United States v. Jesus Torres-VillalobosUnited States v. Jesus Torres-Villalobos
John C. Brink, argued, Minneapolis, MN, for Appellant.
COLLOTON, Circuit Judge.
A jury convicted Jesus Torres-Villalobos of illegal reentry after deportation, in violation of
I.
According to evidence presented in the district court, Torres-Villalobos is a Mexican national who was found in a jail in St. Cloud, Minnesota, by immigration authorities in 2005. His criminal history includes a 2001 conviction in Minnesota for second-degree manslaughter, which resulted in his deportation to Mexico in April 2001. After he was deported, Torres-Villalobos returned to the United States, and he was arrested and charged in federal court in Texas with illegally reentering the country after having been deported. He pled guilty in October 2001 and was sentenced to 24 months’ imprisonment. Upon release from prison in February 2003, Torres-Villalobos was again deported to Mexico. At some point thereafter, Torres-Villalobos returned to the United States, and in July 2005, he was arrested on a drug charge in Minnesota. After he was found during a routine check of jails by immigration authorities, a federal grand jury charged him with illegal reentry after deportation.
The indictment charged that Torres-Villalobos had been twice previously deported to Mexico, on or about April 12, 2001, and February 5, 2003. The grand jury alleged that these deportations followed Torres-Villalobos‘s conviction in March 1998 for second-degree manslaughter, which the grand jury alleged was an aggravated felony. The indictment charged that Torres-Villalobos knowingly and unlawfully entered and was found in the United States in 2005 after this conviction and these two deportations.
At trial, the government introduced documents concerning the prior deportations. The jury returned a verdict of guilty on the illegal reentry charge. At sentencing, the court concluded that the statutory maximum penalty was twenty years’ imprisonment, because Torres-Villalobos’ prior conviction for second degree manslaughter qualified as an “aggravated felony” for purposes of
II.
A.
In challenging his conviction, Torres-Villalobos disputes several evidentiary rulings of the district court. We review these decisions for abuse of discretion. United States v. Seifert, 445 F.3d 1043, 1045 (8th Cir. 2006).
Torres-Villalobos argues that the district court erred by permitting the government to introduce evidence of two prior deportations—one in April 2001 and another in February 2003—through documents described as “warrants for deportation.” The government was required to prove a prior deportation as an element of the charged offense, but early in the trial, Torres-Villalobos argued that the only deportation that was “properly provable as an element of the crime” was the April 2001 removal. (T. Tr. I at 22). He argues on appeal that the district court erred by admitting evidence of the February 2003 deportation, because it was not relevant to the charged offense and not admissible as a prior bad act under Federal Rule of Evidence 404(b).
We conclude that evidence of the February 2003 deportation was properly admitted for two reasons. First, it was relevant to proving an element of the charged offense. The government was required to prove a prior deportation, and it could satisfy that element by proving either the April 2001 deportation or the February 2003 deportation. See United States v. Meza-Villarello, 602 F.2d 209, 210-11 (9th Cir. 1979) (per curiam). Second, at the conclusion of the evidence, the parties agreed that the jury instructions would specify that the government must establish the prior deportation element by proving the February 2003 deportation. The April 2001 deportation was stricken from the instructions. (T. Tr. II at 64-68, 74). By agreeing that the case would be submitted to the jury based on the allegation that he was previously deported in February 2003, Torres-Villalobos waived any claim that evidence of February 2003 deportation was irrelevant.
Torres-Villalobos also appears to contend on appeal that the district court erred by admitting evidence of his deportation in April 2001. This evidence was received at a point in the trial when Torres-Villalobos maintained that only the April 2001 deportation could satisfy the prior deportation element of the offense. The government could rely on the April 2001 deportation to prove an element of the charged offense, so the evidence was clearly relevant. Torres-Villalobos also complains that the district court permitted evidence that he was in the United States as far back as June 1991. That evidence, however, was received in connection with testimony from an immigration agent that Torres-Villalobos made admissions concerning his alienage—another element of the offense—when he was interviewed in June 1991. Therefore, the evidence was relevant and properly admitted. Another evidentiary challenge relates to testimony that Torres-Villalobos was found in a correctional facility in 2005, and that investigators learned of his presence “from a routine check of the jails.” The district court did not err in allowing this evidence, because the government was required to prove that Torres-Villalobos was “found” in the United States in 2005, (see Jury Instruction No. 11, R. Doc. 17, at 14),1 and the circumstances of his apprehension were relevant to proving that element of the offense.
Torres-Villalobos further complains that the court erred by admitting evidence of a prior conviction for illegal re-entry in Texas in December 2001. The government sought to introduce evidence relating to this prior conviction to prove the defendant‘s alienage. There was brief testimony from an immigration agent that Torres-Villalobos had been convicted of a “Title 8, United States Code, Section 1326 offense,” but the certified record of the conviction was not received in evidence. (T. Tr. I at 80-81). Later, with the agreement of the parties, the court used the record of conviction to take judicial notice that the defendant admitted his legal status was “alien” on December 19, 2001, and there was no further reference to the fact of conviction. (T. Tr. I at 81-82, 122). We find no abuse of discretion in allowing this limited use of the prior conviction to prove an element of the charged offense.
B.
Torres-Villalobos also challenges the admission of warrants of deportation on the ground that they deprived him of the right to “be confronted with the witnesses against him” under the Sixth Amendment. A warrant of deportation is a document that commands an immigration official to take custody of the deportee and to remove him from the United States. United States v. Garcia, 452 F.3d 36, 41 (1st Cir. 2006). A signed warrant indicates that the attesting witness observed the deportee leaving the country. As noted, the government introduced the warrants of deportation to prove the element of the charged offense that Torres-Villalobos had been deported in the past. The witness who testified concerning the February 2003 warrant explained that he could not specifically recall seeing Torres-Villalobos cross the border, but that his regular practice was to sign the warrant upon seeing the alien depart the country, and that the records therefore accurately reflected the fact of his observations at the time. (T. Tr. I at 126-31). Because the government could not produce testimony from someone who actually recalled seeing Torres-Villalobos leave the country, Torres-Villalobos argues that admission of the warrant of deportation denied him the right to confront his accuser.
In Crawford v. Washington, 541 U.S. 36, 124 S. Ct. 1354, 158 L. Ed. 2d 177 (2004), the Supreme Court held that the Confrontation Clause bars “admission of testimonial statements of a witness who did not appear at trial unless he was unavailable to testify, and the defendant had had a prior opportunity for cross-examination.” Id. at 53-54. Only testimonial statements “cause the declarant to be a `witness’ within the meaning of the Confrontation Clause.” Davis v. Washington, 547 U.S. 813, 126 S. Ct. 2266, 2273, 165 L. Ed. 2d 224 (2006). Crawford declined “to spell out a comprehensive definition of `testimonial,‘” 541 U.S. at 68, but gave examples of testimonial statements and historical exceptions to the hearsay rule that permitted receipt of non-testimonial evidence. Id. at 51-52, 56. With respect to the latter category, the Court observed that “[m]ost of the hearsay exceptions covered statements that by their nature were not testimonial—for example, business records or statements in furtherance of a conspiracy.” Id. at 56; see also id. at 76 (Rehnquist, C.J., concurring in judgment) (“[T]he Court‘s analysis of `testimony’ excludes at least some hearsay exceptions, such as business records and official records.“); United States v. Urqhart, 469 F.3d 745, 748-49 (8th Cir. 2006) (likening a Certificate of Nonexistence of Record to a business record and holding that it is non-testimonial evidence under Crawford).
Torres-Villalobos seeks to extend the rule of Crawford to warrants of deportation. He contends that a warrant of deportation does nothing more than testify as to the attesting witness‘s declaration that the alien was deported on the date in question. Therefore, Torres-Villalobos argues, a warrant of deportation recounts “testimonial” hearsay, such that introduction of the document violates his right to confront his accuser.
Four circuits have addressed this issue, and all have concluded that the attesting witness‘s declaration is not “testimonial.” See, e.g., Garcia, 452 F.3d at 41-42; United States v. Valdez-Maltos, 443 F.3d 910, 911 (5th Cir.) (per curiam), cert. denied, 127 S. Ct. 265, 166 L. Ed. 2d 205 (2006); United States v. Bahena-Cardenas, 411 F.3d 1067, 1075 (9th Cir. 2005), cert. denied, 126 S. Ct. 1652, 164 L. Ed. 2d 398 (2006); United States v. Cantellano, 430 F.3d 1142, 1145 (111h Cir. 2005), cert. denied, 126 S. Ct. 1604, 164 L. Ed. 2d 325 (2006). The Ninth Circuit concluded that a warrant of deportation is not testimonial “because it [is] not made in anticipation of litigation, and because it is simply a routine, objective cataloging of an unambiguous factual matter.” Bahena-Cardenas, 411 F.3d at 1075. The Eleventh Circuit added that “a warrant of deportation does not implicate adversarial concerns in the same way or to the same degree as testimonial evidence,” because it is “recorded routinely and not in preparation for a criminal trial.” United States v. Cantellano, 430 F.3d at 1145.
Warrants of deportation are produced under circumstances objectively indicating that their primary purpose is to maintain records concerning the movements of aliens and to ensure compliance with orders of deportation, not to prove facts for use in future criminal prosecutions. See Davis, 126 S. Ct. at 2273-74. They are properly characterized as non-testimonial official records that were prepared independent of this litigation. See Crawford, 541 U.S. at 56; Urqhart, 469 F.3d at 748-49. We therefore agree with our sister circuits that the warrants of deportation are not “testimonial” evidence that implicate the Confrontation Clause of the Sixth Amendment.
Torres-Villalobos‘s claim based on Crawford fails as to one warrant for another reason. With respect to the February 2003 warrant of deportation, which documented the prior deportation that satisfied one element of the instant offense, (T. Tr. II at 64-68, 74), he was afforded an opportunity to confront the witness who attested to his departure from the country. The warrant of deportation recounted that Torres-Villalobos‘s departure was witnessed by Eduardo Benavidez, an immigration enforcement agent. (T. Tr. I at 75). Benavidez testified at trial concerning his completion of the warrant. (Id. at 120-33). He was confronted and cross-examined by Torres-Villalobos. Accordingly, even assuming the February 2003 warrant of deportation was testimonial, Torres-Villalobos was able to exercise his Sixth Amendment right to confront the accusing witness. Crawford, 541 U.S. at 60 n. 9 (“[W]hen the declarant appears for cross-examination at trial, the Confrontation Clause places no constraints at all on the use of his prior testimonial statements.“).
III.
In challenging his sentence, Torres-Villalobos maintains that the district court violated his right to a jury trial under the Sixth Amendment by finding that his prior Minnesota conviction for second-degree manslaughter was an “aggravated felony” under the Immigration and Nationality Act (“INA“),
Alternatively, assuming the fact and nature of his prior conviction may be decided by the court, Torres-Villalobos disputes the district court‘s conclusion that his prior second-degree manslaughter conviction is an “aggravated felony.” Section 1326(b)(2) provides for a statutory maximum penalty of twenty years when the offender‘s prior removal was “subsequent to a conviction for commission of an aggravated felony.”
In Minnesota, there are five enumerated means of committing manslaughter in the second degree.
The INA defines an aggravated felony as a “crime of violence” under
Section 16 of Title 18 defines a “crime of violence” as:
(a) an offense that has as an element the use, attempted use, or threatened use of physical force against the person or property of another, or
(b) any other offense that is a felony and that, by its nature, involves a substantial risk that physical force against the person or property of another may be used in the course of committing the offense.
Using the categorical approach, Leocal held that offenses that have no mens rea component or require only a showing of negligence are not crimes of violence under
Though
Leocal reserved the question whether a statute requiring “proof of the reckless use of force against the person or property of another qualifies as a crime of violence under
Before Leocal, we had concluded that involuntary manslaughter as prescribed by
Under Minnesota law, a person can commit second-degree manslaughter without using force or risking the intentional use of force.
Nor does second-degree manslaughter involve a risk that the perpetrator will intentionally use physical force in the course of committing the offense. A perpetrator‘s knowing disregard of a serious risk of injury, as required by the Minnesota manslaughter statute, is different from a robber or burglar ignoring the risk that he may resort to the intentional use of force in committing the offense. Cf. Leocal, 543 U.S. at 10 n. 7 (“The risk that an accident may occur when an individual drives while intoxicated is simply not the same thing as the risk that the individual may `use’ physical force against another in committing the DUI offense.“); see Tran, 414 F.3d at 471. For these reasons, we conclude that Torres-Villalobos‘s prior conviction for second-degree manslaughter was not a “crime of violence” under
The government argues that whether or not second-degree manslaughter is properly considered a crime of violence under
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For the foregoing reasons, we affirm the judgment of conviction, but vacate the sentence and remand for resentencing consistent with this opinion.