United States of America v. Annina Banks
Case No. 18-cr-20462-2
UNITED STATES DISTRICT COURT EASTERN DISTRICT OF MICHIGAN SOUTHERN DIVISION
July 11, 2022
Judith E. Levy, United States District Judge; Mag. Judge Anthony P. Patti
ORDER DENYING DEFENDANT‘S MOTION FOR COMPASSIONATE RELEASE [73] AND DIRECTING THE CLERK‘S OFFICE TO SEAL DEFENDANT‘S FILINGS THAT CONTAIN MEDICAL RECORDS [75, 84]
Before the Court is Defendant Annina Banks’ pro se motion for compassionate release from the Federal Medical Center (FMC) in Lexington, Kentucky, due to the ongoing COVID-19 pandemic. (ECF No. 73.) For the following reasons, Banks’ motion is DENIED, and the Clerk‘s Office is directed to seal Banks’ filings that contain medical records. (ECF Nos. 75, 84.)
Background
On November 13, 2018, Banks pled guilty to one count of aggravated identity theft, in violation of
On January 12, 2022, Banks moved for compassionate release and/or reduction of her sentence pursuant to
Banks indicates that she “Suffers COPD - Severe Asthoratic Lupus, High blood pressure, Rheunatoid [sic] Arthtis [sic] and other underline [sic] medical problem [sic], including obesity And Auto immune disease.” (Id. at PageID.194; see id. at PageID.199.) Banks indicates that “[t]he Facility is providing [her with] Medication.” (Id. at PageID.194.) She states that she is “more likely to die or Suffer Severe problem From the Coro[n]avirus due to her Medical problems And Also being Black American are at risk.” (Id. at PageID.199.) She states that she “cannot get the Covid Vaccine Due to her allergic reaction to the flu shot as well as having auto Immune disease.” (Id. at PageID.194.)
The first document the Court received from Banks is dated February 23, 2022. (ECF No. 75.) This filing consists of (1) Banks’
In the portion of Banks’ filing that contains responses to some of the questions the Court instructed her to answer, Banks indicates that Paul Musson is a medical professional who diagnosed her as allergic to the flu shot “but not the exact component in the flu shot.” (Id. at PageID.214-215.) Banks did not answer a question asking that she provide the date of her diagnosis. (See id.) In response to a question asking what symptoms she experienced as a result of her allergic reaction to the flu shot, Banks wrote: “Difficulty breathing (hospitalized).” (Id.) Banks responded “yes” to the following question: “Has a medical professional advised you to not get the COVID-19
Banks further indicates in her responses that a medical professional named Ali A. Karrar diagnosed her with an auto-immune disease in February 2012. (See id. at PageID.214-216.) Banks answered “No” to the following question: “Has a medical professional advised you to not get the COVID-19 vaccine due to your auto-immune disease?” (Id. at PageID.215-216.)
Banks’ medical records from FMC Lexington discuss treatment for conditions that include those referenced in Banks’ motion: hypertension, chronic obstructive pulmonary disease (COPD), rheumatoid arthritis, and systemic lupus erythematosus. (See id. at PageID.220-223.) One medical record with an “Encounter Date” of November 23, 2021 notes that Banks “is unvaccinated for Covid due to ‘multiple reactions to immunizations‘” (id. at PageID.220) and that
The second document the Court received from Banks was filed on the docket on March 16, 2022. (ECF No. 84.) This filing contains “character letters” written on behalf of Banks (id. at PageID.270; see id. at PageID.270-273) as well as additional medical records. (See id. at PageID.274-281.) These medical records reflect diagnoses for COPD, systemic lupus erythematosus, and rheumatoid arthritis, among other conditions not specified in Banks’ motion. (See id. at PageID.274-278, 280-281.) A few of the records that appear in Banks’ second filing-including two records from 2021 that say “Paul H. Musson M.D.” on their letterhead6 (id. at PageID.275-276)-indicate that Banks is
Analysis
A. Compassionate Release
Compassionate-release motions require a “three-step inquiry.” United States v. Elias, 984 F.3d 516, 518 (6th Cir. 2021) (quoting United States v. Jones, 980 F.3d 1098, 1101 (6th Cir. 2020)). First, “the court must ‘find’ that ‘extraordinary and compelling reasons warrant [a
The Court denies Banks’ motion for compassionate release because her access to the COVID-19 vaccine mitigates the concern about extraordinary and compelling circumstances that might otherwise compel release. Banks has access to the COVID-19 vaccine because BOP makes it available to inmates at FMC Lexington, where Banks is currently incarcerated. See COVID-19 Coronavirus, Federal Bureau of Prisons, https://www.bop.gov/coronavirus (last visited July 8, 2022) (“Vaccine doses are available at each location for newly-admitted and existing inmates. Inmates have also been offered booster shots in accordance with CDC guidance.“). Courts in this circuit have
The risks Banks faces “can be significantly ameliorated by vaccination, and . . . ‘defendants may not perpetuate their own extraordinary and compelling circumstances for compassionate release by declining [the Bureau of Prison‘s] attempt to protect them.‘” United States v. Kennedy, No. 21-2675, 2022 WL 43187, at *2 (6th Cir. Jan. 5, 2022) (second alteration in original) (internal citation omitted). The Centers for Disease Control and Prevention (CDC) advise that “COVID-19 vaccines are effective at preventing severe disease, hospitalization, and death.” COVID-19 Vaccines Work, Centers for Disease Control and
With respect to variants, the CDC states that “COVID-19 vaccines used in the United States continue to protect against severe disease, hospitalization, and death from known circulating variants.” COVID-19
In her motion, Banks argues that the COVID-19 pandemic is an extraordinary and compelling reason for a sentence reduction. (See ECF No. 73, PageID.198.) She also argues that a COVID-19 outbreak at FMC Lexington constitutes extraordinary and compelling circumstances. (See id. at PageID.194, 196, 199.) These arguments do not entitle Banks to compassionate release.
The Sixth Circuit has held that “a defendant‘s incarceration during the COVID-19 pandemic-when the defendant has access to the COVID-19 vaccine-does not present an ‘extraordinary and compelling
The Sixth Circuit instructs that
... if an inmate does not present a compelling reason justifying the failure to be vaccinated despite access to the vaccine, a district court would abuse its discretion by granting a motion seeking a sentence reduction . . . on the grounds that COVID-19 constitutes an extraordinary and compelling justification. Id.; see also Broadfield, 5 F.4th at 803 (“[A] prisoner who remains at elevated risk because he has declined to be vaccinated cannot plausibly characterize that risk as an ‘extraordinary and compelling’ justification for release.“).
Kennedy, 2022 WL 43187, at *2 (first alteration added).
The Court has reviewed Banks’ supplemental filings and finds that she “does not present a compelling reason justifying the failure to be vaccinated despite access to the vaccine.” Id. Banks’ submissions do not show that she is medically unable to receive the COVID-19 vaccine due to an allergy. The CDC indicates that people with a history of allergies or allergic reactions have a “contraindication” to the COVID-19
The CDC provides a list of the ingredients in each of the three approved or authorized COVID-19 vaccines that are available in the United States: (1) the Pfizer-BioNTech COVID-19 vaccine, (2) the Moderna COVID-19 vaccine, and (3) Johnson & Johnson‘s Janssen COVID-19 vaccine. See Stay Up to Date with Your COVID-19 Vaccines, Centers for Disease Control and Prevention (June 24, 2022), https://www.cdc.gov/coronavirus/2019-ncov/vaccines/stay-up-to-
- Nucleoside-modified mRNA encoding the viral spike (S) glycoprotein of SARS-CoV-2
- 2[(polyethylene glycol (PEG))-2000]-N,N-ditetradecylacetamide
- 1,2-distearoyl-sn-glycero-3-phosphocholine
- Cholesterol (plant derived)
- ((4-hydroxybutyl)azanediyl)bis(hexane-6,1-diyl)bis(2-hexyldecanoate)
- Sucrose (table sugar)
- Tromethamine
- Tromethamine hydrochloride
Pfizer-BioNTech COVID-19 Vaccine (also known as COMIRNATY): Overview and Safety, Centers for Disease Control and Prevention (June 21, 2022), https://www.cdc.gov/coronavirus/2019-ncov/vaccines/different-vaccines/Pfizer-BioNTech.html.
The Moderna COVID-19 vaccine is made up of the following ingredients:
- Nucleoside-modified mRNA encoding the viral spike (S) glycoprotein of SARS-CoV-2
PEG2000-DMG: 1,2-dimyristoyl-rac-glycerol, methoxypolyethylene glycol - 1,2-distearoyl-sn-glycero-3-phosphocholine
- BotaniChol® (non-animal origin cholesterol)
- SM-102: heptadecane-9-yl 8-((2-hydroxyethyl) (6-oxo-6-(undecyloxy) hexyl) amino) octanoate
- Sodium acetate
- Sucrose (basic table sugar)
- Tromethamine
- Tromethamine hydrochloride
- Acetic acid (the main ingredient in white household vinegar)
Moderna COVID-19 Vaccine (also known as Spikevax): Overview and Safety, Centers for Disease Control and Prevention (June 24, 2022), https://www.cdc.gov/coronavirus/2019-ncov/vaccines/different-vaccines/Moderna.html.
Johnson & Johnson‘s Janssen COVID-19 vaccine consists of the following ingredients:
- Recombinant, replication-incompetent Ad26 vector, encoding a stabilized variant of the SARS-CoV-2 Spike (S) protein
- Polysorbate-80
- 2-hydroxypropyl-b-cyclodextrin
- Trisodium citrate dihydrate
Sodium chloride (basic table salt) - Citric acid monohydrate (closely related to lemon juice)
- Ethanol (a type of alcohol)
Johnson & Johnson‘s Janssen COVID-19 Vaccine: Overview and Safety, Centers for Disease Control and Prevention (June 10, 2022), https://www.cdc.gov/coronavirus/2019-ncov/vaccines/different-vaccines/janssen.html.
The allergies documented in Banks’ medical records-“Sulfa Antibiotics” or “Sulfonamide Antibiotics,” “Methotrexate Derivatives” or “Methotrexate Analogues,” “Meperidine and Related,” “Demerol [Meperidine],” “Hydroxychloroquine Sulfate,” “Morphine,” “Bactrim [Sulfamethoxazole-Trimethoprim],” and “Flexeril [Cyclobenzaprine]” (ECF No. 75, PageID.222; ECF No. 84, PageID.274-276, 281)-do not appear in the CDC‘s list of ingredients for the three approved or authorized COVID-19 vaccines. Moreover, the CDC notes that all three COVID-19 vaccines do not contain antibiotics (including sulfonamide). See Pfizer-BioNTech COVID-19 Vaccine (also known as COMIRNATY): Overview and Safety, Centers for Disease Control and Prevention (June 21, 2022), https://www.cdc.gov/coronavirus/2019-ncov/vaccines/different-vaccines/Pfizer-BioNTech.html; Moderna COVID-19 Vaccine (also
Banks’ supplemental filings also do not show that an auto-immune disease makes her medically unable to take the COVID-19 vaccine. Banks indicates that no medical professional has advised her to not get the COVID-19 vaccine due to an auto-immune disease (ECF No. 75, PageID.215-216), and her medical records do not document an Should You Get the COVID-19 Vaccine If You Have Allergies?, Cleveland Clinic (Oct. 6, 2021), https://health.clevelandclinic.org/should-you-get-the-covid-19-vaccine-if-you-have-allergies/. In addition, the American Academy of Allergy, Asthma & Immunology‘s website has an online resource for allergists called “Ask The Expert” that provides the following information: “It is OK to administer any mRNA COVID-19 vaccine to an individual with a history of anaphylaxis to a flu vaccine. The nanolipids in the Pfizer-BioNTech vaccine are immunologically unrelated to octylphenol ethoxylate, which is essentially a detergent.” COVID-19 mRNA vaccination with a history of influenza vaccine anaphylaxis, American Academy of Allergy, Asthma & Immunology (Sept. 21, 2021), https://www.aaaai.org/Allergist-Resources/Ask-the-Expert/Answers/2021/hist (citing https://www.jaci-inpractice.org/article/S2213-2198(21)00675-9/fulltext). The Court in no way questions Banks’ assertions regarding her allergy to the flu shot or the advice she received from a medical professional. However, the information from the Cleveland Clinic and the American Academy of Allergy, Asthma & Immunology favors a finding that Banks has not shown that she has a compelling reason for declining the COVID-19 vaccine based on an allergy to the flu shot.
For the reasons set forth above, the Court does not find that extraordinary and compelling circumstances exist. Because there are no extraordinary and compelling reasons for release, the Court need not consider the remaining compassionate-release factors at this time. See Elias, 984 F.3d at 519 (“clarify[ing] that . . . district courts may deny compassionate-release motions when any of the three prerequisites listed in
B. Sealing of Medical Records
As noted, two of Banks’ supplemental filings that appear on the docket (ECF Nos. 75, 84) contain medical records. Banks mailed copies of her medical records to the Court, as the Court instructed her to do, possibly without realizing that her records would be filed on the docket and made publicly available.
“The sealing of judicial documents and records is left to the sound discretion of the Court.” United States v. Kischnick, No. 18-20469, 2020 WL 3172634, at *2 (E.D. Mich. June 15, 2020) (citing Rudd Equip. Co., Inc. v. John Deere Constr. & Forestry Co., 834 F.3d 589, 593 (6th Cir. 2016)). Here, the Court finds it appropriate to seal Banks’ medical records-one of which contains her Social Security number-to preserve her privacy interest in these documents. Banks’ records contain a great deal of private information that goes to issues beyond those the Court considered in deciding her compassionate-release motion. See United States v. Sanders, No. 1:20-cr-00366, 2022 WL 896668, at *3 (N.D. Ohio Mar. 28, 2022) (granting the defendant‘s ex parte motions to file exhibits that have personal medical information under seal because “[s]ealing the exhibits at issue preserves [the defendant‘s] privacy
Conclusion
For the reasons set forth above, Banks’ motion for compassionate release (ECF No. 73) is DENIED, and the Clerk‘s Office is directed to seal ECF Nos. 75 and 84.
IT IS SO ORDERED.
Dated: July 11, 2022
Ann Arbor, Michigan
s/Judith E. Levy
JUDITH E. LEVY
United States District Judge
CERTIFICATE OF SERVICE
The undersigned certifies that the foregoing document was served upon counsel of record and any unrepresented parties via the Court‘s ECF System to their respective email or first-class U.S. mail addresses disclosed on the Notice of Electronic Filing on July 11, 2022.
s/William Barkholz
WILLIAM BARKHOLZ
Case Manager
Notes
[i]f you‘ve had a severe allergic reaction to another vaccine or injectable medication or have experienced anaphylaxis from any cause you can still receive the COVID-19 vaccine. However, your vaccination should be followed by a 30-minute observation period in a setting where personnel, equipment and supplies are present to manage anaphylaxis.
