Lead Opinion
Jermane Bonner fled from police after the car in which he was a passenger was stopped for a routine traffic violation. The police gave chase and, upon apprehending him, discovered that he was carrying crack cocaine. The government prosecuted Bonner for possession with the intent to distribute 50 grams or more of crack cocaine in violation of 21 U.S.C. § 841(a)(1) and (b)(1)(A)(iii). The District Court suppressed all evidence seized during the stop including the drugs. This appeal by the government followed.
In suppressing the evidence, the District Court held that the officers lacked a reasonable, articulable suspicion that Bonner was involved in criminal activity. The District Court reasoned that the sole basis for the stop was Bonner’s flight from police, and that under Illinois v. Wardlow,
We will reverse. Under thе facts of this case we hold that the officers had reasonable suspicion to stop Bonner. Although flight alone is not enough to justify a police stop, this is not a case of flight upon noticing police. The officers in this case were effectuating a legitimate traffic stop. During a traffic stop, police officers may exercise reasonable superintendence over the vehicle, its driver, and passengers. Because Bonner prevented the police from maintaining oversight and control over the traffic stop by fleeing, we hold that the police had reasonable suspicion to stop him.
I
On March 8, 2001, Officers Harbaugh, English, Stewart, and Sweeney were in uniform and on duty at the police security booth at the entrance to the Ohioview Acres housing project in Stowe Township, Pennsylvania., At approximately 11:40 p.m., Officer Harbaugh noticed a sports utility vehicle leaving the housing project that had onе headlight out and an expired inspection sticker. He signaled for the vehicle to stop. The driver, Nathan Stewart, complied. In addition to the driver, there were.two passengers: the driver’s brother, Neil Stewart, in the back seat and Jer-'mane Bonner in the front passenger seat.
As Officer Harbaugh approached the driver’s side of the vehicle, Bonner alighted and ran. Officer Stewart .chased after him on foot, repeatedly yelling for him to stop. Officer English gave chase in the patrol car,, driving in the direction Bonner was running, then parked and continued the chase on foot.
Officer English eventually caught Bonner by tackling him. Both officers then subdued and handcuffed Bonner. While subduing him, Officer English observed a clear plastic bag in Bonner’s hand. The bag contained seven golf ball sized rocks, which were later tested and found to be crack cocaine. The officers also seized $534.25 from Bonner during the arrest.
The driver and other passenger were told to put the vehicle in park, turn off the ignition, and step out of the vehicle. Both were handcuffed and detained for a brief period of time, then released with a citation for the traffic violations.
We have jurisdiction under 18 U.S.C. § 3731, and conduct plenary review of the District Court’s determination that the officers did not have reasonable suspicion to stop Bonner. Ornelas v. United States,
As a preliminary matter, the government challenges the District Court’s findings that the area was not a high crime area, and that the hour of the stop, 11:40 pm, was not significant to the reasonable suspicion inquiry. In support of its contention that the Ohioview Acres housing project was a high crime area, the government submitted a log book of arrests made at the housing project over a three-year period. ■- As the' District. Court found, the log book reflected that there was an average of 1.3 arrests per week, and that most of the arrests were for misdemeanors and summary offenses. Considering the number of people who live in the housing project; the District Court found that this average reflected neither a high ■ crime area nor trafficking in narcotics. The government contends this finding was clearly erroneous, and points to a news article as further evidence of the level of crime present in the area. Even considering the news article, however, the evidence does not compel the conclusion that the District Court erred in finding that the housing project was not a high crime area. The District Court found that the stop did occur at 11:40 p.m., but did not consider that factor relevant to its analysis of whether there was reasonable suspicion for the stop. The evidence does not compel a different conclusion. We conclude that the fact finding by the District Court was not clearly erroneous.
, III
It is uncontested that the initial traffic stop was lawful under the Fourth Amendment. A police officer who observes a violation of state traffic laws may lawfully stop the car committing the violation. Pennsylvania v. Mimms,
The government asserts that the police officers ordered Bonner and the other occupants to stay in the vehicle. At the suppression hearing, however, there was conflicting testimony whether the officers said anything before Bonner ran. The District Court made no finding with respect to what, if anything, the officers said before Bonner got out of the vehicle and ran. We will assume for the purpose of this opinion that the officers did not issue any commands before Bonner began running. But even absent a specific command,. it is undisputed that Bonner, an occupant of the stopped vehicle, ran from the scene of a legitimate traffic stop with
Under Terry v. Ohio,
In Wardlow, eight officers in a four-car caravan converged on a neighborhood known- for high narcotics trafficking. Upon arriving in the area, two of the officers noticed the defendant standing near a building, holding a bag. The defendant looked in the direction of the officers and then fled. Wardlow,
Mere presence in an area known for high crime does not give rise to reasonable suspicion for a stop. Brown v. Texas,
In this ease, however, Bonner did not simply flee upon “noticing” police, nor did he simply refuse to cooperate during a consensual encounter. . Bonner fled from a lawful traffic stop, before the officers had the chance to announce the purpose of the stop. He continued fleeing despite repeated orders to stop, and he did not stop running until he was tackled by Officer English. Bonner’s flight from a lawful police traffic stop, where that flight prevented the police from discharging their duty of maintaining oversight and control over the traffic stop, provided the officers with reasonable suspicion to stop Bonner for further investigation. Flight from a non-consensual, legitimate traffic stop (in which the officers are authorized to exert superintendence and control over the occupants of the car) gives rise to reasonable suspicion.
IV
By reason of Bonner’s flight in the course of a legitimate traffic stop, the officers had reasonable suspicion to stop him. Upon effectuating the stop the drugs were revealed, giving probable cause to arrest. The judgment of the District Court entered on February 12, 2003, will bе reversed. The case will be remanded to the District Court for further proceedings consistent with this opinion.
Notes
. The Supreme Court has never addressed the question of whether, during a lawful traffic stop, the police could detain any passengers for the entire duration of the stop. Indeed, the Court explicitly left that question open when it held that the police could order passengers out of the car during a stop. Maryland v. Wilson,
Concurrence Opinion
Concurring.
Because I agree that “flight from a non-consensual, legitimate traffic stop (in which the officers are authorized to exert superintendence and control over the occupants of the car) gives rise to reasonable suspicion,” I join Judge Cowen’s opinion in full. Maj. op. at 217. I write separately only to highlight an issuе implicated in the District Court’s fact-finding which we have not been required to address: whether under the flight “plus” analysis of Wardlow,
Here, the District Court found that “the government has hot shown by a preponderance of the evidence that Ohio View
What I am concerned about in these Wardlow-type cases is the fact-finder’s focus: should it be that of a federal judge, operating within the confines of a courtroom, who believes the area to be one of high crime, or that of a police officer who, based on experience and an awareness of crime and arrest data, had a basis to form a reasonable articulable belief that it is such an area?
The touchstone of Terry v. Ohio is its requirement that a court consider whether “the facts available to the officer at the moment of the seizure or the search ‘warrant a man of reasonable caution in the belief that the action taken was appropriate[.]”
I agree that the evidence offered by the government does not compel the conclusion that the District Court erred in finding that Ohio View Acres was not a high crime area. And even if the District Court were required to determine whether the officers had a reasonable articulable basis to believe it was a high crime area, such a finding would contribute nothing to the result here because the government has demonstrated flight “plus” by other evi-dentiary means.
Finally, although I join Judge Cowen in reversing the District Court, I echo the sentiments of Judge McKee expressed in Part III of his dissent.
It should be a rare occasion when judges criticize, and thereby intrude into, a legitimatе exercise of prosecutorial discretion. Nor should we routinely question in our opinions the policy decisions of Congress
That being said, the instant case presents a series of events which the dissent characterizes as a prosecutorial “switche-roo.” I cannot disagree with that characterization, and I share the “concern for the appearance of fairness” expressed by Judge McKee. It is one thing for the government to assume an investigation initiated by state law enforcement officials, or even to adopt a prosecution commenced by state prosecutors. It is quite another to seek a federal indictment where the federal interest in the case is recognized only after state prosecutors have given the case their best shot in the state courts and lost on an issue of state law. Not only does such a tactic offend fundamental notions of fairness, it is contrary to traditional notions of our federalism.
. Judge Cowen describes this factor as whether the area was a "high crime area.”- Maj. op. at 215. The District Court’s analysis, however, was more limited and addressed only whether this was a "high narcotics trafficking • area.” As there are many crimes which do not involve narcotics trafficking, an area could be one in which there is a high volume of crime, but does not qualify as a "high narcotics trafficking area.” Because the test should be the same for either analysis, however, the distinction is not material for purposes of this concurrence. For purposes of continuity, then, I adopt Judge Cowen’s articulation of the question-whether the area was a "high crime area.”
. Wardlow did not resolve this issue because it appears that in that case there was no dispute that the stop took place in a high crime area. In the case before us, the District Court did confront a factual dispute on this issue.
Dissenting Opinion
Dissenting.
I must respectfully dissent, because I believe the majority’s analysis is inconsistent with Terry v. Ohio,
I. Terry v. Ohio
In Terry, the Supreme Court held that a police officer may approach an individual “for purposes of investigating possibly criminal behavior even though there is no probable cause to make an arrest,” and briefly detain him/her in order to fulfill “[a] legitimate investigative function [.]”
The police officer in Terry approаched and briefly detained two individuals after observing their suspicious behavior from a distance and concluding that they were casing a store that they were about to burglarize. The Terry Court held that the Fourth Amendment allowed the officer to briefly detain them in order to conduct a brief investigation into their suspicious behavior. Since the individuals’ actions also suggested that they might be armed, the Court also concluded that the' Fourth Amendment allowed the officer “to conduct a carefully limited search of the outer clothing ... in an attempt to discover weapons which might be used to assault [the officer].” Id. at 30,
The actions of [the defendants] were consistent with the officer’s hypothesis that these men were contemplating a daylight robbery— which, it is reasonable to assume, would be likely to involve the use of weapons— and nothing in their conduct from the time he first noticed them until the time he confronted them and identified himself as a police officer gave him sufficient reason to negate that hypothesis.
Id. at 28,
- Therefore, “under Terry 'v. Ohio and subsequent cases, ‘an officer may, consistent with the Fourth Amendment, conduct a brief, investigatory stop if the officer has a reasonable, articulable suspicion that criminal activity is afoot.’ ” United States v. Valentine,
Reasonable suspicion is a less demanding standard than probable cause not only in the sense that reasonable suspicion can be established with information that is different in quantity or content than that required to establish probable cause, but also in the sense that reasonable suspicion can arise from information that is less reliable than that required to show probable cause.
Id. (internal quotation marks omitted) (quoting Alabama v. White,
A. Terry applied to traffic stops
Terry was first implicated in the context of a lawful traffic stop in Pennsylvania v. Mimms,
The Supreme Court held that the search did not violatе the Fourth Amendment. The Court reasoned that considerations of safety justified allowing police to order drivers to get out of their vehicles during lawful traffic stops because weapons could be concealed inside the vehicle in easy reach of the driver. Since police could lawfully order the driver out of the vehicle, the Court concluded that, under Terry, the officer was “justified in conducting a limited search for weapons once he had reasonably concluded that the person whom he had legitimately stopped might be armed and presently dangerous.” Id.
The Court extended the rule of Mimms to include passengers of lawfully stopped vehicles in Maryland v. Wilson,
The majority’s analysis assumes that we are confronted with a Terry stop, and the district court ultimately analyzed the detention under Terry. However, after reviewing- the transcript of the suppression hearing, it is clear to me that the police officers who “stopped” Bonner were not basing their actions on any reasonable, articulable suspicion as is required under Terry. They certainly never were able to explain their conduct by establishing any such suspicion despite having every opportunity to do so during the suppression hearing. I think it telling that, at the very beginning of the suppression hearing, the district court asked the government if Bonner was searched pursuant to a Terry stop. The court inquired: “I understand that this is a warrantless search; is that a Terry v. Ohio search?” App. at 127. The government’s response did not confirm a Terry stop. Rather, counsel stated: “This was a search incident to arrest.” Id.
It is not surprising that the government did not argue Terry initially because the testimony that the government produced at the suppression hearing did not establish a Terry stop. Rather, the testimony was consistent with, but fell short of establishing, a search incident to a valid arrest. The seizure can not be justified on that basis because the testimony failed to establish probable cause for an arrest other than mere flight. See United States v. Myers,
When Officer English was asked why he chased Bonner he responded: “They were exiting a high crime area, known trafficking (sic), and the officers informed the Defendant to stop and get back into the vehicle, and he failed to comply with the officer’s orders.” App. at 148. However, the district court rejected the testimony that Bonner was ordered back into the car as well as the officer’s testimony about a “high crime area” or one known for “narcotics trafficking.” Id. at 17.
There was conflicting testimony about whether the officers said anything to Bonner before he ran, and the court discredited the officers’ conflicting testimоny that they did. Id. at 15. Thus, as Judge Smith summarizes in his concurring opinion, the issue before us may be distilled as whether “flight from a nonconsensual, legitimate traffic stop ... [by itself] gives rise to reasonable suspicion.” See Concurring Op. at 218, and Maj. Op. at 221.
Bonner was chased, tackled and handcuffed simply because he ran. That is absolutely consistent with Officer English’s testimony at the suppression hearing. Officer English was asked the following question: “[T]he reason Mr. Bonner was being chased was because he started running, correct?” The officer responded: “That’s the reason the initial chase was started, I believe.” App. at 153. Officer English described the stop as follows:
I eventually caught up with the Defendant, and we fell to the ground.... The Defendant continued to try to get up away from me. I had him in a grasp around the waist; he continued to try to get up and get away from me.... I informed him numerous times to place his hands behind his back and quit resisting.
App. at 149. The officer was then asked whether or not it was necessary to forcibly place Bonner’s hands behind his back and Officer English confirmed that he was able “to subdue the Defendant” together with Officer Sweeney and Officer Stewart. Id. Therefore, the district court was quite correct in stating: “The only pertinent factor is Bonner’s flight.” App. at 18.
The majority states that Officer English observed a plastic bag in Bonner’s hand “[wjhile subduing him.” Maj. Op. at 217. However, Officer English actually stated that he did not see the bag until after Bonner had been handcuffed. Officer English stated that after he was finally able to subdue Bonner, the officers discovered that “he was clutching a plastic baggie... ”. App. at 149. The other officer, Officer Stewart, was never asked when he first saw the baggie that Bonner was clutching. The only relevant testimony on this record is English’s testimony that he noticed the bag after Bonner was subdued, not before or while he was being subdued. Officer Stewart testified that he saw Officer English take something out of Bonner’s hand “[ajfter he was in handcuffs.” App. at 136.
“It is the state’s burden to demonstrаte that the seizure it seeks to justify on the basis of the reasonable suspicion was sufficiently limited in scope and duration to satisfy the conditions of an investigative seizure.” Florida v. Royer,
[W]e can not blind ourselves to the need for law enforcement officers to protect themselves and other prospective victims of violence in situations where they may lack probable cause for an arrest. When an officer is justified in believing that an individual whose suspicious behavior he is investigating at close range is armed and dangerous to the officer or to others, it would appear to be clearly unreasonable to deny the officer the power to take necessary reasonable measures to determine whether the person is in fact carrying a weapon and to neutralize the threat of physical harm.
As noted above, the Mimms Court held that police may order the driver of a lawfully stopped automobile to step out of the car for the officer’s own protection, stating that “a significant percentage of murders of police officers occurs when the officers are making traffic stops.”
However, my colleagues have severed the rule from its analytical moorings. They are applying the rule here even though the police did not even attempt to explain their actions in terms of any perceived threаt from Bonner getting out of the car and any danger arose from chasing, tackling, and subduing an occupant of a stopped vehicle who was merely trying to leave. Of course, I do not mean to suggest that flight necessarily eliminates the danger the Court was concerned with in Terry, Mimms or Wilson. However, I think it a stretch to equate law enforcement’s need to control a driver or passenger with the officers’ need to control Bonner here. Officer English clearly testified that Bonner was chased and handcuffed because he ran away from a stopped car. No other justification is offered, except by my colleagues. Accordingly, I believe this seizure can only stand only if it can be justified as a search incident to a valid warrantless arrest.
The government no doubt realized this and therefore, as explained above, told the suppression court that was precisely the justification for the search. However, absent probable cause to arrest Bonner, the search can not be sustained as a search incident to an arrest. United States v. Myers,
In addition, as noted above, the scope and duration of the detention authorized under Terry must be consistent with the articulable suspicion underlying the detention; that is the sine qua non of Terry. It is the basis for eliminating the requirement of probable cause before detaining someone. As the Court stated in Florida v. Royer,
II. Detention Based on Flight Alone
To determine if Bonner was legitimately detained based solely on his flight, we must examine two Supreme Court cases regarding an individual’s right to walk away from police officers; Florida v. Royer,
A. Florida v. Royer
In Royer, the Supreme Court held that there is no obligation to submit to inquiries when approached by police. The Court also held that refusal to submit to police questioning or cooperate with a police inquiry does not, without more, furnish the necessary grounds for detention.
Prior to Terry v. Ohio [], any restraint on the person amounting to a seizure for the purposes of the Fourth Amendment was invalid unless justified by probable cause. Terry created a limited exception to this general rule: search and seizures are justifiable under the Fourth Amendment if there is articulable suspicion that a person has committed or is about to commit a crime.
Id. at 498,
Thus, the Royer Court reinforced the fact that Terry did not create a license to detain for investigatiоn in the absence of articulable suspicion. The Court also stressed that “[detentions may be ‘investigative’ yet violative of the Fourth Amendment absent probable cause.” Id. at 499,
The majority notes that Bonner was the occupant of a stopped vehicle who “ran from the scene of a legitimate traffic stop ivithout authorization or consent of the officers,” and assume that analysis under Mimms and Wilson is appropriate. Maj. Op. at 218 (emphasis added). However, under Royer, it is irrelevant that Bonner left the vehicle without the police officers’ authorization. Royer did not condition an individual’s right to go on his/her way on first obtaining police permission. In fact, conditioning the right to leave a police inquiry on the street on obtaining “authorization or cоnsent” would totally negate Royer’s, holding. As the majority correctly notes, a refusal to cooperate with the police in a consensual encounter, without
The difficulty with analyzing this case stems not from Royer but from Illinois v. Wardlow,
B. Illinois v. Wardlow
In Wardlow, the Court held that police properly conducted a Terry stop of an individual who fled after looking in the direction of an approaching police caravan in “an area known for heavy narcotics trafficking.”
A close reading of the Court’s opinion in Wardlow resolves any apparent tension. It was not Wardlow’s flight that justified his detention. Rather, it was flight in context with the other circumstances in that case. The circumstances included the fact that police were “patrolling an area known for heavy narcotics trafficking.” Id. at 121,
The context here is quite different, and we should not be so quick to ignore the Supreme Court’s pronouncement in Royer that one who is approached by police “need not- answer any question put to him; he may decline to listen to the questions at all and may go on his way.” Royer,
I doubt that the Court in Wardlow intended to stretch its focus on running to the extent that the rule in Royer would be swallowed, especially since the Court disclaimed any such intent. Thus, I am skeptical that the Supreme Court intended to announce a rule under Royer and Wardlow that would cause the Fourth Amendment to rest upon the speed with which one chooses to leave an officer’s presence. Under such a rule the fundamental guarantees of the Fourth Amendment would vary with a suspect’s gait. Until the Supreme Court announces such a rule, I am not willing to conclude that someone in Bonner’s situation is free to walk away from a lawfully stopped vehicle, but not free to walk too quickly away or run.
My colleagues repeatedly stress that “Bonner prevented Officer Stewart from controlling the stop by running from the vehicle before the purpose of the stop was even announced.” Maj. Op. at 219.
Bonner could have been briefly detained inside of the vehicle, and he could also have been detained pursuant to an order to step outside of the vehicle. In both situations, the detention would be justified by very real concerns about the officers’ safety. That is not what happened. The majority’s focus misses the point. Absent circumstances that permit the kind of detention authorized by Mimms and its progeny, this case must be analyzed under the more restrictive lens of Terry, Royer, and Wardlow. Under the precedent of those cases, flight alone does not give rise to probable cause, or reasonable suspicion. Similarly, police can not rely upon some undefined and untethered notion of “control” to prevent someone from walking away from ah interrogation in the absence of probable cause or articulable suspicion where circumstances do not suggest the safety concerns so central to Terry, Mimms and their progeny. Of course, as I explain above, it is not the arresting officers here who attempt to explain Bonner’s arrest in terms of “control”; it is the majority. The officers quite simply state that Bonner was arrested because he ran; and so he was.
Today we therefore hold that “[fjlight from a nonconsensual, legitimate traffic stop (in which the officers are authorized to exert superintendence and control over the occupants of the car) gives rise to reasonable suspicion.” Maj. Op. at 221. This is a troubling resolution of a close and difficult case. Reasonable minds can easily disagree about the application of Ward-low and Royer to the circumstances here.
III. The Procedural Posture of this Prosecution
There is an additional, and troubling aspect of this case that requires a brief comment. Inasmuch as the possession of the controlled substance found in Bonner’s possession after his arrest constituted an offense under both state and federal law, prosecutors initially had the option of prosecuting him in state court or in federal court. For reasons not apparent on this record, prosecutors initially filed state charges and he was prosecuted in state court where the Commonwealth of Pennsylvania charged Bonner with possession with the intent to distribute crack cocaine as well as several misdemeanors and summary offenses. Defending himself in the Court of Common Pleas, Bonner moved to suppress the physical evidence seized from him upon his arrest. He argued that the police lacked reasonable suspicion to initially detain him. Following a hearing on his suppression motion, the Court of Common Pleas granted Bonner’s motion and suppressed the evidence that was seized from him on November 29, 2001.
The Commonwealth thereafter appealed the court’s suppression order to the Supеrior Court. However, the Commonwealth was not content to wait until the state appellate court could resolve its appeal. On March 13, 2002, Bonner was indicted in federal court for possessing a controlled substance with intent to distribute. App. at 4, 9. The Commonwealth thereafter withdrew its appeal before the Superior Court of Pennsylvania could rule on it.
The state suppression ruling was based upon that court’s interpretation of the Pennsylvania Constitution and the ruling of the district court is, of course, based upon the United States Constitution.
. Despite its initial inquiry into a search incident to arrest, the district court did base its ruling on Terry. App. at 18-19 (“Bonner's flight alone is insufficient to create a reasonable articulable suspicion that he was involved in criminal activity.... Because this court finds that the government failed to meet its burden of showing Bonner’s stop was supported by a reasonable articulable suspicion of criminal conduct, the stop and seizure violated Bonner’s Fourth Amendment rights.”).
. In his concurring opinion, Judge Smith correctly notes the distinction between establishing that an area is a "high crime area” versus establishing an officer’s good faith belief that it is one. I do not suggest that the district court was correct to the extent that it required the government to prove that the area is actually "a high crime area” by a preponderance of the evidence. Rather, the inquiry must be the subjective belief of the arresting officer. However, it is clear under Terty that the subjective belief must be objectively reasonable. Hill v. California,
Moreover, I think that the requirement of an objectively reasonable belief addresses Judge Smith's concern that such determinations are being made by judges in the comfort of their courtrooms rather than by officers in the streets. See Concurring Op. at 218. Although proper deference must be afforded to the training, experience, and knowledge of police officers, as well as the trying circumstances facing them, the Constitution does not allow us to abdicate our responsibilities in favor of their judgments simply because we are operating within the comfortable confines of a courtroom or appellate chambers.
. United States v. Taftsiou,
. In United States v. Moorefield,
. See also Maj. Op. at 218-19 (“[A] police officer has the authority and duty to control the vehicle and its occupаnts”); id at 217, n. 1 (".. .Bonner fled before the purpose of the stop was announced, and before the police could exercise the initial control authorized by Wilson and other cases.”); id. at 221 ("[Bonner’s] flight prevented the police from discharging their duty of maintaining oversight and control over the traffic stop....”).
. The Pennsylvania Supreme Court has held that Art. I, § 8 of the Pennsylvania Constitution affords greater protection than the Fourth Amendment of the United States Constitution despite the almost identical language of the two constitutional provisions. See Commonwealth v. Edmunds,
. See District of Columbia Court of Appeals v. Feldman,
Under Rooker-Feldman, lower federal courts cannot entertain a constitutional claim if it has been previously adjudicated in state court, or if the relief requested in the claim requires either determining that the state court's decision is wrong or voiding the state court’s ruling. Gulla v. North Strabane Twp.,
