Lead Opinion
Defendant James Easter appeals his conviction and sentence following a jury verdict on various conspiracy and substantive charges relating to distribution and possession of cocaine base. We have jurisdiction under 28 U.S.C. § 1291 and 18 U.S.C. § 3742(a)(1).
This prosecution originates from Defendant’s arrest by Drug Enforcement Administration (DEA) officials outside an Oklahoma City, Oklahoma hotel room. Prior to Defendant’s arrival at the hotel room, Fen-etrius Alexander had been arrested for possession of approximately one kilogram of cocaine base at the Los Angeles International Airport. Alexander then agreed to cooperate with DEA agents and made a controlled delivery of the cocaine base to Defendant, her contact in Oklahoma City.
Alexander was accompanied to the hotel room in Oklahoma City by DEA agents, and the room was placed under video, audio, and personal surveillance. Alexander then contacted Defendant and arranged to have him meet her at the room. Defendant arrived at the designated hotel room where he received the cocaine base from Alexander. When he left the room, he was immediately arrested by DEA agents.
Defendant agreed to cooperate with law enforcement officials, and he contacted Roderick Piggee, later identified as the source of the cocaine base. Piggee directed Defendant to deliver nine ounces of the cocaine base to Lamonte Kirksey. Defendant then contacted Kirksey who appeared at the same monitored hotel room, received his share of the cocaine base, and was promptly arrested. Piggee was later arrested at Will Rogers World Airport in Oklahoma City.
Piggee entered a plea of guilty and is currently appealing his conviction and sentence. Kirksey signed a plea agreement with the government and testified at trial against Defendant. Alexander was convicted in California for her participation in the offense and also testified at Defendant’s trial.
Defendant was charged in a four count indictment. Count 1 charged Defendant with conspiracy to possess with intent to distribute and conspiracy to distribute cocaine base. 21 U.S.C. § 846. Count 2 charged Defendant with unlawful travel in interstate commerce with intent to promote illegal activity. 18 U.S.C. §§ 1952(a)(3) and (2). Count 3 charged Defendant with use of the telephones to facilitate a conspiracy. 21 U.S.C. § 843(b). Count 4 charged Defendant with unlawful possession with intent to distribute approximately one kilogram of cocaine base. Id. § 841(a)(1); 18 U.S.C. § 2.
Following a jury trial, Defendant was convicted on all four counts. On appeal, Defendant raises the following issues: (1) the district court erred in denying his motions for an evidentiary hearing and new trial based on juror bias; (2) the admission of prior acts evidence under Fed.R.Evid. 404(b) was improper; (3) his sentence violates the Eighth Amendment; (4) 21 U.S.C. § 841(b)(1) and U.S.S.G. § 2D1.1 are void for vagueness; and (5) 21 U.S.C. § 841(b)(1) and U.S.S.G. § 2D1.1 violate equal protection principles.
I.
Defendant’s claim of juror bias is based on his allegation that after the jury returned its verdict, his sister recognized one of the jurors as a school bus driver who had driven Defendant to and from junior high school, at a time in his life when Defendant admits to being “unruly.” Defendant claims he then, for the first time, recognized the juror and made a motion for an evidentiary hearing in order to interview or question the particular juror about potential bias toward Defendant based on the alleged prior contact. Defendant also moved for a new trial under
A.
We first address Defendant’s claim that the district court erred in denying his motion for an evidentiary hearing based on the allegation of juror bias. When confronted with a claim of juror bias, the trial court has wide discretion in deciding how to proceed. United States v. Bradshaw,
In its order denying Defendant’s motion for an evidentiary hearing, the district court found that Defendant’s allegations were insufficient to warrant a full investigation into the juror’s alleged bias. The court found the record devoid of any indications that the juror knew or even recognized Defendant, and further noted that the juror never gave any indication that he was unable or unwilling to remain impartial despite the court’s numerous inquiries into the jury’s ability to remain fair and impartial. Absent evidence to the contrary, we presume that jurors remain true to their oath and conscientiously observe the instructions and admonitions of the court. United States v. Greschner,
In Cattle King Packing Co., we affirmed the trial court’s refusal to conduct an evidentiary hearing based on possible jury misconduct despite a post-conviction letter from a juror to defense counsel stating that she had not based her verdict on the testimony of key witnesses in the case.
B.
Defendant also contends that the district court erred in denying his motion for a new trial based on the same allegation of juror bias. We disagree.
A new trial based on juror misconduct is appropriate only where there is either a showing of actual bias or circumstances “compel an imputation of inherent bias to the juror as a matter of law.” Bradshaw,
II.
Defendant also challenges the district court’s denial of his motion for a mistrial based on the admission of prior acts
? the government’s case in chief, the district court, over Defendant’s objection, admitted evidence of Defendant’s prior dealings in cocaine base with cocon-spirator Alexander dating back to the Spring of 1990. Initially, the district court allowed the evidence as “part of the conspiracy within the time frame;” however, after the noon recess, Defendant renewed his objection stating that the evidence was “arguably 404(b) material,” and he motioned for a mistrial. After hearing from the government that the evidence was proper 404(b) evidence and that there was no prejudice, the court denied Defendant’s motion. After a careful review of the record, we find that the evidence is clearly admissable under Fed.R.Evid. 404(b).
The admissability of 404(b) evidence is guided by the Supreme Court’s decision in Huddleston v. United States,
The prior acts evidence in the instant case satisfies the Huddleston test.
Furthermore, the highly probative value of the evidence was not substantially outweighed by its potential for unfair prejudice. While the district court did not expressly rule on the probative versus prejudicial value of the evidence, it did so implicitly by denying Defendant’s motion for mistrial after hearing the government’s statement concerning prejudice. See United States v. Fingado,
III.
Defendant next contends that his sentence violates the Eighth Amendment. The essence of Defendant’s claim, as we understand it, is twofold. First, Defendant argues that he rendered substantial assistance to the government in the arrest of a coconspirator, and the court should have been permitted to take judicial notice of his substantial assistance when imposing his sentence. Second, Defendant argues that the disproportionality of his sentence as compared to the sentences received by his coconspirators, constitutes cruel and unusual punishment. We find Defendant’s arguments without merit.
A.
Upon his arrest, Defendant agreed to assist the government and did so by persuading Kirksey to come to the hotel for a cocaine deal while federal agents monitored the room. Kirksey was thereupon arrested. By the time of Defendant’s trial, all other coconspirators, including Kirksey, had been convicted of lesser offenses, or had pled guilty to lesser offenses, and Kirksey and Alexander testified against Defendant. Defendant was the only cocon-spirator to request a jury trial. Defendant’s guideline sentence was 235 months, and he claims that the longest sentence of any of his coconspirators was five years.
Defendant’s argument that the court should be permitted to depart downward under § 5K1.1 without a motion from the government fails in light of our holding in United States v. Horn,
Defendant’s argument also suggests that he seeks to challenge the government’s motives for failing to move for a § 5K1.1 reduction. While a court may not reduce a guidelines sentence under § 5K1.1 absent a government motion, Horn,
Nevertheless, Defendant did not raise this argument in the district court. While we have reviewed sentencing errors that were not raised in the district court under a plain error standard, United
B.
In regard to Defendant’s second argument, the Eighth Amendment requires that a sentence not be grossly disproportionate to the crime. Solem v. Helm,
Defendant has not alleged that his sentence is grossly disproportionate to his crimes. This is the critical factor in assessing, whether a sentence is so disproportionate as to constitute cruel and unusual punishment. See Harmelin, — U.S. at —,
Defendant argues for the first time on appeal that 21 U.S.C. § 841(b)(1) and U.S.S.G. § 2D1.1 are unconstitutionally vague and therefore void for failing to define the term “cocaine base.” Because Defendant failed to raise this issue below we review only for plain error. To constitute plain error, the deficiency must be obvious and substantial and affect the fundamental fairness, reputation, or integrity of the trial. United States v. Jefferson,
In the Anti-Drug Abuse Act of 1986, Congress amended 21 U.S.C. § 841(b)(1) to provide for enhanced penalties for narcotic offenses that involve specified amounts of controlled substances. See P.L. 99-570, § 1002(2), 100 Stat. 3207 (1986). As a result, § 841(b)(1) and the corresponding Sentencing Guideline, U.S.S.G. § 2D1.1, impose a substantially greater penalty for offenses involving cocaine base than for offenses involving “cocaine, its salts, optical and geometric isomers, and salts of isomers.” 21 U.S.C. § 841(b)(1).
A penal statute is void for vagueness if it: (1) fails to “define the criminal offense with sufficient definitiveness [so] that ordinary people can understand what conduct is prohibited,”. Kolender v. Lawson,
The statute and sentencing guideline, as Defendant does not dispute, make it clear that trafficking in cocaine, no matter what the form, will result in punishment. Van Hawkins,
Defendant also alleges that the statute and guideline are void for vagueness because Congress’ failure to define cocaine base has led to arbitrary enforcement of the enhanced penalty provisions. Defendant specifically claims that because the statute and sentencing guideline fail to give the government sufficient guidance to determine whether a substance is cocaine base versus cocaine hydrochloride, the substance he possessed was arbitrarily classified as cocaine base.
In all cases involving statutory construction “our starting point must be the language employed by Congress.” American Tobacco Co. v. Patterson,
A “base” is defined as “a compound (a lime, a caustic alkali, or an alkaloid) capable of reacting with an acid to form a salt ...” Webster’s Third New International Dictionary, 180 (3rd ed. 1981) (emphasis added). Accordingly, the plain language of the statute indicates that cocaine base is the alkaloid form of cocaine which is capable of reacting with an acid to form a salt. We recognized as much in Turner, stating that “cocaine base is the precipitate formed by removing an acid (e.g. hydrochloric acid) from a salt form (e.g. cocaine hydrochloride), leaving only the basic cocaine.”
In the present case, a DEA chemist testified that the substance in Defendant’s possession was cocaine base. According to that expert witness, the “wet gooey cream color substance” found in Defendant’s possession was a common form of crack or cocaine base and could be sold as is or dried out and cleaned up. Defendant presented no evidence to refute the expert’s conclusion. This testimony makes it clear that the substance in Defendant's possession was not arbitrarily classified as cocaine base.
V.
Finally, Defendant asserts for the first time on appeal that the enhanced penalty scheme for offenses involving cocaine base, provided for by 21 U.S.C. § 841(b)(1)
Defendant concedes that § 841(b)(1) and U.S.S.G. § 2D1.1 are neutral on their face but argues that the statute and guideline have a disproportionate impact on blacks.
AFFIRMED.
Notes
. Federal Rule of Evidence 404(b) provides: Evidence of other crimes, wrongs, or acts is not admissible to prove the character of a person in order to show action in conformity therewith. It may, however, be admissible for other purposes, such as proof of motive, opportunity, intent, preparation, plan, knowledge, identity, or absence of mistake or accident.
. In United States v. Kendall,
. The final requirement of Huddleston does not apply in this case inasmuch as Defendant failed to request a jury instruction limiting the use of the prior acts evidence.
. Defendant fails to cite any factual basis in the record for his contention that the longest sentence received by a coconspirator was five years. Further, we have reviewed the trial transcript and are unable to find any mention of the sentences received by Defendant’s coconspira-tors. Although we may decline to entertain Defendant’s argument due to this absence in the record, see United States v. Jordan,
. Contrary to the dissent's suggestion that we are randomly "picking and choosing" among which of Defendant’s claims to address on the merits, our decision to forego addressing the merits of Defendant’s improper motive claim is based on our interpretation of the applicable law. Defendant's improper motive claim is significantly different from his other claims — the merits of which we do address despite Defendant’s failure to raise them below — in that Defendant’s improper motive claim is fact-depen-dant and we have no record to review in this regard. Challenges made for the first time on appeal do not automatically merit plain error review simply because they raise constitutional issues. See United States v. Dewitt,
. Section 841(b)(1), for example, mandates the same sentence for offenses involving 50 grams of cocaine base as it does for offenses involving 5000 grams (5 kilograms) of cocaine. Id. § 841(b)(1)(A). The Sentencing Commission has incorporated the same sentencing scheme into the guidelines, equating 1 gram of cocaine base to 100 grams of cocaine. See U.S.S.G. § 2D1.1(c)(3).
. While the legislative history of 21 U.S.C. § 841(b)(1) indicates that Congress amended the statute due to its concern over the increasing abuse of crack cocaine, see United States v. Buckner,
. Defendant relies on vague statistics cited in a recent Minnesota Supreme Court case that, in 1988, 96.6% of those arrested in Minnesota for possession of cocaine base were black, and 79.6% of those arrested for possession of cocaine powder were white. See State v. Russell,
Concurrence Opinion
concurring and dissenting.
While I otherwise join the majority opinion in this case, I am unable to concur in Part IIIA. Easter contends that the government improperly withheld a motion to reduce his sentence under section 5K1.1 in retaliation for the exercise of his constitutional right to a jury trial. While recognizing that Easter’s assertion, if true, would state a claim for relief, the majority nonetheless refuses to consider it, citing United States v. Saucedo,
In my view, this case is distinguishable from Saucedo. The holding upon which the majority relies was addressed only to “[a] factual dispute concerning the applicability of a particular guideline,” id., an issue which does not raise the possibility of the deprivation of a constitutional right. Here to the contrary, Easter alleges that the government withheld a section 5K1.1 motion for a constitutionally impermissible reason, the exercise of his right to a jury trial. As stated in both the majority opinion and in Saucedo, we apply the plain error rule less rigidly when reviewing a potential constitutional error. See
Instead of being controlled by Saucedo, therefore, I believe the instant case falls under our holding in United States v. Cheama,
Similarly, I would remand for a limited hearing on Easter’s claim that the government’s refusal to make a section 5K1.1 reduction was in retaliation for his decision to seek a jury trial. From the facts recited in the majority opinion, it appears that Easter cooperated in much the same way as Alexander, played a role in leading authorities to Piggee, the drug source, and was no more culpable than either Alexander or Kirksey. These facts are enough in my view to raise an inference that the government’s failure to move to reduce Easter’s sentence based on his cooperation was in retaliation for Easter’s decision to go to trial. In addition, the other participants, all of whom pled, allegedly received
I am troubled by the majority’s refusal to address the merits of only one of three issues raised for the first time on appeal, despite conceding that the claim raises a valid constitutional issue. In contrast, the majority elects to consider the two other claims raised for the first time on appeal and rejects them on the merits. Because the majority’s decision to pick and choose among these claims is not supported by the authority upon which it relies, and because other authority supports hearing this claim, I must respectfully dissent.
