UNITED STATES of America v. Johnathan Ryan JACKSON, Appellant.
No. 05-4091.
United States Court of Appeals, Third Circuit.
Opinion filed: Nov. 9, 2006.
As Amended Nov. 17, 2006.
467 F.3d 834
AMBRO, Circuit Judge.
Submitted Under Third Circuit LAR 34.1(a) Sept. 28, 2006.
* * *
As the District Court adequately considered the relevant
Elizabeth T. Hey, Assistant Federal Defender, Brett G. Sweitzer, Assistant Federal Defender, David L. McColgin, Assistant Federal Defender, Supervising Appellate Attorney, Maureen Kearney Rowley, Chief Federal Defender, Federal Community Defender Office for the Eastern District of Pennsylvania, Philadelphia, PA, Counsel for Appellant.
Before: McKEE and AMBRO, Circuit Judges RESTANI,* Chief Judge, Court of International Trade.
OPINION OF THE COURT
AMBRO, Circuit Judge.
We address in this case further aspects of the sentencing process for our Circuit in the wake of the Supreme Court‘s decision in United States v. Booker, 543 U.S. 220, 125 S.Ct. 738, 160 L.Ed.2d 621 (2005). In so doing, we affirm the sentence imposed by the District Court.
I. Factual and Procedural Background
Johnathan Ryan Jackson was arrested in 2004 after an investigation into reports of counterfeit $20 bills circulating in Pottstown, Pennsylvania. As a result of this investigation, local police officers and U.S. Secret Service agents obtained a search warrant for an apartment unit in Pottstown. Upon executing the search warrant, the police found Jackson inside the apartment with a color photocopier, a paper cutter and utility knife, white resume paper, two individual counterfeit $20 bills, 24 other counterfeit $20 bills yet to be cut from printed sheets of the resume paper, and $287 in legitimate U.S. currency (including two $20 bills that had served as patterns for the counterfeits). Officers also found what appeared to be a line of powdered cocaine.
At Jackson‘s sentencing hearing, the District Court calculated the advisory Sentencing Guidelines range to be 37-46 months of imprisonment, followed by between two and three years of supervised release. The recommended range stemmed principally from the amount of counterfeit currency to which Jackson had admitted producing (adding six levels to the base offense level of nine) and by Jackson‘s criminal history category of VI (the highest possible). He also received a three-level reduction in the base offense level for his early guilty plea, thus sparing the Government the expense of preparing for and conducting a trial.
Jackson made two principal arguments to the District Court in favor of a sentence below the advisory Guidelines range. First, he asserted that his “extraordinary acceptance of responsibility” warranted a downward departure pursuant to the Guidelines themselves. Second, Jackson noted many mitigating factors for the Court to consider in the exercise of its sentencing discretion, including an upbringing in which drugs were commonplace and contributed to his own addiction. Jackson‘s drug problems, in addition to providing the impetus for his counterfeiting activities, also led to a particularly acute eight-month period in which he committed all of the crimes accounting for his high Guidelines criminal history score. These mitigating factors, argued Jackson, warranted a sentence below the advisory Guidelines range.
After adopting the presentence report (with minor changes), the Judge began Jackson‘s sentencing hearing as follows:
Under the Supreme Court‘s decision in Booker, the guidelines are advisory, not mandatory. Accordingly, in reviewing the revised presentence investigation report, I have considered the guideline range in the report as just one of many factors, including the nature and circumstances of the offense, and the history and characteristics of the defendant, the pertinent sentencing commission policy statements, such as the need to avoid unwarranted sentencing disparities and the need to provide restitution to victims, the need for the sentence to provide for just punishment for the offenses charged, the need to provide adequate deterrence to criminal conduct, the need to promote respect for the law, and the need to protect the public from further crimes of the defendant.
Next, Jackson‘s attorney presented the arguments noted above, followed by a response from the attorney for the United States. The Judge then imposed Jackson‘s sentence of 37 months (the bottom of the advisory Guidelines range), followed by three years of supervised release, and the mandatory special assessment of $300. (No fine was imposed due to Jackson‘s inability to pay.) The Judge also recommended to the Bureau of Prisons that Jackson participate in drug and psychological treatment programs. Explaining Jackson‘s sentence, the Judge said:
Mr. Jackson, you‘ve committed very serious crimes, as I‘ve described above.
You‘ve pled guilty to three counts of counterfeit currency-related crimes. I considered the following factors as significant in determining the sentence that I will impose: your seven prior adult convictions [and] that, in 2000, you were twice convicted of aggravated assault, and these crimes involved violence.
I have also considered the very persuasive comments made by your very capable counsel. I have considered the circumstances of your upbringing, including your parents’ drug addiction, and your financial circumstances.
Jackson makes two claims on appeal: (1) that the District Court erred by failing explicitly to rule on his motion for a downward departure from the initial Guidelines range, and (2) that the Court did not adequately consider all of the relevant factors of
II. Discussion
In United States v. Gunter, 462 F.3d 237 (3d Cir. 2006), we made explicit the three-step process that District Courts in this Circuit should follow after the Supreme Court‘s ruling in Booker:
(1) Courts must continue to calculate a defendant‘s Guidelines sentence precisely as they would have before Booker.
(2) In doing so, they must formally rule on the motions of both parties and state on the record whether they are granting a departure and how that departure affects the Guidelines calculation, and take into account our Circuit‘s pre-Booker case law, which continues to have advisory force.
(3) Finally, they are to exercise their discretion by considering the relevant
§ 3553(a) factors in setting the sentence they impose regardless whether it varies from the sentence calculated under the Guidelines.
Id. at 247, 125 S.Ct. 738 (quotation marks, brackets, and citations omitted) (citing United States v. King, 454 F.3d 187, 194, 196 (3d Cir. 2006); Cooper, 437 F.3d at 329, 330).
The two points of error that Jackson presses in this appeal fall into the second and third steps set out in Gunter. The first alleged error relates to a Guidelines “departure,” and the second to a Guidelines “variance.”2 We address each in turn.
A. Gunter‘s Step Two: Guidelines Departures
Pre-Booker, district courts had the (limited) authority to depart from the mandatory Guidelines range if they found “that there exist[ed] an aggravating or mitigating circumstance ... of a kind, or to a degree, not adequately taken into consideration by the Sentencing Commission in formulating the guidelines that ... should result in a sentence different from that
Again, our rule mandating an unambiguous record for rulings on departure motions derived from the need to determine whether we had jurisdiction to review a sentence within the Guidelines range. After Booker, however, we have jurisdiction to review all criminal sentences for reasonableness, even those that result from the exercise of a district court‘s discretion to set a sentence within the Guidelines range. See Cooper, 437 F.3d at 326-28. Still, the clear intent of the remedial opinion in Booker was for the process of calculating the Guidelines to continue operating as before. See Booker, 543 U.S. at 258-62, 125 S.Ct. 738 (“The remainder of the [Sentencing Reform] Act functions independently.” (internal quotation marks omitted)); Gunter, 462 F.3d at 247 (“Courts must continue to calculate a defendant‘s Guidelines sentence precisely as they would have before Booker. In doing so, they must formally rule on the [departure] motions of both parties....” (citations and internal quotation marks omitted)).4
Not for jurisdictional reasons, but rather because the Guidelines still play an integral role in criminal sentencing, see
Jackson argues that the District Court here erred by never ruling on his motion for a downward departure based on his “extraordinary acceptance of responsibility.” See
We have already ruled that, as it was pre-Booker, courts of appeals post-Booker, have no authority to review discretionary denials of departure motions in calculating sentencing ranges. See Cooper, 437 F.3d at 332-33; see also United States v. Burdi, 414 F.3d 216, 220 (1st Cir. 2005); United States v. Puckett, 422 F.3d 340, 345 (6th Cir. 2005); United States v. Frokjer, 415 F.3d 865, 874-75 (8th Cir. 2005); United States v. Sierra-Castillo, 405 F.3d 932, 936-37 (10th Cir. 2005); Crawford, 407 F.3d at 1178. Not only because it is the precedent of this Court, but also because it is our purpose to have the calculation of Guidelines ranges track pre-Booker practice, we continue not to disturb a district court‘s discretionary denial of a departure motion.6
I don‘t know if the defendant is pushing for the extraordinary acceptance of responsibility. I didn‘t hear any argument on that today. But we would oppose it, your Honor, because the cases that he cites do not rise—are a much higher level of acceptance of responsibility than the defendant making an admission at the time of this arrest[, as in Jackson‘s case].
Though one might contend that the Government intended its argument to speak to the District Court‘s legal ability to grant a Guidelines departure at step two, we think not. We believe rather that the Government was arguing that Jackson‘s acceptance of responsibility was not extraordinary enough to deserve a departure. This was enough for the Judge to have recognized the possibility of a departure in calculating the Guidelines range on the basis of Jackson‘s acceptance of responsibility. Cf. Mummert, 34 F.3d at 205 (“Since the government apparently acknowledged at the time of sentencing [] that a downward departure for ‘diminished capacity’ is permissible under some circumstances, it seems quite likely that the district court‘s refusal to depart on this ground was discretionary.“).
Given the continued importance of a correct Guidelines calculation (including rulings on departure motions), it may be, as before Booker, that remand would have been appropriate here. Even post-Booker, having to infer the District Court‘s thinking is “not our preferred course.” See id. (admonishing counsel to ensure that the record is not ambiguous in order to facilitate appellate review). Yet pre-Booker law regarding Guidelines departures enables us to infer meaning from the District Court‘s actions in this circumstance. Consequently, there was no error at step two.
As for how we now review non-discretionary denials (i.e., where a sentencing court believes that the Guidelines do not contemplate a departure at step two) or grants of departure motions, the issue is not presented in this case. For completeness, though, we note that, pre-Booker, these district court decisions had always been subject to some form of review. See
We could, of course, eventually rule that some errors at this second step can be harmless, as the sentence imposed after a district court exercises its discretion in step three (regardless of its decision at step two) is subject to our reasonableness review. See, e.g., United States v. Robinson, 433 F.3d 31, 35 (1st Cir. 2005); United States v. Long Soldier, 431 F.3d 1120, 1122 (8th Cir. 2005); cf. Williams v. United States, 503 U.S. 193, 202, 112 S.Ct. 1112, 117 L.Ed.2d 341 (1992) (holding, pre-Booker, that “once the court of appeals has decided that the district court misapplied the Guidelines, a remand is appropriate unless the reviewing court concludes, on the record as a whole, that the error was harmless, i.e., that the error did not affect the district court‘s selection of the sentence imposed“). But see United States v. Hillyer, 457 F.3d 347, 351-53 (4th Cir. 2006) (remanding for resentencing without a harmless error analysis); United States v. Fuller, 426 F.3d 556, 562 (2d Cir. 2005) (rejecting harmless error review for erroneous grant of Guidelines departure). As noted above, this issue is not presented here; consequently, we do not decide it.
B. Gunter‘s Step Three: Guidelines Variances
In Cooper, we set out the standard by which we will review the reasonable- ness of a district court‘s post-Booker exercise of discretion when imposing a criminal sentence:
The record must demonstrate the trial court gave meaningful consideration to the
§ 3553(a) factors.7 The court need not discuss every argument made by a litigant if an argument is clearly without merit. Nor must a court discuss and make findings as to each of the§ 3553(a) factors if the record makes clear the court took the factors into account in sentencing. Nor will we require district judges to routinely state by rote that they have read the Booker decision or that they know the sentencing guidelines are now advisory.On the other hand, a rote statement of the
§ 3553(a) factors should not suffice if at sentencing either the defendant or the prosecution properly raises “a ground of recognized legal merit (provided it has a factual basis)” and the court fails to address it. As the Court of Appeals for the Seventh Circuit explained, “we have to satisfy ourselves, before we can conclude that the judge did not abuse his discretion, that he exercised his discretion, that is, that he considered the factors relevant to that exercise.”
Cooper, 437 F.3d at 329 (citations omitted) (quoting United States v. Cunningham, 429 F.3d 673, 679 (7th Cir. 2005)). In a footnote immediately following this discussion, we said: “On this issue, we disagree with the decision of the Court of Appeals for the Eleventh Circuit in United States v. Scott, [426 F.3d 1324, 1329-30 (11th Cir. 2005)], where the court held [that] a district court‘s statement that it considered both the defendant‘s arguments and the
Jackson argues that the District Court here failed to consider adequately the
If the record revealed only what Jackson contends, he would be correct. Merely reciting the
The reference to Jackson‘s “seven prior adult convictions,” two of which “involved violence,” indicates that the Judge did not believe Jackson‘s criminal history to be over-represented in the Guidelines calculation. Likewise, the Judge‘s reference at the moment of sentencing to Jackson‘s individual mitigating circumstances belies any contention that they were ignored. Though the Court‘s remarks were quite brief, brevity is not error per se. What matters is that the Court specifically addressed Jackson‘s non-frivolous arguments and that it did so in a way that allows us to review the sentence for reasonableness.8
III. Conclusion
Because we are satisfied that the District Court “touch[ed] all the bases required,” King, 454 F.3d at 196, and exhibited sufficient consideration of Jackson‘s arguments to allow our review of its actions, we affirm the sentence imposed.
Notes
- the nature and circumstances of the offense and the characteristics of the defendant;
- the need for the sentence imposed—
- to reflect the seriousness of the offense, to promote respect for the law, and to provide just punishment for the offense;
- to afford adequate deterrence;
- to protect the public from further crimes of the defendant; and
- to provide the defendant with needed educational or vocational training, medical care, or other correctional treatment in the most effective manner;
- the kinds of sentences available;
- the kinds of sentence and sentencing range established for—
- the applicable category of offense committed by the applicable category of defendant as set forth in the guidelines ...;
- any pertinent policy statement ... issued by the Sentencing Commission that ... is in effect on the date the defen- dant is sentenced[;]
- the need to avoid unwarranted sentence disparities among defendants with similar records who have been found guilty of similar conduct; and
- the need to provide restitution to any victims of the offense.
