encompass this incident because the Henning Fire Station was not “used in” interstate commerce or a com
The stipulation contains few surprises. The parties agree, for example, that the function of the Fire Station building is to “house[ ] the fire fighting equipment including trucks, as well as the office, kitchen and meeting spaces for the Henning Volunteer Fire Department.” The Hen-ning Municipal Code adds that “[a]ll [such] apparatus, equipment, and supplies” must be “purchased by or through the town” and “remain the property of the town.” Henning, Tenn. Mun.Code § 7-301.
The parties agree that the Fire Department responds to firefighting calls in a rural area of Tennessee that includes numerous residences, churches, public buildings, several businesses and one U.S. highway. In some instances, the Fire Department has provided emergency services to vehicles on fire and/or involved in accidents on the highway.
The parties agree that the Fire Department has occasional connections to three types of economic transactions. First, the Department has purchased equipment from, and had equipment repaired by, out-of-state vendors. Second, the Department charges a fee when it responds to calls outside the city limits, which it does on average no more than three times a year. According to the Henning Municipal Code, the Fire Department responds to such calls only when a fire outside the city limits threatens property within the city limits or when the mayor and aldermen grant the Fire Department permission to respond to the call. Henning, Tenn. Mun. Code § 7-307. City employees working at City Hall bill these fees, which amounted to $300 per call in March 2000, and have on occasion billed these fees directly to out-of-state insurance companies. The total amount billed in a year, the parties agree, does not exceed $1,000. Third, the City of Henning pays wages to the “volunteer” fire fighters based on the amount of time they spend at the scene of a fire. Total wages paid by the City in a typical year do not exceed $1,000. According to the Municipal Code, the mayor and aider-men determine the compensation for Fire Department personnel. Henning, Tenn. Mun.Code § 7-305.
The parties lastly agree about the general economic impact of the loss of a fire station. In calculating property-insurance premiums, virtually all insurers of homes and businesses use a designation made by the Insurance Services Office called the Public Protection Classification (PPC). A community’s PPC depends on the ability of fire departments to respond to calls. Property owners in areas with no fire service receive the highest PPC, and they accordingly pay substantially higher premiums than those paid by similarly-situated property owners who live in areas with a lower PPC.
The district court granted Laton’s motion to dismiss the indictment. In doing so, the court concluded that the Henning Fire Station is not “used in” interstate commerce or in “an activity affecting interstate commerce,” but is used for the noncommercial purpose of housing the City’s Fire Department. To the extent that the activities of the Fire Department have any effects on commerce — through responding to fires, purchasing fire equipment, paying wages, receiving fees or affecting insurance rates — the district court added that they are merely “incidental” and “passive, at best.” That attenuated connection to interstate commerce, the court concluded, did not suffice to bring this arson within the compass of § 844(i) or of the Supreme Court’s recent interpretation of the provision in Jones v. United States, 529 U.S.
II.
The text of the statute does not provide a natural home for this prosecution. Section 844(i) provides in pertinent part: “Whoever maliciously damages or destroys, or attempts to damage or destroy, by means of fire or an explosive, any building, vehicle, or other real or personal property used in interstate commerce or foreign commerce or in any activity affecting interstate or foreign commerce shall be imprisoned-”18 U.S.C. § 844(i).
By its terms, § 844(i) combines a broad grant of statutory authority (to federalize the arson of “any” property) with a broad limitation on that language (to do so only with respect to property “used [1] in interstate or foreign commerce or [2] in an activity affecting interstate or foreign commerce”). Congress defines “interstate or foreign commerce” for these purposes to mean “commerce between any place in a State and any place outside of that State, or ... between places within the same State but through any place outside of that State.” 18 U.S.C. § 841(b).
As commonly understood, these words do not cover the arson of a rural fire station by a local fire chief. Fire stations are not naturally referred to as property used in interstate commerce or in commerce-affecting activity. By everyday standards of language, common sense and tradition, local governments build fire stations to put out fires and save lives, activities that serve distinctly intrastate public-safety objectives, not interstate commercial ends.
III.
Precedent reinforces this conclusion. Three years ago, Jones v. United States,
The Court initially explained that Congress did not “invoke its full authority under the Commerce Clause” in enacting § 844(i). Id. at 854,
In determining whether an alleged arson fits within the terms of the statute, Jones instructs lower courts to ask (and answer) two questions. First, a court must determine “ ‘the function of the building itself.’ ” Id. at 854,
The burning of the Henning Fire Station does not satisfy these requirements. Viewed from any angle, the Fire Station served sovereign rather than commercial ends. The Fire Station constitutes municipal real property (a building and land), used to store municipal personal property (firefighting equipment), deployed by a municipal entity (the Fire Department), to perform a uniquely municipal function (firefighting). Local governments simply
That the Fire Station served sovereign rather than commercial objectives should be dispositive here. For while § 844(i) does not necessarily require the property at issue to be used for an interstate purpose, it does require the property to be used for a commercial purpose. Only buildings, Jones instructs, “actively] employed] for commercial purposes,”
IV.
A.
Other interpretive guidelines, each of which Jones endorsed in construing § 844(i), point to the same conclusion. In determining whether a federal criminal statute applies to the arson of a local public building by a local public official, Jones reminds us that we do so in the shadow of several constitutional considerations. First of all, “where a statute is susceptible of two constructions, by one of which grave and doubtful constitutional questions arise
Jones likewise teaches that federal courts should not casually read a statute in a way that alters the federal-state balance. When the National Legislature wishes to regulate an area traditionally regulated exclusively by the States, it must “convey[ ] its purpose clearly.”' Jones,
Jones finally explains that these rules have special application in the context of criminal statutes. “[W]hen choice has to be made between two readings of what conduct Congress has made a crime,” courts should not “choose the harsher alternative ... [unless] Congress [has] spoken in language that is clear and definite,” and, accordingly, any “ambiguity ... should be resolved in favor of lenity.” Jones,
These principles assuredly apply here. “[A]rson,” Jones reminds us, “is a paradigmatic common-law state crime.”
Indeed, this case appears to be not just an awkward exercise of federal power, but a nearly unprecedented one. At oral argument, counsel for the Federal Government could not identify a single other federal prosecution for arson of a governmental building under this provision. The majority cites a single unpublished decision, United States v. Woodward, No. 93-3123,
In contrast to the minimal federal interests in this case, the state interests would seem to be at their apex. Surely the commission of “a paradigmatic common-law” crime (Jones,
The Federal Government’s own prior guidance in this area to United States Attorneys shows respect for many of these concerns. The Department of Justice recognizes that Congress intended “Restraint in [the] Exercise of Federal Jurisdiction” under this statute. 9 United States Attorneys’ Manual § 63.902 (Mar.2001). When Congress enacted the federal explosives
In view of this guidance, the. Federal Government’s decision to prosecute here is difficult to understand. No one has questioned the ability of local prosecutors to enforce state law in this area. No one has questioned Tennessee’s ability adequately to investigate and prosecute a local arsonist at the state level, if for some reason it cannot be done at the local level. See Tenn.Code Ann. § 8 — 7—106(b)(4) (permitting a district attorney to “specially appoint” the state attorney general “to conduct specific criminal proceedings”); Tenn. Const, art. VI, § 5 (permitting a court to appoint a special prosecutor if the district attorney fails to prosecute). And, consistent with the United States Attorneys’ Manual, no one has identified a “specific Federal interest” in this case, just exceedingly local ones.
B.
Because the National Government seeks to apply § 844(i) to a traditional state-law crime in a setting where no apparent federal interest exists, Jones requires the Government to show that the provision unambiguously extends to this arson. It has not done so.
First, the arson of a local fire station does not naturally — or plainly — cover a building “used in interstate commerce” or commerce-affecting activity. 18 U.S.C. § 844(i). Still less does such an arson concern a building with an “active employment for commercial purposes.” Jones,
Second, Congress . does not generally regulate governmental entities in such an opaque manner. Instead of casting a wide net of regulation, indirectly picking up local governmental activities that happen to be involved in interstate. commerce while leaving out those that happen not to be, Congress generally regulates its sovereign sisters with much greater specificity — either by regulating them by name or by referring directly to entities that receive federal funds. Several other statutes (too many, in fact, to list) demonstrate that when Congress wishes to regulate sovereign activities or property, it tends to say so far more explicitly. See, e.g., Fair Labor Standards Act, 29 U.S.C. §§ 203(d) (“ ‘Employer’ ... includes a public agency.”), 203(r)(2) (“For purposes of [defining ‘enterprise’], the activities performed by any person or persons ... in connection with the activities of a public agency shall be deemed to be activities performed for a business purpose.”), 203(e)(2) (“In the case of. an individual employed by a public agency, such term [‘employee’] means ... any individual employed by a State, political subdivision of a State, or an interstate governmental agency .... ”), 216(b) (providing for enforcement against “any employer (including a public agency)”); Age
Third, § 844 itself confirms that Congress knew how to distinguish between eminently sovereign activities and run-of-the-mine commercial activities. One of the statutory neighbors to § 844(i) specifically criminalizes arson of certain governmental buildings — all buildings occupied by the Federal Government or those occupied by entities receiving federal assistance, which will frequently be local governments. See 18 U.S.C. § 844(f)(1) (“Whoever maliciously damages or destroys ... by means of fire or an explosive, any building ... owned or possessed by ... the United States, or any department or agency thereof, or any institution or organization receiving Federal financial assistance, shall be imprisoned.”). If it is true that a statute is “known by the company it keeps,” Gustafson v. Alloyd Co.,
All of this goes to prove one point. If it is true that federal regulation of the arson of a private home implicates these three expectations of clarity (constitutional avoidance, alteration of the federal-state balance, and the rule of lenity), as Jones holds, then assuredly the torching of thé local fire station does so as well. For here we have not just a matter of traditional local concern (arson), but two other factors as well — property uniquely amenable to local regulation (a city building) and an actor (the fire chief) uniquely at the beck and call of the local citizenry. Jones, in short, was the harder case. And if Jones applied each of these ambiguity default principles, then I would do so as well. In this instance, the application of those principles all points in one direction: A federal arson statute that does not mention public buildings by name, that is juxtaposed with a provision that does mention public buildings by name, and that requires the public property to be actively used for commercial purposes does not unambiguously cover the burning of a local fire station by the local fire chief.
V.
In the face of these considerations, the United States counters that at least some activities that take place at the Henning
The Fire Department’s purchases and repairs do not advance the United States’ position. A fire station is no more “used” in the “activity” of purchasing interstate fire equipment than a residence is used in the activity of purchasing interstate natural gas, mortgages, or insurance — all activities that the Court rejected as jurisdictional hooks in Jones. See
Neither does the fee occasionally charged by the Fire Department support this prosecution. The size of the fee ($300) and the infrequency with which it is charged (one to three times per year, when the Department responds to fires outside town limits) hardly suggest active employment for commercial purposes— which is what Jones requires. If de min-imis activity of this sort transformed every governmental building into one used for commercial purposes, then all public property in this country would be one bake sale away from federal jurisdiction. No fair reading of the statute suggests that this is what Congress meant to do.
More importantly, a State does not engage in traditional commercial activities every time it receives a sum of money in exchange for something or for that matter any time it imposes a tax. See Cleveland,
At all events, this argument proves too much. Were the collection of revenue sufficient to trigger § 844(i), then presumably tax collection would suffice as well, leaving no public property untouched. And the separate provision covering buildings occupied by entities “receiving Federal assistance,” 18 U.S.C. § 844(f), “would have no office,” Jones,
The Federal Government’s reliance on the fact that the Henning Fire Department occasionally “pays wages” to its “volunteer” firefighters fails for much the same reason. Congress, to be sure, may as a matter of power regulate the wages paid to firefighters, which is itself an economic transaction. See Garcia v. San Antonio Metro. Transit Auth.,
Nor, for similar reasons, does it make any difference that fire stations house fire trucks, which (like police cars) may be used in interstate commerce and indeed are instrumentalities of interstate commerce. See Belflower v. United States,
Also unavailing is the United States’ reliance on the economic impact of a fire station’s destruction — specifically, the lower PPC ratings, the higher insurance costs, or the inability to extinguish fires affecting local businesses or (occasionally) burning cars on the highways. Accepting this position would rewrite the statute to say something that it does not. As Jones indicates, Congress did not “define the crime ... as the [destruction] of a building whose damage or destruction might affect interstate commerce,” but instead required “that the damaged or destroyed property ... itself have been used in commerce or in an activity affecting commerce.”
But, perhaps most critically, this argument has no logical stopping point. Al governmental services affect commerce at some level, whether those services are legislative, executive or judicial. Asked at oral argument to identify a single governmental building beyond the reach of § 844(i) under the Government’s theory, counsel for the United States could not name one. Whether the state building at issue houses the Department of Commerce or the Ministry of Uneconomic Affairs, it would seem, makes no difference. Either way, what goes on there first and foremost is a public and sovereign service, which in the main will rarely (if ever) be deemed “actively” “commercial” in any traditional sense of the terms — even if all such activities eventually affect commerce in one way or another. It is precisely the role of the clear-statement rules identified above, and applied faithfully in Jones, to prevent fed
Neither may one overcome these objections by suggesting that, in the world of case-by-case determinations, the outcome here will be a ticket good for one train and one train only. Until now, there have been no other trains in the station, so it is not clear what the concession concedes. More to the point, it still remains to be seen what government buildings analytically would not be covered by this type of analysis — as the United States seems to recognize.
One last point deserves mention. The United States also seeks refuge in the legislative history, relying on an unenacted forerunner to § 844(i), which applied to the destruction of property used “for business purposes,” and on the statements of some legislators that § 844(i) as enacted would cover “police stations.” Congress eventually omitted the words “for business purposes,” and while doing so several House members individually explained that the language was eliminated because some members were afraid that the statute would not reach “police stations.” See Explosives Control: Hearings Before Sub-comm. No. 5 of the House Comm. on Judiciary on H.R. 17154, H.R. 16699, H.R. 1857S and Related Proposals, 91st Cong. 33 (1970) (“Hearings”) (Rep.McCulloch); id. at 56 (Rep.Rodino); id. at 73 (Rep. Polk); id. at 79 (Rep.Smith). The United States infers from this unenacted legislation and from these statements by individual representatives that Congress intended § 844(i) to cover the arson of city buildings.
This argument fails for three reasons. First, when clarity in the text of a law is required, legislative history by definition cannot supply it. See United States v. Nordic Village,
Second, the use of legislative history to broaden the reach of a law seems particularly inappropriate in a setting like this one — where we have not just the risk of
Third, the inference the Federal Government seeks to draw from the unenacted version of § 844(i) not only comes from an inappropriate source but also rests on a discredited premise. The Supreme Court has frequently rejected arguments based on unenacted legislation, noting the difficulty of determining whether a prior bill prompted objections because it went too far or not far enough. See Mead Corp. v. Tilley,
All of this perhaps explains why Jones mentions the very same legislative history that the United States cites here, see Jones,
Because in the end the unbargained-for service of fighting fires is the antithesis of an activity engaged in for an “active ... commercial purpose[ ]” and because Jones has charted a course that in my view controls us here, I would affirm the district court’s judgment. That being a minority view, I respectfully dissent.
