Case Information
*1 Before TACHA , Chief Circuit Judge, KELLY , and MURPHY , Circuit Judges.
Following a two-day trial, a jury found Defendant-Appellant Marcello Jimenez guilty of one count of being a felon in possession of a firearm and one count of being a felon in possession of ammunition, both in violation of 18 U.S.C. §§ 922(g)(1) and 924(e). He was sentenced to 235 months’ imprisonment. On appeal, Mr. Jimenez argues that (1) the District Court erred in denying his motion to suppress evidence based on a deficient warrant; (2) an alleged error in the jury instructions misstated the law on constructive possession, confused the jury, and lowered the Government’s burden of *2 proof; and (3) there is insufficient evidence to sustain his conviction. We take jurisdiction under 28 U.S.C. § 1291 and AFFIRM.
I. BACKGROUND
On February 8, 2003, an unknown person shot Tyran White in the back of the neck while Mr. White was driving. Eyewitnesses identified the shooter as a “Spanish” male driving a dark-colored Dodge Neon. Witness accounts conflicted as to whether the car was purple or black. In addition, witness accounts indicated that the shooter was with a female passenger. One eyewitness, a passenger in the car with Mr. White, completed a composite drawing of the suspect. An officer who saw the sketch believed it resembled Mr. Jimenez. Another officer knew that Mr. Jimenez’s girlfriend was Michelle Flores and that she resided at 334 E. Bonney. Therefore, on February 9 and 10, Roswell New Mexico Police Officer Kenneth Roberts conducted surveillance at 334 E. Bonney; on both days, he observed a black Neon registered to Ms. Flores parked at the address, as well as a truck registered to Mr. Jimenez or Cecilia Marquez. The address listed on the truck’s registration was also 334 E. Bonney. On February 10, three witnesses to the shooting viewed photo arrays that included Mr. Jimenez’s photograph. Two of the three witnesses, both of whom were in the car with the shooting victim, identified Mr. Jimenez as the shooter. One identified Mr. Jimenez with 70% certainty, the other with 50% certainty.
On February 10, Officer Roberts obtained and executed a search warrant at 334 E. Bonney. The warrant authorized officers to search for “any firearms, any pieces of *3 firearms, any ammunition or parts of ammunition, any carrying devices for firearms, any cleaning products for firearms, [and] any receipts showing the selling or ownership of firearms.” Ms. Flores and her son Gilbert were both present during the search. When officers arrived at the home, Gilbert was sitting on a couch in the den with an unloaded .223 caliber rifle next to him. Gilbert indicated that there were other guns in the house, that he owned them all, and that he kept them locked in a gun safe. Indeed, there was a gun safe in the dining room. After retrieving the key from the pocket of a shirt hanging in the dining room, Gilbert unlocked the safe for the officers to search. The officers found seven firearms inside.
Not all of the firearms were in the safe. The officers also found a .410 gauge shotgun on top of a plastic cart in the dining room, as well as a partially dissembled M200 shotgun inside a closet. In addition, officers found ammunition unsecured throughout the house, including .410 gauge shotgun shells and .22 caliber ammunition on top of the gun safe, and .22 and .380 caliber ammunition inside a kitchen cabinet. Mr. Jimenez was subsequently arrested for being a felon in possession of firearms and ammunition. [1]
Prior to trial, Mr. Jimenez moved to suppress evidence seized at 334 E. Bonney, arguing that there were insufficient facts in the affidavit to support a finding of probable cause, that the warrant was constitutionally overbroad, and that the officers exceeded the scope of the warrant by seizing firearms and letters addressed to Mr. Jimenez. The *4 District Court granted the motion as to the letters, but denied the motion with respect to the firearms. At trial, Mr. Jimenez objected to a jury instruction related to the issue of constructive possession, but the District Court overruled his objection. Mr. Jimenez contests these rulings and also argues that there was insufficient evidence to support his conviction.
II. DISCUSSION
A. Motion to Suppress
Mr. Jimenez appeals the District Court’s denial of his motion to suppress evidence
seized at 334 E. Bonney, arguing that (1) the affidavit underlying the search warrant was
insufficient to support a finding of probable cause, (2) the warrant failed to specify with
particularity the things to be seized, and (3) the officers executing the search exceeded the
scope of the warrant by seizing firearms that were not handguns. In reviewing a district
court’s denial of a motion to suppress, we view the evidence in the light most favorable to
the government and accept the district court’s factual findings unless they are clearly
erroneous.
United States v. Danhauer
,
The Supreme Court in
United States v. Leon
established that evidence obtained
pursuant to a warrant that is later found to be defective is not properly excluded when
officers rely on the warrant in objective good faith.
1. Nexus Between Place to be Searched and Suspected Criminal Activity
Mr. Jimenez first challenges the magistrate judge’s determination of probable
cause, arguing that the facts alleged in the affidavit did not provide enough information to
*6
establish a nexus between the place searched, 334 E. Bonney, and the items sought (in
this case, firearms and ammunition related to the February 8 shooting).
See United States
v. Gonzales
,
The affidavit provided the following information: (1) a “Spanish” man in a dark- colored (either purple or black) 1997 or 1998-model Dodge Neon shot the victim on February 8, 2003; (2) a female was a passenger in the Neon at the time of the shooting; (3) Mr. Jimenez matched the description of the shooter provided by eyewitnesses; (4) two of three eyewitnesses, both passengers in the car with the victim, identified Mr. Jimenez as the shooter from photo arrays, one with 50% certainty and the other with 70% certainty; (5) an officer knew that Mr. Jimenez’s girlfriend was Michelle Flores; (6) Ms. Flores owned a black 1997 Neon; (7) she resided at 334 E. Bonney; (8) her Neon was parked at 334 E. Bonney on February 9 and 10, 2003; (9) a truck registered to 334 E. Bonney in the names of Mr. Jimenez or Cecilia Marquez was also parked at 334 E. *7 Bonney on February 9 and 10; and (10) both Ms. Flores and Mr. Jimenez have “Spanish” last names.
We first note that “the affidavit supporting the search warrant need not contain
direct evidence or personal knowledge that the items sought are located at the place to be
searched.”
United States v. Nolan
,
“When reviewing the reasonableness of an officer’s reliance upon a search
*8
warrant, this court must examine the underlying documents to determine whether they are
devoid of factual support.”
Danhauer
,
In contrast to
Gonzales
, the affidavit here supplies the minimal nexus between the
suspect and the place to be searched necessary for the good faith exception to apply.
*9
Officers knew that Mr. Jimenez was romantically involved with Ms. Flores. Ms. Flores
owned a black Neon, which was consistent with eyewitnesses’ descriptions of the car
used by the shooter, and it was parked in front of her house in the days following the
shooting. Furthermore, a truck registered to 334 E. Bonney in Mr. Jimenez’s name was
also parked in front of the residence in the days following the shooting. The affidavit is
not devoid of facts linking Mr. Jimenez to the place to be searched; therefore, we cannot
consider the officers’ reliance on the warrant to be “entirely unreasonable.”
See Leon
,
2. Overbreadth of the Warrant
The Fourth Amendment mandates warrants “particularly describ[e] the place to be
searched, and the persons or things to be seized.” U.S. Const. amend. IV. A warrant is
sufficiently specific if it “enables the searcher to reasonably ascertain and identify the
things authorized to be seized.”
United States v. Robertson
,
The affidavit underlying the search warrant indicates that several eyewitnesses to the crime could not identify the shooter or the type of gun he used. At the suppression hearing, however, Officer Roberts testified that at least one witness had indicated that the shooter used a handgun. He further stated that he suspected Mr. Jimenez, whom Officer Roberts knew had a prior felony conviction, of being a felon in possession of a firearm—in which case Mr. Jimenez’s possession of “any firearm” would be evidence of the commission of a crime. The affidavit did not reveal that Mr. Jimenez had a prior felony conviction, however, and he therefore contends that as to the investigation of the battery, the warrant was overbroad.
We agree that the warrant was overbroad. Though there was probable cause to
search for a handgun, the warrant authorized a search for “any firearms.”
See United
States v. Gardner
,
3. Scope of the Warrant
Finally, Mr. Jimenez argues the executing officers exceeded the scope of the warrant by seizing the firearms because the officers were investigating an alleged handgun crime. There is no merit to this argument. The scope of the warrant quite clearly was not limited to handguns. We previously held that the good-faith exception applies to the officers’ seizure of the firearms. For the foregoing reasons, we hold that [2]
*12 the District Court properly denied Mr. Jimenez’s motion to suppress.
B. Sufficiency of the Evidence [3]
Mr. Jimenez argues that the evidence presented at trial was insufficient to support his conviction for unlawful possession of a firearm. We review the record de novo to [4]
determine whether, viewing the evidence in the light most favorable to the government, a
reasonable jury could have found the defendant guilty beyond a reasonable doubt.
United
States v. Yehling
,
To convict Mr. Jimenez, the Government was required to prove beyond a
reasonable doubt that: (1) Mr. Jimenez was previously convicted of a felony; (2) he
thereafter knowingly possessed a firearm or ammunition; and (3) the possession was in or
affecting interstate commerce.
United States v. Colonna
,
Mills
,
First, the jury could properly conclude that Mr. Jimenez was a joint occupant at the E. Bonney address on February 10, 2003. When officers executed the search warrant, they found men’s clothing and shoes in the master bedroom closet. Among the clothing was a sweatshirt with Mr. Jimenez’s nickname, “Chills,” on it. They also found a box with the initial “M.” and the words “Jimenez” and “Chills” appearing on the outside of the box. After being arrested, an officer asked Mr. Jimenez for his address; he said it was *14 334 E. Bonney. Both Michelle and Gilbert Flores testified that Mr. Jimenez was residing with them at 334 E. Bonney on February 10. Furthermore, beginning in 2001, Mr. Jimenez consistently reported his residence as 334 E. Bonney to his probation officer, and she made weekly visits to that address over the course of the following year.
Moreover, there is sufficient evidence in the record on appeal to support the
conclusion that Mr. Jimenez had knowledge of and access to firearms. The evidence
shows that Mr. Jimenez had knowledge of the firearms in the gun safe and in the closet.
During Mr. Jimenez’s interview at the police station, an officer told Mr. Jimenez,
“You’ve got a lot of guns in your house.” Mr. Jimenez responded that “[t]hose are my
kid’s guns . . . .” His statement that the firearms belonged to someone else evidences his
knowledge of their presence.
See Colonna
,
Mr. Jimenez also had access to at least the Winchester M200 and .410 gauge shotguns. With respect to the Winchester M200, Mr. Jimenez acknowledged that the [5]
*15
closet in which it was found was “my closet . . . where my heater’s at.” When asked
whether police would find his fingerprints on any of the guns, Mr. Jimenez responded, “I
hope not. I have—I do put some away; you know what I mean?” With respect to the
.410 gauge shotgun, although Gilbert testified that he was a hunter, that he owned all of
the guns and the gun safe, and that he only removed the .410 gauge shotgun from the gun
safe temporarily, the jury was entitled to disbelieve his testimony.
See United States v.
Waldroop
,
Mr. Jimenez’s reliance on
Mills
,
question that Mr. Jimenez was aware of their presence. All that is required to uphold the jury’s verdict is “some evidence to support at least a plausible inference” that Mr. Jimenez had knowledge of and access to the weapons and ammunition. at 549. There is more than sufficient evidence in the record on this point, and accordingly, we will not disturb the jury’s verdict.
C. Jury Instructions
At trial, Mr. Jimenez objected to Jury Instruction 17, an instruction related to the issue of constructive possession. Jury Instruction 17 states:
In order to sustain a conviction based upon constructive possession, the government must present evidence supporting at least a plausible inference that the defendant had knowledge of and access to the weapon or contraband.
The government need not prove that the defendant had the intention to exercise dominion and control. Where the defendant in a joint occupancy situation had knowledge of and access to the weapons, there is sufficient nexus to infer dominion and control.
Mr. Jimenez argued to the District Court that the instruction, which was derived from this
Court’s opinion in
Colonna
,
When a specific objection was made at trial, we examine the jury instructions as a
whole and “review de novo the propriety of an individual jury instruction.”
United States
v. Al-Rekabi
,
As to Mr. Jimenez’s contention that application of the Colonna standard must be limited to the specific facts of that case, we disagree. As the District Court noted, nothing in Colonna suggests that its discussion of joint occupancy and constructive possession was fact-specific. We said that “[i]n cases of joint occupancy, where the government seeks to prove constructive possession by circumstantial evidence, it must present evidence to show some connection or nexus between the defendant and the firearm or other contraband,” including “evidence supporting at least a plausible inference that the defendant had knowledge of and access to the weapon or contraband.” Colonna , 360 F.3d at 1179 (quotation omitted). There was sufficient evidence of the defendant’s *18 knowledge of the firearms because he volunteered that he knew where they were and that they were his wife’s and not his. There was sufficient evidence of the defendant’s access to the firearms because they were inside his bedside dresser. Nothing in our discussion suggests that a constructive possession instruction is only proper if contraband is found in the defendant’s bedroom.
In addition to the foregoing, Mr. Jimenez raises two arguments regarding Jury Instruction 17 for the first time on appeal. He argues that the instruction (1) misstated the law of constructive possession because it said that the Government need not prove that the defendant had the intention to exercise dominion and control over the prohibited object, and (2) lowered the Government’s burden of proof from “beyond a reasonable doubt” to require that the government prove only a “plausible inference” that the defendant had knowledge of and access to the prohibited objects. Because these objections were made for the first time on appeal, we review them only for plain error and find that there was none.
On plain-error review we will reverse the judgment below only if “there is (1)
error, (2) that is plain, which (3) affects substantial rights, and which (4) seriously affects
the fairness, integrity, or public reputation of judicial proceedings.”
United States v.
Gonzalez-Huerta
,
First, Mr. Jimenez argues that to prove constructive possession, the Government
must establish that the defendant intended to exercise dominion and control over the
illegal object. Therefore, according to Mr. Jimenez, because Jury Instruction 17 provided
that the Government need not make such a showing, it was given in error. We squarely
rejected this argument in
Colonna
, where we held that in a joint occupancy situation, “[i]t
is not necessary to show that the defendant intended to exercise that dominion or control,
nor is it necessary to show that the defendant actually owned the weapons—mere
possession is enough.”
Nevertheless, Mr. Jimenez points out that Jury Instruction 16 contradicted Jury
Instruction 17 on this point. The former instruction provided that, “[a] person who . . .
knowingly has both the power and
the intention
. . . to exercise dominion or control over a
thing . . . is then in constructive possession of it.” (emphasis added). The conflicting
statements, Mr. Jimenez argues, confused the jury. Although we question whether this
instruction was given in error, any confusion on the part of the jurors would only have
weighed in favor of Mr. Jimenez because it would have caused the jurors to believe they
could not convict unless the Government had established Mr. Jimenez’s intent to exercise
dominion and control over the firearms. Mr. Jimenez has therefore failed to establish that
his substantial rights were affected by an error in the instructions.
See United States v.
*20
Arlington
,
Mr. Jimenez also argues that the District Court impermissibly lessened the Government’s burden to prove his guilt beyond a reasonable doubt by including the “plausible inference” language in Jury Instruction 17. Jury Instruction 17 states, in part, that “[i]n order to sustain a conviction based upon constructive possession, the government must present evidence supporting at least a plausible inference that the defendant had knowledge of and access to the weapon or contraband.” (emphasis added).
We agree with Mr. Jimenez that this instruction was given in error. As noted
above, the instruction was based on language taken from this Court’s opinion in
Colonna
.
In that case, however, we were not reviewing the propriety of a jury instruction. Rather,
we were reviewing whether there was sufficient evidence to support the defendant’s
conviction for constructive possession.
See Colonna
,
Nevertheless, we conclude that reversal is inappropriate because the error did not
affect Mr. Jimenez’s substantial rights, as required by the third prong of plain-error
review. Jury instructions are prejudicial if they raise a substantial doubt that the jury was
fairly guided.
United States v. Bailey
,
III. CONCLUSION
For the foregoing reasons, we AFFIRM.
ENTERED FOR THE COURT, Deanell Reece Tacha Chief Circuit Judge
Notes
[*] This order and judgment is not binding precedent, except under the doctrines of law of the case, res judicata, and collateral estoppel. This court generally disfavors the citation of orders and judgments; nevertheless, an order and judgment may be cited under the terms and conditions of 10th Cir. R. 36.3.
[1] Officers did not find evidence linking Mr. Jimenez to the shooting of Mr. White.
[2] Mr. Jimenez argues that the District Court’s suppression of letters found during the search is inconsistent with the court’s refusal to suppress the firearms. He asserts that neither the firearms nor the letters are immediately apparent evidence of crime that can be seized under the plain view exception. To the contrary, unlike firearms in a felon’s residence, letters do not immediately appear to be evidence of a crime.
[3] We address Mr. Jimenez’s sufficiency of the evidence argument prior to reviewing his contention that the District Court erred in instructing the jury on the elements of the crime because our discussion of the former is relevant to the latter.
[4] Although Mr. Jimenez suggests in a heading that he is also challenging the sufficiency of the evidence related to his conviction for possession of ammunition, he never makes any argument or relates any facts on that issue. Accordingly, we will not address that issue here.
[5] Count one of the indictment charged Mr. Jimenez with possession of ten different firearms. To convict, the jury did not need to find that Mr. Jimenez possessed all of the
