Lead Opinion
James Stafford appeals the district court’s imposition of two consecutive four-year sentences under 18 U.S.C. §§ 1510 (obstruction of criminal investigations) and 1952 (interstate travel in aid of racketeering enterprises). Stafford contends that Congress did not intend to punish his conduct under both statutes and that the district court therefore should have vacated one of the sentences. We affirm.
BACKGROUND
Stafford pled guilty to Counts 21 and 22 of the indictment. Count 22 charged that he violated 18 U.S.C. § 1510 by “willfully endeavoring] by means of bribery” to prevent a witness in Louisiana from informing the FBI of certain federal criminal offenses. Count 21 charged that Stafford violated 18 U.S.C. § 1952 (“Travel Act”) by (1) traveling from California to Louisiana with the intent to commit an unlawful activity, namely the offense charged in Count 22; and (2) actually committing that offense.
The district court sentenced Stafford to four years confinement on each count, with the sentences to run consecutively. Stafford moved the court pursuant to Fed.R. Crim.P. 35(a) to vacate either one of the two sentences on the ground that Congress did not intend to punish his conduct twice. The court denied his motion. Stafford timely appeals from that final order. We have jurisdiction under 28 U.S.C. § 1291.
ANALYSIS
The legality of the sentence imposed by the district court is a question of law that this court reviews de novo. United States v. Fowler,
1. THE BLOCKBURGER ANALYSIS
The Blockburger test looks to whether each offense
requires proof of a different element____ [W]here the same act or transaction constitutes a violation of two distinct statutory provisions, the test to be applied to determine whether there are two offenses or only one is whether each provision requires proof of an additional fact which the other does not.
Blockburger,
The first step under Blockburger is to identify the elements of the offenses at issue. The obstruction of a criminal investigation statute provides:
(a) Whoever willfully endeavors by means of bribery to obstruct, delay, or prevent the communication of information relating to a violation of any criminal statute of the United States by any person to a criminal investigator shall be fined not more than $5,000, or imprisoned not more than five years, or both.
18 U.S.C. § 1510(a). The Travel Act provides:
(a) Whoever travels in interstatе or foreign commerce or uses any facility in interstate or foreign commerce, including the mail, with intent to—
(1) distribute the proceeds of any unlawful activity; or
(2) commit any crime of violence to further any unlawful activity; or
(3) otherwise promote, manage, establish, carry on, or facilitate the promotion, management, establishment, or carrying on, of any unlawful activity,
and thereafter performs or attempts to perform any of the acts specified in sub-paragraphs (1), (2), and (3), shall be fined not more than $10,000 or imprisoned for not more than five years, or both.
(b) As used in this section “unlawful activity” means ... extortion, bribery, or arson in violation of the laws of the State in which committed or of the United States.
18 U.S.C. § 1952. Thus, the elements of a Travel Act offense are: “(1) interstate commerce or use of an interstate facility (2) with intent to promote an unlawful activity and (3) a subsequent overt act in furtherance of that unlawful activity.” United States v. Tavelman,
It is no answer to Stafford’s argument that the requisite “unlawful activity” for a Travel Act offensе could include activity other than the commission of a section 1510 offense. (The Travel Act defines “unlawful activity” to include, among other things, “extortion, bribery, or arson” in violation of state or federal law. 18 U.S.C. § 1952(b).) The Supreme Court in Whalen v. United States,
We agree with the Fourth and Sixth Circuits that the Travel Act and its predicate offense will ordinarily constitute separate offenses for purposes of the Blockburger test. See United States v. Teplin,
Stafford claims, however, that this logic does not automatically apply to section 1510. Stafford argues that any subsequent overt act to further the activity prohibited by section 1510 is itself sufficient to
The unambiguous language of section 1510, however, refutes Stafford’s contention. Section 1510 prohibits “willfully endeavoring] by means of bribery to obstruct, delay, or prevent” communication of information to a criminal investigator. 18 U.S.C. § 1510(a). The statute does not prohibit “endeavors to bribe,” but rather “endeavors to obstruct communication” through the use of bribery. The only defensible interpretation of the statute is that “by means of bribery” restricts the form of the punishable endeavor to obstruct сommunication.
Judge Pregerson argues in dissent that the legislative history of former section 1510
any effort or essay to accomplish the evil purpose that this act is designed to present ... Thus, where a person’s acts have not progressed far enough to amount to an attempt, under the act such acts would comе within the scope of the word “endeavor” and then be subject to punishment.
H.R.Rep. No. 658, 90th Cong., 1st Sess., reprinted in, 1967 U.S.Code Cong. & Admin.News 1760, 1762. We do not dispute that endeavor should be read broadly and encompass acts that are not sufficient to constitute an attempt. This broad reading of endeavor applies, however, to the “evil purpose” of “obstructpng] the communication of information ... to a criminal investigator.” 18 U.S.C. § 1510(a). The House Report in no way suggests that the statute encompasses “endeavoring to bribe.”
Because section 1510 requires actual bribery, and the Travel Act merely requires an overt act in furtherance of the underlying unlawful activity, proof of a Travel Act offense for performing or attempting to perform a section 1510 offense will not necessarily prove a section 1510 violation. Preparations for the bribe, for example, will suffice as a subsequent facilitating act
II. INTERSTATE TRAVEL ELEMENT
Stafford argues that even if the Travel Act and section 1510 are different offenses under the Blockburger test, they are directed to the same evil — the commission of the underlying unlawful activity — and Congress would not have intended to punish his actions under both statutes.
If Congress merely intended the interstate travel component of the Travel Act to provide a basis for federal jurisdiction, we would have serious doubts about Congress’ intent to punish the defendant both for the underlying offense and for the same conduct under the Travel Act. We do not, however, believe Congress’ intent to be so limited. The Supreme Court, in a decision subsequent to Roselli, found the Travel Act to be “in short, an effort to deny individuals who act for such a criminal purposе access to the channels of commerce.” Erlenbaugh v. United States,
The Pollizi decision recognized the distinct danger posed by each act of travel:
Congress may well have concluded there was a separate social interest in deterring each act of travel in furtherance of an illegal enterprise: each successive trip may increase the success of the illegal activity, and a decision not to make a given trip for fear of additional penal consequences could therefore limit the harm to society § 1952 is intended to prevent.
CONCLUSION
The Travel Act and 18 U.S.C. § 1510 each require proof of an element that the other does not. Because no clear evidence of contrary congressional intent exists, Congress is presumed to have intended to permit separate punishment for each offense. Stafford’s argument that we should adopt the rule of lenity in the absence of clear congressional intent to punish his activity as separate offenses has already been answered: “if anything is to be assumed from the congressional silence on this point, it is that Congress was aware of the Blockburger rule and legislated with it in mind.” Albernaz,
Notes
. A finding that Congress intended separate punishment also precludes any double jeopardy challenge to the sentencing, for " ‘[w]here consecutive sentences are imposed at a single criminal trial, the role of the constitutional guarantee is limited to assuring that the court does not exceed its legislative authorization by imposing multiple punishments for the same offense.'” Albernaz v. United States,
. Stafford argues that he may not be punished at the same trial under both statutes because the Government used the same facts (i.e., his bribery of the informant) to satisfy the elements of both offenses. The proper focus is, however, on whether proof of one of the offenses necessarily proves the other, not on whether the same facts in the particular case prove both offenses. Woodward,
. Although the Court in Whalen did not apply the Blockburger analysis directly, but rather applied a District of Columbia statute governing the conditions under which double punishment could be imposed, see
. We recognize that this court, in finding a RICO violation and its predicate conspiracy to be separate offenses, has previously declined to adopt a similar analysis. See United States v. Solano,
. Support for this interpretation can also be found in the House report on former section 1510, which describes section 1510 as prohibiting "willful attempts, by means of bribery .... to obstruct, delay, or prevent” communications to criminal investigators. 1967 U.S.Code Cong. & Admin.News at 1763. This language apparently restricts “endeavors” to the proscribed means (including bribery) and does not include preparations to employ those means.
Those decisions interpreting the term "endeavor” in 18 U.S.C. § 1503 to include efforts to influence jurors not amounting to an actual offer or payment оf money, see, e.g., Osborn v. United States,
. Former section 1510 prohibited “willfully endeavoring] by means of bribery, misrepresentation, intimidation, or forcе or threats to obstruct, delay, or prevent the communication of information relating to a violation of any criminal statute of the United States by any person to a criminal investigator.” Pub.L. 362 (1967).
. The Supreme Court on several occasions has buttressed its conclusion under the Blockburger analysis by noting that the separate statutes were or were not "directed to separate evils.” See Ball,
. Although Roselli’s interpretation of congressional intent underlying the Travel Act is overly restrictive, its holding that knowledge of the use of interstate facilities is not part of the mens rea component of a Travel Act offense is properly supported by the absence of statutory language requiring such intent, the lack of any congressional purpose that would be furthered by such a requirement, and the absence of unfairness in criminalizing the unknowing use of interstate facilities when the defendant already is knowingly engaging in unlawful activity. Cf. United States v. Napier,
. Stafford cites Prince v. United States,
Dissenting Opinion
dissenting.
I do not join in the majority opinion because I do not agree that proof of a violation of 18 U.S.C. § 1510(a) requires facts separate from those required for proof of a violation of 18 U.S.C. § 1952. Therefore, I believe that appellant Stafford cannot be subject to two consecutive prison sentences.
The majority concludes that section. 1510(a) and section 1952 are separate offenses for purposes of the Blockburger rule because violation of section 1510(a) requires “actual bribery,” Majority Opinion at 1482, while violation of section 1952 requires only movement in interstate commerce with intent to commit bribery and an overt act in furtherance of that intent. See Majority Opinion at 1480.
The majority’s assertion that violation of section 1510(a) requires an actual bribe cannot be sustained in light of the legislative history of that section.
(a) Whosoever willfully endeavors by means of bribery to obstruct, delay, or prevent the communication of information relating to a violation of any criminal statute of the United States by any person to a criminal investigator shall be fined not more than $5,000, or imprisoned for not more than five years, or both.
(Emphasis added.) Regarding the word “endeavors” the House of Rеpresentatives report on the law states:
Here “endeavor” means any effort or essay to accomplish the evil purpose that this act is designed to prevent. The use of the word “endeavor” avoids the technical difficulties which would be involved by the use of the word “attempt.” Thus, where a person’s acts have not progressed far enough to amount to an attempt, under the act such acts would come within the scope of the word “endeavor” and thus be subject to punishment.
H.R.Rep. No. 658, 90th Cong., 1st Sess., reprinted in 1967 U.S.Code Cong. & Admin.News 1760, 1762.
The assertion that violation of section 1510(a) requires an actual bribe is difficult to reconcile with the legislative statement that “ ‘endeavor’ means any effort or essay to accomplish the evil purpose this act is designed to prevent.” The actual bribe requirement can only be reconciled with this statement if bribery is read out of the “evil purpose” to which the House of Representatives report refers. If, as the wording of the statute suggests, the evil purposе is “bribery to obstruct, delay or prevent communication ...,” then any “effort or essay” toward commission of a bribe would be sufficient to constitute a violation of the section.
In addition, the majority’s actual bribe requirement cannot be reconciled with another legislative statement: “The use of the word ‘endeavor’ avoids the technical difficulties involved by the use of the word ‘attempt.’ Thus, where a person’s acts have not progressed far enough to amount to an attempt, under the act such acts would still come within the scope of the word ‘endeavor’____” Id. If an actual bribe is required for a violation of section 1510(a), then, to violate the statute at all, one must commit every overt act usually necessary to “obstruct, delay or prevent communication” by means of “bribery.” Therefore, if an actual bribe is required, there can be no meaningful difference be
The conclusion to be drawn from the legislative history of section 1510(a) is unmistakable. That history indicates that section 1510(a) prohibits endeavors to bribe as well as overt acts of bribery. By committing the overt act with the intent to bribe required for violation of sectiоn 1952, appellant also “endeavor[ed] by means of bribery to obstruct ... communication of information” and thereby violated section 1510(a). Because establishing a violation of 1510(a) does not require proof of any fact not required for proof of a violation of section 1952, under Blockburger, appellant cannot be subject to two consecutive sentences.
. The majority contends that is is not necessary to look to the legislative history to discern the meaning of section 1510. However, our goal in construing any statute "is to ascertain congressional intent and give effect to the legislative will.” Philbrook v. Glodgett,
