Jaime Castillo, Brad Eugene Branch, Renos Lenny Avraam, Graeme Leonard Craddock, and Kevin A. Whitediff (“the defendants”) appeal their convictions and sentences under 18 U.S.C. § 924(c)(1). We affirm.
I
The defendants are Branch Davidians convicted for, among other things, violating 18 U.S.C. § 924(c)(1) based on their involvement in the events that occurred at the Mount Carmel compound near Waco, Texas, in early 1993. 1 At the time of the defendants’ conviction, § 924(c)(1) stated:
Whoever, during and in relation to any crime of violence or drug trafficking crime (including a crime of violence or drug trafficking crime which provides for an enhanced punishment if committed by the use of a deadly or dangerous weapon or device) for which he may be prosecuted in a court of the United States, uses or carries a firearm, shall, in addition to the punishment provided for such crime or drug trafficking crime, be sentenced to imprisonment for five years, ... and if the firearm is a ma-chinegun, or a destructive device [e.g., a hand grenade], or is equipped with a firearm silencer or muffler, to imprisonment for thirty years.
18 U.S.C. § 924(c)(1) (1994) (superseded).
Pursuant to § 924(c)(1), the district court sentenced Castillo, Branch, Av-raam, and Whitediff to thirty years imprisonment and Craddock to ten years imprisonment. 2 Underlying the sentences were findings of fact that the defendants had actually or constructively possessed enhancing weapons (ie., machine guns; destructive devices; firearms equipped with silencers or mufflers) during and in relation to a crime of violence—that is, a conspiracy to murder federal agents. With the exception of Avraam, Craddock, and another co-defendant, Ruth Riddle, the district court did not base its findings of fact' on direct evidence of actual possession. Rather, it attributed the possession of enhancing weapons—specifically, machine guns, hand grenades, and firearms equipped with silencers—-to the defendants based on the “fortress theory” 3 and the Pinkerton doctrine. 4
The defendants appealed. We affirmed on all issues but the sentences for the § 924(c)(1) convictions.
See United States v. Branch,
As we have -explained, there is evidence from which it could be found that machine-guns and other enhancing weapons [e.g., destructive devices, firearms equipped with firearm silencers] were used by one or more members of the conspiracy in the firefight of February 28[, 1993]. The jury was not required to do so and the district court only entered those findings then required. With Bailey, the district court must take another look and enter its findings regarding “active employment.” Should the district court find on remand that members of the conspiracy actively employed machine-guns, it is free to reimpose the 30-year sentence. We vacate the defendants’ sentences on [the count of the indictment that charges a violation of § 924(c)(1) ] ... and remand for re-sentencing on that count.
We note that, on remand, the district court should consider whether the defendants actively employed a weapon during and in relation to the conspiracy to murder federal agents.
Id. at 740-41. In accordance with these comments, we entered a mandate that stated, in part: “[The sentences for the § 924(c)(1) convictions] are vacated and remanded for findings and re-sentencing.”
On remand, the district court found that one or more persons involved in the conspiracy to murder federal agents had actively employed machine guns and other enhancing weapons in the firelight on February 28, 1993, and then applied the Pinkerton doctrine to attribute the active employment of machine guns and other enhancing weapons to the defendants on February 28, 1993. Alternatively, it found that Branch and Avraam each had used (ie., actively employed) and carried a machine gun on February 28, 1993, and that Castillo and Craddock each had carried a hand grenade on April 19, 1993. The district court re-sentenced Castillo, Branch, Avraam, and Whitecliff to thirty years imprisonment and Craddock to ten years imprisonment. 6 The defendants timely appealed.
II
This appeal involves the following contentions: (1) we erred in holding that, in the context of § 924(c)(1), the type of firearm used or carried during and in relation to a crime of violence or a drug trafficking crime is a sentencing enhancement, and not an element of the offense; (2) we erred in holding that a conviction for violating § 924(c)(1) stands despite the absence of a conviction for the predicate offense; (3) the district court’s jury instruction on the “use” of a firearm was improper; (4) the district court’s application of the Pinkerton doctrine was improper; (5) the district court clearly erred in finding that Branch and Avraam each had used and carried a machine gun on February 28, 1993; (6) the district court clearly erred in finding that Castillo and Craddock each had carried a hand grenade on April 19,1993; (7) the district court clearly erred in considering conduct other than that which occurred on February 28, 1993, in re-sentencing Castillo and Craddock; and (8) the district court applied the wrong standard of proof in *326 sentencing the defendants. 7 The Government asserts that either the law-of-the-case doctrine or the waiver doctrine precludes the first, second, third, fourth, and eighth contentions.
The law-of-the-case doctrine “posits 'that when a court decides upon a rule of law, that decision should continue to govern the same issues in subsequent stages in the same case.”
Arizona v. California,
The law-of-the-case doctrine follows from the “sound policy that when an issue is once litigated and decided, that should be the end of the matter.”
United States v. United States Smelting Ref. & Mining Co.,
The waiver doctrine bars consideration of an issue that a party could have raised in an earlier appeal in the case.
See Brooks v. United States,
Only plain error justifies departure from the waiver doctrine.
See id.
at 740;
cf. McCann v. Texas City Ref., Inc.,
We now consider the applicability of the law-of-the-case doctrine and the waiver doctrine to this .appeal.
Ill
A
The defendants argue that, in the context of § 924(c)(1), the type of firearm used or carried during and in relation to a crime of violence or a drug trafficking crime is an element of the offense. In disposing of the defendants’ first appeal, we rejected this contention, and found that the type of firearm is a sentencing enhancement.
8
See Branch,
The defendants’ argument implicates the law-of-the-case rule that when we resolve a legal issue and remand to the district court, our decision binds subse
*327
quent proceedings in the district court and on later appeal.
See White v. Murtha,
The defendants maintain that the law-of-the-case rule is inapplicable here because our prior finding that the type of firearm is a sentencing enhancement, and not an element of the offense, was dictum. We agree with the assumption underlying this assertion that the rule reaches earlier decisions but not earlier dicta.
9
See Society of Roman Catholic Church of Diocese of Lafayette, Inc. v. Interstate Fire & Cas. Co.,
The defendants also attempt to persuade us to discard the law-of-the-case rule. However, they are unsuccessful. We reject the insinuation that our refusal to depart from the rule will result in manifest injustice because Supreme Court review is no longer available to the defendants as a result of the denial of their petition for a writ of certiorari on our prior decision.
See Forsyth v. Hammond,
B
The defendants further assert that the doctrine of constitutional doubt
10
and the rule of lenity
11
require that the type of firearm be deemed an element of the offense. This contention implicates the waiver doctrine. The defendants did not raise the doctrine of constitutional doubt or the
rule of
lenity in their first appeal. Nor have they shown that our refusal to consider these issues now will affect their substantial rights.
See Olano,
IV
The defendants maintain that, in disposing of their first appeal, we were wrong to let their convictions for violating § 924(c)(1) stand in the face of their acquittals on the predicate crime of conspiracy to murder federal agents. We based our decision to leave the convictions intact on several cases in which we had held that a conviction for the predicate offense is unnecessary to convict under § 924(c)(1).
See United States v. Ruiz,
Even if
Luden
conflicts with the cases on which we relied and supports the defendants’ argument, we are unmoved. The law-of-the-case doctrine’s progeny includes the rule that we must follow the first-in-time decision when faced with conflicting panel decisions.
See In re Caddo Parish-Villas S., Ltd.,
V
The defendants assert that we should overturn their convictions for violating § 924(c)(1) because the district court’s jury instruction on “use” failed to comport with
Bailey.
This argument implicates the waiver doctrine. The defendants could have raised their contention in their first appeal. Furthermore, they have not shown that district court’s erroneous jury instruction affected their substantial rights and therefore amounted to plain error.
See Olano,
VI
The defendants criticize the district court for applying the Pinkerton doctrine at re-sentencing for the purpose of determining the type of firearms that they had used. In our earlier decision, we stated: •
[T]here is evidence from which it could be found that machine-guns and other enhancing weapons [e.g., destructive devices, firearms equipped with silencers] were used by one or more members of the conspiracy in the firefight of February 28[, 1993].... Should the district court find on remand that members of the conspiracy actively employed machine-guns, it is free to reimpose the 30-year sentence.
Id. at 740-41. The district court understood these comments to mean that on remand it was only to make findings on the active employment of machine guns, and that it was not to revisit the applicability of the Pinkerton doctrine.
The defendants’ criticism implicates the mandate rule, a corollary of the law-of-the-case doctrine.
See United States v. Becerra,
We hold that the district court’s decision not to reconsider the applicability of the
Pinkerton
doctrine on remand was consistent with our mandate. Nor do we see any reason to depart from the mandate rule in this case. The defendants claim that the
Pinkerton
doctrine was unavailable to the district court because the jury did not convict them of the predicate offense to the § 924(c)(1) charge. This
*330
argument ignores our earlier holding that the absence of a guilty verdict on the predicate offense does not invalidate a conviction for violating § 924(c)(1).
See Branch,
VII
Finally, the defendants claim that the district court erred in making findings of fact for purposes of sentencing based on the preponderance of the evidence. They assert that the district court was obliged to apply a higher evidentiary standard because the increase in their sentences from 5 to 30 years—the consequence of the district court’s findings of fact on active employment of machine guns—was dramatic and devastating. In support of their argument, they point to the following ob-serration that we made in
United States v. Mergerson,
We recognize a growing number of cases decided by courts in other circuits in which a higher standard of proof has been suggested or required when a finding of a particular fact relevant to sentencing dramatically alters the sentencing options of the court to the disadvantage of the defendant. We also recognize dicta in the Supreme Court’s decision in McMillan v. Pennsylvania,477 U.S. 79 ,106 S.Ct. 2411 ,91 L.Ed.2d 67 (1986), to the same extent.
The defendants’ contention implicates the waiver doctrine. The district court initially imposed the defendants’ sentences based on findings of fact made by a preponderance of the evidence. The defendants therefore could have attacked the correctness of the standard of proof in their first appeal. Moreover, the district court’s error, if any, was not plain in light of several circumstances.
See Olano,
VIII
We agree with the Government that the law-of-the-ease doctrine and the waiver doctrine determine the disposition of this appeal. Accordingly, we affirm.
Notes
. For a description of the events that occurred at the Mount Carmel compound in early 1993, see
United States v. Branch,
. In the case of Craddock, the district court found that he was subject to a thirty-year sentence pursuant to § 924(c)(1), and then adjusted his sentence downward to ten years pursuant to § 5K2.16 of the Sentencing Guidelines, which allows for a downward departure when the defendant voluntarily discloses to authorities the existence of the offense and accepts responsibility for the offense prior to the discovery of the offense, if the offense was unlikely to have been discovered otherwise. See USSG § 5K2.16 (1993).
. The "fortress theory” provides that a defendant may be convicted under § 924(c)(1) "where large numbers of firearms were readily available in strategic locations near large quantities of drugs and money.”
United States
v.
Wilson,
. The
Pinkerton
doctrine, which finds its roots in
Pinkerton v. United States,
.
Bailey
gives as examples of active employment "brandishing, displaying, bartering, striking with, and most obviously, firing or attempting to fire, a firearm.”
Bailey v. United States,
. Having again found Craddock subject to a thirty-year sentence pursuant to § 924(c)(1), the district court left undisturbed its previous decision to adjust Craddock’s sentence downward to ten years.
. For (.he sake of brevity, our subsequent discussion will attribute each argument to all of the defendants, regardless of whether or not all of the defendants actually have advanced it.
. The Government claims that Congress amended § 924(c)(1) after the defendants were convicted and sentenced to make clear that the type of firearm is a sentencing enhancement. See 18 U.S.C. § 924(c)(1).
. Dictum is “language unnecessary to a decision, [a] ruling on an issue not raised, or [the] opinion of a judge which does not embody the resolution or determination of the court, and [which is] made without argument or full consideration of the point."
Lawson v. United States,
. The doctrine of constitutional doubt provides that "where an otherwise acceptable construction of a statute would raise serious constitutional problems, [a court) ... will construe the statute to avoid such problems unless such construction is plainly contrary to the intent of Congress.”
New York v. United States,
. The rule of lenity provides that "ambiguity concerning the ambit of criminal statutes should be resolved in favor of lenity.”
United States v. Bass,
. In denying the defendants' petition for rehearing in the first appeal, we held that
“Lu-den
does not control this case.”
Branch,
. The Supreme Court recently indicated agreement with our view that a finding of guilt on the predicate offense is unnecessary to convict under § 924(c)(1). In
United States v.
Rodriguez-Moreno,-U.S.-,
. Although the issue before us is whether or not the erroneous instruction on "use” was plain error, we find our approach toward erroneous jury instructions in the harmless error context instructive.
See United States v. Olano,
. Section 841(b) sets out sentences for those defendants convicted for drug offenses under 21 U.S.C. § 841(a).
See
21 U.S.C. § 841(b). Under it, sentences are based on the quantity of drugs involved in the offense.
See id.
In
United States v. Ruiz,
. Because we do not reconsider our prior approval of the district court’s application of the Pinkerton doctrine, we need not resolve the following contentions of the defendants: (1) the district court clearly erred in finding that Branch and Avraam each had used a machine gun on February 28, 1993; (2) the district court clearly erred in. finding that Castillo and Craddock each had carried a hand grenade on April 19, 1993; and (3) the district court clearly erred in considering conduct other than that which occurred on February 28, 1993, in re-sentencing Castillo and Craddock.
