UNITED STATES of America, Plaintiff-Appellee, v. Iveth NAJERA-MENDOZA, also known as Iveth Najera, Defendant-Appellant.
No. 11-50187.
United States Court of Appeals, Fifth Circuit.
June 8, 2012.
675 F.3d 627
John David Gates (Court-Appointed), El Paso, TX, for Defendant-Appellant.
DENNIS, Circuit Judge:
Iveth Najera-Mendoza pleaded guilty to one count of attempted illegal reentry into the United States after having been deported, in violation of
I.
A.
“We review the district court‘s characterization of a prior offense as a crime of violence de novo.” United States v. Flores-Gallo, 625 F.3d 819, 821 (5th Cir.2010) (per curiam) (citing United States v. Sanchez-Ruedas, 452 F.3d 409, 412 (5th Cir.2006)). We give controlling weight to the Sentencing Guidelines commentary unless it is plainly erroneous or inconsistent with the Guidelines. Id. (citing United States v. Velasco, 465 F.3d 633, 637 (5th Cir.2006)).
In analyzing whether a prior offense qualifies as a crime of violence, this court applies a “categorical inquiry” that “looks to the elements of the crime, not to the defendant‘s actual conduct in committing it.” Miranda-Ortegon, 670 F.3d at 663 (emphasis in original) (quoting States v. Calderon-Pena, 383 F.3d 254, 257 (5th Cir.2004) (en banc)). “[I]f the statute of conviction contains a series of disjunctive elements, this court may look beyond the statute to certain records made or used in adjudicating guilt to determine which subpart of the statute formed the basis of the conviction.” United States v. Moreno-Florean, 542 F.3d 445, 449 (5th Cir.2008); see also Miranda-Ortegon, 670 F.3d at 663 (“We may take a modified categorical approach, permitting consultation of the allegations in the charging instrument, if the statute of conviction has disjunctive elements. But we may look beyond the elements and the fact of conviction only for the limited purpose of ascertaining which of the disjunctive elements the charged conduct implicated.” (footnote omitted)). The records we will consider “are generally limited to the charging document, written plea agreement, transcript of the plea colloquy, and any explicit factual findings by the trial judge to which the defendant assented.” Moreno-Florean, 542 F.3d at 449 (internal quotation marks omitted).
The parties in this case agree that Najera-Mendoza was convicted of violating
Any person who, without lawful authority, forcibly seizes and confines another, or inveigles or kidnaps another, with intent, either:
First. To cause such other person to be confined or imprisoned in this state against the will of the other person; or
Second. To cause such other person to be sent out of this state against the will of the other person; or
Third. To cause such person to be sold as a slave, or in any way held to service against the will of such person ....
We now turn to consider whether this offense meets the definition of “crime of violence” under
B.
We first agree with Najera-Mendoza that her Oklahoma kidnapping offense does not constitute the enumerated offense of “kidnapping.” In determining whether a prior state offense is one of the enumerated offenses, “[s]tate-law labels do not control this inquiry because the [crime of violence] enhancement incorporates crimes with certain elements, not crimes that happen to be labeled ‘kidnapping’ ... under state law.” Moreno-Florean, 542 F.3d at 449 (second alteration in original) (internal quotation marks omitted). Instead, we look to whether the elements of the offense of conviction satisfy the “generic, contemporary meaning of kidnapping.” Id. (internal quotation marks omitted).
In Moreno-Florean, this court held that the California offense of kidnapping—which is substantially similar to the Oklahoma kidnapping offense at issue here—did not meet the generic, contemporary definition of kidnapping. Id. at 456.2 The panel held that the California offense was not the enumerated offense of “kidnapping” because, even though the California offense required force or the threat of force, it could be violated without proof of two elements that are part of the generic, contemporary definition of kidnapping: (1) substantial interference with the victim‘s liberty, and (2) circumstances exposing the victim to substantial risk of bodily injury or confinement as a condition of involuntary servitude. Id. at 452-56. Similarly, the Oklahoma kidnapping offense at issue here could be violated without proof of these two elements; and thus, it does not meet the generic, contemporary definition of kidnapping. See id. at 456. Accordingly, we conclude that Najera-Mendoza‘s Oklahoma kidnapping offense is not the enumerated offense of kidnapping under
C.
We also agree with Najera-Mendoza that her Oklahoma kidnapping offense did not have as an element the use, attempted use, or threatened use of “physical force.” In Johnson v. United States, 559 U.S. 133, 130 S.Ct. 1265, 176 L.Ed.2d 1 (2010), the Supreme Court held that “the phrase ‘physical force’ means violent force—that is, force capable of causing physical pain or injury to another person.” 130 S.Ct. at 1271 (emphasis in original). Because the Florida battery offense at issue in Johnson included an element of force that could be “satisfied by any intentional physical contact, no matter how slight,” the Court held that it lacked an element of “physical force.” Id. at 1269-71 (emphasis and internal quotation marks omitted).3
Recently, in United States v. Miranda-Ortegon, 670 F.3d 661 (5th Cir.2012), another panel of this court applied the Johnson definition of “physical force” to hold that an Oklahoma assault and battery offense was not a crime of violence because it lacked the necessary element of physical force. Id. at 663 (quoting Flores-Gallo, 625 F.3d at 823, in turn quoting Johnson, 130 S.Ct. at 1271). The court explained that even though the Oklahoma assault and battery statute has an element of “force or violence,” that element could be satisfied by “only the slightest touching.” Id. (internal quotation marks omitted). Thus, the offense was not a crime of violence merely because it included as an element the word “force.” Instead, the determinative issue was whether the amount of force necessary to satisfy that element of the crime could only be satisfied by “force capable of causing physical pain or injury to another person.” Id.
Following Johnson and Miranda-Ortegon in the instant case leads us to conclude that Najera-Mendoza‘s Oklahoma kidnapping conviction lacks the requisite element of physical force. The pertinent “force” element of Najera-Mendoza‘s Oklahoma kidnapping conviction is, “forcibly seizes and confines another,”
Under the common law, the commission of kidnapping had to be “forcible,” but did not require force capable of causing physical pain or injury; and in Oklahoma, as elsewhere, it is the rule that “in construing a statute containing words which have a fixed meaning at common law, and the statute nowhere defines such words, that they will be given the same meaning they have at common law.” Axhelm v. United States, 9 Okla. 321, 60 P. 98, 99 (1900); see also Johnson, 130 S.Ct. at 1270 (“[A] common-law term of art should be given its established common-law meaning.“). The universally accepted definition of the common-law offense of kidnapping is: “The forcible abduction or stealing away of [a person] from [his] own country, and selling [him] into another.”4
Moreover, Oklahoma courts routinely look to other state laws and judicial interpretations when construing its own statutes, see, e.g., Perry v. State, 853 P.2d 198, 201 (Okla.Crim.App.1993); Steele v. State, 778 P.2d 929, 931 (Okla.Crim.App.1989); and courts in other states have interpreted “forcibly” or “force” in their own states’ kidnapping statutes to not require actual physical contact, or only the most minimal force. For instance, California‘s kidnapping statute uses the term “forcibly” just as Oklahoma‘s does, see
Finally, Oklahoma defines the term “force” in its other penal laws to encompass any slight touching.10 Thus, the term “force” in other crime definitions in Oklahoma includes degrees of force less than that capable of causing physical pain or injury to another person. See Miranda-Ortegon, 670 F.3d at 663; United States v. Smith, 652 F.3d 1244, 1247 (10th Cir.2011); United States v. Cruz, No. 11-4212, 2012 WL 836135, at *4 (4th Cir. Mar. 14, 2012) (unpublished). It comports, therefore, with Oklahoma statutory and decisional law to apply this same definition of “force” to the term “forcibly” in the state‘s kidnapping statute. See Steele, 778 P.2d at 931 (Defining the element of “force” in battery by looking to the definition of “force” in other Oklahoma penal laws: “Adoption of the general rule that only the slightest force or touching is necessary to constitute the requisite element of force is consistent with ... other statutory provisions regarding the definition of force.“); see also
D.
In sum, the elements of Najera-Mendoza‘s Oklahoma kidnapping conviction do not satisfy the generic, contemporary meaning of kidnapping; and there is strong legal authority that a defendant may “forcibly” kidnap another person under Oklahoma law without using “physical force” as defined by Johnson, i.e., “force capable of causing physical pain or injury to another person.” 130 S.Ct. at 1271; see also Flores-Gallo, 625 F.3d at 822. Thus, Najera-Mendoza‘s Oklahoma kidnapping conviction does not satisfy either definition of “crime of violence” under
II.
The dissent relies on the Sixth Circuit‘s decision in United States v. Soto-Sanchez, 623 F.3d 317 (6th Cir.2010), to conclude that Najera-Mendoza‘s Oklahoma kidnapping offense includes an element of “physical force” because it required “forcible seizure and confinement.” Dissent Op. at 637-38. However, that opinion is unpersuasive because it fails to follow Johnson. In Soto-Sanchez, the Sixth Circuit held that because the Michigan “false imprisonment kidnapping offense ... requires that the victim be imprisoned or confined ‘forcibly[,]’ [b]y its clear terms, then, it ‘has as an element the use, attempted use, or threatened use of physical force against the person of another.‘” 623 F.3d at 325. That is the exact analysis though that the Supreme Court rejected in Johnson; instead, the Court held that to have an element of “physical force,” the state-law offense must include an element that requires “force capable of causing physical pain or injury to another
The dissent also reasons that Najera-Mendoza‘s Oklahoma kidnapping offense must encompass only physical force of the type specified in Johnson because “Oklahoma separately criminalizes kidnapping, yet without a forcible seizure and confinement requirement, if the kidnapping occurs through inveigling.” Dissent Op. at 638. Thus, in the dissent‘s view, the Oklahoma kidnapping statute encompasses only two kinds of conduct: kidnapping committed by inveiglement and kidnapping committed by violent force, viz., force capable of causing physical pain or injury. But this overlooks the Supreme Court‘s explanation that there are types of force other than violent force. Johnson, 130 S.Ct. at 1270 (recognizing that the element of “force” in the common-law crime of battery could “be satisfied by even the slightest offensive touching“); see also supra notes 5-9 (citing cases recognizing that an element of “force” in the offense of kidnapping could be satisfied by minimal force). The dissent‘s interpretation of the Oklahoma statute would therefore lead to absurd results by creating a lacuna between kidnapping by inveiglement and kidnapping by violent force, viz., force capable of
III.
For the foregoing reasons, we VACATE Najera-Mendoza‘s sentence and REMAND to the district court for resentencing.
HIGGINSON, Circuit Judge, dissenting:
Defendant Iveth Najera-Mendoza pleaded guilty to a two-count indictment charging her with attempting to reenter the United States unlawfully after removal, in violation of
For violations of
“In determining whether the [state] crime at issue here is the enumerated
“In determining whether an offense has as an element the use, attempted use, or threatened use of physical force against the person of another, this court uses the categorical approach set forth in Taylor v. United States, 495 U.S. 575, 600-02, 110 S.Ct. 2143, 109 L.Ed.2d 607 (1990), and examines the elements of the offense, rather than the facts underlying the conviction.” Mendoza-Sanchez, 456 F.3d at 482.
Importantly in this case, when considering whether an offense is an enumerated one or has physical force as an element, if the statute of conviction contains a series of disjunctive elements, this court may look beyond the statute to certain records made or used in adjudicating guilt to determine which subpart of the statute formed the basis of the conviction. United States v. Mungia-Portillo, 484 F.3d 813, 815 (5th Cir.2007). In this case, the parties agree that Najera-Mendoza‘s kidnapping conviction occurred pursuant to
Any person who, without lawful authority, forcibly seizes and confines another, or inveigles or kidnaps another, with intent, either:
First. To cause such other person to be confined or imprisoned in this state against the will of the other person; or
Second. To cause such other person to be sent out of this state against the will of the other person; or
Third. To cause such person to be sold as a slave, or in any way held to service against the will of such person ....
On November 18, 2008, Oklahoma filed a Second Amended Information charging Najera-Mendoza with kidnapping, “on or about the 4th day of May, 2008, by forcibly seizing R.G. from the City of Oklahoma City, Oklahoma County, Oklahoma, and confining R.G. in a residence located at 310 E. 5th Street, City of Hennessey, Kingfisher County, Oklahoma, without lawful authority and with the intent to cause R.G. to be confined/imprisoned against his will ....”
We have not previously addressed whether a kidnapping offense that explicitly requires not only a showing of forcible seizure and forcible confinement, but also a state of mind to confine the kidnapped person against that victim‘s will, satisfies the “use of physical force” element for
Needless to say, every forcible seizure and forcible confinement kidnapping prosecution reported in Oklahoma caselaw involves physical force, indeed, force that is physical, force that is more than minimal, and force that is capable of pain and injury, hence violent under any conception of violence. Tragically, too many involve rape and murder. Perhaps more instructively, no forcible seizure and forcible confinement kidnapping prosecution reported in Oklahoma caselaw involves force that is a mere slight touch-and-take, say of an infant too young to understand its circumstance, which some might conceive to be incapable of causing pain or injury. Perhaps because of this reason—the incongruity of declaring forcible confinement nonforceful—the Sixth Circuit recently held that Michigan‘s nearly identical kidnapping statute has as an element of the offense “the use, attempted use, or threatened use of physical force against another.” In United States v. Soto-Sanchez, 623 F.3d 317 (6th Cir.2010), the court was presented with an older version of Michigan‘s kidnapping statute, which criminalized “forcibly confining or imprisoning any other person
The false imprisonment kidnapping offense under § 750.349, however, requires that the victim be imprisoned or confined “forcibly.” By its clear terms, then, it “has as an element the use, attempted use, or threatened use of physical force against the person of another.” See
U.S.S.G. § 2L1.2 cmt. n. 1(B)(iii) . In this way, it still qualifies as a crime of violence subjecting [the defendant] to a sixteen-level enhancement to his offense level under the residual clause to the definition of “crime of violence” in§ 2L1.2 . See id.
Id. at 325 (footnote omitted).
I find this conclusion strong and forcible and applicable to Najera-Mendoza‘s sentencing and specifically her prior kidnapping conviction as limited to the
