UNITED STATES of America, Plaintiff-Appellee, v. John Robert KENNEDY, Defendant-Appellant.
No. 15-1456
United States Court of Appeals, Sixth Circuit.
Filed March 22, 2017
409
In conclusion, reviewing the administrative record and giving no deference to Provident‘s decision to terminate benefits, we find substantial evidence supports Provident‘s decision to terminate Gilewski‘s long-term disability benefits. We affirm the judgment of the district court.
Penny R. Beardslee, Brandy Yolanda Robinson, Federal Defender Office, Detroit, MI, for Defendant-Appellant
Before: MOORE, McKEAGUE, and DONALD, Circuit Judges.
OPINION
KAREN NELSON MOORE, Circuit Judge.
After a successful challenge to his initial sentence, John Robert Kennedy brings this second appeal challenging his sentence for manufacturing and possessing a destructive device. In our initial remand, we instructed the district court to consider Kennedy‘s argument for a downward variance. Because nearly two years had passed since his original sentencing, Kennedy on remand raised additional arguments regarding his postsentence rehabilitation efforts. The district court, without reference to these rehabilitation efforts, imposed the same 108-month sentence. Kennedy now argues that his sentence is procedurally and substantively unreasonable, and requests that we again vacate his sentence
I. BACKGROUND
In 2011, an employee of a hardware store in Trenton, Michigan observed a large cloud of smoke in the store‘s parking lot after a customer reported hearing an explosion. Although no one was physically harmed, police launched an investigation into the explosive device, and uncovered an array of evidence linking Kennedy to that device, as well as another non-explosive device discovered at a nearby high school.
A grand jury indicted Kennedy on six counts charging manufacture and placement of an explosive device. United States v. Kennedy, 578 Fed.Appx. 582, 584 (6th Cir. 2014). He pleaded guilty to two of those charges, and was later convicted of three additional charges. Id. The Presentence Report (“PSR“) calculated Kennedy‘s guidelines range under the U.S. Sentencing Guidelines to be 87 to 108 months of imprisonment. PSR at ¶ 81. This was based on a base offense level of twenty-two under
At his first sentencing hearing, Kennedy argued that his prior convictions doubly penalized him by increasing his base offense and criminal history levels, and he asked the district court to consider a lower guidelines range. R. 68 (Sentencing H‘rg Tr. at 16) (Page ID #1244). The district court rejected Kennedy‘s request without explanation, and sentenced Kennedy to 108 months of imprisonment.
On remand, Kennedy again requested a downward variance based on double counting. R. 83 (Resentencing Mem. at 2) (Page ID #1353). Although he admitted that the guidelines permit double counting, he argued that “doing so in a case like this creates an unduly harsh outcome,”
Because nearly two years had passed since his first sentencing, Kennedy, citing Pepper v. United States, 562 U.S. 476, 131 S.Ct. 1229, 179 L.Ed.2d 196 (2011), also presented a new argument for a downward variance based on his postsentencing rehabilitation efforts in prison. R. 83 (Resentencing Mem. at 5-6) (Page ID #1356-57). In support of his argument, Kennedy pointed to his enrollment in the Inmate Financial Responsibility Program and his participation in numerous inmate jobs that have enabled him to pay his financial penalties and learn trade skills. Kennedy also enrolled in a Rational Thinking Course, an adult continuing education program called “Self-Awareness, Character, Opportunity, Reliability and Extraordinary Effort” (“SCORE“), and other courses in computer training, health and wellness, and weight management wellness. At the conclusion of the resentencing hearing, Kennedy testified about his changed attitude since his initial sentencing. On April 14, 2015, the district court imposed the same 108-month sentence on Kennedy, holding that double counting in this case was “not unduly harsh,” particularly given the “very high degree of risk to the public welfare.” R. 84 (Resentencing Order at 2) (Page ID #1384). The district court did not address Kennedy‘s rehabilitation argument. Kennedy filed a timely notice of appeal on April 21, 2015. During the pendency of this appeal, we held in United States v. Pawlak, 822 F.3d 902, 907 (6th Cir. 2016), that the residual clause of the career offender sentencing guideline, On appeal, Kennedy argues that his sentence is procedurally and substantively unreasonable. We apply an abuse-of-discretion standard in reviewing a sentence. Gall v. United States, 552 U.S. 38, 51, 128 S.Ct. 586, 169 L.Ed.2d 445 (2007). We must first assess the sentence for procedural error, which could include “failing to calculate (or improperly calculating) the Guidelines range, treating the Guidelines as mandatory, failing to consider the [ Kennedy argues that his sentence is procedurally unreasonable because the district court failed to consider his request for a downward variance based upon his rehabilitation efforts after his initial sentencing. The key inquiry, therefore, is whether the district court gave this new argument adequate consideration at resentencing. Although a district judge need not compose “a full opinion in every case,” it is important to provide a statement of reasons sufficient “to satisfy the appellate court that he has considered the parties’ arguments and has a reasoned basis for exercising his own legal decisionmaking authority.” Rita v. United States, 551 U.S. 338, 356, 127 S.Ct. 2456, 168 L.Ed.2d 203 (2007). Where a defendant‘s nonfrivolous argument advocates for a downward variance from the Guidelines, “the judge will normally go further and explain why he has rejected those arguments.” Id. at 357, 127 S.Ct. 2456. Overall, the record should reflect “that the sentencing judge listened to each argument, considered the supporting evidence, was fully aware of the defendant‘s circumstances and took them into account in sentencing him.” Vonner, 516 F.3d at 387 (internal quotation marks omitted). The district court‘s order did not mention Kennedy‘s rehabilitation argument, let alone discuss or consider its merits. See generally R. 84 (Resentencing Order) (Page ID #1383-85). Instead, the order focuses exclusively on the question of double counting, an issue that the district court had failed to consider during the initial sentencing. The resentencing hearing transcript similarly does not contain any considered discussion of Kennedy‘s argument. In fact, the only statements on the record that can be construed as referring in any way to Kennedy‘s postsentencing rehabilitation arguments were made at the conclusion of the resentencing hearing. The court stated: R. 89 (Resentencing H‘rg Tr. at 17) (Page ID #1416). While these statements of encouragement acknowledge Kennedy‘s rehabilitative efforts, they do not suggest that the district court took Kennedy‘s rehabilitative evidence “into account in sentencing him.” Vonner, 516 F.3d at 387 (internal quotation marks omitted). They fail to demonstrate that the district court understood Kennedy‘s request for a downward variance on the basis of these rehabilitative efforts or that the district court considered and rejected Kennedy‘s argument on the merits. Indeed, we are left to guess whether the district court ignored this evidence, refused to consider it, or rejected it on the merits. The dissent argues that the district court was not required to entertain defendant‘s postsentencing rehabilitation efforts because our remand was limited to the issue of double counting. However, our language remanding this case in Kennedy did not limit the remand to a single sentencing issue. “In the absence of an explicit limitation, the remand order is presumptively a general one.” United States v. Moore, 131 F.3d 595, 598 (6th Cir. 1997). We have explained that “[t]he presumption in favor of a general remand is necessarily strong in the context of a resentencing because the calculation of a sentence under the Guidelines requires a balancing of many related variables, and [t]hese variables do not always become fixed independently of one another.” United States v. McFalls, 675 F.3d 599, 605 (6th Cir. 2012) (internal quotation marks omitted); see Pepper, 562 U.S. at 507, 131 S.Ct. 1229 (recognizing that a district court‘s “original sentencing intent may be undermined by altering one portion of the calculus” upon resentencing) (citation omitted). For this reason, when remanding for resentencing, “this court should leave no doubt in the district judge‘s or parties’ minds as to the scope of the remand.” United States v. Campbell, 168 F.3d 263, 268 (6th Cir. 1999). Rather, “[t]he language used to limit the remand should be, in effect, unmistakable.” Id. Our language in Kennedy did not “unmistakabl[y]” limit the scope of the district court‘s resentencing. Id. The language that we used in remanding this case is substantially similar to language used in McFalls. The first McFalls panel “found merit in McFalls‘s argument” that his two prior convictions were not crimes of violence, and the panel accordingly remanded for resentencing with the following language: “For these reasons, McFalls’ case is remanded to the district court for resentencing, following further review of any sources permitted under Shepard v. United States, 544 U.S. 13, 125 S.Ct. 1254, 161 L.Ed.2d 205 (2005), to determine whether McFalls’ prior convictions were for crimes of violence under the Guidelines.” McFalls, 675 F.3d at 602 (quoting United States v. McFalls, 592 F.3d 707, 717 (6th Cir. 2010)). McFalls argued that, because this “explicitly outlin[ed] the sole issue to be addressed by the district court at resentencing” and “creat[ed] a narrow framework within which the district court had to operate“—examining the Shepard documents and determining whether McFalls‘s convictions were for crimes of violence—the remand was limited, and the district court could not engage in de novo resentencing. The same is true here. In “remand[ing] for consideration of a downward variance in light of the potential double counting,” Kennedy, 578 Fed.Appx. at 595, our prior opinion did not “convey clearly the intent to limit the scope of the district court‘s review” to only Kennedy‘s double-counting argument—as opposed to the numerous other sentencing variables that are implicated upon remand—nor did our language “sufficiently outline the procedure the district court [was] to follow” on remand or set out “[t]he chain of intended events ... with particularity,” Campbell, 168 F.3d at 267-68. This is in sharp contrast to Campbell, where a limited remand was clearly articulated when the initial panel instructed: the case is remanded to the district court for an evidentiary hearing where Campbell is represented by counsel. The district court‘s inquiry should relate to the forfeiture of the real estate and the validity of the district court‘s determination of Campbell‘s financial ability at the original sentencing hearing. It is within the province of the district court to ... permanently correct Campbell‘s records so that any fine imposed upon Campbell does not become so onerous as to result in Campbell‘s permanent incarceration in virtual debtor‘s prison. 168 F.3d at 268 (quoting United States v. Campbell, No. 95-5856, 1995 WL 758468, at *1 (6th Cir. Dec. 21, 1995)). Unlike Campbell, the language of our original remand in Kennedy‘s case, like the language in McFalls, lacks the particularity and unambiguous terms required to overcome the presumption of a general remand. It is clear that our remand in Kennedy was not sufficiently explicit so as to “leave no doubt in the district judge‘s or parties’ minds as to the scope of the remand.” Id. at 268. Both Kennedy‘s and the government‘s arguments to the district court on remand demonstrate that neither party considered our remand to be limited. In Kennedy‘s resentencing memorandum before the district court, Kennedy asked for a downward variance because of his postsentencing conduct and cited Pepper. R. 83 (Def. Resentencing Mem. at 6) (Page ID #1357). Kennedy attached and discussed numerous documents evidencing his rehabilitative efforts following his first sentencing. See, e.g., Finally, our rejection of Kennedy‘s three other claims on appeal did not preclude the district court from considering any other factors at resentencing. See Kennedy, 578 Fed.Appx. at 594-96 (rejecting Kennedy‘s arguments that the district court erred in assessing a four-level enhancement under Absent any indication on the record of how, and whether, the district court evaluated Kennedy‘s evidence of postsentencing rehabilitation, we are deprived of our ability to review meaningfully Kennedy‘s sentence on appeal. See Gall, 552 U.S. at 50, 128 S.Ct. 586. We must therefore vacate the sentence once again and remand for consideration of Kennedy‘s arguments for a downward variance in light of Kennedy‘s rehabilitative efforts after his original sentencing. In his PSR, Kennedy was assigned a base offense level of twenty-two under Although Kennedy identifies his 2001 conviction for being a felon in possession of explosives as the predicate offense used to calculate his base offense level, Kennedy‘s PSR clearly notes two counts of conviction from 2001, which are unlawful possession of a machine gun and being a felon in possession of explosives. PSR at ¶ 43. Kennedy was sentenced to 71 months in custody on both counts to run concurrently. Under any offense under federal or state law, punishable by imprisonment for a term exceeding one year that ... (1) has as an element the use, attempted use, or threatened use of physical force against the person of another, or (2) is burglary of a dwelling, arson, or extortion, involves use of explosives, or otherwise involves conduct that presents a serious potential risk of physical injury to another. any offense under federal or state law, punishable by imprisonment for a term exceeding one year, that ... is murder, voluntary manslaughter, kidnapping, aggravated assault, a forcible sex offense, robbery, arson, extortion, or the use or unlawful possession of a firearm described in As explained above, the Guidelines instruct courts to apply the version of the Guidelines in effect at the time of the defendant‘s original sentencing. All three factors favor a construction of Amendment 798 as a clarifying amendment. When the Sentencing Commission amended This interpretation is consistent with our previous interpretations of Because Kennedy‘s prior conviction qualifies as a “crime of violence” under the enumerated clause of the amended provision, we need not consider his argument concerning the residual clause. Because Amendment 798 applies retroactively and clarifies application of Kennedy contends that his sentence is substantively unreasonable because the district court disregarded the limited capabilities of the device he manufactured and overstated the risk the device posed to the public. Because the district court‘s sentence is procedurally unreasonable, we need not reach this argument. Gall, 552 U.S. at 51, 128 S.Ct. 586; see Wilson, 614 F.3d at 226 (“Having found [defendant‘s] sentence procedurally unsound, we need not reach this argument [that the sentence was substantively unreasonable].“). For the foregoing reasons, we VACATE the sentence and REMAND for resentencing in light of this opinion. McKEAGUE, Circuit Judge, dissenting. The last time we encountered Kennedy, he raised four challenges to his sentence. United States v. Kennedy, 578 Fed.Appx. 582, 593-96 (6th Cir. 2014). We found three meritless. See id. But we remanded to the district court “for consideration of Kennedy‘s argument for a downward variance.” Id. at 596. He had only one downward-variance argument: that his sentence was “unduly harsh” because the Guidelines counted an earlier conviction twice when setting his sentencing range. See id. On remand, the district court did what we asked: it considered this “double-counting” argument. Ultimately, it rejected the argument and resentenced Kennedy to the same 108-month term. The court stated good reasons for its decision—including that Kennedy had called in a bomb threat to a high school and had a well-document- Now, however, the majority faults the district court for not addressing Kennedy‘s new argument that his post-sentencing rehabilitation efforts should lower his sentence. See Pepper, 562 U.S. 476, 131 S.Ct. 1229, 179 L.Ed.2d 196 (2011). The majority holds that the district court had to address this argument because we originally issued a “general remand“—a remand which would let sentencing “begin anew.” See United States v. Garcia-Robles, 640 F.3d 159, 166 (6th Cir. 2011). You can tell we issued a general remand, the majority contends, because our previous order lacked an “explicit limitation” on the district court‘s review. See Maj. Op. at 414. I disagree. We remanded “for consideration of Kennedy‘s argument for a downward variance.” Kennedy, 578 Fed.Appx. at 596 (emphasis added). As used in our order, the word “for” functioned to indicate the remand‘s purpose. Why would we state a purpose for remand rather than simply “remanding” or “remanding for resentencing“? Simple: to limit the remand by “explicitly outlin[ing] the issue[] to be addressed by the district court[.]” United States v. Campbell, 168 F.3d 263, 265 (6th Cir. 1999). We had already taken three sentencing issues off the table. We left the lower court to address one—not to start from scratch. The majority holds otherwise because it contends that our remand order lacked language outlining the “procedure the district court was to follow” and failed to state a “chain of intended events” with sufficient “particularity.” Maj. Op. at 414-15. But given that we found the district court did everything right the first time, save considering the double-counting argument, what else needed to be said? Our order stated the only “event” or “procedure” necessary: the district court would consider Kennedy‘s double-counting argument. Given the remand order‘s scope, we have no basis to reverse here. The court did not have to consider Kennedy‘s rehabilitation argument. See Pepper, 562 U.S. at 505 n.17, 131 S.Ct. 1229 (stating that “limited remand orders ... may render evidence of post-sentencing rehabilitation irrelevant in light of the narrow purposes of the remand proceeding“). It lacked authority to do so. See United States v. Williams, 522 Fed.Appx. 278, 279 (6th Cir. 2013) (“[Pepper] does not ... empower a district court to exceed the scope of a limited remand.“). Because I disagree with majority, I feel obliged to address Kennedy‘s other challenge: that his sentence is substantively unreasonable. It lacks merit. He simply repeats an argument he made at his first sentencing: that he should receive a downward variance because he made a weak explosive that hurt no one. Kennedy received a sentence within the Guidelines range, however, which makes it presumptively reasonable. See United States v. Mosley, 635 F.3d 859, 865 (6th Cir. 2011). He cannot point to any mandatory sentencing factor the district court ignored. He essentially invites us to “balance the factors differently than the district court did.” United States v. Ely, 468 F.3d 399, 404 (6th Cir. 2006). But we only review for error—not to rebalance the factors in the way we would prefer. See The district court did what we asked. And it stayed within the parameters we set for it. Thus, I dissent.II. ANALYSIS
A. Standard of Review
B. Procedural Reasonableness
1. Postsentencing Rehabilitation
2. “Crime of Violence” Enhancement
C. Substantive Reasonableness
III. CONCLUSION
