472 F.2d 1101 | 7th Cir. | 1972
Lead Opinion
In October 1970, a 4-count indictment was returned against the defendant. In
As to the registration card which was the subject of Count II, defendant mailed it to then Attorney General Ramsey Clark in December 1967 as a protest measure. He mailed his 1968 classification card, which was the subject of Count III, to a federal district judge in November 1968. Shortly after he received it in May 1969, he mailed his 1969 classification card, which was the subject of Count IV, to his local board. However, he retained in his possession and produced at trial an earlier I-A classification card dated May 5, 1967.
A month after his indictment, defendant appeared at the Selective Service office at 1819 West Pershing Road, Chicago, and requested duplicate draft cards, stating that he had turned in his cards to “proper authorities.” Duplicates were not sent to him.
Defendant took the stand and testified that during the previous 18 months he had been a draft counselor in the office of the Chicago Area Draft Resisters. When he turned in his registration card, the United States Attorney in Chicago so advised the Illinois headquarters of the Selective Service System on May 21, 1968. Thereafter, he was sent a delinquency notice and an expedited induction order, but that induction order was can-celled, apparently pursuant to Gutknecht v. United States, 396 U.S. 295, 90 S.Ct. 506, 24 L.Ed.2d 532. After he refused to submit to induction on May 14, 1970, the Selective Service System recommended his prosecution therefor.
During the presentation of defendant’s case, defense counsel called the Government prosecutor as a witness, but the court sustained an objection to this tack. Subsequently the court allowed defense counsel to call the prosecutor as a witness on an offer of proof. The prosecutor then stated that he neither drafted the indictment nor presented it to the grand jury but was one of those involved in the decision-making as to whether or not to prosecute defendant. Defense counsel was then permitted to state what he expected to prove through the prosecutor’s testimony. Thereupon he made an offer of proof that this Assistant United States Attorney was aware of defendant’s activities as a draft counselor; that he thought the Government would not be able to prove unlawful counseling or evasion of the draft against defendant but “a good deal of their trouble in enforcing the Selective Service law had been coming from people like him”; that he considered it sometimes unusual to bring an indictment for non-possession of draft cards; that few such indictments were brought; that defendant’s draft-counseling activity was one of the reasons why the prosecution for non-possession of draft cards was brought; that he was not sure of the strength of the Government’s case on Count I; and that the Government
“It [the indictment] was approved by the Chief of our [Northern District of Illinois] Criminal Division, the First Assistant [United States Attorney], the United States Attorney and the Department of Justice in Washington. I had very little to say about the actual decision of whether or not to prosecute.”
Defendant first argues that he was entitled to acquittal on Counts III and IV, dealing with non-possession of his 1968 and 1969 classification cards, on the ground that he possessed a 1967 classification card. These counts charged defendant with willfully and knowingly failing and neglecting to perform a duty required of him under the regulations promulgated under the Military Selective Service Act of 1967, in violation of 50 U.S.C. App. § 462(a).
32 CFR § 1623.5 provides:
“Every person who has been classified by a local board must have in his personal possession at all times, in addition to his Registration Certificate (SSS Form No. 2), a valid Notice of Classification (SSS Form No. 110) issued to him showing his current classification, and upon entering active service in the armed forces, such person must surrender such Notice of Classification (SSS Form No. 110) to his commanding officer who shall dispose of it in accordance with the current orders of his service.” (Emphasis supplied.)
In May 1967, defendant received a I-A classification card which he produced at the trial. Defendant contends that by possessing that card from May 1967 onward he complied with the regulation; since his classification I-A never changed, he argues he always had a card showing his current classification. However, the classification cards defendant was issued, more formally denominated SSS Forms 110 Notice of Classification, have an instruction portion explicitly providing “When a subsequent Notice of Classification is received, you should destroy the one previously received, retaining only the latest.” Another Selective Service regulation charged registrants “with the duty of promptly and completely complying with such instruction or requirement.” 32’ CFR § 1606.51(a).
Defendant next asserts that he was not required to possess the I-A classification cards because (as the district court held) he should have been classified I-O as a conscientious objector and was not validly classified I-A. Since there was no basis in fact for denying him a I-O classification, he submits issuance of a I-A classification card was beyond the board’s jurisdiction. In Estep v. United States, 327 U.S. 114, 66 S.Ct. 423, 90 L.Ed. 567, on which defendant relies, the Supreme Court only held that in a selective service prosecution for induction refusal, the defendant may interpose the defense that the action of his local board in rejecting his claim of exemption as a minister of religion and classifying him as I-A was without basis in fact and therefore beyond its jurisdiction. That decision is of no significance here. The Court did not rule that a local board is powerless to mail out classification notices reflecting its action. Much less did it imply that the susceptibility of the substantive classification to attack in a criminal prosecution for refusing induction had any bearing on the registrant’s duty to possess the cards issued to facilitate administration of the Selective Service System.
The two notices of classification in question precisely reflect what the local board did, namely, classify the defendant as I-A. This kind of card is “a legitimate and substantial administrative aid in the functioning of this [registration] system * * * [and] serves a legitimate and substantial purpose in the system’s administration.” United States v. O’Brien, 391 U.S. 367, 378-379, 88 S.Ct. 1673, 1679, 20 L.Ed.2d 672. There the Court pointed out several purposes behind the requirement that registrants keep their notices of classification intact, and these perforce underlie the non-possession regulation. See 391 U.S. at 380-381, 88 S.Ct. 1673. Thus, as already noted, the classification card shows the eligibility classification given to the registrant and makes it easy for him to dispel any question about his possible delinquency while relieving the Selective Service System of the administrative burden that would otherwise exist in verifying the registration and classification of suspected delinquents. It conveniently contains the address of the local board and the registrant’s Selective Service number, and, together with its other relevant data, facilitates communication between him and his local board. It simplifies the task of answering the registrant’s questions concerning his current eligibility status and operates in the interest of just and efficient administration where, for instance, a mix-up in the registrant’s file (or its
The same argument that defendant advances was recently rejected in United States v. Demangone, 456 F.2d 807, 811 (3d Cir.), cert. den., 407 U.S. 914, 92 S.Ct. 2435, 32 L.Ed.2d 689 (1972). As Judge Biggs pointed out:
“Demangone contends that since he was improperly classified as 1-A, United States v. Demangone, 419 F.2d 762 (3 Cir. 1969), he was not required to have in his possession a Notice of Classification (SSS Form 110) ‘showing his current classification.’ De-mangone’s argument is a semantical one. He seems to take the position that the phrase ‘valid, Notice of Classification’ (emphasis added), should be read as ‘a Notice of valid Classification.’ All that is meant by 32 CFR § 623.5 is that the registrant shall have in his possession a certificate that is authentically issued and properly executed by the local board.”5
Although the district court subsequently set aside defendant’s I-A classification, that did not detract from the information accurately represented on these classification cards at the times they were issued. Since the classification cards were valid notices then, it is immaterial that the classifications were later held to be improper. To the extent that United States v. Hertlein, 143 F.Supp. 742, 746 (E.D.Wis.1956),
In his motion to dismiss Counts II, III, and IV of the indictment, defendant asserted that on information and belief over 25,000 Selective Service registrants had dispossessed themselves of their draft cards, but he and not they had been indicted. He further alleged that his indictment was “brought not to enforce the Selective Service law but for the unconstitutional purpose of punishing the Defendant for expressing his beliefs that the draft is wrong, that war is wrong, and for lawfully participating in an organization known as the ‘Chicago Area Draft Resisters’ * * * [and] for the purpose of chilling the exercise of right [s] secured to the Defendant by the First Amendment * * He now argues that if he had proved the alleged purpose he would have established prosecutorial discrimination violative of the equal protection guarantee embodied in the Fifth Amendment’s due process clause (see Bolling v. Sharpe, 347 U.S. 497, 74 S.Ct. 693, 98 L.Ed. 884), and that the district court's denial of an evi-dentiary hearing thereon requires reversal.
In Oyler v. Boles, 368 U.S. 448, 82 S.Ct. 501, 7 L.Ed.2d 446, habeas corpus petitioners contended that West Virginia’s habitual criminal statute was applied only to a minority of persons in violation of the equal protection clause of the Fourteenth Amendment. The discrimination was documented by statistical data appended to the habeas corpus peti
“Moreover, the conscious exercise of some selectivity * * * is not in itself a federal constitutional violation. Even though the statistics in this case might imply a policy of selective enforcement, it was not stated that the selection was deliberately based upon an unjustifiable standard such as race, religion, or other arbitrary classification. Therefore grounds supporting a finding of a denial of equal protection were not alleged." 368 U.S. at 456, 82 S.Ct. at 506.
Defendant here contends he has alleged a denial of equal protection since he stated his prosecution was based on an equally unjustifiable standard, i. e., to punish him for and chill him in exercising First Amendment rights.
However, the mere fact that some of the 25,000 registrants who had turned in their draft cards were not indicted does not show the existence of any intentional, invidious discrimination. Oyler v. Boles, supra; Edelman v. California, 344 U.S. 357, 359, 73 S.Ct. 293, 97 L.Ed. 387; Moss v. Hornig, 314 F.2d 89, 92-93 (2d Cir. 1963). Notably appellant did not allege that other registrants had not been prosecuted for the same or equivalent offenses.
This is not a case in which the lower court could have inferred invidious discrimination from a pattern of selective enforcement against members of a distinct race, religion, sex or other
In any event it is apparent from defendant’s offer of proof that had the district court held the requested evidentiary hearing, defendant could not have established his claim of invidious prosecutorial discrimination against him.
In this Court defendant seeks to bolster his case by referring to a 1969 memorandum from the Assistant Attorney General in charge of the Criminal Division of the Department of Justice regarding the prosecutive policy in cases of willful non-possession of draft cards.
Finally defendant relies on United States v. Crowthers, 456 F.2d 1074 (4th Cir. 1972), to support his contention that an invidiously discriminatory prosecution prompted by governmental dislike of his draft-counseling activities and designed to chill them can be inferred in his case. Crowthers involved a disorderly conduct regulation and a claim that government officials enforced it discrim-inatorily against public meetings in the Pentagon concourse according to the officials’ agreement or disagreement with the ideas expressed at the meetings. Compelling evidence in that case showed that the regulation was used as a subterfuge for prohibiting the expression of ideas with which the authorities disagreed. Judge Craven stated:
“For officials of the United States government to selectively and discri-minatorily enforce 41 C.F.R. § 101-19.304 so as to turn it into a scheme whereby activities protected by the First Amendment are allowed or prohibited in the uncontrolled discretion of these officials violates the defendants’ right to equal protection of the laws embraced within the due process of law clause of the Fifth Amendment.” 456 F.2d at 1080.
Contrary to the situation in Crowthers, here we have no transparent attempt by government officials to prohibit or permit the expression of ideas
Affirmed.
. See Welsh v. United States, 398 U.S. 333, 90 S.Ct. 1792, 26 L.Ed.2d 308; United States v. Seeger, 380 U.S. 163, 85 S.Ct. 850, 13 L.Ed.2d 733; United States ex rel. Hemes v. McNulty, 432 F.2d 1182 (7th Cir. 1970) ; United States v. Lemmens, 430 F.2d 619 (7th Cir. 1970).
. The basis for defense counsel's offer of proof was said to be a conversation between him. and the prosecutor at the latter’s office on December 8, 1970.
. Because of this Section and the instruction on the classification card, defendant is simply wrong in stating- that the regulations do not require registrants to retain their most recent classification cards, even accepting (which we do not) the meaning he ascribes to “current” in 32 CFR § 1623.5.
. Although defendant contends that lie was prohibited by 50 U.S.C.App. § 462 (b) (3) from destroying any previous classification cards, retaining only the latest, that Section was surely intended to prohibit the knowing destruction of current certificates (as we have construed the term) prescribed by the Act or regulations and not to cover obsolete documents such as earlier classification cards. There is no showing that defendant had another understanding of the Act. Certainly this provision was not meant to prevent the making of appropriate rules and regulations (pursuant to 50 U.S.C. App. § 460(b) governing the keeping of current certificates and destroying superseded ones. In any event, defendant’s argument that he was prohibited from destroying his earlier classification card does' not in any way detract from' his obligation to retain the most recently issued card.
. Defense counsel concedes that the 1967 classification card was valid in the sense that it was issued in ordinary course and as part of the classification process. The same is true of the 1968 and 1969 cards.
. In Sertlein the court held the local draft board was deprived of jurisdiction to take any further action regarding the registrant’s classification once the registrant had filed an appeal from a classification of the local board, just as a lower court’s jurisdiction is terminated when an appeal is taken. 143 F.Supp. at 745. From that the court concluded that the board was without power to reclassify the registrant during the pendency of his appeal and hence that the registrant had no duty to carry the card noticing that reclassification. Id. at 746.
. See, e. g., O’Brien v. United States, 391 U.S. 367, 88 S.Ct. 1673, 20 L.Ed.2d 672; United States v. Demangone, 456 F.2d 807 (3d Cir.) cert. den., 407 U.S. 914, 92 S.Ct. 2435, 32 L.Ed.2d 689 (1972) ; United States v. Rehfield, 416 F.2d 273 (9th Cir. 1969), cert. den., 397 U.S. 996, 90 S.Ct. 1137, 25 L.Ed.2d 405; United States v. Littlefield, 410 F.2d 746 (9th Cir. 1969) ; United States v. Miller, 367 F.2d 72 (2d Cir. 1966), cert. den. 386 U.S. 911, 87 S.Ct. 855, 17 L.Ed.2d 787; United States v. Kime, 188 F.2d 677 (7th Cir.), cert. den., 342 U.S. 823, 72 S.Ct. 41, 99 L.Ed. 622 (1951) ; United States v. Branigan, 2 SSLR 3125 (S.D.N.Y.1969) ; United States v. Hertlein, 143 F.Supp. 742 (E.D.Wis.1956).
Of course, prior to the Supreme Court’s decision in Gutknecht v. United States, 396 U.S. 295, 90 S.Ct. 506, 24 L.Ed.2d 532, the Selective Service System routinely dealt with card non-possession delinquencies by punitively reclassifying the registrants or accelerating their induction dates. (But see the earlier decision in
Oestereieh v. Selective Service Bd. No. 11, 393 U.S. 233, 89 S.Ct. 414, 21 L.Ed. 2d 402; compare the later decision in Breen v. Selective Service Bd. No. 16, 396 U.S. 460, 90 S.Ct. 661, 24 L.Ed.2d 653). In Outhneeht the Court outlawed the punitive measure of accelerating induction dates and finally put to rest the punitive reclassification procedure. Notably, although defendant alleged 25,000 registrants who had turned in their draft cards had not been prosecuted, he did not state when these alleged dispossessions occurred, or whether or not the registrants were administratively punished for their conduct under then prevailing practice.
. In Dear Wing Jung the defendant claimed that his prosecution was illegal and in violation of the due process clause in that he was picked out discrimina-torily because of his suspected radical leanings. The Ninth Circuit ruled the trial court was correct in denying the pretrial motion to dismiss on this allegation. 312 F.2d at 75.
. It is apparent that this is wliat the Supreme Court was referring to in the passage quoted in the text supra from Oyler v. Boles, 368 U.S. at 456, 82 S.Ct. 501 at 506. See The Supreme Court, 1961 Term, 76 Harv.L.Rev. 54, 120-121 (1962).
. Other than the testimony of the government prosecutor who was called on an offer of proof, the defendant did not indicate what, if any, additional evidence he would have adduced in support of his claim. In this regard we note the prosecutor’s explanation that the indictment was ultimately approved by the Department of Justice and that he had “very little to say about the actual decision whether or not to prosecute.” Nevertheless, we will put to one side the eviden-tiary frailty, if not incompetence, of this manner of proof and assume the facts stated in the offer of proof could be proven through this witness. But in the absence of a specification of what other evidence would be introduced, the defendant cannot be heard to complain on the grounds that he might possibly have found some.
. Hearings Before the Senate Judiciary Committee’s Subcommittee on Administrative Practice and Procedure, October 29-November 13, 1989, p. 365.
Dissenting Opinion
(dissenting).
I respectfully dissent on the sole ground that it was erroneous to exclude defendant’s offer to prove that he was singled out in a discriminatory enforcement of law. Yick Wo v. Hopkins, 118 U.S. 356, 6 S.Ct. 1064, 30 L.Ed. 220 (1886); Bolling v. Sharpe, 347 U.S. 497, 74 S.Ct. 693, 98 L.Ed. 884 (1954) ; Cox v. Louisiana, 379 U.S. 536, 85 S.Ct. 453, 13 L.Ed.2d 471 (1965); United States v. Crowthers, 456 F.2d 1074 (4th Cir. 1972).
I would reverse and remand for a new trial.