United States v. Jay Scott BallingerUnited States v. Jay Scott Ballinger
Lead Opinion
Jay Scott Ballinger appeals his convictions for five counts of destruction of religious property on account of their religious character, in violation of
I.
A.
On April 20, 1999, a federal grand jury in the Northern District of Georgia returned an indictment charging Jay Scott Ballinger with three counts of intentionally destroying religious property, in violation of
Four months later, Ballinger entered a negotiated guilty plea in the United States District Court for the Northern District of Georgia. Ballinger pled guilty to the three counts of intentionally destroying religious property in violation of
Ballinger appealed on Commerce Clause grounds, and a divided panel of this Court reversed his convictions. The panel held that although
B.
The parties to this case stipulated to the following essential facts
In December 1998, Ballinger and his girlfriend, Angela Wood, left Indiana in Ballinger’s Indiana-registered van, partly out of concern about a call to Ballinger’s parents’ Indiana home by an FBI agent. Ballinger and Wood traveled in Ballinger’s van to Georgia, passing through Kentucky and Tennessee, and using interstate highways, purchasing gasoline and other goods, and staying in hotels all along the way. On the way to Georgia, Ballinger deliberately set fire to three churches in three states: the Mt. Eden Christian Church in Scottsburg, Indiana, on or about December 20, 1998; the Bolton Schoolhouse Missionary Baptist Church in Bonnieville, Kentucky, on or about December 21, 1998; and the Little Hurricane Primitive Baptist Church in Manchester, Tennessee, on or about December 22,1998.
Ballinger arrived in Dalton, Georgia on December 22, 1998, and checked into the Best Inns of America Hotel. At 7:10 p.m., he used his Indiana Visa card to purchase a plastic gas can from the Dalton K-Mart store. At approximately 1:30 a.m. on December 23,1998, Ballinger drove his van to the Amazing Grace Baptist Church, broke a church window using a tool he had brought from Indiana, poured gasoline into the broken window, and Set fire to the church with a cigarette lighter. The fire completely destroyed the Amazing Grace Baptist Church. After setting that fire, Ballinger drove his van back to the Dalton Best Inns of America Hotel, where he spent the night.
The following night, Ballinger drove his van to the Mountain View Baptist church and deliberately burned its fellowship hall at approximately 1:09 a.m. on December 24, 1998. Again, Ballinger used a tool from his van to break a window, poured gasoline into the broken window, and set fire to 'the church, before driving away. The fire badly damaged the church’s fellowship hall.
Ballinger and Wood checked out of the Dalton Best Inns of America Hotel and drove Ballinger’s van to the Athens, Georgia area, where they checked into the Perimeter Inn on December 26, 1998. Along the way, Ballinger drove to the Sardis Full Gospel Church in Walton County and burned its fellowship hall, too, at approximately 12:53 a.m. on December 25, 1998, utterly destroying the building. Again, Ballinger started the fire by breaking a church window and pouring in gasoline. Ballinger then stayed at the Perimeter Inn in Athens until January 16, 1999. During his stay, shortly before 9:15 a.m. on December 31, 1998, Ballinger drove his van to the New Salem United Methodist Church in Banks County, Georgia. Again, he broke a window using a tool from his van, poured in gasoline, and -set fire to the church. Before destroying the church completely,- the fire caused the roof to collapse, killing volunteer firefighter Loy Williams and injuring three other volunteer firefighters.
Ballinger returned to the Perimeter Inn, where he stayed until approximately 11:30 p.m., when he drove to the Johnson United Methodist Church in Oconee County, Georgia. Once again, Ballinger used a tool from his van to break a church window, poured in gasoline, and set fire to the church, before driving back to his hotel. The fire badly damaged the church.
II.
Ballinger was convicted under Title
(a) Whoever, in any of the circumstances referred to in subsection (b) of this section—
(1) intentionally defaces, damages, or destroys any religious real property, because of the religious character of that property, or attempts to do so; or
(2) intentionally obstructs, by force or threat of force, any person in the enjoyment of that person’s free exercise of religious beliefs, or attempts to do so;
shall be punished as provided in subsection (d).
(b) The circumstances referred to in subsection (a) are that the offense is in or affects interstate or foreign commerce.
We understand Ballinger as having made three separate, though overlapping arguments for overturning his convictions under
A.
We review the constitutionality of a statute de novo. United States v. Scott,
The Supreme Court’s landmark decision in United States v. Lopez,
Channels of commerce are “the interstate transportation routes through which persons and goods move.” Morrison,
Instrumentalities of interstate commerce, by contrast, are the people and things themselves moving in commerce, including automobiles, airplanes, boats, and shipments of goods. See, e.g., Perez v. United States,
Plainly, congressional power to regulate the channels and instrumentalities of commerce includes the power to prohibit their use for harmful purposes, even if the targeted harm itself occurs outside the flow of commerce and is purely local in nature. See, e.g., Lopez,
Congress’ power to regulate activities that “affect” commerce enables it to reach wholly intrastate conduct — that is, conduct that utilizes neither the channels nor the instrumentalities of interstate commerce — but only when it has “a substantial relation to” (meaning it “substantially affect[s]”) interstate commerce. Lopez,
The constitutional issue this case raises is whether the Commerce Clause, found in Article I, § 8, clauses 1 and 3 of the United States Constitution, permits Congress to proscribe the conduct of-an arsonist who travels by car on--the interstate highways through four states, apparently for no other purpose than to burn churches to the ground. We need not and do not reach the question of whether
The Appellant argues, nevertheless, that Congress’ power over the channels and instrumentalities of commerce authorizes it to proscribe only those harmful activities whose ultimate actus reus occurs within a channel of commerce, see Appellant’s Panel Br. at 38-40, or constitutes an attack on an instrumentality of commerce, see id. at 29-30, 35-38. Ballinger says that Congress’ power to regulate the channels of commerce does not authorize it to regulate “an activity that merely implicates or invokes the use of the channels of commerce,” id. at 39; arson, the argument continues, is an act consummated outside the channels of commerce, and thus beyond the reach of the commerce power. Nor, the Appellant asserts, does Congress’ power to regulate the instrumentalities of commerce authorize
These arguments misconceive the nature of Congress’ commerce authority. The commerce power has always been construed by the Supreme Court to include the power to prohibit the use of the channels or instrumentalities of interstate commerce “to promote immorality, dishonesty, or the spread of any evil or harm to the people of other states from the state or origin.” Brooks,
These precedents leave no doubt that the commerce power contemplates congressional regulation of the channels and instrumentalities of commerce in order to prevent their use to facilitate harmful acts, which may be consummated — and whose effects ultimately may be felt — outside the flow of commerce. In enacting
Congress acted well within the bounds of its commerce power when it enacted legislation to prevent conduct like Ballinger’s, which entailed weeks of travel in a van (an instrumentality of commerce) along interstate highways (a channel of commerce) and at least six separate interstate border crossings, all for the specific purpose of spreading the evil of church burning through four different states. As the dissent from the earlier panel opinion put it: “Ballinger’s actions placed him squarely within the bounds of Congress’s power to regulate because he used interstate commerce as an agency to promote criminal acts of arson. In addition to the obvious fact that it was necessary for him to travel across state lines in order to commit arson in Georgia (as well as Tennessee and Kentucky), the immediacy with which he set out to destroy churches once he arrived and the absence of any indication that he had other business in Georgia demonstrate that he used the channels of interstate commerce for the purpose of committing arson.” Ballinger,
Ballinger urges us to distinguish these statutes from
Thus, for the purpose of determining the constitutionality of proscribing Ballinger’s conduct, it is sufficient to say that Congress’ commerce authority includes the power to punish a church arsonist who uses the channels and instrumentalities of interstate commerce to commit his offenses. Given that Congress has the power to proscribe Ballinger’s conduct, we turn to the remaining question of whether, in enacting
III.
The central question this appeal raises is whether
A.
The fundamental flaw in Appellant’s reading of
As we have already said, the Supreme Court in Lopez articulated three broad categories of Congress’ Commerce Clause authority: regulation of the channels of interstate commerce; regulation of the in-strumentalities of interstate commerce; and regulation of intrastate conduct that substantially affects interstate commerce. See Lopez,
The history of Commerce Clause enactments reveals that the terms “in commerce” and “affecting commerce” are ones Congress uses regularly to create federal jurisdiction pursuant to its commerce power, and thus these terms have taken on particularized meanings. See, e.g., Circuit City Stores, Inc. v. Adams,
The words “in commerce,” in sharp contrast, have a much narrower meaning. The Court has not defined the exact parameters of the term, which may vary by context, see Am. Building Maintenance,
Thus, a statute employing the language “in commerce,” the Court has said, covers “only persons or activities within the flow of interstate commerce.” Allied-Bruce,
For more than 175 years of Commerce Clause precedent, this much has been clear: “Within the flow of commerce” denotes movement or people or things across interstate borders. See, e.g., Gibbons v. Ogden,
Recognizing the importance of preserving easy linguistic tools by which Congress can articulate just how much of its commerce power it may choose to exert in a particular statutory enactment, the Supreme Court has been unwavering in its interpretation of these commerce-modifying terms. See, e.g., Am. Building Maintenance,
In fact, the Supreme Court has rejected the suggestion that “in commerce” and “affecting commerce” may be conflated or read interchangeably: “The contention that ‘in commerce’ should be read as if it meant ‘affecting interstate commerce’ was emphatically rejected [by the Court in FTC v. Bunte Bros.,
The Supreme Court similarly declined to conflate the phrase “used in” with “affect” in Jones v. United States, a case interpreting the federal arson statute,
Even if we had any doubt whether Congress was using “in commerce” and “affects commerce” as terms of art in this case, looking to the pre-1996 version of
(a) Whoever in any of the circumstances referred to in subsection (b) of this section—
(1) intentionally defaces, damages, or destroys any religious real property, because of the religious character of that property, or attempts to do so; or
shall be punished as provided in subsection (c) of this section.
(b) The circumstances referred to in subsection (a) are that—
(1) in committing the offense, the defendant travels in interstate or foreign commerce, or uses a facility or instrumentality of interstate or foreign commerce in interstate or foreign commerce; and
(2) in the case of an offense under subsection (a)(1), the loss resulting from the defacement, damage, or destruction is more than $10,000.
Pub.L. No. 100-346, § 1, 102 Stat. 644 (1988).
In amending the statute eight years later, Congress simply substituted in the jurisdictional language “that the offense is in or affects interstate or foreign com-
Simply put,
Indeed, Ballinger’s interpretation of
As this example illustrates, the Appellant’s cramped reading of the offense as comprising only the ultimate destruction of the targeted property severs unnaturally the offender from the offense.
By discarding the “in commerce” basis for jurisdiction, Ballinger has essentially redrafted the statute to read something like this: “Whoever substantially affects interstate commerce by defacing, damaging, or destroying religious property ... shall be punished.” This reading ignores the fact that Congress explicitly, on the face of the statute, used a disjunctive “in or affects” commerce jurisdictional predicate. In addition to dispensing with the plain language of the statute, the Appellant’s reading disregards the Supreme Court’s repeated admonition that the terms “in commerce” and “affect commerce” must be given their separate and distinct meanings. Moreover, this effective rewriting of the statute strips Congress of its constitutional authority to regulate the channels and instrumentalities of commerce (Lopez 1 & 2), leaving it with only its less-well-defined power to regulate purely intrastate activities that may substantially “affect” commerce (Lopez 3).
In addition to eviscerating the statute substantively, reading out “in commerce” contravenes basic canons of statutory interpretation. For one, an interpretation that fails to give any meaning at all to the statute’s “in commerce” language violates “ ‘a cardinal principle of statutory construction’ that ‘a statute ought, upon the whole, to be so construed that, if it can be prevented, no clause, sentence, or word shall be superfluous, void, or insignificant.’ ” TRW, Inc. v. Andrews,
Ballinger does not contend that it is impossible to give effect to the “in commerce” language. Indeed, to give meaning to the phrase “in commerce” requires looking no further than the Supreme Court’s repeated statement that those words refer to “persons or activities within the flow of interstate commerce.” Allied-Bruce,
In addition, reading the linguistically rich term “in commerce” out of the statute violates the principle that statutory language must be read in the context of the purpose it was intended to serve. Congress does not write statutes for the words — it writes them for the meaning. Accordingly, words must be read to have a purpose, and from their purpose they cannot be delinked. The Supreme Court has explained: “As in all cases of statutory construction, our task is to interpret the words of these statutes in light of the purposes Congress sought to serve.” Chapman v. Houston Welfare Rights Org.,
The few examples the Appellant offered at oral argument of offenses that would be “in commerce” under his interpretation illustrate the anomalous results produced by his reading. For example, Ballinger argued that sending a bomb to a church by mail would place that offense in commerce, since the mail is an instrumentality of commerce; however, we see no principled reason why mailing a bomb should constitute destruction of a church in commerce, whereas intentionally using a car — another instrumentality of commerce — to cross an interstate border and deliver the bomb oneself would not.
Ballinger contends further that using a cellular telephone as a mechanism for detonating a bomb might place the resulting church destruction in commerce. This may well be true; however, we can divine no reason to conclude that using a cell phone to detonate the bomb directly would be enough, but using a cell phone to call a co-conspirator in another state for the express purpose of instructing him to detonate the bomb would not. The Appel
The anomalous results produced by the Appellant’s strained reading of
Ballinger says that the removal of the language specifically prohibiting the destruction of religious property when, in committing the offense, the defendant traveled in interstate commerce means that travel in commerce is no longer
The plain and literally expressed purpose of this revision was to extend the reach of the statute. As the House Report accompanying the bill explains, Congress envisioned that “it would no longer be necessary to establish as a jurisdictional prerequisite that the defendant himself moved in interstate commerce or used a facility in interstate commerce. Instead it would be enough to show that his conduct had an impact on interstate commerce.” H.R.Rep. No. 104-621, at 10 (1996), reprinted in 1996 U.S.C.C.A.N. at 1091. The statute was therefore amended in order to “broaden[] the jurisdictional scope of the statute by applying criminal penalties if the offense ‘is in or affects interstate or foreign commerce.’ This formulation grants Federal jurisdiction, and thus extends the Attorney General’s ability to prosecute cases, as to any conduct which falls within the interstate commerce clause of the Constitution.” Id. at 1087-88; see also 142 Cong. Rec. at S7909 (joint statement of Sens. Faircloth and Kennedy and Reps. Hyde and Conyers) (“The bill replaces subsection (b) with a new interstate commerce requirement, which broadens the scope of the statute by applying criminal penalties if the ‘offense is in or affects interstate or foreign commerce.’ ” (emphasis added)).
Moreover, Congress specifically intended the amended
Congress could not have made clearer its intention to exercise its full commerce power: the House Report specifically stated that
C.
A final, and to our thinking significant problem with Ballinger’s reading of
Thus, the Supreme Court did two things. First, it stressed the need to give meaning to both the “in commerce” and the “affecting commerce” language. See id. at 571,
Second, the Court looked to the legislative history, concluding that it “further supports the view that Congress sought to rule broadly to keep guns out of the hands of’ felons and others. Id. The legislative history contained “no indication that Congress intended to require any more than the minimal nexus that the firearm ha[s] been, at some time, in interstate commerce.” Id. at 575,
In interpreting
Ballinger concedes, as he must, that the words of the felon-in-possession statute are strikingly similar to the language employed in
Indeed, since Scarborough was decided, we have at least six times reaffirmed and
In spite of the statute’s literal language that the offender must “possess in commerce” the firearm, in United States v. Reynolds,
In 2001, this Court once more revisited the jurisdictional element of the felon-in-possession statute, this time in light of the Supreme Court’s decision in Morrison. In United States v. Dupree,
Simply put, the Appellant’s cramped construction of the jurisdictional language employed by Congress in
The nature and history of the commerce power, the plain language of
AFFIRMED.
EDMONDSON, Chief Judge, concurs in the result.
Notes
. We do not summarize a substantial body of stipulated facts regarding the burned churches’ involvement in commerce because
. Although Ballinger purports to be making a facial as well as an as-applied challenge, see, e.g., Appellant’s Panel Br. at 17, we read him as making the latter more than the former. For one thing, the Appellant described to the en banc Court at oral argument types of conduct that he believed would fall within the permissible scope of the statute, a position wholly inconsistent with facial unconstitutionality. See United States v. Salerno,
. We characterize highways as channels of commerce, since they are routes for the interstate transportation of people and goods. However, it bears noting that roads resemble instrumentalities of commerce in certain respects as well (for example, unlike oceans and airways, they are artificially constructed and — albeit at some cost — moveable); thus, the Supreme Court has variously labeled highways both as channels and as instrumen-talities. Compare Pierce County,
. Accordingly, we offer no opinion as to whether the church burnings in this case affected interstate commerce, either because the churches were-engaged in commerce prior to their destruction or because their activities were sufficiently interstate in nature that they otherwise substantially affected interstate commerce. Moreover, we need not and do not address the question — -briefed to the en baric Court by both parties- — of whether any effects the church burnings might have on commerce may be aggregated for purposes of the Lopez analysis.
. Contrary to the suggestion in Judge Birch’s dissent, the question before us is not whether Congress has the power to proscribe purely intrastate acts of arson. The statute that Judge Birch would condemn as an unconstitutional intrusion on state authority is not a flat proscription on church arson. Rather,
Congress drafted the amended
. The dissent from the panel opinion also cites a number of early Supreme Court cases upholding similar congressional exercises of commerce power. See Ballinger,
. Not all of the statutes the Appellant cites actually focus on the travel rather than on the offense. Title
Other statutes further illustrate the formalistic nature of the Appellant's suggestion that Congress can only proscribe travel in commerce to commit a crime, not the crime itself. Thus, for example,
Similarly, the Supreme Court held in Scarborough v. United States,
. A further consequence of Ballinger's reading "in commerce” out of the statute is that it largely eviscerates the offense of attempt to deface, damage, or destroy religious property. By its express language,
Because Ballinger has effectively removed from
This substantial evisceration of the attempt crime thwarts Congress' effort to reach with
Moreover, reading
This result is so remote that the doctrine of legal impossibility would likely bar the attempt prosecutions anyway. "Legal impossibility,” we have explained, "occurs when the actions which the defendant performs or sets in motion, even if fully carried out as he desires, would not constitute a crime.” United States v. Oviedo,
Dissenting Opinion
dissenting, in which BIRCH and HILL, Circuit Judges, join:
The court holds that
I.
When Congress seeks to rely on interstate travel as a basis for exercising its authority under the Commerce Clause, it knows how to do so. As the panel majority noted, “[t]here are numerous federal statutes which do, explicitly, forbid movement in interstate commerce in order to commit a traditional common-law crime.” United States v. Ballinger,
The court, however, now reads the old interstate travel provision back into the statute, as if the 1996 amendment had never occurred, despite the fact that it is unable to cite a single case that holds that an offense is “in commerce” simply because the offender crossed state lines at some point prior to its commission. In reaching this conclusion, the court makes much of the narrowness of the contrary interpretation urged by the appellant and relies on the principle that, whenever possible, a statute should be read in a way that gives effect to all of its words. Indeed, the court faults the appellant for failing to identify satisfactorily those offenses other than his own that might be considered “in commerce.” Ante, at 1231. I am uncertain what, if any, church arson might be “in commerce.” It is, however, clear to me that a church arson is not “in commerce” simply because the arsonist came from another state at some point prior to the offense. The rule that statutes should be read so as not to render words insignificant is a general principle of statutory interpretation, not an inflexible
II.
I agree fully with the court that the “congressional, power to regulate the channels and instrumentalities of commerce includes the power to prohibit their use for harmful purposes, even if the targeted harm occurs outside the flow of commerce and is purely local in nature.” Ante, at 1226. That congressional power, however, is not implicated by this case. Rather, the court has interpreted
In its opinion, the court cites a number of federal criminal statutes that criminalize interstate travel for illicit purposes, as well as several early Supreme Court cases upholding such statutes. Ante, at 1229 & n. 6. Those statutes, however, are unlike
It may be conceded, for the purpose of the argument, that Congress has no power to punish one who travels in interstate commerce merely because he has the intention of committing an illegal or immoral act at the conclusion of the journey. But this act is not concerned with such instances. It seeks to reach and punish the movement in interstate commerce of women and girls with a view to the accomplishment of the unlawful purposes prohibited.
Id. at 491,
III.
My final quarrel with the majority opinion is that its ultimate holding is obscure. As I have explained, I do not understand the court’s decision to hinge on a determination that Ballinger actually crossed state lines with the intent to burn churches; rather, I take the court to hold that
It is possible, however, that I have misread the court’s opinion. At the outset of the opinion, for example, the court does state that Ballinger “cross[ed] the borders of four states for the purpose of burning churches.” Ante, at 1222. And later on, the court states that Ballinger made “at least six separate border crossings, all for the specific purpose of spreading the evil of church burning through four different states,” and, quoting the panel dissent, that “the immediacy with which he set out to burn churches once he arrived and the absence of any indication that he had other business in Georgia demonstrate that he used the channels for the purpose of committing arson.” Ante, at 1228 (quoting Ballinger,
Does this mean that the court does, in fact, hold that
To reiterate, I do not think this shortcoming really matters to the court’s holding, as I understand the holding to be that the crime is the church arson and that the prior border crossing is a sufficient jurisdictional hook whether intent was present during that interstate travel or not. Indeed, the very fact that the court has rendered this point a nonissue underscores the difference between federal statutes that criminalize, interstate travel for an illicit purpose and the statute we address here. If
My confusion as to the holding of this case can be summarized in a few short
IV.
Because
. The court itself quotes cases stating that every word should be given effect "if possible” or "wherever possible” or that the Supreme Court was "reluctant to treat statutory terms as surplusage.” Ante, at 1237.
. In note 7 of the opinion, the court contends that
Whoever takes or attempts to take from the person or presence of another by force or violence or by intimidation any material or compound containing any ¡quantity of a controlled substance belonging to or in the care, custody, control, or possession of a person registered with the Drug Enforcement Administration under section 302 of the Controlled Substances Act (21 U.S.C. 822) shall ... be fined under this title or imprisoned not more than twenty years, or both, if (1) the replacement cost of the material or compound to the registrant was not less than $500, (2) the person who engaged in such taking or attempted such taking traveled in interstate or foreign commerce or used any facility in interstate or foreign commerce to facilitate such taking or attempt, or (3) another person was killed or suffered significant bodily injury as a result of such taking or attempt.
This statute is valid, however, not because of the interstate travel provision, but rather because it "form[s] an essential part of a larger regulation of economic activity, namely the manufacture, distribution and possession of controlled substances, in which the overall regulatory scheme could be undercut unless the intrastate activity were regulated.” United States v. Workman,
Similarly, the other two statutes discussed in note 7 of the court's opinion,
. On appeal, Ballinger does not specifically argue that his conviction should be vacated on this ground. This is understandable. In the part of its opinion holding that the charged offenses "occurred in interstate commerce,” the district court stated the following:
[D]efendant traveled through Indiana, Kentucky, and Tennessee on his way to Georgia and then back through Kentucky thereafter. Defendant utilized interstate highways, gas stations, hotels, and supplies and made various purchases in interstate commerce to prepare for and accomplish a multi-state arson campaign that ultimately targeted eleven churches in four different states. Although defendant's crimes in Indiana, Kentucky, and Tennessee are not presently before this court, the stipulated factual basis illustrates that these transactionally-related offenses constitute part of a larger campaign which may be fairly characterized as an "offense ... in or affect[ing] interstate or foreign commerce.”18 U.S.C. § 247(b) . This court is satisfied that on these grounds alone, defendant’s§ 247 prosecution is constitutionally permissible.
The district court did not rest its determination that the offenses occurred "in corn-merce” on any .determination that Ballinger actually entered Georgia with the intent of burning churches. Rather, the district court held that the border crossing by itself placed the subsequent offense "in commerce” without regard to intent. If the majority's interpretation of
Dissenting Opinion
dissenting, in which HILL, Circuit Judge, joins:
As to the majority opinion, I respectfully dissent. I fully concur in Judge Hill’s and Judge Tjoflat’s dissents and add my following thoughts as well.
At its core, this case devolves into a simple, yet nuanced, question: does the Commerce Clause grant the United States Congress the power to proscribe the common law crime of arson by attaching the jurisdictional qualifier “in or affects interstate commerce” to the anti-church-burning statute,
It is axiomatic that the “Constitution creates a Federal Government of enumerated powers.” Lopez,
Realizing that the constitutional design mandated adherence to federalist principles, federalism has informed jurisprudential analysis in a number , of areas. For example, federalism and respect for State sovereignty has led the Supreme Court to caution against granting federal injunctions to enjoin pending State court proceedings. See Younger v. Harris,
It is against this backdrop of federalism that the Commerce Clause is most appropriately interpreted when a federal statute purports to • regulate an area in which State law traditionally occupied the field. The Constitution grants Congress the power to “regulate Commerce with foreign Nations, and among the several States — ”
Admittedly, however, some federal regulation in areas traditionally reserved to the States is required. Realizing that certain acts which are wholly intrastate in character may affect interstate commerce, and thereby frustrate Congress’s express power to regulate interstate commerce, the Supreme Court has permitted federal regulation of such activity where it substantially affects interstate commerce in the aggregate. See Wickard v. Filburn,
II. The Commerce Power and
Against this background of federalism and the boundaries it establishes for congressional activity in areas typically relegated to State law, the core issues in this case come into focus. As Judge Hill’s dissent notes,
First, this regulation impermissibly intrudes into areas traditionally reserved to the States. “States possess primary authority for defining and enforcing the criminal law.”
Second, assuming arguendo that
III. Conclusion
While the burning of a church, “is offensive to the moral sense, ... that fact must not close the eye to the question whether the power to punish therefor is delegated to Congress or is reserved to the State.” Keller,
. As Judge Hill notes,
. Reading the cases in which federal regulations of intrastate activity have been upheld under the Commerce Clause, this limitation could be refined even further to require that the federal regulation promote the national economy, rather than simply affect it. See United States v. Wrightwood Dairy Co.,
. Importantly, it should be noted that Congress is not barred from enacting criminal laws pursuant to its express powers. See Lopez,
. State criminal statutes would have outlawed Ballinger's conduct in each of the States in which he committed church arson. See
. In this way, the majority's insistence that the statute constitutionally prevents channels of interstate commerce from being used to accomplish injurious or harmful ends is misplaced. While Ballinger used interstate highways to travel to the States in which he burned churches, his crimes affected fixed real property and local citizens. Accordingly, the channels of interstate commerce were rendered no less conducive to the facilitation of commerce simply because Ballinger used them prior to the commission of his crimes. If Congress’s commerce power were allowed to stretch so far, Congress could proscribe common law murder, an act which also has localized affects and sparks local outrage, if the perpetrator used a highway to arrive at the scene of the crime. As the Supreme Court has noted, Congress lacks the power to proscribe common law murder. See Cohens v. Virginia,
. As Judge Hill's dissent notes, the majority relies heavily upon this jurisdictional qualifier to uphold the constitutionality of
Dissenting Opinion
dissenting, in which BIRCH, Circuit Judge, joins:
Under the authority of the Commerce Clause, Congress may regulate the channels and instrumentalities of interstate commerce, as well as certain activities affecting commerce. United States v. Lopez,
Congress authority to regulate intrastate activities was not always recognized by the Supreme Court. United States v. E.C. Knight Co.,
The effect on interstate commerce of such an intrastate activity, however, must be substantial in order for the commerce power to reach it. Id. See also United States v. Robertson,
Furthermore, such regulation of intrastate activities has always been limited to economic activities. In United States v. Morrison,
Thus far in our Nation’s history our cases have upheld Commerce Clause regulation of intrastate activity only where that activity is economic in nature .... A review of Commerce Clause case law demonstrates that in those cases where we have sustained federal regulation of intrastate activity based upon the activity’s substantial effects on interstate commerce, the activity in question has been some sort of economic endeavor.
(emphasis added) (citing Lopez,
To hold otherwise, the Court has observed, would “convert congressional authority under the Commerce Clause to a general police power of the sort retained by the States.” Lopez,
The Constitution requires a distinction between what is truly national and what is truly local. In recognizing this fact we preserve one of the few principles that has been consistent since the [Commerce] Clause was adopted. The regulation and punishment of intrastate violence that is not directed at the in-strumentalities, channels, or goods involved in interstate commerce has always been the province of the States. Indeed, we can think of no better example of the police power, which the Founders denied the National government and reposed in the States, than the suppression of violent crime and vindication of its victims.
Morrison,
Congress has, nonetheless, frequently sought to exercise such a general police power. Lacking authority to punish the crime itself, Congress used its power to keep the channels and the instrumentalities of interstate commerce safe to prohibit travel in interstate commerce to commit the crime.
In Lopez, the Court reviewed a congressional prohibition on possession of a firearm in a school zone. The Court held that because the knowing possession of a firearm in a school zone does not substantially affect interstate commerce, the Congress exceeded its authority under the Commerce Clause in making it a federal crime. Id. at 551,
Similarly, in Morrison, the Court examined Congress’ attempt to provide a federal remedy for domestic violence. The Court first noted that domestic violence is not an economic activity.
In Jones v. United States,
“[g]iven the concerns brought to the fore in Lopez, it is appropriate to avoid the constitutional question that would arise were we to read§ 844(i) to render the ‘traditionally local criminal conduct’ in which petitioner Jones engaged ‘a matter for federal enforcement.’ ” ...Section 844 is not soundly read to make virtually every arson in the country a federal offense.
Id. at 858,
The en banc court’s analysis of
I find nothing to support this interpretation of
Nor can the recitation of “in or affecting” create federal jurisdiction where none is constitutionally permitted. Merely because Congress chooses to prohibit the church arson that is “in” interstate commerce does not mean that there is such a crime.
I do agree, however, with the en banc court’s conclusion that Congress intended to invoke its full power under the Commerce Clause in prohibiting church arson. In attempting to regulate a purely local activity, such as Wickard’s wheat or church arson, Congress reaches the outer limits of its commerce power and invokes its full authority not because it may, but because it must. “In or affecting,” however, is not a shibboleth that, having been correctly pronounced, opens the door to federal prosecution. As Lopez, Morrison, and Jones have made clear, no jurisdictional hook, nor any mantric invocation by Congress of its “fullest authority under the Commerce Clause” can establish federal
Thus, I do not agree with the conclusion of the en banc court that
Furthermore, interpreting “in or affects” to permit Congress to make the local non-economic activity of church burning a federal crime merely because the arsonist crosses state lines to commit the crime, permits too much. I cannot think of any local activity that Congress could not regulate, nor any crime that Congress could not federalize under such an expansive interpretation of the commerce power. Cf. Morrison,
The underlying principles of federalism require that the reach of the commerce power over intrastate activities be limited to those economic activities that are in or, if purely local, substantially affect interstate commerce. Without enforcing the limits imposed by the Constitution, according to the Court in Morrison, “the concern that we expressed in Lopez that Congress might use the Commerce Clause to completely obliterate the Constitution’s distinction between national and local authority seems well founded.” Id. at 615,
The view that the distinction between the national and the truly local must be maintained is not a unanimous one in either the Congress or the Court.
Ballinger is an evil doer and the evil that he has done is reprehensible. Because he has done these evil things, he is locked up and he should remain so. But to keep him there, I fear that today we step over the historical line so carefully drawn by the Court.
. There are numerous federal statutes which do, explicitly, criminalize travel in interstate commerce in order to commit a traditional common-law crime. See, e.g.,
. The Court approved sub silentio a different provision of the Violence Against Women Act when it noted that Section 40221(a) of the Act, which prohibits travel to commit spousal abuse, has been uniformly upheld by the Courts of Appeals as an appropriate exercise of Congress’ Commerce Clause authority to protect the use of the channels of interstate commerce.
. In construing the statute not to reach the arson of a purely private residence, the court avoided Jones' constitutional claim that crimi
. Recently a panel of this court approached yet another congressional attempt to federalize a state crime — intrastate possession of child pornography — in exactly this way, holding that it too exceeded Congress' authority because the connection between the intrastate possession of pornography and interstate commerce was too attenuated to justify federal jurisdiction. United States v. Maxwell,
. Since the majority clearly requires such travel or the use of the instrumentalities for federal jurisdiction to attach, the statute will not apply to the purely local arsonist who burns the church down the street, as Congress clearly intended by its 1996 amendment deleting the travel requirement.
. Similarly, ''[s]imply because Congress may conclude that a particular activity substantially affects interstate commerce does not necessarily make it so.” Lopez,
. In the vacated opinion in this case, the panel held that Ballinger's crimes did not substantially affect interstate commerce.
. The Court observed in Morrison, in response to the dissent, that "[ujnder our written Constitution, however, the limitation of congressional authority is not solely a matter of legislative grace.”
. Of course, the Congress may prohibit travel to commit the offense of church burning as it has done in the other statutes mentioned above in n. 1. Then, however, the offense prohibited is the travel.
.Or, for that matter, in the Executive. President Theodore Roosevelt once remarked that "little permanent good can be done by any party which ... fails to regard the State, like the county or the municipality, as merely a convenient unit for local self-government.” Theodore Roosevelt, An Autobiography 351 (Charles Scribner's Sons 1924) (1913).