Lead Opinion
Iris Collette Jackson and Dwight Dean Jackson appeal their convictions arising from a crack cocaine distribution endeavor based in Elk City, Oklahoma. Ms. Jackson raises six issues on appeal and Mr. Jackson raises three. After a thorough study of their arguments on appeal, we determine none have merit, and affirm.
I. Background
Local and federal law enforcement officials began investigating the distribution of crack cocaine in Elk City in 1997. As part of this investigation, agents of the Federal Bureau of Investigation (FBI) and the Elk City Police Department decided to set up video surveillance at two residences they suspected were at the center of a crack distribution system. Agents had identified numerous individuals and two dominant organizations — the Wilson and the Jackson organizations — as being responsible for approximately ninety-five percent of the sale, transportation and distribution of crack cocaine in the Elk City area. The agents suspected the two organizations had loose ties to one another and utilized the same local individuals to distribute the crack cocaine. The FBI installed video cameras on the tops of telephone poles overlooking the residences of Ms. Jackson and Regina Evans — the suspected leaders of the organizations. Although both of these cameras could be adjusted by officers at the police station, and could zoom in close enough to read a license plate, neither had the capacity to record sound, and neither could view the inside of the houses. The officers also utilized a “video car” equipped with three hidden cameras, two VCRs and a transmitter that allowed officers to record and listen to conversations in and around the car as they were occurring.
During their investigation, the FBI enlisted the help of Gina Bromlow as an informant. The Elk City Police were holding Ms. Bromlow after her arrest on charges of possession of cocaine. The Elk City Police contacted FBI Agent Nicholas Manns after Ms. Bromlow expressed her desire to talk to the FBI about her knowledge of the drug distribution network in Elk City. Ms. Bromlow agreed to assist in the investigation by making controlled buys of crack cocaine for the FBI and to record her conversations with the dealers. In exchange for her assistance, Agent Manns promised to call the district attorney in Texas, where Ms. Bromlow also faced charges, and tell the district attorney Ms. Bromlow had been helpful to their investigation. Investigators paid Ms. Bromlow for her assistance and reimbursed her for the expenses she incurred in connection with the investigation.
On November 17, 1997, Ms. Bromlow purchased crack cocaine from Defendant Dwight Jackson, Ms. Jackson’s uncle. During this transaction, which was recorded, Mr. Jackson told Ms. Bromlow, “Iris will hook you up.” Mr. Jackson also stated, “Iris, she got quarters,” meaning Ms. Jackson would sell a quarter ounce of crack or an amount valued at $250.00. Because Mr. Jackson did not have the crack cocaine when Ms. Bromlow inquired about making the purchase, Mr. Jackson and his girlfriend, Sheree Warren, went to Ms. Jackson’s house to get the crack. When they returned, Ms. Bromlow bought an amount of crack worth $100.00.
Later that day, FBI agents gave Ms. Bromlow $300.00 and directed her to pick up Regina Evans and to buy crack from Vicky Edmondson or Ms. Jackson. Ms. Bromlow picked up Ms. Evans and drove to Ms. Jackson’s house in the FBI “video car.” After speaking to Ms. Bromlow for a short while, Ms. Evans left the car and entered Ms. Jackson’s house to obtain crack cocaine. Ms. Evans returned with $300.00 worth of crack and gave it to Ms. Bromlow. Ms. Evans explained Ms. Jackson was not at home, but “Old Boy” had given her the crack, referring to Ms. Jackson’s father. The FBI recorded the con
The next controlled buy took place in early December 1997, when Agent Manns gave Ms. Bromlow $100.00 and directed her to purchase crack cocaine from Mr. Jackson and/or Ms. Warren. The FBI captured this transaction on video tape. The tape showed Ms. Bromlow acquiring the drugs from Mr. Jackson and Ms. Warren. During this transaction, Mr. Jackson told Ms. Bromlow he and Ms. Warren made a lot of money for Ms. Jackson by selling crack for her.
One week later, on December 12, 1997, Ms. Bromlow made another controlled purchase of crack cocaine from Ms. Jackson and Leonard Jackson, Dwight Jackson’s brother and Ms. Jackson’s uncle. Agent Manns gave Ms. Bromlow $320.00 for this transaction. Ms. Bromlow drove to Ms. Jackson’s house where Ms. Jackson asked Ms. Bromlow if she was working for the police. Ms. Bromlow denied working for the police and explained she wanted $800.00 worth of crack and the extra $20.00 was in payment for a previous transaction. Ms. Bromlow gave Leonard Jackson the $320.00. Ms. Jackson retrieved the crack from her bedroom and handed it to Leonard, who then gave it to Ms. Bromlow. Ms. Bromlow asked Ms. Jackson if she would have more crack cocaine later, and Ms. Jackson indicated she would.
On December 17, 1997, Ms. Bromlow made another controlled buy. Although there is no video tape of this transaction because the equipment malfunctioned, Ms. Bromlow testified at trial she went to Ms. Jackson’s house and saw Leonard Jackson on the front porch. Ms. Bromlow stated she and Leonard walked into Ms. Jackson’s house, she gave Leonard $300.00, and Leonard went into the back bedroom. Ms. Bromlow could hear Leonard tell Ms. Jackson she wanted $300.00 worth of crack. Ms. Bromlow heard Ms. Jackson say she had the crack. A few minutes later, Leonard returned and handed Ms. Bromlow $300.00 worth of crack cocaine.
On January 27, 1998, Ms. Bromlow purchased another $300.00 worth of crack cocaine under the direction of the FBI. The video camera installed in the car revealed Mr. Jackson sitting in Ms. Jackson’s car talking to Ms. Bromlow. Mr. Jackson directed Ms. Bromlow to go to Ms. Jackson’s house. When they arrived at Ms. Jackson’s house, Ms. Bromlow insisted upon being served before Mr. Jackson because she had more money to spend on crack than did Mr. Jackson. (Id. at 311.) Mr. Jackson wanted to buy only $10.00 worth of crack cocaine from Ms. Jackson. Ms. Jackson went into her bedroom and then returned to the living area with the crack and handed it to Ms. Bromlow. Ms. Bromlow handed the cash to Ms. Jackson.
On February 10, 1998, the FBI instructed Ms. Bromlow to contact Ms. Jackson and discuss the price of one ounce of crack. After Ms. Bromlow reported to Agent Manns concerning her conversation with Ms. Jackson, he gave her $900.00 with which to purchase crack. Ms. Bromlow returned to Ms. Jackson’s residence with the $900.00, and discussed purchasing one ounce of crack cocaine from Ms. Jackson. However, Ms. Jackson did not have a full ounce at that time, so she asked Ms. Bromlow to return later. Mr. Jackson was present during these negotiations. When Ms. Bromlow returned later that day, Ms. Jackson was not present, but she discussed the purchase with Mr. Jackson, who urged her to buy the one ounce from Ms. Jackson or himself. Mr. Jackson claimed to be “holding] down the fort” while Ms. Jackson was out.
That same day, Ms. Jackson, Judy Wise-man, Nequita Hicks, and Wanitha Randall were at Ms. Jackson’s house. Ms. Jackson received a- page, left the house, and returned a short while later. Shortly thereafter, Ms. Jackson said “Let’s go” to the group, and they got into Ms. Jackson’s car. Ms. Jackson drove to Hobart, Oklahoma, where she stopped at a store, then pulled
Upon their return to Elk City, Officer Joey Bales of the Elk City Police Department stopped the car. Officer Bales had received a tip from an anonymous caller who told him Ms. Jackson was bringing back a large amount of crack cocaine from Lawton, Oklahoma. Before she stopped the car, Ms. Jackson gave Ms. Wiseman half the crack and told her to hide it. Ms. Wiseman put the crack between her legs. Ms. Jackson hid her half of the crack by inserting it into her vagina. Officer Bales interviewed each of the women separately. Ms. Jackson told Officer Bales she had been to Clinton, Oklahoma, to play bingo. Ms. Wiseman told Officer Bales they had been driving through the towns of Holbert, Clinton, and Cordell. While talking to Ms. Wiseman, Officer Bales noticed Ms. Jackson turning around in the car to talk to the passengers in the back. Ms. Hicks and Ms. Randall told Officer Bales they had been playing bingo. Officer Bales called for assistance, and when other officers arrived, they conducted a dog sniff of the vehicle. The dog alerted to the ashtray which contained $275.00 in cash. The dog also alerted to two purses, one in the front seat and one in the back seat of the car. Officer Bales found a used crack pipe in one of the purses. Officer Bales then took the occupants of the car to the Elk City police station, where Agent Manns was waiting. Because he knew Ms. Bromlow had negotiated the purchase of one ounce of crack from Ms. Jackson, Agent Manns expected Ms. Jackson to return to Elk City with the ounce of crack cocaine. Pri- or to being strip searched at the station, Ms. Wiseman pulled out the crack she had hidden between her legs and claimed it was hers. When Ms. Jackson was asked to consent to a search of her person, she stated “you might find something and you might not.” No drugs were found during the search. However, the officers did not conduct a body cavity search. The officers released Ms. Jackson after the search, and she later bragged about her method of concealing the drugs from the police.
The next day, as Ms. Bromlow was driving in Elk City, she encountered Ms. Jackson, who was in her vehicle along with Mr. Jackson and a person known to Ms. Brom-low only as “Anita.” Ms. Jackson accused Ms. Bromlow of “setting her up” and being responsible for the stop that occurred the night before. Ms. Bromlow denied any involvement. Ms. Jackson claimed Regina Evans told Ms. Jackson that Ms: Bromlow knew about the stop. Ms. Bromlow denied this and suggested they go ask Ms. Evans about it. Ms. Jackson then told Ms. Bromlow to follow her to Ms. Evans’ residence, and that Mr. Jackson would ride with Ms. Bromlow. When Ms. Bromlow arrived at Ms. Evans’ residence, Ms. Evans was in a back room, but would not come out to speak to Ms. Bromlow. Ms. Bromlow, Mr. Jackson and Ms. Jackson then went to Ms. Jackson’s house. Mr. Jackson once again rode with Ms. Brom-low. Ms. Bromlow was scared and felt she could not leave. Ms. Jackson told Ms. Bromlow to strip so that she could see if Ms. Bromlow was wearing a wire. Mr. Jackson left the room while Ms. Bromlow was being searched. After finding no evidence of a wire, Ms. Jackson allowed Ms. Bromlow to get dressed. Ms. Jackson told Ms. Bromlow that if she had “set her up,” Ms. Bromlow would not live to see the next day.
On May 6, 1998, a search of Ms. Jackson’s residence, conducted pursuant to a warrant, revealed an address book bearing Ms. Jackson’s name. The address book
On the same day, officers executed a search warrant on Charles Perry’s apartment in Lawton, Oklahoma. The search revealed a dinner plate covered with a white powdery substance, two razor blades lying on the plate, and a telephone address book containing Ms. Jackson’s name and her phone numbers. Officers arrested Ms. Jackson and Mr. Jackson for their participation in the distribution of the crack cocaine. The investigation ultimately resulted in seventy-two controlled buys of crack cocaine, and the arrest of thirty-four people in addition to the two Jacksons.
Ms. Jackson and Mr. Jackson were tried together. A jury convicted Ms. Jackson of the following six counts on a multi-count indictment: Count 1, a violation of 21 U.S.C. § 846 (conspiracy to distribute cocaine base); Count 2, a violation of 21 U.S.C. § 856 (maintaining a place for the distribution and use of a controlled substance), and 18 U.S.C. § 2 (aiding and abetting); Counts 5 and 7, violations of 21 U.S.C. § 841(a)(1) (distribution of cocaine base) and 18 U.S.C. § 2 (aiding and abetting); Count 8, a violation of 21 U.S.C. § 841(a)(1) (distribution of cocaine base); and Count 9, a violation of 21 U.S.C. § 841(a)(1) (possession with intent to distribute cocaine base). The district court sentenced Ms. Jackson to terms of imprisonment of 360 months on Counts 1, 5, 7, 8 & 9, and 240 months on Count 2, all to run concurrently.
Mr. Jackson was charged in five counts of the indictment. The jury found Mr. Jackson guilty on the following counts: Count 1, a violation of 21 U.S.C. § 846 (conspiracy to distribute cocaine base); Count 3, a violation of 21 U.S.C. § 841(a)(1) (distribution of cocaine base); Count 4, a violation of 21 U.S.C. § 841(a)(1) (distribution of cocaine base) and 18 U.S.C. § 2 (aiding and abetting); and Count 9, a violation of 21 U.S.C. § 841(a)(1) (possession with intent to distribute cocaine base) and 18 U.S.C. § 2 (aiding and abetting).The jury found Mr. Jackson not guilty on Count 2, a violation of 21 U.S.C. § 856 (maintaining a place for the distribution and use of a controlled substance), and 18 U.S.C. § 2 (aiding and abetting). Id. After hearing contested sentencing issues, the district court sentenced Mr. Jackson to a total of 262 months in prison.
We exercise jurisdiction based on 28 U.S.C. § 1291 and 18 U.S.C. § 3742(a) and affirm all the judgments of the district court in both cases.
II. Ms. Jackson’s Appeal
Ms. Jackson asserts the trial court erred by: 1) denying her motion to suppress evidence obtained through audio and video surveillance; 2) denying her motion in li-mine to suppress the testimony given by Ms. Bromlow; 3) denying her motion for judgment of acquittal based on insufficiency of the evidence to sustain a conviction; 4) overruling her objections to the presen-tence report regarding the drug amounts and her leadership role; 5) denying her motion for a special verdict form; and 6) denying her motion to suppress Ms. Brain-low’s testimony because it was unlawfully induced in violation of 18 U.S.C. § 201(c)(2).
A. The Motion to Suppress Information Obtained Through Video and ■ • Audio Surveillance
Ms. Jackson first contends the district court erred by denying her motion to suppress the information obtained through the video cameras installed on the ■ telephone poles outside her residence and Ms. Evans’
We review the district court’s factual findings supporting its denial of Ms. Jackson’s motion to suppress for clear error, viewing the evidence in the light most favorable to the government. See United States v. Lambert,
Title I prohibits the intentional interception, eavesdropping to intercept, or procurement of any other person to intercept or endeavor to intercept “any wire, oral, or electronic communication.” 18 U.S.C. .§ 2511(l)(a). Although Ms. Jackson seems to have abandoned the argument that Title I applies to silent video surveillance, we note the district court was correct in concluding Title I does not regulate this activity.
Ms. Jackson states the use of the video cameras installed on the telephone poles violated the Fourth Amendment because they were installed without a warrant. The Fourth Amendment protects persons against unreasonable searches and seizures. U.S. Const, amend. IV. Whether Ms. Jackson can claim the FBI violated her Fourth Amendment rights by using these video cameras to observe the activity occurring outside the houses depends on whether Ms. Jackson had a reasonable expectation of privacy in the area viewed by the cameras. See United States v. Gordon,
The use of video equipment and cameras to record activity visible to the naked eye does not ordinarily violate the Fourth Amendment. See Dow Chem. Co. v. United States,
Ms. Jackson also contends the district court erred by denying her motion to suppress the evidence gleaned from the use of the audio/video equipment installed in the undercover FBI car. The district court determined the audio recordings made by the audiovisual equipment in the FBI car did not contravene the Fourth Amendment or Title I because evidence at the hearing established Ms. Bromlow consented to the recording of her conversations. While recognizing Title I does not prohibit the use of audio surveillance when one of the participants in the conversation consents to the recording, Ms. Jackson argues there was insufficient evidence to find consent because the evidence presented on the issue was inadmissible hearsay.
Agent Manns testified Ms. Bromlow gave her consent to record the conversations occurring within the FBI car. Although this is undeniably hearsay evidence as it is defined by Federal Rule of Evidence 801(c), it was not inadmissible hearsay. It is well established that, apart from questions of privilege, the Federal Rules of Evidence do not apply in suppression hearings. See United States v. Matlock,
We conclude the evidence obtained from the video cameras installed on the telephone poles and the recordings made in the undercover FBI car were not introduced in violation of Title I or the Fourth Amendment. We affirm the district court’s order denying Ms. Jackson’s motion to suppress.
B. Motion in Limine Concerning Ms. Bromlow’s Testimony
Ms. Jackson contends the district court erred by denying her motion in limine to suppress Ms. Bromlow’s testimony. Specifically, Ms. Jackson claims because Ms. Bromlow was paid for her services as a confidential informant,
Even if the FBI violated Oklahoma and federal tax statutes, the suppression of Ms. Bromlow’s testimony was inappropriate under these circumstances. The primary purpose of the exclusionary rule is to deter police misconduct. See Nix v. Williams,
C. Sufficiency of the Evidence
Ms. Jackson also argues the district court erred by denying her motion for a judgment of acquittal because the evidence was insufficient to sustain her conviction of conspiracy to distribute crack cocaine in violation of 21 U.S.C. § 846. Specifically, she asserts: 1) the evidence was insufficient to support a finding Ms. Jackson entered into an agreement with others to distribute crack cocaine, and 2) the government failed to introduce evidence that crack cocaine was a type of cocaine base.
Sufficiency of the evidence to support a jury’s verdict is a legal issue that is reviewed de novo. See United States v. Hanzlicek,
It is unclear whether Ms. Jackson is challenging her convictions on all the counts or is only challenging her conviction for the violation of 21 U.S.C. § 846. Nevertheless, after carefully reviewing the record on appeal, we conclude there was ample evidence to support Ms. Jackson’s convictions on all the counts. We find her arguments concerning the sufficiency of the evidence to be without merit, and af
D. Sentencing
Ms. Jackson next contends the district court erred by failing to sustain her objections to the presentence report. Ms. Jackson objected to the amount of drugs the district court attributed to her and to its finding she was a leader of the drug distribution operation. “We review the district court’s factual findings for clear error and its interpretation and application of the sentencing guidelines de novo.” United States v. Gigley,
1. Drug Quantity
Ms. Jackson argues the court incorrectly attributed 6,243.86 grams of cocaine base (crack) to her in determining her base offense level of 38. Ms. Jackson contends the court should have only considered 451.59 grams of crack in calculating her base offense level. The balance of the crack attributed to her (5896.8 grams) was based on the testimony of Judy Wise-man. Ms. Jackson states Ms. Wiseman’s testimony lacked a “sufficient indicia of reliability to support its probable accuracy” and thus should not have been considered by the district court in its calculation of the quantity of crack attributable to Ms. Jackson.
The district court’s calculation of drug quantity is a finding of fact that we review for clear error only. See United States v. Vaziri,
The thrust of Ms. Jackson’s argument is that Ms. Wiseman’s testimony lacked credibility simply because she was a coconspirator testifying in the anticipation of leniency. However, the credibility of a witness at sentencing is for the district court to evaluate. United States v. Sloan,
2. Leadership Role
Ms. Jackson next finds fault with the district court’s finding she was the leader of a crack distribution ring and by applying a four-level enhancement to
Ms. Jackson argues there is no evidence in the record to indicate she directed, controlled or organized her coconspirators. We find this contention to be without merit. The record is replete with examples of Ms. Jackson exercising control and directing the activities of the coconspirators. Furthermore, it is clear Ms. Jackson was not simply a drug dealer engaging in separate transactions, but was at the center of an organized drug distribution operation. The cases cited by Ms. Jackson in support of her argument on this point are distinguishable. Thus, we conclude the district court did not err by increasing Ms. Jackson’s base offense by four levels pursuant to USSG § 3Bl.l(a).
E. Jury Instructions
Ms. Jackson claims the court erred by denying her motion requesting the submission of a special verdict form to the jury. In the event the jury found her guilty of the drug crimes, Ms. Jackson wanted to require the jury to determine whether the controlled substance was “crack” cocaine or some other form of cocaine, and to determine the quantity of the substance attributable to Ms. Jackson. Because verdict forms are essentially instructions to the jury, our review of a special verdict form is governed by the same abuse of discretion standard we apply to jury instructions. See Webb v. ABF Freight Sys., Inc.,
1. The Proposed Verdict Form Requiring the Jury to Determine the Type of Controlled Substance
Ms. Jackson contends the district court erred by failing to instruct the jury it must determine whether the cocaine base was in the form of cocaine base known as “crack.” However, Ms. Jackson admits on appeal that this circuit has recently addressed the issue of whether or not a defendant has a right to a jury determination concerning whether the controlled substance at issue in a § 841(a)(1) conviction is “crack” or some other form of cocaine base. In United States v. Johnson,
2. The Proposed Jury Instruction Regarding the Quantity of the Controlled Substance
Ms. Jackson also argues the court erred by not allowing the jury to determine the amount of crack attributable to her. Ms. Jackson offers no authority to support her contention that the jury, rather than the sentencing court, should make this determination. We reject Ms. Jackson’s argument. This determination has been clearly left-to the sentencing court. See USSG § 1B1.3 (setting forth the relevant factors which may be used by the sentencing court to determine the guideline range). See also United States v. Boonphakdee,
F. Suppression of the Paid Informant’s Testimony
Finally, Ms. Jackson argues the district court erred by failing to suppress the testimony of Ms. Bromlow, the confidential informant, based on our decision in United States v. Singleton,
In Singleton I, the panel concluded the testimony of a codefendant was introduced in violation of 18 U.S.C. § 201(c)(2), which provides:
Whoever—
directly or indirectly, gives, offers or promises anything of value to any person, for or because of the testimony under oath or affirmation given or to be given by such person as a witness upon a trial, hearing, or other proceeding, before any court ... authorized by the laws of the United States to hear evidence or take testimony ...
shall be fined under this title or imprisoned for not more than two years, or both.
18 U.S.C. § 201(c)(2). The panel determined the prosecuting attorney had violated 18 U.S.C. § 201(c)(2) by promising the witness leniency in exchange for his testimony. Singleton I,
Ms. Jackson attempts to distinguish the present case from Singleton II by asserting Ms. Bromlow was not simply offered leniency but was offered cash payments in exchange for her testimony. She asserts payment for testimony is not a traditional practice of the sovereign, and thus argues Ms. Bromlow’s testimony was given in violation of § 201(c)(2). In support of her argument, Ms. Jackson draws our attention to the following language of Singleton II:
Our conclusion in no way permits an agent of the government to step beyond the limits of his or her office to make an offer to a witness other than one traditionally exercised by the sovereign. A prosecutor who offers something other than a concession normally granted by the government in exchange for testimony is no longer the alter ego of the sovereign and is divested of the protective mantle of the government. Thus, fears our decision would permit improper use or abuse of prosecutorial authority simply have no foundation. It is noteworthy, then, that defendant’s premise relies upon the shibboleth “the government is not above the law.” While we agree with that notion, we simply believe this particular statute does not exist for the government.
Although this court made it clear in Singleton II that § 201(c)(2) does not apply to government attorneys when they offer leniency in exchange for testimony, we have not addressed whether the bribery statute applies when the government pays a witness for testimony. Other courts that have addressed the Singleton I argument have done so in the context of an offer of leniency in exchange for testimony, and have concluded that, under those circumstances, the statute does not exist for the government attorneys. See, e.g., Unit
Although the government urges us to hold our decision in Singleton R foreclosed all arguments concerning a violation of 18 U.S.C. § 201(c)(2) by a government attorney, we did not so hold in Singleton R. As Ms. Jackson points out, we held the statute does not exist for government attorneys when they are exercising traditionally recognized prerogatives of the sovereign, specifically when they offer leniency in exchange for testimony. 165. F.3d at 1302 & n. 2. Government attorneys may come under the auspices of § 201(c)(2) if they “step beyond the limits of [their office] to make an offer to a witness other than one traditionally exercised by the sovereign.” Id. at 1302. This test, as noted by the concurrence, “creates a conceptually messy legal regime for handling the case of the errant United States Attorney ‘who offers something other than a concession normally granted by the government.’ ” Id. at 1307 (Lucero, J., concurring) (quoting majority at 1302). Ms. Jackson’s argument brings us squarely into that messy area and raises a number of interesting ques-' tions, such as who bears the burden of proof to show the government committed a violation of 18 U.S.C. § 201(c)(2), and whether paying a witness for her testimony may constitute a violation of 18 U.S.C. § 201(c)(2) as a matter of law.
First, we conclude the defendant bears the burden of showing a prima facie case of a violation of 18 U.S.C. § 201(c)(2). In motions to suppress, the defendant usually bears the burden of proof. See United States v. Madrid,
In the present case, there is no evidence in the record indicating Ms. Bromlow was paid in exchange for her testimony. Although the parties may have contemplated Ms. Bromlow would testify upon the completion of the investigation, Ms. Jackson has not shown Ms. Bromlow was paid in exchange for her testimony. The record reveals Ms. Bromlow was paid for her investigative services and reimbursed for the expenses she incurred in connection with the investigation prior to trial. Payment for the services of a confidential informant is a long-established practice and cannot constitute a violation of the bribery statute even if the parties contemplated testimony by the paid informant. See United States v. Persico,
Mr. Jackson asserts the following on appeal: 1) the trial court erred by denying his requested jury instructions on diminished capacity and the lesser included offense of simple possession; 2) the evidence was insufficient to support a finding Mr. Jackson had the intent to distribute crack cocaine and possessed with the intent to distribute crack cocaine; and 3) the evidence was insufficient to support the addition of 244 grams of crack cocaine to the sentencing guidelines calculation of drug amounts.
A. Diminished Capacity/Voluntary Intoxication Instruction
Mr. Jackson requested an instruction that'would have allowed the jury to determine he lacked the specific intent to commit the crimes with which he was charged if the jury found Mr. Jackson was under the influence of a controlled substance when he committed the crimes.
You may consider evidence of the defendant's mental condition in deciding whether the government has proved beyond a reasonable doubt that Dwight Jackson acted with the intent to commit the act charged in the indictment.
Voluntary intoxication and use of controlled substances alone will never provide a legal excuse for the commission of a crime. However, the fact that a person was under the influence of controlled substances at the time of the commission of the crime may negate the existence of a specific intent.
Our review of the denial of requested jury instructions is as follows:
We review a district court’s decision whether or not to give a particular instruction for an abuse of discretion. However, we conduct a de novo review to determine whether, as a whole, the instructions correctly stated the governing law and provided the jury with an ample understanding of the issues and applicable standards. A defendant is not entitled to an instruction which lacks a reasonable legal and factual basis.
United States v. Beers,
1. Counts 1 and 9
A defendant is not guilty of a specific intent offense if voluntary intoxication prevented the defendant from forming the specific mens rea required for that crime. See United States v. Sands,
A specific intent crime is one in which an act was committed voluntarily and purposely with the specific intent to do something the law forbids. In contrast, a general intent crime is one in which an act was done voluntarily and intentionally, and not because of mistake or accident. In short, a specific intent crime is one in which the defendant acts not only with knowledge of what he is doing, but does so with the objective of completing some unlawful act.
United States v. Blair,
We begin our analysis by focusing on Counts 1 and 9 because the crimes charged in these counts are “specific intent crimes.” Count 9 charged Mr. Jackson “knowingly and intentionally possessed] with intent to distribute a quantity of cocaine base (crack), a schedule II controlled substance ... in violation of Title 21, United States Code, Section 841(a)(1) and Title 18, United States Code, Section 2 [aiding and abetting].” Possession with intent to distribute is a specific
To find a defendant guilty of conspiracy in violation of 21 U.S.C. §§ 841(a)(1) and 846, the jury must find, beyond a reasonable doubt, (1) an agreement with another person to violate the law, (2) knowledge of the essential objectives of the conspiracy, (3) knowing and voluntary involvement, and (4) interdependence among the alleged conspirators.
United States v. Carter,
The record contains evidence that Mr. Jackson habitually used crack cocaine. Thus, he may have been under the influence of drugs during certain transactions. However, we agree with the district court that the evidence did not support a finding Mr. Jackson was unable to form the specific mental state required by the crimes charged in Counts 1 and 9. As the district court noted, the witnesses who testified concerning Mr. Jackson’s participation in the conspiracy described his
dealing and speaking in terms of amounts, money payments, traveling to and from to the source, facilitating the purchase or sale of cocaine, arranging for his own rides and transportation, tending to the details of the transactions, and in not a single instance ... was there any appearance of any diminished capacity to do those things which we heard about and saw him do.
The court was able to observe Mr. Jackson’s demeanor during some of these transactions on the video tapes taken from the FBI undercover car. While the tapes were played in court, they are not a part of the record on appeal. Thus, we defer to the district court’s interpretation of Mr. Jackson’s demeanor and lucidity during these transactions. Furthermore, although some of the codefendants admitted
2. Counts 3 and 4
Mr. Jackson also contends the district court erred by failing to give the diminished capacity instruction for Counts 3 and 4. In Counts 3 and 4, Mr. Jackson was charged with distributing crack cocaine in violation of 21 U.S.C. § 841(a)(1). 21 USC § 841(a)(1) provides: “[I]t shall be unlawful for any person knomngly or intentionally ... to manufacture, distribute, or dispense, or possess with intent to manufacture, distribute, or dispense, a controlled substance.” (Emphasis added.) As noted above, possession of a controlled substance with the intent to distribute it under 21 USC § 841(a)(1) is a specific intent crime requiring proof of two mens rea: 1) either knowledge or intent to possess; and 2) the intent to distribute. However, a charge of simple distribution only requires the government to prove the defendant knowingly or intentionally distributed the controlled substance. See Torres,
Mr. Jackson next contends the district court erred by failing to instruct the jury that simple possession of a controlled substance (21 U.S.C. § 844) was a lesser included offense of the charges in Counts 1, 3 and 4. In order for a defendant to be entitled to a lesser included offense instruction, four factors must be present:
(1) there was a proper request; (2) the lesser included offense includes some but not all of the elements of the offense charged; (3) the elements differentiating the two offenses are in dispute; and (4) a jury could rationally convict the defendant of the lesser offense and acquit him of the greater offense.
United States v. Moore,
On appeal, Mr. Jackson contends the evidence was sufficient to support a finding that he was only guilty of simple possession, in violation of 21 U.S.C. § 844.
We first address the government’s argument that an instruction on simple possession would have been incorrect because it is not a lesser included offense of conspiracy to possess with intent to distribute or the offense of possession with intent to distribute.
Count 1 charged Mr. Jackson with conspiracy to possess with intent to distribute and to distribute crack cocaine. In United States v. Horn,
We now turn to the applicability of the lesser included instruction to Counts 3 and 4. Counts 3 and 4 charged Mr. Jackson with “knowingly and intentionally distributing] a quantity of cocaine base (crack), a Schedule II controlled substance,” in violation of 21 U.S.C. § 841(a)(1). As stated earlier, 21 U.S.C. § 841(a)(1) provides: “[I]t shall be unlawful for any person knowingly or intentionally to manufacture, distribute, or dispense, or possess with intent to manufacture, distribute, or dispense, a controlled substance.” (Emphasis added.) It is clear, from a plain reading of 21 U.S.C. § 841(a)(1), that Congress intended to create several separate crimes within the statute. See United States v. Gomez,
Mr. Jackson also asserts the evidencE presented at trial was insufficient to support his convictions. In making this argument, Mr. Jackson faces a high hurdle:
[Tin reviewing the sufficiency of the evidence to support a jury verdict, thit court must review the record cle novc and ask only whether, taking the evidence-both direct and circumstantial. together with the reasonable inferencet to be drawn therefrom-in the light most favorable to the government, a reasonable jury could find the defendant guilty beyond a reasonable doubt.
United States v. Voss,
As to Count 1, conspiracy to possess with intent to distribute and conspiracy to distribute cocaine base (crack), iii violation of 21 U.S.C. § 846, the evidence indicated Mr. Jackson agreed with Ms. Jackson to violate the law, knew the essential objectives of the conspiracy, was voluntarily involved in the distribution of the crack cocaine, and performed tasks for Ms. Jackson in furtherance of the conspiracy. See Carter,
Mr. Jackson also contends the evidence was insufficient to establish he was a member of a single conspiracy. In support of his argument, Mr. Jackson relies opon United States v. McIntyre,
To make a finding of a single conspiracy, the jury must be convinced beyond a reasonable doubt that the alleged cocon-spirators possessed a common, illicit goal. To satisfy this common objective test . . . the essential element of interdependence must be met-each alleged co-conspirator must depend on the successful operation of each link in the chain to achieve the common goal. The important question in a drug transaction is whether the separate transactions constituted essential and integral steps toward the realization of a common, illicit goal.
~d. at 471 (quotation marks, brackets, and citation omitted). Mr. Jackson contends the government failed to prove the Blement of interdependence because the evidence did not show Ms. Jackson's op-3ration would have failed without his as-3istance. However, the government did riot need to prove Mr. Jackson was an indispensable link in the conspiracy. The ~overnment was only required to demon-3trate the conspirators relied upon one another to achieve a shared criminal oh-ective, their actions were "interconnected n some way," and Mr. Jackson facilitated ;he venture as a whole or furthered the mdeavors of the other alleged conspirators. United States v. Evans,
As to Count 9 (possession with intent to distribute), Mr. Jackson contends the evidence was insufficient to support his conviction because the government failed to establish he possessed crack cocaine on February 10, 1998, the date charged in the indictment. However, he was also charged under an aiding and abetting theory in Count 9. “[A]cts committed in furtherance of the commission of a crime by another constitute ‘abetting.’ ” Slater,
In Slater, we rejected the same argument raised by Mr. Jackson and pointed out one
“may ‘abet’ the crime of possession with intent to distribute by procuring the customers and maintaining the market in which the possession is profitable, even though you do nothing else to help the possessor get or retain possession. Middlemen aid and abet the offense of possession with intent to distribute.”
Mr. Jackson’s argument concerning the sufficiency of the evidence to support his conviction of distribution of a controlled substance (Counts 3 and 4), is a repetition of his assertion that his status as a drug addict negated the mens rea for the crime — knowing and intentional distribu
C. Sentencing
Mr. Jackson finally contends the district court erroneously included the 224 grams of crack cocaine allegedly obtained during trips to Lawton, Oklahoma, with Ms. Jackson in the calculation of his guidelines sentence.
At the sentencing hearing, Agent Manns testified regarding both the frequency of the trips Mr. Jackson took to obtain crack cocaine with Ms. Jackson and the amount of crack cocaine they procured each time they visited Ms. Jackson’s supplier. Agent Manns’ testimony was based on the statements of Ms. Warren and Mr. John Nunn. Agent Manns interviewed Ms. Warren several times about the crack cocaine distribution operation. Agent Manns testified he found Ms. Warren to be truthful. The court remembered Ms. Warren’s testimony in previous trials and hearings and agreed with Agent Manns’ assessment of Ms. Warren’s credibility. Ms. Warren told Agent Manns that Mr. Jackson accompanied Ms. Jackson to ob
The testimony concerning the amount of crack cocaine obtained in each of the four trips was conflicting. Ms. Wiseman told Agent Manns the amount of crack cocaine Ms. Jackson acquired as a result of each trip to her supplier varied from one to two ounces. On the other hand, Mr. Nunn told Agent Manns that Mr. Jackson had claimed Ms. Jackson obtained two ounces of crack cocaine each time she went to her supplier. In addition, Agent Manns testified he was told by Ms. Warren she had seen Ms. Jackson in possession of two ounces of crack cocaine. Ms. Edmondson told Agent Manns she also saw Ms. Jackson with multiple ounces of crack. Keeping in mind our standard of review, we conclude the district court did not err in estimating the amount of crack cocaine attributable to Mr. Jackson. The evidence offered by the government was not without factual support. The court did not err by concluding Agent Manns’ testimony, although based on the out of court statements of others, was reliable. For the foregoing reasons, we affirm all the district court’s rulings in Mr. Jackson’s case.
The judgments of the district court in cases 98-6487 and 99-6090 are AFFIRMED.
Notes
. Title III of the Omnibus Crime Control and Safe Streets Act of 1968, Pub.L. No. 90-351, 82 Stat. 212, was amended and retitled by Title I of the Electronic Communications Privacy Act of 1986, Pub.L. No. 99-508, 100 Stat. 1851 (Title I). See United States v. Koyomejian,
. Although we did not directly address this issue, in United States v. Mesa-Rincon,
. Ms. Jackson cites the Mesa-Rincon and Torres cases in support of her argument. However, these cases are distinguishable. In Mesa-Rincon we dealt with the installation of a silent video camera inside a business.
. Title I does not apply to recordings of conversations made with the consent of one of the parties. See 18 U.S.C. § 2511(2)(c); United States v. Davis,
. Of the amount given to Ms. Bromlow in exchange for her services, $1,866.63 was for expenses consisting of rent, pager costs, telephone calling cards "and other expenses accrued during the course of the investigation.” The balance of the amount paid Ms. Bromlow was for services rendered in conducting the controlled purchases of crack. Of the funds designated as for "services rendered,” $2,000 was used to assist Ms. Bromlow in her relocation from Western Oklahoma. Ms. Bromlow was also paid by the Oklahoma Second District Drug Task Force. The record does not disclose the amount she was paid by the Oklahoma authorities.
. We also question whether Ms. Bromlow was even an FBI “employee," and therefore whether the FBI was subject to the provisions of federal and Oklahoma law requiring the withholding of taxes from wages. As a confidential informant, it does not appear Ms. Bromlow was sufficiently under the control of the FBI in order to qualify as an employee under the common law standards incorporated in 26 C.F.R. § 31.3121(d) — 1(c) and as implied by the language of Okla. Stat. Ann. tit. 68, § 2385.1. See also Rev. Rui. 87-41 (listing twenty factors under the common law rules to consider when determining the nature of the employment relationship and emphasizing the degree of control exerted by the putative employer over the putative employee). Although Agenl Manns directed Ms. Bromlow to make controlled buys and gave her the equipment to do so, there is no evidence in the record to support an assertion Agent Manns specified how these controlled buys were to be performed. C.f. Slagle v. United States,
. See also United States v. Maestas, 2 F.3d 1485, 1491 (10th Cir.1993) ("We believe that the defendant bears the burden of proving that a legally sufficient basis asserted as a justification for a search or seizure was pre-textual.”); United States v. One Hundred Forty-Nine Thousand Four Hundred Forty-Two and 43/ioo Dollars in U.S. Currency,
. Rather than citing any legal authority to support her argument that the payment of cash for the services of a confidential infor-manpwitness is beyond the scope of traditional prosecutorial practice, Ms. Jackson merely asserts:
the payment of a witness in cash and other benefits is not the traditional practice of the sovereign as delineated by the en banc court, which specifically addressed the practice of granting leniency in exchange for testimony. Those precepts set forth in both Singleton opinions relate only to the trade off of testimony for leniency and do not address the trade off of cash for testimony. As such[,] Appellant would urge that the trial court erred in its application of the Singleton opinions to the facts concerning the testimony of the paid confidential informant, Gina Bromlow, and should have suppressed her testimony.
We conclude this statement is insufficient to substantiate a claim of a violation of the bribery statute. Furthermore, there is no reason to read the Singleton II opinion as narrowly as Ms. Jackson suggests. As discussed above, the bribery statute does not apply to prosecutors when they are acting as the "alter ego” of the sovereign. Moreover, Ms. Jackson criticizes the district court for its failure to suppress Ms. Bromlow’s testimony based on our opinion in Singleton II. However, Ms. Jackson did not move for a continuance pending our en banc decision in Singleton II, and thus, did not present these arguments before the trial court.
. Mr. Jackson requested the following instruction:
. The only case Mr. Jackson cites in support of his argument is United States v. Soundingsides,
. The distinction between specific intent crimes and general intent crimes is more fully explained as follows:
Where a crime requires proof of specific intent, the prosecution must prove that the accused knowingly committed (or failed to commit) an unlawful act, purposely intending to violate the law. The Burger Court, in an attempt to set a standard for defining the intent element of crimes, stated that "[i]n a general sense, ‘purpose’ corresponds loosely with the common-law concept of specific intent, while ‘knowledge’ corresponds loosely with the concept of general intent.” Consistent with this view is that a charge of knowingly or intentionally committing the alleged unlawful acts does not create a specific intent crime.
Id. at 460-61 (footnotes and citations omitted). See also Chad J. Layton, Comment, No More Excuses: Closing the Door on the Voluntary Intoxication Defense, 30 J. Marshall L.Rev. 535, 553-54 (1997) (noting the distinction between specific intent and general intent crimes was created by the common law courts specifically to contend with the- mens rea problem created by intoxicated criminal actors, and defining general intent crimes as "those crimes where the definition describes a particular act without referring to an intent to achieve a further consequence” and a specific intent crime as requiring "more than a mere intention to perform an act. The actor must have an additional state of mind intending that further consequences result from his act.” (Footnotes and citations omitted.)).
. Although this circuit has not explicitly stated we consider aiding and abetting to be a specific intent crime, in United States v. Hatatley,
. Mr. Jackson also asserts the diminished capacity instruction should have been given for Count 4 because the jury was instructed it could find Mr. Jackson guilty on those counts if it found he had aided or abetted the principal in the perpetration of the crimes. For the reasons set forth above, we reject this argument.
. The district court gave a lesser included instruction on Count 9, possession with intent to distribute.
. 21 U.S.C. § 844 provides in pertinent part: "It shall be unlawful for any person knowingly or intentionally to possess a controlled substance.”
.Although the district court did not specifically address this issue, we may affirm the district court’s decision on any basis supported by the record, even if not relied upon by the district court. United States v. Winningham,
. In United States v. Burns,
. Having determined the district court did not err by refusing to give the lesser included instruction because simple possession is not a , lesser included offense of the charges in Counts 1, 3 and 4, we note the district court did not abuse its discretion by determining the evidence would not allow a rational jury to convict Mr. Jackson of simple possession, but acquit him of the original charges. See Hatatley,
. February 10, 1998 was the date Ms. Jackson. was arrested when returning from her supplier with crack cocaine. The evidence established that on February 10, 1998, Mr. Jackson assisted Ms. Jackson by attempting to arrange a sale of one ounce of crack to Ms. Bromlow. Because Ms. Jackson did not have that quantity of crack cocaine on hand, Mr. Jackson maintained contact with Ms. Brom-low and assured her they would soon have the drugs, and asked Ms. Bromlow not to go to their competitors for the crack. Ms. Brom-low testified Mr. Jackson told her he was "holding down the fort” at Ms. Jackson's residence while Ms. Jackson went to acquire the crack from her supplier. On the way back from her supplier, Ms. Jackson was arrested and searched, but was released when the officers failed to discover the crack cocaine where she had hidden it. After Ms. Jackson returned with the crack, Mr. Jackson tried to convince Ms.. Bromlow to return to Ms. Jackson’s residence' to buy the ounce of cocaine.
. In his brief, Mr. Jackson includes Count 2, maintaining a place for the distribution of controlled substances, in his argument concerning the sufficiency of the evidence on Counts 3 and 4. Mr. Jackson was acquitted of Count 2, and we regard his inclusion of this count under his argument concerning the distribution counts as a mere typographical error.
. Mr. Jackson also argues, apparently for the first time on appeal, that attributing the full 224 grams of crack cocaine to him also resulted in a higher statutory minimum sentence— twenty years. Mr. Jackson admits he did not object to the 21 U.S.C. § 851 enhancement based on a prior felony. Mr. Jackson was ultimately sentenced under the guidelines to 262 months (twenty-one years and ten months). When the guidelines sentence is greater than the statutory minimum sentence, the guidelines sentence is imposed. See USSG § 5Gl.l(b). Thus, for a variety of reasons, we do not address Mr. Jackson’s argument concerning the statutory minimum sentence.
Concurrence Opinion
concurring:
I join the court’s result and its opinion except for a brief part which I consider to be dicta. I write separately only to emphasize that the question of cash payment by the government for testimony remains open under Singleton. Also, the question of who has the burden to show that such payments are “traditional” remains open. United States v. Medina,
I end where I began. These issues remain open, and these comments and any suggestion in the court’s opinion' which appear to foreclose them remain dicta.
