A federal arrest warrant was issued for Underwood, an escaped federal prisoner. Acting on the basis of this warrant, state officers entered a house in which Underwood was staying, arrested him, and seized weapons in plain view. The district court granted defendant’s motion to suppress the weapons on the ground that entry without a search warrant identifying the house in which Underwood was found violated the fourth amendment. We hold that reversal is required by
Payton v. New York,
I.
Underwood escaped from a federal correctional institution in Kentucky. A United States magistrate issued a warrant for his arrest. Because Underwood had resided in Delano, California, federal authorities informed the Delano police of his escape. A reliable informant told Delano police that Underwood could be found at a house police believed to be the residence of a man named Johnny Duckett. The informant said Duckett told him that Duckett and Underwood “got cranked up” the night before and Underwood was “crashed” at the Duckett residence. Acting under the au-' thority of the federal arrest warrant, but without obtaining a search warrant, the police surrounded the house, announced their presence, and hearing no response, made a nonconsensual entry through a slightly open door. The officers found Underwood in the house, armed with a hand gun. While handcuffing Underwood, one of the officers noticed, in plain view, a partially opened black coffin-shaped box containing a shotgun and ammunition.
Underwood was indicted for possession of an unregistered firearm and possession of a firearm by a felon. He moved to suppress the weapons. The district court held that the arrest warrant was valid and the officers had probable cause to believe Underwood was in the house when they entered. Nevertheless, the court granted the motion to suppress on the ground that “the entry [of the house] not being authorized by a search warrant, was constitutionally impermissible.” The government contends the rule announced in Payton requires reversal. 1 We agree.
In
Payton,
the Supreme Court explicitly rejected the argument that a separate search warrant based on probable cause to believe a suspect was in a particular dwelling was necessary to protect the interests of the person named in an arrest warrant. “Thus, for Fourth Amendment purposes, an arrest warrant founded on probable cause implicitly carries with it the limited authority to enter a dwelling in which the suspect lives when there is reason to believe the suspect is within.”
II.
There are only two possible grounds for avoiding the application of the rule announced in Payton to this case.
The first is that the person named in the arrest warrant in
Payton
was in his
*484
own home, while in this case the person named in the arrest warrant, Underwood, was in the home of a third person. For the purpose of determining whether Underwood’s rights were violated, nothing turns on this difference. A person has no greater right of privacy in another’s home than in his own. If an arrest warrant and reason to believe the person named in the warrant is present are sufficient to protect that person’s fourth amendment privacy rights in his own home, they necessarily suffice to protect his privacy rights in the home of another.
United States v. Clifford,
The right of a third party
not
named in the arrest warrant to the privacy of his home may not be invaded without a search warrant,
Steagald v. United States,
III.
The second possible ground for avoiding the application to this case of the Supreme Court’s positive statement in Payton that an arrest warrant plus reason to believe the suspect is present are sufficient to permit entry without a search warrant is that the statement was merely dictum that need not be followed by this court because the officers in Payton had neither a search warrant nor an arrest warrant. This restrictive interpretation of Payton has been rejected by every court of appeals 2 and every state court 3 that has considered the issue. We reject it as well.
The question before the Court in
Payton
was the constitutionality of New York statutes that authorized police to enter a private residence without a warrant to make a felony arrest. The State argued that only a search warrant based on probable cause to believe the suspect was in the home at the time could adequately protect the privacy interest at stake, and because it was manifestly impractical to obtain such a warrant, no warrant at all was constitutionally required. The Supreme Court rejected the State’s argument on the ground that the impracticality of obtaining a search warrant did not require a holding that
no
warrant was required. While a search warrant would afford greater protection, the Court reasoned that an arrest warrant would afford sufficient protection to the person named in the warrant to satisfy the fourth amendment.
If there was any doubt as to this interpretation of
Payton,
it was laid to rest by
Steagald v. United States,
In
Steagald,
police officers with an arrest warrant entered a third party’s home to effect the arrest of the person named in the arrest warrant. The suspect was not present, but the officers seized cocaine in plain view and used it to convict the homeowner. The Supreme Court held the homeowner was constitutionally entitled to the protection of a search warrant.
Steagald thus reaffirms as a rule of positive law the Payton principle that an arrest warrant alone is sufficient to protect the fourth amendment interests of the person named in the warrant when arrested in his home, restates the rationale for the rule, and incorporates it into the fabric of fourth amendment law. The Court continued this process in Michigan v. Summers.
The question in
Michigan v. Summers
was whether a warrant to search a home for contraband implicitly carries with it authority to detain the occupants while the search is conducted. The Court held that it did.
In Payton v. New York,445 U.S. 573 [100 S.Ct. 1371 ,63 L.Ed.2d 639 ], we held that police officers may not enter a private residence to make a routine felony arrest without first obtaining a warrant. In that case we rejected the suggestion that only a search warrant could adequately protect the privacy interests at stake, noting that the distinction between a search warrant and an arrest warrant was far less significant than the interposition of the magistrate’s determination of probable cause between the zealous officer and the citizen:
“It is true that an arrest warrant requirement may afford less protection than a search warrant requirement, but it will suffice to interpose the magistrate’s determination of probable cause between the zealous officer and the citizen. If there is sufficient evidence of a citizen’s participation in a felony to persuade a judicial officer that his arrest is justified, it is constitutionally reasonable to require him to open his doors to the officers of the law. Thus, for Fourth Amendment purposes, an *486 arrest warrant founded on probable cause implicitly carries with it the limited authority to enter a dwelling in which the suspect lives when there is reason to believe the suspect is within.” Id, at 602-03 [100 S.Ct. at 1388 ].
That holding is relevant today. If the evidence that a citizen’s residence is harboring contraband is sufficient to persuade a judicial officer that an invasion of the citizen’s privacy is justified, it is constitutionally reasonable to require that citizen to remain while officers of the law execute a valid warrant to search his home. Thus, for Fourth Amendment purposes, we hold that a warrant to search for contraband founded on probable cause implicitly carries with it the limited authority to detain the occupants of the premises while a proper search is conducted.
Id
at 704-05,
A lower federal court cannot responsibly decline to follow a principle directly and explicitly stated by the Supreme Court as a ground of decision and subsequently applied by the Supreme Court as an integral part of a systematic development of constitutional doctrine.
See United States
v.
LaBinia,
The Supreme Court cannot limit its constitutional adjudication to the narrow facts before it in a particular case. In the decision of individual cases the Court must and regularly does establish guidelines to govern a variety of situations related to that presented in the immediate case. The system could not function if lower courts were free to disregard such guidelines whenever they did not precisely match the facts of the case in which the guidelines were announced.
Since under
Payton
the entry to arrest did not violate Underwood’s fourth amendment rights, and the evidence seized was in plain view,
see Coolidge v. New Hampshire,
Reversed and remanded for proceedings consistent with this opinion.
with whom TANG, FLETCHER and PREGERSON, Circuit Judges, join, dissenting:
Today the majority holds that police may enter and search any private dwelling for a suspect with only an arrest warrant and “a reason to believe” the suspect is there. Because I cannot agree with the majority’s unwarranted extension of
Payton v. New York,
I.
The majority’s extension of the narrow Payton exception to the search warrant requirement is based on the assertion that one cannot have greater rights in someone else’s dwelling than one has in one’s own home. This rationale misstates the issue and rests on an erroneous reading of the Supreme Court’s more recent decision in Steagald. In holding that an arrest warrant may substitute for a search warrant, the majority rule fails to protect the privacy interests of Underwood and the residents of the Duck-ett home. Under the majority rule, police may search any home with only an arrest warrant and “a reason to believe” the suspect may be found there. The rule eliminates a judicial determination of probable cause to search and judicial limitation on the scope of the search.
The majority holds that an arrest warrant adequately protected Underwood’s privacy interests.
Payton
v.
New York,
This a fortiori argument, however, necessarily requires extending the Payton exception to the search warrant requirement. There are several reasons why Payton should not be extended and the principles of Steagald should govern this case. 3
In
Steagald,
police entered the home of Steagald searching for Ricky Lyons, for whom they had an arrest warrant.
The majority asserts that it makes no difference that Underwood was in the home of another person and not in his own home. The search of a third-party home, however, is fundamentally distinguishable under
Steagald.
The Court specifically stated that the issue in
Steagald,
entry of a third-party home to execute an arrest warrant, remained unresolved by
Payton.
The Payton statement upon which the government and the majority base their reasoning is:
“Thus, for Fourth Amendment purposes, an arrest warrant founded on probable cause implicitly carries with it the limited authority to enter a dwelling in which the suspect lives when there is reason to believe the suspect is within.”
In Steagald, the Court stated the Payton reasoning:
In Payton, of course, we recognized that an arrest warrant alone was sufficient to authorize the entry into a person’s home to effect his arrest ... Because an arrest warrant authorizes the police to deprive a person of his liberty, it necessarily also authorizes a limited invasion of that person’s privacy interest when it is necessary to arrest him in his home. This analysis, however, is plainly inapplicable when the police seek to use an arrest warrant as legal authority to enter the home of a third party to conduct a search....
Both
Payton
and
Steagald
expressly limit, again and again, the
Payton
rule to an arrest entry of one’s own home.
See, e.g., Payton,
The majority’s rule also conflicts with the view of the law espoused by the Ninth Circuit in
United States v. Prescott,
II.
Before
Payton,
the Supreme Court recognized only one exception to the search warrant requirement for non-consensual law enforcement searches of private residences, and that is when exigent circumstances justify an entry.
See Johnson v. United States,
Only a search warrant fully satisfies the explicit requirements of the fourth amendment that a warrant must “particularly describe] the- place to be searched, and the persons or things to be seized.” U.S.Const. amend. 4. An arrest warrant describes only the person to be seized; it does not describe any place to be searched. In discussing the necessity of a search warrant in Steagald, the Supreme Court stated:
However, while an arrest warrant and a search warrant both serve to subject the probable cause determination of the police to judicial review, the interests protected by the two warrants differ. An arrest warrant is issued by a magistrate upon a showing that probable cause exists to believe that the subject of the warrant has committed an offense and thus the warrant primarily serves to protect an individual from an unreasonable seizure. A search warrant, in contrast, is issued upon a showing of probable cause to believe that the legitimate object of a search is located in a particular place, and therefore safeguards an individual’s interest in the privacy of his home and possessions against the unjustified intrusion of the police.
Our inquiry should be: Since Underwood had both liberty interests and privacy interests, what means are necessary to protect them? As the Supreme Court stated in Steagald:
Thus, whether the arrest warrant issued in this case adequately safeguarded the interests protected by the Fourth Amendment depends upon what the warrant authorized the agents to do.... [T]he warrant therefore authorized the officers to seize Lyons. However, the agents sought to do more than use the warrant to arrest Lyons in a public place or in his home; instead, they relied on the *490 warrant as legal authority to enter the home of a third person based on their belief that Ricky Lyons might be a guest there.... Thus, while the warrant in this case may have protected Lyons from an unreasonable seizure, it did absolutely nothing to protect petitioner’s privacy interest in being free from an unreasonable invasion and search of his home.
Steagald,
Arrest warrants, as compared to search warrants, protect different interests and entail different requirements. Underwood had both privacy interests and liberty interests at stake. Nevertheless, the majority finds that requiring a search warrant to enter the Duckett home would give Underwood greater rights than he had at his home. This argument simply misstates the question by focusing on some quantum of rights rather than adequate means of protecting the rights concededly at issue.
Underwood had the same rights in Duck-ett’s home, in which he had an expectation of privacy, as he would have had in his own home. Although
Payton
authorizes entry to one’s home to arrest, it does not authorize a warrantless search of any residence. Underwood had the right to a judicial determination that it is necessary to search a specific place. An arrest warrant expressly or impliedly names one’s home as the place where one may be found. It “implicitly carries with it the limited authority to enter a dwelling in which the suspect lives when there is reason to believe the suspect is within.”
Payton,
.The majority asserts that Payton “explicitly rejected the argument that a separate search warrant based on probable cause to believe a suspect was in a particular dwelling was necessary to protect the interests of the person named in an arrest warrant.” In view of the consistent limitation of the Payton exception to one’s own home, this assertion is an inaccurate statement. Taken in context, Payton can be read to say only that it is unnecessary to seek a judicial determination of probable cause to search a particular dwelling when the dwelling to be searched is the suspect’s own home.
In finding that the arrest warrant adequately protected Underwood’s fourth amendment interests, the majority implicitly holds that an arrest warrant may substitute for a search warrant when officers find it necessary to search someone else’s home for a suspect. I do not believe Pay-ton can reasonably be read so broadly. I recognize that in Steagald the homeowner asserted the privacy rights at issue there. Underwood had the same rights here. Because two distinct interests of Underwood’s were implicated by the search of the Duck-ett residence, a search warrant, identifying the place to be searched, was required. As the Supreme Court stated in Steagald:
[P]etitioner's only protection from an illegal entry and search was the agent’s personal determination of probable cause. In the absence of exigent circumstances, we have consistently held that such judicially untested determinations are not reliable enough to justify an entry into a person’s home to arrest him without a warrant, or a search of a home for objects in the absence of a search warrant. Payton v. New York, supra; Johnson v. United States, supra. We see no reason to depart from this settled course when the search of a home is for a person rather than an object.
Moreover, the majority rule permits searches of any home based only on “a reason to believe” the subject of an arrest warrant is present. The justification for the search may thus be made in the field on less than probable cause. The Steagald court expressly rejected such a rule:
*491 A contrary conclusion — that the police, acting alone and in the absence of exigent circumstances, may decide when there is sufficient justification for searching the home of the third party for the subject of an arrest warrant — would create a significant potential for abuse. Armed solely with an arrest warrant for a single person, the police could search all the homes of that individual’s friends and acquaintances.... Moreover, an arrest warrant may serve as the pretext for entering a home in which the police have a suspicion, but not probable cause to believe, that illegal activity is taking place. Cf. Chimel v. California,395 U.S. 752 [89 S.Ct. 2034 ,23 L.Ed.2d 685 ] (1969).
The Court further noted the government’s concession that there is less potential for abuse where the implicit entry authorization of an arrest warrant is confined to the suspect’s own residence. This limited authority does not free police to search for the suspect in anyone else’s house without obtaining a particularized judicial determination that the suspect is present.
As a practical matter, the prospect of a challenge by Underwood based on his own privacy rights would have provided a strong inducement for the police officers to comply with the fourth amendment by obtaining a search warrant to search Duckett’s home for Underwood. In fact, a challenge from the subject of an arrest warrant is the
only
real deterrent to violations of the search warrant requirement as spelled out in
Steagald.
Since police who enter a dwelling to effect an arrest presumably are searching for the subject, not for evidence that may incriminate others who may live there, they will have little, if any, incentive to obtain a search warrant if the suspect cannot challenge the entry. On the other hand, the owner of the home will not have occasion to challenge an unlawful entry except in the unusual case where the police come upon plain-view evidence that incriminates the owner, as in
Steagald,
Also, the majority rule creates a difficult question for police in determining when to get a search warrant. I believe a “bright line” rule that police must obtain a search warrant to enter and search a dwelling other than a suspect’s own home would better protect both private persons and law enforcement. Authority to search a dwelling, and the scope of the search, would be determined beforehand rather than at a later suppression hearing. 7
*492 CONCLUSION
The fourth amendment search warrant requirement is designed to prevent the very-kind of intrusion that occurred in this case. By providing for a judicial determination of probable cause to believe a particular person is in a particular place, the search warrant requirement acts as an effective check on unwarranted police intrusion into the privacy of every home. Because that vital protective function is not performed by an arrest warrant, it fails to pass constitutional muster as a substitute for a search warrant.
In deference to the privacy interests of persons in the Duckett residence, the police had a constitutional duty to obtain a search warrant before making their entry to search for and arrest Underwood. Having failed to do so, the police violated Underwood’s fourth amendment right to be secure in a place where he had a legitimate expectation of privacy. Thus, the district court properly suppressed the evidence seized during that arrest.
I am mindful of our responsibility to faithfully apply the principles set down by the Supreme Court. With all due respect, however, I do not believe Payton requires us to create the rule announced by the majority. Payton itself is a significant departure from the traditional fourth amendment rule against entry of the home without a search warrant. The Payton court was careful to limit the exception to entry to a suspect’s own home. The majority rule greatly erodes the long-standing fourth amendment search warrant requirement for non-consensual, non-exigent searches of private residences which assures a judicial determination of probable cause to search a particular place.
I DISSENT.
Notes
. The parties agree that the standard for suppression of evidence in the circumstances of this case is the same under the United States and California Constitutions. We therefore do not reach the issue whether evidence obtained by a state officer in violation of state law is admissible in a federal trial.
See United States v. Daniel,
. The courts of appeals of the Second, Fourth, Sixth, and Eighth Circuits have recognized the
Payton
language to be binding.
See United States
v.
Spencer,
.
See Taylor v. State,
. The majority does not dispute that Underwood had a legitimate expectation of privacy. The record supports the finding that Underwood, as an invited overnight guest, had a legitimate expectation of privacy in the Duckett house.
See United States v. Robertson,
. This argument is similar to an argument made in Groot,
Arrests in Private Dwellings,
67 Va.L.Rev. 275, 281 n. 44 (1981). The Eighth Circuit has accepted this rationale based on
Payton,
and, without serious consideration of the privacy interests at stake, extended it to bar a challenge by a suspect after entry of a third party’s home.
United States v. Clifford,
. The majority rule is an extension of
Payton
which I believe to be unwarranted. The Supreme Court has often admonished us to proceed cautiously in extending a case beyond its issue and facts.
E.g., United States v. Neifert-White Co.,
The reasoning for declining to extend a holding beyond its facts was stated long ago in
Cohens v. Virginia,
.
Michigan v. Summers,
. I recognize that
Prescott
was decided before
Payton.
Nevertheless, this circuit continues to cite
Prescott’s
holding with approval.
See, e.g., United States v. Blake,
. The informant first told the police that Underwood was living in the area and intermittently resided at three different residences — two houses in Delano, California and a third house in Richgrove, California. The informant later gave the police “a reason to believe” Underwood might be found at the Richgrove house. The officers here thought the house was Duck-ett’s but made no effort to ascertain the identity of the owners of the residence or of any other persons who had the legal right to occupy it. Under the majority rule, police could have searched each of the three houses for Underwood based only on an informant’s tip.
. The majority rule ignores the traditional function of the search warrant in circumscribing the scope of the search.
See Chadwick,
