United States v. John Andrew Greschner, Ronnie Joe CriswellUnited States v. John Andrew Greschner, Ronnie Joe Criswell
The defendants-appellants John Greschner and Ronnie Criswell timely appeal their convictions and sentences for first degree murder and conspiracy to commit murder. 1 The cases arose out of a homicide committed at the federal penitentiary in Leavenworth, Kansas.
Government witnesses testified that on October 6, 1988 at a prison stairwell Criswell struck inmate Andreason with a pipe and then both defendants stabbed Andrea-son with homemade knives, repeatedly inflicting numerous wounds to Andreason’s back. The wounds resulted in his death by exsanguination. Some Government witnesses saw only Greschner doing the stabbing of Andreason.
The defendants’ version of the incident, through several inmates’ and Greschner’s own testimony, established a case of self-defense. The witnesses testified that Andreason planned to take over a gambling operation of defendants; Andreason secured a knife and sought help to make his move against defendants; Greschner got word of the threat and also armed himself; an unidentified inmate lunged at Criswell with a knife and Criswell struck this assailant with a pipe; Andreason lunged at Greschner with a knife and Greschner was cut, and Criswell then hit Andreason with a pipe and got Andreason’s knife. None of these witnesses saw Criswell stab Andrea-son. Greschner and Criswell both surrendered the knives they then had. Brief for Appellants at 4-5.
Defendants represented themselves at trial but also had the assistance of two court appointed attorneys. The jury trial resulted in verdicts of guilty as to both defendants, after about two days of deliberation. On appeal, the defendants do not challenge the sufficiency of the evidence to support their convictions, but they do strenuously argue, among other things, that the trial court committed reversible error in the following respects: (1) by failing to admonish the witnesses not to discuss their testimony during the course of the trial after a motion for sequestration of witnesses; (2) by refusing to appoint a penologist at the Government’s expense to assist in the defendants’ preparation for trial and to testify on their behalf; (3) by refusing to subpoena certain lay witnesses at the Government’s expense; (4) by refusing to declare a mistrial, sequester the jury, or conduct additional voir dire of the jury after an allegedly prejudicial newspaper article was published during the fourth day of trial; (5) by improperly allowing a Government attorney to question defense witnesses Mar-one and Crenshaw about convictions over ten years old; and (6) by erroneously limiting Criswell’s questioning of Charles Gary, who was testifying for the defense, about his state of mind during a prison free-for-all.
I
Prior to trial the defendants requested that the court sequester prospective witnesses pursuant to
II
The defendants argue that the trial court erred in denying their motion to appoint a penologist at the Government’s expense. Prior to trial, the defendants asked the court to appoint Bill Scott as a penologist, arguing that such assistance was guaranteed by the Criminal Justice Act. I R. 121. That statute provides as follows:
Counsel for a person who is financially unable to obtain investigative, expert, or other services necessary for an adequate defense may request them in an ex parte application. Upon finding, after appropriate inquiry in an ex parte proceeding, that the services are necessary and that the person is financially unable to obtain them, the court ... shall authorize counsel to obtain the services.
We reject both contentions. The court need not appoint an expert unless it is convinced that such services are necessary to an adequate defense.
Christian v. United States,
The district court found four shortcomings in the defendants’ proffer. First, the court rejected Scott’s qualifications as an expert. V R. 10. Second, the court reasoned that the same testimony could be given by other witnesses. II R. 153; V R. 10. Third, the court believed that the evidence would have little probative value because Scott did not know the particular circumstances surrounding the defendants’ confinement. II R. 153; V R. 10. Finally, the court stated that the defendants had
Further, the defendants contend that the ruling violated their Fifth Amendment right to due process. The Supreme Court has long held that indigents are entitled to the “basic tools of an adequate defense.”
Britt v. North Carolina,
Without deciding whether the constitutional guarantees apply with respect to the services of an expert witness such as Scott, we feel that the defendants here have not made an adequate showing of need for the penologist as a predicate for their constitutional claim.
See Coleman v. Brown,
We find no statutory or constitutional error in the denial of Scott’s assistance.
Ill
The defendants also contend that the trial court erred in denying their motion to subpoena certain lay witnesses at the Government’s expense. Prior to trial, the court granted eleven of the defendants’ nineteen requests. I R. 66; II R. 149;
see
II R. 293, 297, 299, 301, 303, 304, 307, 309, 311, 314, 336. Among those the court declined to subpoena were three federal prisoners: Jay Rux, Keith Parkinson and Timothy Crawford.
See
II R. 149, 337. The defendants contend that the refusal to subpoena these three witnesses violated
Rule 17(b) provides as follows:
The court shall order at any time that a subpoena be issued for service on a named witness upon an ex parte application of a defendant upon a satisfactory showing that the defendant is financially unable to pay the fees of the witness and that the presence of the witness is necessary to an adequate defense. If the court orders the subpoena to be issued the costs incurred by the process and the fees of the witness so subpoenaed shall be paid in the same manner in which similar costs and fees are paid in case of a witness subpoenaed in behalf of the government.
We note that some appellate decisions lend support to defendants’ position. Four circuits, for example, restrict the trial court’s discretion in applying the rule to avoid any constitutional difficulties.
See, e.g., United States v. Hegwood,
Despite such statements in other opinions, we consider the circumstances and the correctness of the rulings on subpoenas under the abuse of discretion standard.
See, e.g., United States v. Stoker,
According to the defendants, the three men would have testified to the following: (1) Andreason gambled with Greschner and Criswell, V R. 74 (proffer on Keith Parkinson); II R. 318 (same); V R. 80-81 (proffer on Timothy Crawford); (2) Andreason owed
Despite the defendants’ inability to call these men, they were able to present abundant evidence on three of these matters from other sources. The testimony about Andreason’s gambling debt to the defendants, for example, appears throughout the record. Three defense witnesses gave estimates. See VII R. 572 (testimony of Bryan; Andreason owed the defendants between $2400 and $2600); VIII R. 728 (testimony of Mills; Andreason owed the defendants $3000), 747 (same), 1033-34 (testimony of Greschner; Andreason owed him more than $900); see also VI R. 659 (testimony of Lopez; Andreason said he was “deep in debt” to the defendants). Similarly, several defense witnesses testified that Andreason owned a knife, which he kept in his cell. See VII R. 576, 577, 595 (testimony of Bryan); VIII R. 622-24 (testimony of Crenshaw), 683-88 (testimony of Kell).
The remaining item, a prior altercation between Andreason and Criswell, remains something of a mystery. While no one testified about this incident, two witnesses did speak of a similar altercation between Andreason and Greschner. VIII R. 611-12, 615 (testimony of Crenshaw), 1035 (testimony of Greschner). In addition, a number of witnesses testified that Andreason had previously threatened the defendants’ lives. VII R. 575, 583, 585 (testimony of Bryan); VIII R. 618-19, 626 (testimony of Crenshaw), 650-54 (testimony of Lopez), 728, 745, 751-52 (testimony of Mills), 1035-36 (testimony of Greschner), 1103-04 (testimony of Mills).
We think that additional evidence of an altercation between Criswell and Andrea-son would have added little, if anything, to the defendants' theory of self-defense. In any event, the trial court’s conclusion that this evidence was unnecessary does not constitute an abuse of discretion or a violation of defendants’ rights.
IV
On our own motion we have noted an error of the trial judge in the violation of
The defendants’ motion invoked
The trial court violated the statute and the Rule by allowing two Government attorneys to attend the hearing. V R. 2; VI R. 2. In connection with the request for a penologist, the court instructed the defendants to present “some need material.” V R. 6. In responding to this requirement
The question arises whether the
ex parte
procedure can be waived by the defense. In
Marshall
we held that the defendant’s failure to object to the Government attorney’s participation did not constitute a waiver.
V
The defendants also advance several arguments concerning a newspaper article that appeared during the fourth day of trial. The article focused on the unusually heavy security that accompanied the trial, noting that the defendants and many of their witnesses had criminal records and allegedly were members of a white supremacist organization called “The White Aryan Brotherhood.” IV R. 542 (Defendant’s Exhibit H-l). After the defense rested some five days later, the defendants informed the trial judge of the article and moved for a mistrial. The trial court denied this motion and defendant Greschner asked the court for permission to voir dire the jury. This request was also denied. On appeal, the defendants argue that the court erred in denying these motions and in refusing to sequester the jury during the course of the trial. 5 We reject each contention.
We conclude that the defendants failed to show any error in the rulings. The article was factual in nature, concentrating on the security measures taken by the court rather than the actual issues involved in the case.
See United States v. Tokoph,
Moreover, these matters had already been admitted in evidence.
See Swallow v. United States,
Even if the article were more inflammatory, however, it could create prejudice only if the jury was exposed to it. We note that the trial court repeatedly admonished the jury not to read any newspaper reports about the case. VII R. 202, 400-01, 602; VIII R. 810;
see also
VII R. 139, 258, 488 (instructing the jury not to discuss the case with anyone); VIII R. 754-55 (same);
cf.
VII R. 285, 325, 466, 559 (instructing the jury to remember the earlier admonitions); VIII R. 647, 679, 866, 902, 956, 1025-26, 1101, 1112, 1123 (same).
8
Such admonition was given before the article in question was published. In the absence of evidence to the contrary, we will presume that jurors remain “true to their oath and ... conscientiously observe the instructions and admonitions of the court.”
Chase v. Crisp,
In sum, we find no error in the trial court’s handling of the newspaper report.
VI
The defendants next contend that the Government violated
A
Marone testified on direct examination as an eyewitness to the stabbing. VIII R. 999-1006. On cross-examination, the Government attorney questioned Mar-one about his recent convictions. VIII R. 1008-09. He then asked: “Out of your 59 years approximately how many years do you believe you spent in correctional institutions?” VIII R. 1011-12. The witness answered, over objection, that he had spent 12-13 years in various prisons. VIII R. 1012.
We agree with the defendants that
The rule’s legislative history reveals wide disagreement over the probative value of prior convictions.
See
Note,
Impeachment by Prior Conviction: Adjusting to
We thus conclude that Marone’s cross-examination elicited pertinent evidence of possible bias, a function different than the sort of general impeachment involved in the use of prior convictions.
See Davis v. Alaska,
B
The defendants also argue that the Government violated
Q. Sir, to the best of your ability are you testifying what you seen that day?
A. Exactly what I seen.
Q. Thank you, sir. I have no other questions.
A. No prompting from no one else. I just saw that. That is why I didn’t have to write nothing down because how many times in your life do you run across a guy getting killed.
VIII R. 1023. When pressed on cross-examination about this response, Marone said that Andreason was the only person he had ever seen getting killed. VIII R. 1024. The Government attorney then asked: “Ever hit a man in the face with a hatchet or ax?” VIII R. 1024. The witness answered, over objection, as follows: “When the guy pulls a gun out what are you going te do?” VIII R. 1025.
The defendants have maintained that because this incident led to a conviction, the inquiry was prohibited by
Specific instances of the conduct of a witness, for the purpose of attacking or supporting his credibility, other than conviction of crime as provided in rule 609, may not be proved by extrinsic evidence. They may, however, in the discretion of the court, if probative of truthfulness or untruthfulness, be inquired into on cross-examination of the witness (1) concerning his character for truthfulness or untruthfulness ____
VII
Finally, the defendants argue that the trial court improperly limited their direct examination of Charles Gary. Gary, who witnessed Andreason’s stabbing, testified on direct examination that many Leavenworth prisoners have serious psychological problems. VIII R. 973. The following colloquy then occurred:
Q. Have you ever been in a free-for-all or anything such as an incident like this right here?
A. Yes, I have.
Q. Could you tell us your state of mind?
A. Survival.
The trial court’s general discretion over relevancy questions is well established.
See, e.g., United States v. Brown,
VIII
Accordingly, since no reversible error has been demonstrated, the judgments are
AFFIRMED.
Notes
. Both Greschner and Criswell were each given two life sentences, one on the murder conviction and one on the conspiracy conviction, to run consecutively to the prison terms they are already serving. Ill R. 436, 437.
. Defendants argue for a presumption of prejudice and reversal citing,
inter alia, United States v. Ell,
. The defendants rely heavily on
United. States v. Schultz,
. Congress intended the rule to serve as a means of implementing the Sixth Amendment right to compulsory process.
Bandy v. United States,
. Prior to trial, the defendants moved to have the jury sequestered. I R. 123. The court denied the motion, stating that it was unaware of any significant pretrial publicity about the case. II R. 155.
. This circumstance distinguishes
Mares v. United. States,
We held that the refusal to conduct such an interview amounted to an abuse of discretion. In doing so, we relied on the "extreme” dangers posed by news reports of excluded confessions and guilty pleas.
Id.
at 809;
see Gordon
v.
United States,
. Although the defendants do not challenge this ruling on appeal, we note that the trial court had discretion to admit such testimony.
See United States v. Abel,
. The trial court, in fact, gave these admonitions before every recess except one. See VIII R. 1065 (ten-minute recess).
. This rule provides as follows:
Evidence of a conviction under this rule is not admissible if a period of more than ten years has elapsed since the date of the conviction or of the release of the witness from the confinement imposed for that conviction, whichever is the later date, unless the court determines, in the interests of justice, that the probative value of the conviction supported by specific facts and circumstances substantially outweighs its prejudicial effect. However, evidence of a conviction more than 10 years old as calculated herein, is not admissible unless the proponent gives to the adverse party sufficient advance written notice of intent to use such evidence to provide the adverse party with a fair opportunity to contest the use of such evidence.
. In their
pro se
briefs, the defendants argue that the Government violated
. Convictions over ten years old are admissible only if two conditions are met. First, the probative value of the convictions must "substantially outweigh" their prejudicial effect. Second, the cross-examiner must give advance notice in sufficient time to enable his adversary "to contest the use of such evidence.”
United States v. Gilliland,
. In Alford the defendant was convicted of mail fraud. At trial the Government presented testimony from one of the defendant's former employees, who was then in federal custody. On cross-examination, defense counsel asked the witness his place of residence, hoping to show bias toward the Government. The trial court excluded the evidence on relevancy grounds. The Supreme Court reversed, holding that evidence of the witness’ environment was relevant to his credibility and should have been admitted. The Court explained:
Cross-examination of a witness is a matter of right. Its permissible purposes, among others, are ... that the jury may interpret his testimony in the light reflected upon it by knowledge of his environment, and that facts may be brought out tending to discredit the witness by showing that his testimony in chief was untrue or biased.
Id. (citations omitted).
. In their
pro se
brief, the defendants argue that because Gary was an expert on prison environments, his testimony was admissible under