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United States v. Jeff Boyd, Charles Green, Sammy Knox, Noah R. Robinson, and Melvin Mays
208 F.3d 638
7th Cir.
2000
Check Treatment
Docket

*1 63 8 сontend that the Jackson did not wrong are about if we

Even severed, ir have been being unfairly prejudicial, Heelan count should postings web misjoinder relevant, hearsay, Judge Norgle argument still the usual twin to a claim, excluding argument the evidence be such an justified in but was Fed. pro See authentication. to no avail. Fed.R.Crim.P. cause lacked been to show that needed if the defendant would R.Evid. 901. Jackson vides for severance the white su by joinder in which of offenses. postings prejudiced the web responsibility always took groups danger There is some cumulative premacist actually posted were mailings getting start prejudice the racist offenses being defendant, opposed slipped groups, up against stacked multiple charges jury sites Jackson are groups’ web real hazards of onto herself, computer user. jury a skilled if it hears evidence who was confusion or bias are admis сompilations B that it would not have heard “[Cjomputer data crime about records under Fed. A. The considering business if it crime sible as 803(6) if a foundation as to proper jury keeping would have had no trouble R.Evid. the records is estab reliability attempt to discredit straight Jackson’s Briscoe, attempts lished.” United States Heelan from her UPS. .smear Cir.1990). deny Even' took the stand to Because Jackson qualify did for the busi postings these web her ef ploy, the evidence about UPS hearsay exception, busi ness records up Heelan would have forts to set .“the if the soured are inadmissible ness records admissible on cross-examination or circum 608(b) or the method information anyway. Evidence Federal Rule of a lack of indicate preparation testified, stances of Even if had not her mo- Jackson Croft, trustworthiness.” United that the Hee- operandi dus so unusual Jack lan have been evidence would admissible рostings these unable to show that son was charges a trial on the UPS under Federal were authentic. 404(b). Rule of Evidence reasons, judgment these evidentiary com For

In her addition to conviction is Affirmed. fraud count of Jackson plaints, says the one Jackson Heelan, Chicago police ser concerning joined

geant, improperly and the one count of

eight counts of fraud concerning UPS. justice

obstruction of reviewed de joinder proper Whether is is America, UNITED STATES Jamal, novo. United Plaintiff-Appellee, (7th Cir.1996). Federal Rule joinder allows the Criminal Procedure or similar of offenses that “are of same BOYD, Green, Sammy Charles Jeff efficiency motivates a character.” Judicial Knox, Robinson, Mel Noah R. joinder in favor of strong policy preference Mays, Defendants-Appellants. vin compared cate offenses should be Nos. 98-2035 to 98-2038 and 98-2060.

gorical, evidentiary, similarities. Unit Appeals, States Court of Alexander, ed States v. Circuit. Seventh Cir.), denied, cert. 136, Be S.Ct. L.Ed.2d Sept. Argued against pertain cause the Jackson charge April Decided Heelan, ing attempted fraud violation May 2000. Rehearings Denied of 18 identical to the U.S.C. UPS, charge against pertaining Jackson Jamal,

joinder 87 F.3d at proper. See

914. *3 (argued), E. Bindi Office

David Division, Attorney, Criminal IL, in Nos. Chicago, Plaintiff-Appellee for 98-2035 and 98-2036. (argued), Barry E. Rand

David Bindi Elden, of the Unit- Appeals, Chief of Office Division, Attorney, Chi- ed States Criminal IL, Plaintiff-Appellee for Nos. 98- cago, 2037, 98-2038and 98-2060. IL, (argued), Chicago, for De-

Jed Stone Boyd. fendant-Appellant (argued), & Douglas P. Roller Roller Associates, IL, for Defendant ‍‌‌‌​​​​‌‌‌‌​​​‌‌​‌​​‌​‌​​‌‌​‌​‌‌​​‌‌‌​‌‌‌‌‌‌​​‌​‍Chicago, Appellant Green. (argued),

Richard H. McLeese Decker & Associates, Falconer, Chicago, Michael J. IL, Defendant-Appellant Knox. IL, (argued), Chicago, M. Beal John Defendant-Appellant Robinson. (argued), Richard H. Decker & McLeése Associates, IL, Chicago, for Defendant- Mays. Appellant POSNER, Judge, Chief Before ROVNER, Judges. RIPPLE and Circuit POSNER, Judge. Chief defendants, Chicago’s members of were indicted gang, “El Rukn” street gang with other members of along government and he testified for the at the variety of serious federal 1989 on jury tried charges. They were before second trial. The examination of Cooksey (all Mays) and convict- appellant but government’s lawyer both ed; (Judge Aspen) or- the trial lawyers, one of the defense which was government dered a new period days, conducted over a of three to con- knowingly testimony had used false brought out Cooksey the fact that materi- vict them and had failed disclose been a codefendant of at least some of the could have als that the defendants used defendants, current had been witnesses. Af- impeach government’s indicted that he had testified at a order, we affirmed his 55 F.3d 239 ter previous jury trial in 1991 called “United Cir.1995), retried, the defendants were (which Boyd” jury the current and at the Judge Zagel, time before end knew, course, was the title *4 jury again trial the convicted the 12-week hearing), spoken was that he had to the (now including Mays) of the defendants in that in trial “allocution” and had multiple mainly narcotics viola- crimes— acts, “accepted responsibility” for his tions, and murders committed the pleaded guilty shortly' he had before drug of turf wars with rival course beginning of the current and that he gangs— pursuant continuing all to a in prison continuously had been since 1991. reaching wide-ranging conspiracy back lawyers The for the other defendants All five defendants were the mid-1960s. objected questions thrice to the that elicit imprisonment except sentenced to life information, ed this and moved for a mis Boyd, years. to 50 who was sentenced ground jury trial on the appeals present sep The almost 20 bound to infer that the defendants had issues, confine our arate but we discussion by previous jury. been convicted The to those that have at least colorable merit. it can government concedes that be a re Although appellants represent all the are (or jury versible error to disclose to the counsel, by has filed a pro ed Robinson se discover) allow jury that a defendant supplemental by Earlier motions brief. previously jury, convicted another repeatedly him to file such a brief were see, e.g., O’Keefe, United v. 722 States Eventually presiding judge denied. (5th Cir.1983); F.2d 1179 United filed; allowed it to panel be (5th Attell, States v. 655 F.2d 705-06 consideration, given further the lateness of Cir.1981); Williams, United v. 568 filing (long argued), after the case was 470-71(5th Cir.1978), though F.2d re we have decided to vacate the order allow Yount, versal is not automatic. Patton v. It ing goes the brief be filed. without 1025, 1031-35, 81 467 U.S. 104 S.Ct. saying represented that a has no litigant (1984); L.Ed.2d 847 United States v. Keat brief, right pro e.g., to file a se United (9th Cir.1998); ing, cf. 900 Gwiazdzinski, 141 States v. Bruscino, United v. (7th Cir.1998), although permit we can (7th Cir.1982) (en banc); United States circumstances, filing appropriate such a Plescia, v. 1464-65 Hawes, e.g., Hayes v. 1995). ques And reversal is out оf Cir.1990) curiam), (per given late possible prejudice tion—no is shown—if filing repetitive and the charac ness damning actually fact disclosed. is not ter of the motion the circumstances are mistrial, Judge Zagel grant refused to appropriate. unlikely jury that the saying thought he previ that the defendants had infer

At the first trial —the one set aside ously guilty; right, been found he was prosecutorial because of misconduct —Ed jury question whether the could have gar Cooksey he was defendant and knowledge of the fact would convicted with the others. But after the set aside their ordered, pleaded guilty, new trial was he not even arise. recordings requires ic jury of what the is question surveillance — way protect from statements done such as will have inferred “be

likely to question recording editing like the or other altera- presence, its from made in 2518(8)(a). likely to have been jury is To this whether tions.” 18 U.S.C. they hearing things end, prejudiсed that the record- requires the section States, have, Marshall United shouldn’t ings judicially sealed as soon as 310, 312, L.Ed.2d 360 U.S. to which interception pursuant order (1959) curiam); United States (per Id.; States v. United expires. were made Bruscino, 940-41; supra, F.2d at Rios, 257, 263, Ojeda S.Ct. Zizzo, United States (1990); 109 L.Ed.2d (7th Cir.1997), one for quintessentially Jackson, 910, 915-16 answer, subject only to Plescia, review. Because he has light appellate 1463; supra, of the trial and moni finger pulse on the (2d Cir.1994). Wong, and attentiveness of the alertness tors the here, in 1985 and 1986. This was done back position in a than the jury, he is better recordings placed original whether judges to determine appellate envelopes, envelopes and the sealed at the trial is presented matter prejudicial seals, both on sealed boxes. Some Judge the outcome. likely to have affected *5 broken, envelopes, and on were later boxes jurors the seemed to Zagеl could tell how that were actu- anyway recordings the concerning the revelations “taking” be origi- were not the ally placed evidence circum Cooksey’s previous trial. In the recordings. They copies dupli- nal of stances, not think he we do abused at the time as originals cate made same refusing grant a mistrial. discretion recordings and intended to be original had been scattered over The revelations They differed —or at identical to them. and cross-exam days three of examination supposed in hav- least were differ — and, they em Cooksey ination of since machine, a different ing been made on (such legal terminology as ployed technical recording conversations. Neither the same “allocution”) susceptible and were thus of duplicate originals copies nor the made lay interpretations by jury per of other against tamper- from them wеre secured sons, compel did not an inference that ing. previously current defendants had been admissibility copies convicted. of the trial, challenged at the first and the not The next issue concerns the admissibili- district ruled that this waived the ty tape recordings telephone conver- appellants Mays, issue as to all the in 1985 and in which the sations 1986 who was not a defendant that trial. The incriminating made admissions. defendants wrong. Rulings pre made at a judge was reliability argue The defendants only presump vious trial of the same case recordings adequately was never of the trial, tively control under the second determined, may some have been King, Alston v. doctrine law of with, government and that the tampered (7th Cir.1998), 1113, 157 1116 F.3d Brady failing violated the rule to dis- admissibility ruling when the concerns the accuracy specific problem with the close non presumption of evidence the is either that could have used to tapes of the Island, existent, 7, Tang v. Rhode 163 F.3d Brady impeach government’s evidence. Akers, (1st v. Cir.1998); United States 11 83, 1194, Maryland, v. 83 10 373 U.S. S.Ct. (D.C. Cir.1983), 1145, 702 F.2d 1147-48 tape L.Ed.2d 215 Because record- States, weak, Menzer v. United ings devastatingly are effective at once (7th Cir.2000); United 1004-05 susceptible tampering evidence and are Williams, (2d v. Title III— discover, very that is difficult to Todd, States v. United F.2d regulates electron- the federal statute (6th Cir.1990); The contents of a com recorded United (2d Cir.1982), governed by munication Title III can law Birney, 686 fully recording even if high be disclosed admissibility are often issues of since seal, provided trial absence of and evidence at second ly contextual satisfactorily explained. seal is 18 U.S.C. significantly from that at deviate will often Jackson, Resources, 2518(8)(a); See, cf. United States v. Inc. v. e.g., Coal the first. Industries, Inc., supra, satisfactory at 915-16. The usual & Western Gulf (The (6th Cir.1992). judicial unsealing order pre explanation is a 1265-66 it can ruling recording con so be used strongest when the sumption is evidence, law, and such orders were indeed is might and some cases cerns a rule of tapes sued here for both that are at operates only that it sets suggest taken to be trials, In the of successive as California, v. issue. then. Arizona (1983); here, recording L.Ed.2d 318 we should trial, Churchich, n. resealed after the first United States v. Payne (2d Cir.1998).) Circuit, Long, Ninth 699-700 Even the 1990); Scopo, binding takes ‍‌‌‌​​​​‌‌‌‌​​​‌‌​‌​​‌​‌​​‌‌​‌​‌‌​​‌‌‌​‌‌‌‌‌‌​​‌​‍a harder line on Cir.1988) promptly, rulings too. evidentiary made effect —and trial, Tham, Although But this done. defendants first brief, Cir.1991), reply Em argue belatedly, not re their does 1397-98 — Browner, ployers an Ins. Wausau object at the first gard failure (7th Cir.1995) 1398; one Id. at irrevocable waiver. —that Seidman, had been unsealed for the nine tapes F.2d 1027 set of the trial years since the first supposing error contrary from was entitled to and did credit the absolutely precluded the defendants government agent admissibility copies testimony who challenging the *6 harmless, them in for the preparation examined sec peculiarly at the second trial was trial. however, he had the mer ond since to discuss regard admissibility of its of the issue But it case that is not the these equally Mays, and that discussion is to merely from the recordings were removed admissibility tape to applicable the judicial envelopes pursuant boxes and recordings against the other defendants. (cid:127) played jury; and the were order

And so let us turn to those merits. at-all; copies jury not to the were played played jury at the to the and the second recordings The fact that the used not, their concerning issue admissibili separate not been sealed was as the fatal; copies adequately the were ty nor the fact that is whether argue, defendants (the types two seals have authenticated. On this issue the seals had been broken judge that the point, presented at somе the record- evidence were to be broken evidence). First, one of the turn convincing. in found ings placed are to be Neither witnesses, Clay, testified that places specific Title III nor the case law coat Jackie conversation that recording telephone manner in the of a restrictions the which in participated in back 1986 was tape-recorded contents of conversations he had testifying years ten jury Although at trial. accurate. can communicated to the certain 2517(3); Clay hardly have been United States v. later See 18 U.S.C. (7th Cir.1998). Rivera, any pretense of certain about the matter — are, rather, on his ty merely have east doubt The relevant issues whether credibility participants other recorded permitted Title III the disclosure the — all, govern testified for the at and conversations who contents of the conversations (if so) by the defendants’ con- mеnt were not asked particular whether the evidence accu recordings the were jury lawyers the was ade- whether veying those contents to inferred from tes- judge rate. The district quately authenticated. agents that the oth- The defendants were entitled to and did timony by government jury had been recorded like that should question weight the er conversations' the, testified Clay one about manner to give tape recordings light and, any contrary from the absence tampering, questions possibility of those con- evidence, recordings governed authentication are Fed. accurate too. probably versations were 901(a), merely requires R.Evid. “evi- which Second, agent testified that government support finding dence sufficient to of the sealed evidence some opened he question propo- matter in is what its unsealing to an order envelopes pursuant claims,” is, recordings that the nent compared by the district jury recordings in fact played to the tapes played to the at in them tapes of the defendants’ conversations. Testimo- discrepancies. found no witness, Clay, an “ear” as is ny such Clay’s testimony weak because sufficient, Brown, agent’s The lapse of .time. Cir.1998); there is airtight. not For one stronger, although here; previous more we have said in tapes all the compare thing, he didn’t “extraordinary” circum- cases Rather, originals. played at.trial with stances will we reverse the trial check, having spot conducted a he tape recordings decision admit over ob- tapes discrepancies no discovered jections based on lack of authentication. fur- decided not check sampled that he Magana, another, an unex- there ther. . For is (7th Cir.1997); one of the plained discrepancy between Welch, origi- original recordings duplicаte and its Vega, identi- nal, supposed to be although 788(7th Cir.1988). high That standard is not audible on cal contained conversations met here. who examined original. expert Brady requires rule determine the tapes the two could not it government to disclose evidence knows discrepancy. It could have cause of the defense, helpful about that would be to the malfunction, or it could have been exculpato whether the evidence because editing, but the latter a bit of creative ry impeach used to could be determined, inference, government’s Brady evidence. v. Ma likely, dupli- because the precisely less ryland, supra, than the cate contained more conversation *7 263, 1194; Greene, v. Strickler duplicate that was original. It was the -, 1936, 1948, 144 119 S.Ct. L.Ed.2d 286 evidence, government the used discrepancy between one of that favored the portions out edited defendants, the a original original tapes duplicate,, the would have con- its dis dupli- than the crepancy tained more conversation that could have been used to it, Although possible principle impeach government’s cate. some effect to the that the “edited-in” additional government evidence, early taped may have arisen as duplicate, the there is no 1986, conversation to recordings the two more indication all of this elaborate made; recent, it event was not , Similarly, form of while it tampering. us infer from the defendants ask to preferable agent had the would have been government must have known the no reasons have tapes, checked all the no other about it. But of this there is doubting suggested either the for implausible evidence and the inference is of his sam- good adequacy faith or the government prepared the its case pling. while the duplicate originals from the storage. remained in “original originals” distinguish It between is essential to discrepancy adequate appears, So far as excluding evidence for want of n defendants, authentication, by the who challenging weight. first discovered its Brock, 1077, v. 159 F.3d something odd one United States they heard thought 1079(7th 1998); also 28 this to the Cir. see U.S.C. they drew tapes; requirement Yet the of the certif- comparison then the 1654. attention and conducted, the existence salutary, given confirmed icate is the statute which strict; Brady liability is anomaly. party’s makes the affidavit conclusive for Brady violate alleges requisite does not government provided recusal (or that it its solution, information failing to disclose The obvious prejudice. bias or Whitley, 514 Kyles v. U.S. agents, e.g., suggested by op- Robinson himself but 1555, L.Ed.2d 490 rejected by posed by government (1995) include the category that doesn’t lawyer a judge, appoint is to —a it prosecutes!) whоm criminal defendants purpose for the limited pro se defendant v. Bhu doesn’t know about. United enabling him to determine whether file (7th Cir.1999); tani, 175 F.3d rejection the certificate. The of this mea- Earnest, 129 F.3d v. United States sure —a measure we commend to the dis- (7th Cir.1997); v. Avelli trict courts in future cases—turns out to no, harmless, however, have been because the in tapes is such discrepancy between facts in affidavit were relevant Robinson’s formation. conceded. to the most trou We come now Section Judicial Code Judge in the case—whether bling issue “in requires disqualify himself disqualified himself Zagel should have impartiality any proceeding trial. have al presiding at this We from might reasonably questioned.” Our held, involving the ready in another case appellate hold that review of cases Rukns, Judge Zagel’s refusal to El disqualify himself under judge’s refusal error, was not a disqualify plain himself possible only by petitioning this section is Franklin, United States appellate court mandamus before (7th Cir.1999), question re Hatcher, E.g., In re trial. is a it was error. There mains whether (7th Cir.1998); United States Hor procedural question, which is threshold 316-17(7th Cir.1996); ton, unnecessary to resolve. novel and

both Taylor O’Grady, entitles a 144 of the Judicial Code Section (7th Cir.1989); Balistri judge (only per once party disqualify 1985). eri, Cir. however) just of an on the basis see, In re minority position, e.g., This is sufficiently the existence alleging affidavit Inc., 1256, 1264 and n. 10 Cargill, prejudice bias or favor of personal of a (1st Cir.1995); Cooley, affiant; but party against an adverse (10th Cir.1993); n. 9 In re by a “accompanied affidavit must be Litigation, 977 F.2d School Asbestos stating record certificate of counsel of *8 12(3d Cir.1992); n. Chitimacha Tribe in faith.” Defendant Rob good is made Co., L. Laws Harry against 144 affidavit inson filed a section (5th Cir.1982), do n. but the defendants required cer Zagel, but without Judge reexamine it. On the con not ask us to tificate, proceeding Robinson was any challenge wаive trary, they expressly that the absence pro judge se. The ruled in their consolidated by stating to the rule ruling was fatal. The de of the certificate under 28 that “the motion for recusal brief pro parties the of stat nies se benefit 455(a) was, be, only U.S.C. ute, thought that an might a result this ex by mandamus.” Given appealed right constitutional undue burden on the counsel, it by experienced press waiver proceed pro se. a criminal defendant 806, 834, for us to reexamine inappropriate would be California, U.S. Faretta v. (1975); the rule in this case. 45 L.Ed.2d 562 pur- armed. The El Rukns’ appel the rule forecloses them be Because security pose operating agency conclusion of the in a whose at the late review carry weap- for mandamus to en were authorized to petition employees a we review 455(a) ap was, course, strengthen under the normal section ons force McDade, Hook v. in gang’s position in the turf wars pellate standard. endless Gir.1996). n. of which the murders with course here, and was filed another petition charged Such a defendants were were which these it, in denied an of this court panel got The authorities wind. of committed. no statement unpublished already order They the scheme. investi- puzzling (whose find reasons, that we disposition a drug El and re- gating the Rukns clear, because, as will soon become to the lated criminal activities went back under section disqualification remember) case for 1960s, joint of a fed- by means colorable, and indeed more than state, eral, and local task force includ- compelling. But judgment in our police. ed members of Illinois state suppose reason to there is no “sting” The task force conducted a of SMS. applied the which denied mandamus panel key police played An Illinois state .officer standard, in the absence incorrect undercover and sting, operating role in the an we cannot revisit issue such error dealing directly with Hunter and Robin- abandoning the rule that makes without 1986, Chicago police son. In June of offi- route for chal mandamus the exclusive cers who were members of the task force disqualify him refusal to lenging present on case and who later worked 455(a). self section premises, raided which Robinson SMS’s (at location) owned, and arrested another argue, howev The defendants also them, Crowder, employees. of its One er, disquali Zagel should have Judge in the trial of this defendant first two other sub fied under either of himself and a defense witness in the second (or both) 455. The first sections of section Judge Zagel. the trial before (b)(1), which far as bears this case so arrest, day Zagel if the has of the Director requires disqualification disputed joint evidentia held a conference with Richard “рersonal knowledge press proceeding.” Daley, County prose- at the time the Cook ry concerning facts (b)(3), requires disqualifi They cutor. announced the arrests and second is which had, investigat- explained they begun when he was a had cation Crowder, government employee, “participated ing they SMS when learned that El Rukn counsel, “captain,” applied or material witness con an adviser card. cerning expressed Zagel an state firearm identification proceeding concerning par gangs the merits of the remarked that “street as the opinion [such organized El controversy.” grown Rukns] rival ticular case scope operations, crime in the of their now-Judge In at which time the savagery control en- of the state Zagel was the head Illinois city.” tire The El Rukns sections police, opened a restaurant Robinson produced task force the evidencе that led Chicago. early Late in 1985 or present to the indictments still head of the state Zagel was two of the El defendants. Not did police, security guards hired Robinson Rukns who had involved the SMS company from a called his restaurant Se- Za- caper testify Judge at the trial before (SMS), curity Service & Maintenance *9 they Hunter extensive- gel, but testified— by El operated which was owned and ly using it to tie caper, Robin- —about Hunter, key government Rukn “General” El Rukn activities as well. son other appeal. witness at the 1996 trial here on recuse, Judge denying had In the motion to guards These were unarmed but SMS investigation had Zagel said that the SMS applied permit for a license that would trial, of the knowledge” investiga- the current details nothing to do with had assertions; they The creation SMS don’t count as factual this is incorrect. tion mur- and incidental drug of the part was are conclusions. the defendants in conspiracy for which der 455(b)(3) Section is also inapplicable. case were tried and convicted present Zagel participate did not other than as although SMS’s activi- Judge Zagel, before not, judge present and did case back as overt acts of the charged were not ties he head of police, was the state involved in the conspiracy. express opinion an about it. The case at issue in the investigation of activities then, course, years in the future. There press and the conference shows in pregnant wording is a difference be- extrajudicial knowledge personal, he had participation expression-of- tween the and But activities of those activities. SMS’s 455(b)(3). opinion clauses of The former inso- except at issue in this case were not participation proceeding,” in “the refers the El they connected Robinson to far as expressing opinion the latter to an оn the Zagel learned of this Judge

Rukns. Had particular merits of “the in case controver- investigation of connection from the 1986 sy,” and we have held that the use of the SMS, would be entitled a new Robinson judge. Zagel “particular” But word narrows the clause to trial before a different in press judge expressed not mention Robinson at the the situation which the did conference, is no basis in the and there in “the not a opinion present Zagel for Robinson’s claim Lane, record related former case.” Russell v. and “point investigation man” for the (7th Cir.1989); F.2d cf. Rice v. knowledge” “full of its details. (4th McKenzie, F.2d Cir. record, charge on the judge denied this 1978). event, nothing Zagel In since contrary the absence evidence press said conference reason- (Robinson’s being evi- mere assertion ably expression opin- be construed as an dence), we must credit the denial. United of the that he ion on the merits Balistrieri, supra, 779 F.2d at States v. over, pursue we need not presided 1202. interpretive question. interesting novel and superficially This conclusion is interpreting participation The cases (and Judge Zagel’s) tension with our cred ‍‌‌‌​​​​‌‌‌‌​​​‌‌​‌​​‌​‌​​‌‌​‌​‌‌​​‌‌‌​‌‌‌‌‌‌​​‌​‍ identity require clause do not formal iting alleged the facts in Robinson’s affida gov proceeding between the which the support of his motion to recuse vit employee who is now a ernment § 144. The Judge Zagel under 28 U.S.C. about; participated expressed opinion an in such an affidavit that must be only facts enough overlap significantly. it is credited, only facts in plainly Rob Outler, See, e.g., United States v. Judge Zagel inson’s affidavit that did cred 1312-13 Jenkins it, “sufficiently are that are definite those Bordenkircher, Cir. to convince a reasonable particular 1979); States, 608 F.2d Mixon v. United exists; conclu person simple that bias (5th Cir.1979). there was 591-92 And sions, opinions, or rumors are insufficient.” here, overlap part an SMS Sykes, 7 thаt linked to the investigation Robinson (7th Cir.1993); see also United States v. Zagel El But Director never ex Rukns. Balistrieri, 1199; 779 F.2d at Jones supra, pressed opinion aspect an about Pittsburgh Corp., Nat’l requisite “partic and the investigation, Cir.1990); 13A Charles Alan imputed supervisor by to a ipation” is not Arthur R. Miller & Edward H. Wright, authority; it must supervisory virtue of his Practice Procedure Cooper, Federal (2d ed.1984). E.g., not. Man personal, it was pp. Robin gum Hargett, Zagel “point was the son’s assertions 1995); Carlson, and had “full Kendrick v. investigation man” of the *10 Cir.1998); v. Di United (8th Cir.1993); United States 134 F.3d Williams, (3d Cir.1988). Pasquale, Diaz, Cir.1996); noted in the last-two cited exception The 98(2d 1999). Mays’s argument supervisor is the U.S. Cir. for where the cases fugi- a here. that he withdrew when he became Attorney applicable is not frivolous, justice from borders the tive 455(a), Recurring briefly to section we Pandiello, United States compli- emphasize to our belief wish (7th Cir.1999), merely it re- as would perceived essential to the ance with anywаy there is noth- fugitives; ward judicial process, especial- legitimacy ing hiding suggest about withdrawal— the defendants are vicious crimi- ly when Mays police from the rather hiding prose- and the facing long sentences nals El than from the Rukns. by irregularities. has been marred cution far, far for It would have been better a argument, Green has better himself in Judge Zagel to have recused sentencing given that he could not be a involvement with the light of his earlier having enhancement for leader of El proceeding against the Rukns parallel (U.S.S.G. 3Bl.l(a)) § conspiracy El fact that two of the Rukns and the leadership gov role had' —and this the proceeding in that testified involved acknowledges- ernment with his —ended panel But the that consid- present case. pri El Rukn demotion from “General” petition for mandamus ruled that ered guideline vate under which his before 455(a), no there was violation of section (as enhanced went into effect sentence was disagree ruling, and while we original guidelines) one of the on Novem of its soundness is not before us. issue conspiracy The of which he ber 1987. pro was a straddled the date of member sentencing re Several issues mulgation, a crime that can straddles Mays main to be discussed. Green punished guideline promulgat under a the ex argue that their sentences violate United E.g., ed the straddle date. after clause, I, Const., facto art. post U.S. Kramer, States v. conspiracies per cl. did not because Hargus, beyond the date on which the statutes sist (10th Cir.1997), and Unit they under which were sentenced were Smith, (1st ed or had withdrawn enacted implies pun rule straddle conspiracies prior from the to that date. for conduct committed before the ishment just wrong, although claim is first guideline that determined the date great deal of evidence of there wasn’t severity punishment, and we cannot drug dealing by the El Rukns continued what difference it can make whether see (November subsequent to the crucial dates pre-guideline conduct was the sale of 1,1987, for one of the statutes under which greater much quantity drugs perhaps and No these defendants were sentenced than that occurred after the critical 18, 1988, another), vember there was responsi of leadership date or exercise enough place finding district by that date. relinquished bilities beyond possibility for clear er of reversal is conspiracy ror. Withdrawal from a re Green’s best Torres, Cir.1990), break, than quires a definitive rather mere post which held that the ex facto clause cessation of activities even when combined “prin subjective punishing with a not to re the defendants determination forbids administrators, sume; or lead conspirator cipal organizers, could sit otherwise enterprise criminal conspira continuing bаck ers” of a and wait see whether after cy leadership then their role did continue succeeded failed creating the decide announce that he had the enactment of the statute whether to Wilson, offense, though enterprise itself E.g., withdrawn. even *11 did file a petition See also mus. The .defendants past that date. did continue Williams-Davis, judge’s for mandamus relief from the trial States United (D.C.Cir.1996) (acknowledging himself, decision not to recuse and 510-11 another Torres). panel The statute of this court denied that distinguishing petition n in Torres created a new substantive opinion. issue without of its ele- required one offense rule that only The mandamus is the have had a lead- ments that the defendant can party avenue which a seek review role, punished and Torres ership so 455(a) § a ruling is well-estab- the statute was in conduct before engaging in lished this circuit. See United States v. case the defendant com- рassed. In our (7th Horton, Cir.1996); after all elements of the offense mitted McDade, Hook v. 353 n.2 change sentencing guideline Cir.1996); Towns, responsible became by doing so (7th Cir.1990). This circuit’s engaged in he had before conduct which 455(a) § view has been that is intended to a change. Torres not straddle impro- protect against appearance of is; case; seems tenu- ours the difference that, in priety, proceedings once the Torres, ous, reject are we must as we then completed, the district court have been to the straddle committed doctrine—and 455(a) § prevent harm seeks to has al- matter, Circuit, so, is the Second for that ready occurred. See United doctrine in reaffirmed the straddle which (7th Cir.1989). Troxell, Torres itself. We add Green Thus, required litigants bring we have by quitting guideline have avoided the new petitions potential prob- mandamus to cure an- conspiracy guideline when the 455(a) § prevеnt po- lems under nounced but before it took effect. tentially trial taking tainted from ever Last, we note some clerical mistakes id. place. See should judgments. Mays’s judgment of appeals No other court has' followed on count 3 guidelines reflect a life sentence Fall, Note, approach. our See Kenneth M. months on count rather than vice and 60 Liljeberg Acquisition v. Health Services versa, reflect judgment should Green’s Encourages Corp.: Supreme Court 1 and 3 and a life sentence on counts Disqualification Judges Federal Under 10-year terms on counts concurrent 455(a), 1989 Wis. L. Rev. Section 5, rather than a life sentence on counts rejected explicit 1056. Some circuits have 10-year and 5 and a sentence on count ly position. our The Third Circuit has said mistakes, modified to correct these 3. As preferred that mandamus is the method of are judgments appeal review on direct appeal, but allows may “partial cure” to provide Affirmed. public perception harm to the any RIPPLE, Judge, dissenting. Circuit judiciary. In re School Asbestos Li See Cir.1992). tig., in its n.12 panel is unanimous view that, although him- The Tenth Circuit has held the trial should have recused 455(a) 455(a), rights § requires § is concerned with the self under which parties retain some “disqualify any pro- public, himself do thereunder, appeal may and direct impartiality might rights ceeding appropriate. the cir- therefore be See United reasonably questioned.” Under be Cooley, 996 n. 9 forth in detail the ma- States cumstances set here, circuits have entertained jority other circuit new Other and, circuit, however, arguments appeal on direct ordered. In this indeed, the merits or deci- have addressed we can review the trial the issue waived because it was against pre- recusal when the issue is found sion See, e.g., Unit- raised in the district court. petitiоn in a for a writ of manda- sented Litig., 1068-69 Asbestos 977 F.2d at 777-78. In- Mosby, ed deed, Circuit, Morrison, one recent the First *12 (2d Cir.1998); relief, 34, although denying specifi- mandamus United 153 F.3d 48-49 Barrett, 947, cally open possibility left that further 111 F.3d 951-53 v. States Sturman, (D.C.Cir.1997); of lead to a development the record could United (6th an fi- appeal Di different conclusion on from 1481-82 951 F.2d Martinez-Catala, Numismatics, judgment. nal In re City Inc. v. Or See of versified (1st Cir.1997). (11th Cir.1991) Regard- 221 lando, 384-85 Arache, curiam); panel v. 946 less of whether this would have is- (per United (1st Cir.1991); ruling sued the same as the earlier mo- United presented if it panel 1476-77 tions had been Payne, v. 944 Wade, 1991); early stage the record available at that of (5th Cir.1991); litigation, the record made at trial has 302-05 Mitchell, necessary. Cir. convinced us that recusal 1989). public judg- must in a There be confidence defendants, in ment that incarcerates some Moreover, only we not stand alone cases for the rest of their lives. The trial of approach circuits in our tо this among the required matter task. It this was difficult position also have taken a question, but we many rulings, the trial court make tension with the decisions considerable respect admissibility both with to the of the United Supreme Court evidence and the enhancement of sen- Indeed, ap Supreme Court States. tences, required the exercise of path. Al pears to have taken a different great deal of discretion. rejected explicit though the Court has not record, only thorough avenue of After review of the this ly that mandamus is the - 455(a) matters, panel judge § it has twice believes that the district review for brought in cases should -recused himself under 28 interpreted that section manner, 455(a). Only rigid § from final adherence appeal to .in the of an U.S.C. our States, Liteky procedural to a rule not followed in See judgment. circuit in significant other tension with S.Ct. 127 L.Ed.2d (1994); Supreme Health the decisions of the Court of the Liljebеrg Services prevents Acquisition Corp., giving S.Ct. United States our re- U.S. n that, prevailing These lief under national 100 L.Ed.2d 855 standards, See, cases, granted. e.g., of va- especially Liljeberg’s approval be Bremers, judgment, clearly catur United States v. 195 F.3d 221 trial court’s (5th Cir.1999) (vacating on our view that conviction because significant cast doubt only remedy trial should have recused himself appropriate mandamus is the 455(a). Nevertheless, 455(a)); § Cooley, § we never under F.3d at 998 under (same); Brown, these decisions of have considered whether (5th Cir.1976) (same). approach make our See also United Supreme Court Waskom, untenable; we have continued to follow our States (5th Cir.1999) approach (vacating guilty same even after the announce sentence plea specific even in the Supreme ment of those Court decisions. absence allegation sentencing error because pitfalls pоints This case out one of himself); judge should have recused Unit- approach. our Third Circuit has As the Reyes, ed States v. suggested, might appear a trial well Cir.1998) (vacating guilty plea sentence in unbiased at the outset of a but later recuse). case because of failure to might judge’s impartiality events cause a reasonably majority characterizes the defen- questioned be thus make re- dants’ reference to the earlier mandamus appropriate “partial cure” of versing proceeding argument as a waiver of the improperly obtained verdict. on too, their raise issues they, may only that mot be should that mandamus own initiative: state: remedy. defendants available of recusal may the denial be appeal questions of what “Defendants The matter 455(b). The §§ 144 first time 28 U.S.C. resolved up under taken U.S.C. to the primarily recusal left motion is one appeal was, be, apрealed appeals, courts of discretion This at 49. br. Appellant’s individual facts of on the mandamus.” exercised court on notice rule. put general no was sufficient announce cases. We *13 avail- relief is only mandamus are circumstances Certainly rule there our 455(a). parsi- indeed a It justi- § is is appellate under court able federal which a char- to passed of this statement on not reading resolving an issue monious fied intelligent and knowing a is it as resolution below, proper ‍‌‌‌​​​​‌‌‌‌​​​‌‌​‌​​‌​‌​​‌‌​‌​‌‌​​‌‌‌​‌‌‌‌‌‌​​‌​‍acterize as where the issue, the ignoring doubt, injustice Far where from or waiver. beyond it to our brought specifically defendants result. might otherwise raised the defendants Because attention. 106, 121, 96 Wulff, 428 U.S. Singleton v. maintained matter, clearly have and (citations (1976) 2868, 49 L.Ed.2d 826 S.Ct. un- that recusal litigation throughout this omitted); also Niedert see quotations and court this required, der 1999) 527(7th F.3d Rieger, 200 from reconsider- restrained not be should Singleton); United (quоting issue.1 on the position our this case ing in Cir.1984) Brown, (same). not did Moreover, if the defendants even way issue, preclud- no are in we this

raise Circuit Singleton, Ninth Prior to inter- in the own it on our raising might ed from explained circumstances has Court justice. Supreme of ests to address appeals of a court motivate cases decides that it often acknowledged briefing full the benefit without matter fully by argued than those other on issues parties: by the parties: undeviating rigid ... no There occasions, this Court under which practice judicially number declared “On all by par- invariably and under issues waived of review considered courts has all certio- consider petition for to decline below circumstances ties integral previously so not the issues which questions rari be Indeed there urged. the case specifically to decision to actu- by doing violence ‘fairly subsumed’ be without could not considered appellate In- give Gilmer federal presented.” the statutes questions al or Corp., modify, reverse Lane to power courts terstate/Johnson may just L.Ed.2d under be 20, 37, 111 decisions S.Ct. remand (citing or J., dissenting) cases (1991) (Stevens, Exceptional the circumstances. may con- cases). always prompt The court has circumstances particular might court, injustice issues addressed the set of where reviewing itself fined policy public where result parties. otherwise neither questions consider requires, Assoc., 527 Dental v. American Kolstad below. upon passed nor pressed 2118, 2127, 144 526, -, U.S. 454, Sorensen, 293 F.2d Nuelsen also Court has L.Ed.2d 1961) (citation quotations (9th Cir. appeals courts instructed specifically instead, course, appellate datory, of fully formed make a party does not 1. When argu- to find that the discretion courts have earlier overrule our that we should argument See, e.g., v. Free- Smith waived. ments are man, other align ourselves precedent Cir.1989) n. 12 argument courts, may consider the court cases). no therefore (collecting We are Martin, See United waived. question. obligation to avoid not man- Waiver is omitted).2 As we did in Andrews, Niedert (N.D.Ill.1993); 824 F.Supp. 1273 Brown, and as the Ninth Circuit did in Burnside, F.Supp. Nuelsen, so too have other (N.D.Ill.1993). circuits ac- 1215 As judiciary knowledged they may, justice quick to correct an power abuse of requires it, raise critical issues of law sua another branch government after the sponte.3 The Ninth wisely Circuit cau- first it also ought to willing power tioned that this must be “exercised correct an error its own house—even Nuelsen, sparingly.” 293 F.2d at 462. This one made in good faith —so that the public case, however, is the exceptional sort of that, can have confidence even the most that casts light procedures new cases, notorious of criminal the evenhand- previously taken granted. judicial edness of process is abоve may reproach.

If we sponte sua raise and decide law, questions substantive then surely It is time join for us to the rest of the we power sponte have the to sua alter the Country permit review appeal of a *14 procedures litigants ask we to follow in 455(a). failure to recuse under I would their efforts to seek resolution of their vacate the judgments of conviction and questions substantive of law. It is well order a new trial. settled that stare decisis has less effect procedural rules, context of which do guide serve as a to lawful behavior. States,

See Hohn v. 236, 524 U.S.

251-52, 1969, 118 S.Ct. 141 L.Ed.2d 242 (1998); Gaudin, BAILEY, Diane Appellant, 132 L.Ed.2d 444 prosecution El Rukn crime UNITED SERVICE; STATES POSTAL organization has deeply been a Bill troubling Bailey, Postmaster and episode. Judge Aspen presided Chief individually, Appellees. over the first trial of particular and, No. 99-2087. retrial, ordering a described the situation United States Court of Appeals, as tragic, noting that prosecutorial Eighth Circuit. misconduct in years the case wasted work by courts, hard prosecutors, Submitted: Jan. 2000. law enforcement officers. See United April Filed: 2000. v. Boyd, 833 F.Supp. aff'd, 55 F.3d 239 (ND.Ill.1993), Cir.

1995). Two other El Rukn trials were also

declared mistrials. See United States v. Serv., 2. Nursing See also All Care Inc. v. not an absolute may proceed one review Bethesda Hosp., Mem. F.2d (even 1538 n. completely sponte) equi- sua when the 1989) Nuelsen); (quoting Cir. Boals v. (citation require.” omitted)); ties ‍‌‌‌​​​​‌‌‌‌​​​‌‌​‌​​‌​‌​​‌‌​‌​‌‌​​‌‌‌​‌‌‌‌‌‌​​‌​‍Lambert v. Gray, (6th Cir.1985) (2d Hosp., Cir.1993) Genesee ("However, (same); Cohen v. West Haven Bd. Police we discretion to consider Comm’rs, 1980) n.6 sponte decide sua dispositive issue of Nuelsen); (citing States, McKissick United law."); Serv., Counts v. Kissack Water & Oil (5th Cir.1967) (quoting Inc., (10th Cir.1993) Nuelsen). ("Although rarely appellate is done an court may, sponte, dispositive sua raise a issue of Curry Co., 3. See v. Beatrice Coal Pocahontas proper law when the beyond resolution is Cir.1995) ("The 522 n. 8 doubt and the failure to address issue normal rule of course that the failure to miscarriage result in a justice.”). raise an issue for prescribed review manner constitutes a waiver. But the rule is

Case Details

Case Name: United States v. Jeff Boyd, Charles Green, Sammy Knox, Noah R. Robinson, and Melvin Mays
Court Name: Court of Appeals for the Seventh Circuit
Date Published: Apr 3, 2000
Citation: 208 F.3d 638
Docket Number: 98-2035 to 98-2038 and 98-2060
Court Abbreviation: 7th Cir.
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