Samuel Thamar James appeals his conviction and 262-month sentence for possession with intent to distribute less than five grams of cocaine, in violation of 21 U.S.C. § 841(b)(1)(C). James argues on appeal that the district court’s instruction on reasonable doubt misled the jury and lowered the government’s burden of proof by including a subjective standard of proof. Next, James argues that the district court did not comply with the 21 U.S.C. § 851(b) requirements in sentencing him because the court failed to conduct the required colloquy regarding his prior convictions. James also argues that the district court violated the Sixth Amendment by enhancing his sentence based on prior convictions not proven to a jury beyond a reasonable doubt. Finally, James argues that the written judgment contains a clerical error, listing the incorrect statute of conviction.
I. Facts
In March 2009, Samuel Thamar James was indicted on one count of possession with intent to distribute five grams or more of cocaine base, in violation of 21 U.S.C. § 841(a)(1) and (b)(l)(B)(iii). On July 17, 2009, the government filed an information and notice of prior convictions, pursuant to § 21 U.S.C. 851(a), alleging that James had two prior convictions, one for delivery and possession of cocaine and the other for possession of cocaine with-intent to distribute. James did not contest either of the convictions alleged in the government’s information. A jury found James guilty of the lesser-included offense of possession with the intent to distribute less than five grams of cocaine base.
The facts presented at trial were that on February 9, 2009, while in the process of attempting to stop a car that had an illegal window tint, an officer of the Tampa Police Department observed a black man with medium-length dreadlocks, wearing a black shirt, lean out the driver’s side door and drop a plastic bag containing a white substance in a driveway. After the car came to a permanent stop, the officer identified James as both the driver of the vehicle and the person who dropped the plastic bag, based on his black shirt and dreadlocks. Testing revealed that the plastic bag contained 5.8 grams of cocaine base.
Before trial, Defendant and the government submitted proposed jury instructions to the district court. The government’s instructions included a definition of reasonable doubt identical to this Circuit’s Pattern Jury Instructions.
1
James submitted two possible definitions of reasonable doubt. The first was an excerpt from the Eleventh Circuit Pattern Jury Instruc
Now, the United States has the burden of proof, of proving a defendant guilty beyond a reasonable doubt. And if it fails to do so, you must find that defendant not guilty.
But while the United States’ burden of proof is a strict or heavy burden, it is not necessary that a defendant’s guilt be proved beyond all possible doubt. It is only required that the United States’ prove [sic] — proof exclude any reasonable doubt concerning the defendant’s guilt.
A reasonable doubt is a real doubt based upon reason and common sense after careful and impartial consideration of all the evidence in the case.
Proof beyond a reasonable doubt is proof of such a convincing character that you would be willing to rely and act upon it without hesitation in the most important of your own affairs.
If you are convinced that the defendant has been proved guilty beyond a reasonable doubt, then during your deliberations you should say so. If you are not sufficiently convinced by the evidence, then during your deliberations you should say so.
After the court instructed the jury, the court called counsel to sidebar and asked, “Did I give an instruction that I said I would omit or otherwise err in the instructions?” James’s counsel replied, “No, Your Honor.” James’s counsel later relied upon the phrase “proof of such a convincing character that you would be willing to rely and act upon it without hesitation in the most important of your own affairs,” in closing argument. 2
During deliberations, the jury sent back a note with the question, “If we have, believe [sic], there is a possible doubt, should we return a verdict of guilty?,” and the court responded with a supplemental instruction, reiterating its original reasonable doubt instruction.
3
James objected to
The jury found James guilty of possession with intent to distribute less than five grams of cocaine base, in violation of 21 U.S.C. § 841(b)(1)(C). The written judgment, filed in the case erroneously, indicated that James was convicted of possession with intent to distribute five grams or more of cocaine base, in violation of 21 U.S.C. § 841(b)(l)(B)(iii).
At the sentencing hearing, the judge asked whether James had any objections to the Presentence Investigation Report (“PSI”), and his counsel responded that James did not stipulate to the facts presented as to the instant case but that they had no objections in any other respects to the PSI. The judge then asked Mr. James, “Do you understand that it’s these drug trafficking offenses that are hurting you here today, not the one you got convicted for, and the two — the trial in my court and then the two other convictions you have for selling?,” and Mr. James responded, “Yes.”
II. Reasonable Doubt Instruction
“We review jury instructions
de novo
to determine whether they misstate the law or mislead the jury to the prejudice of the objecting party.”
United States v. Hansen,
Pursuant to the invited-error doctrine, because James not only failed to object to the reasonable doubt instruction in the district court but also submitted the very instruction he now challenges, we need not review his argument on appeal.
Id.
Nonetheless, his argument is without merit because we have repeatedly approved of the definition of reasonable doubt provided in the Eleventh Circuit Pattern Jury Instructions.
See, e.g., Hansen,
Furthermore, James’s challenge to the supplemental instructions provided in response to the jury’s question about “possible doubt” is vague and wholly without merit. The district court’s supplemental instructions were not an abuse of discretion.
III. 21 U.S.C. § 851(b)
James next argues that his sentence must be vacated because the district court failed to follow the proper procedure dictated by 21 U.S.C. § 851(b). Appellant argues that strict compliance with the mandatory language of § 851(a) and (b) is required by our circuit precedent. James acknowledges that this Court does not automatically reverse a district court for failure to conduct the § 851(b) colloquy, but argues that despite the holding of
United States v. Weaver,
“[F]or the court to exercise jurisdiction to impose an enhanced sentence based on prior convictions ... the government must comply with the procedural requirements of Title 21 U.S.C. § 851.”
United States v. Cespedes,
the [district] court shall after conviction but before pronouncement of sentence inquire of the person with respect to whom the information was filed whether he affirms or denies that he has been previously convicted as alleged in the information, and shall inform him that any challenge to a prior conviction which is not made before sentence is imposed may not thereafter be raised to attack the sentence.
Id. § 851(b). If the defendant denies any allegation contained in the information or claims that any conviction alleged is invalid, he must file a written response to the information. Id. § 851(c)(1). The district court then must “hold a hearing to determine any issues raised by the response which would except the person from increased punishment.” Id. If the defendant does not respond to the information, the court will proceed to sentencing. Id. § 851(d)(1). Finally, under § 851(e): “No person who stands convicted of an offense under this part may challenge the validity of any prior conviction alleged under this section which occurred more than five years before the date of the information alleging such prior conviction.”
In
United States v. Weaver,
The
Weaver
Court first stated that “[t]his circuit has insisted upon
strict compliance
with the mandatory language of the procedural requirements of section 851(a) and (b).”
Id.
at 1481 (emphasis added) (citing
United States v. Noland,
Within that same paragraph,
Weaver
stated that the doctrine of harmless error does not apply to failures to comply with the requirements of § 851.
Id.
(“Significantly, ‘[t]he doctrine of harmless error does not apply’ with respect to failures to follow the statutory scheme of § 851.” (quoting
United States v. Olson,
After concluding that the district court had complied with the strict compliance standard of § 851(a), the Weaker Court moved to the § 851(b) challenge, the most relevant part of Weaver for the instant case. Sikes argued that his sentence was improper because the district court failed to inquire whether he affirmed or denied the prior drug conviction alleged in the information filed by the government, as required by § 851(b). Id. at 1481-82. The sentencing transcript revealed that “the district court did not specifically ask Sikes whether he had been previously convicted,” but that this omission was “understandable when considered in context.” Id. at 1482. The Court outlined a series of instances in which Sikes and his counsel implicitly affirmed the prior conviction: Sikes’ counsel admitted that Sikes had a prior drug conviction during opening statement; when the court reviewed the PSI during the sentencing proceeding, which discussed both the prior arrests and the prior convictions alleged in the government’s information, Sikes’ counsel stated that the “court should not take into consideration anything other than convictions”; during the sentencing proceeding, Sikes’ counsel argued that the prior arrests should be stricken and that the PSI should state only “the number of convictions”; and the court discussed doubling Sikes’ sentence as a result of a conviction that occurred while Sikes was out on bond and his counsel did not object. Id. The Weaver court ultimately concluded that “[n]ot only did Sikes fail to object to the prior convictions contained in the PSI, but, by implication, he agreed that the prior convictions stated in the PSI were correct. Thus, far from challenging the prior convictions, Sikes’ counsel all but affirmed Sikes’ previous drug convictions.” Id.
Additionally, because Sikes’ prior convictions were more than five years old, any challenge to their validity was barred by § 851(e).
Id.
The Court explained that “[a] trial court is not required ‘to adhere to
We believe that Weaver has two separate and independent holdings. Weaver first held that where § 851(a) is complied with and a defendant is properly apprised of the underlying convictions considered to enhance his sentence, substantial compliance with § 851(b) is sufficient. Second, Weaver held that where § 851(e) bars any challenge to the validity of a conviction, a trial court is not required to conduct the § 851(b) colloquy.
While it is true that this Circuit’s precedent had indicated that substantial compliance with § 851(b) might be insufficient, that precedent did not preclude
Weaver’s
holding that substantial compliance with § 851(b) is in fact sufficient, or that use of the harmless error standard in relation to such challenges is appropriate. The cases which indicated that substantial compliance with § 851(b) might not be suffi
cient
— United
States v. Garcia,
In an opinion issued just two years after
Weaver,
the Fifth Circuit, which issued both the
Garcia
and
Cevallos
opinions, made clear that the statements regarding substantial compliance with § 851(b) in each of those two opinions were dicta.
See United States v. Garcia,
While § 851(e) would not bar a challenge to either of the prior convictions alleged in the information in this case, we find that Garcia’s conduct has the same effect as the § 851(e) bar in Nanez. Garcia’s failure to comply with the procedures of § 851(c), when coupled with the absence of any suggestion by Garcia (to this court or the district court) that the judge’s omission precluded him from presenting a specific challenge to one or both of the prior convictions, renders harmless the judge’s failure to comply with the warning component of § 851(b).
Id. at 278.
In addition to the fact that the statements regarding substantial compliance were dicta, both
Cevallos
and the 1976
Garcia
decision occurred prior to the enactment of the Sentencing Guidelines, and, thus, the defendants did not have PSIs specifically identifying their prior offenses. Now, following the enactment of the Sentencing Guidelines, a PSI is prepared for each defendant, which is reviewed both prior to and during the sentencing proceeding. Although we have not specifically stated that the advent of PSIs alone impacts what is required of a court under § 851(b), we have recognized the role of the PSI in making clear to a defendant what, if any, prior convictions have been attributed to him.
See Weaver,
In the years since
Weaver
was published in 1990, we have published opinions following the second of the two separate and independent
Weaver
holdings mentioned above — i.e., that a trial court’s failure to conduct the § 851(b) colloquy is not reversible where § 851(e) bars any challenge to the conviction.
See, e.g., United States v. Williams,
Although we have not published an opinion following the other
Weaver
holding — i.e., that substantial compliance with § 851(b) is sufficient where § 851(a) is fully complied with and a defendant is timely apprised of the underlying convictions to be considered to enhance his sentence — we do so today. This holding is not only sufficiently clear in
Weaver
itself, but a
James has never claimed that his prior convictions listed in the information and PSI are in any way invalid, nor has he ever disputed that the two convictions cited by the government are in fact his. James did not file a written response under § 851(c) contesting the United States’ properly filed information. 5 After conviction, James did not object to the PSI’s description of his prior convictions or to the enhancement of his sentence based on those prior convictions. At the sentencing hearing, the district court asked James, “Do you understand that it’s these drug trafficking offenses that are hurting you here today, not the one you got convicted for, and the two — the trial in my court and then the two other convictions you have for selling?,” referring to the prior convictions listed in the PSI. James replied, “Yes.”
TV. Prior Convictions Were Properly Considered for Sentence Enhancement Purposes
Binding precedent forecloses James’s argument that the district court erred by enhancing his statutory maximum based on prior convictions not proven to a jury beyond a reasonable doubt.
Almendarez-Torres v. United States,
The district court followed binding precedent and did not err in enhancing James’s sentence based on his prior convictions.
V. Clerical Error
We may remand with instructions to correct a clerical error in the judgment.
United States v. Massey,
Because the written judgment incorrectly states that James was convicted under § 841(b)(l)(B)(iii), rather than § 841(b)(1)(C), we remand for the limited purpose of correcting the clerical error.
Upon a thorough review of the entire record on appeal, and after consideration of the parties’ briefs, we affirm in part and remand in part.
AFFIRMED IN PART, REMANDED
Notes
. At the time of James's trial, in 2009, this Circuit was still using the 2003 edition of the pattern instructions. This Circuit released new pattern jury instructions in August 2010. This new instruction on reasonable doubt is substantially similar, but not identical. See Eleventh Circuit Pattern Jury Instructions (Criminal Cases), Basic Instruction 3 (2010).
. James’s counsel argued that
in order to be convinced beyond a reasonable doubt, you have to have proof that is of such strength, of such character that you would be willing to rely on it without hesitation in the most important of your own affairs.
When you compare that instruction, that you have to have proof of a character so convincing that you would rely upon it without hesitation in the most important of your own personal affairs, how does that square with [the police officer’s] opportunity to see the individual dropping a baggie for two seconds and never sees his face?
. The court responded with the following supplemental instruction:
Members of the jury, as stated in the instructions, the United States’ burden is to prove each element of the alleged offense beyond a reasonable doubt. In other words, the United States' proof must exclude every reasonable doubt, but not necessarily every possible doubt. A reasonable doubt is a real doubt based upon reason and common sense after careful and impartial consideration of all of the evidence in the case. If you find unanimously that the United States has proved each element ofthe alleged offense beyond a reasonable doubt, then your verdict is guilty.
If you find unanimously that the United States has failed to prove any element of the alleged offense beyond a reasonable doubt, then your verdict is not guilty.
Although the preceding two paragraphs refer primarily to the instructions on page 3 of the written instructions you received, you should not single out or exclude any instruction, and you should consider all of the court’s instructions as a whole.
. In
Bonner v. City of Prichard,
. Additionally, during trial, the United States attempted to introduce James’s prior convictions into evidence, but they were excluded because the government’s notice of intent to introduce evidence, pursuant to Federal Rule of Evidence 404(b), was untimely. While the evidentiary issue is separate from the notice and colloquy requirements of § 851, we note this because it is another example of James implicitly affirming his prior convictions. James sought to exclude the admission of his prior convictions solely on the basis that notice was untimely under 404(b) and did not contest the validity of his prior convictions at that time either.
. Appellant's request for oral argument is denied as moot.
