United States v. HunterUnited States v. Hunter
The Appellants are the parents of Vanessa Quinn, who was shot and killed by Sulejman Talovic in Salt Lake City on February 12, 2007. Mr. Talovic purchased the gun that killed Ms. Quinn from Mackenzie Glade Hunter, who pleaded guilty to unlawfully transferring a firearm to a juvenile and being a drug user in possession of a firearm. In the district court the Appellants, Ken and Sue Antrobus, moved for Ms. Quinn to be declared a victim of Mr. Hunter’s crime of selling the gun. That designation would have given the An-trobuses certain enumerated rights under the Crime Victims’ Rights Act of 2004 (“CVRA”),
see
After the district court sentenced Mr. Hunter to fifteen months’ imprisonment, the Antrobuses filed a timely notice of appeal from his judgment of conviction and sentence. We hold that individuals claiming to be victims under the CVRA may not appeal from the alleged denial of their rights under that statute except through a petition for a writ of mandamus as set forth by
I. BACKGROUND
Sometime during the summer of 2006, Mr. Hunter sold a handgun to Mr. Talovie, who at the time was seventeen years old. On February 12, 2007, Mr. Talovie entered the Trolley Square Shopping Center in downtown Salt Lake City, armed with the handgun from Mr. Hunter, a shotgun, and ammunition for both. Firing the weapons, he killed one person outside the mall and four more inside the mall. Ms. Quinn, who had been shot twice with the handgun, was one of these victims. Four other people were seriously wounded. Mr. Talovic’s rampage ended when an off-duty police officer shot and killed him.
On May 16, 2007, a federal grand jury indicted Mr. Hunter on two felony counts: being a drug user in possession of a firearm,
see
On December 13, the Antrobuses moved under the CVRA for Ms. Quinn to be recognized as a victim of Mr. Hunter’s unlawful transfer of a firearm. As the guardians of their deceased daughter, they sought,
inter alia,
the right to make a victim-impact statement and the right to restitution.
1
See
The district court concluded that Ms. Quinn was not a victim of Mr. Hunter’s criminal gun sale and therefore denied the Antrobuses’ motion. The district court reasoned that the unlawful sale was not the proximate cause of Ms. Quinn’s death because it was not foreseeable that Mr. Talovie would use the gun in that manner. The court also noted the approximately eight month gap between the gun sale and Mr. Talovic’s shooting spree.
The Antrobuses then applied for a writ of mandamus under the CVRA,
see
On January 14, 2007, the district court sentenced Mr. Hunter to fifteen months in prison and dismissed Count 2 of the indictment, pursuant to the plea agreement. Neither the government nor Mr. Hunter appealed. The Antrobuses, however, filed a timely notice of appeal. Their brief states that they are appealing “from the conviction and judgment entered by the [district [c]ourt ... sentencing Mackenzie Glade Hunter to 15 months in prison, as well as the district court’s denial of then-motion to recognize Vanessa Quinn as a ‘victim’ under the Crime Victims’ Right[s] Act.” The government, supported by Mr. Hunter, moved to dismiss the appeal because the Antrobuses were not parties to the underlying criminal proceeding and therefore had no right to appeal from it. In the alternative, the government urges us to affirm the district court’s order. For the reasons explained below, we dismiss.
II. DISCUSSION
A crime victim does not have an express right under the CVRA to appeal the defendant’s conviction and sentence based on alleged violations of the statute. Rather, the CVRA provides that if the district court denies a crime victim his rights, the victim may immediately petition the court of appeals for a writ of mandamus.
That the CVRA does not provide for victim appeals is consistent with the well-established precept that “only parties to a lawsuit, or those that properly become parties, may appeal an adverse judgment.”
Marino v. Ortiz,
The government’s jurisdictional argument misses the mark.
The Antrobuses argue that we have jurisdiction to hear their appeal under
Our inquiry turns, then, to the issue of whether non-parties such as the Antrobus-es have the right to appeal following a criminal sentence. The Antrobuses have cited several cases in which courts have heard non-party appeals. We find these cases distinguishable. More important, we are aware of no precedent for allowing a non-party appeal that would reopen a criminal case following sentencing.
In
Devlin v. Scardelletti,
Devlin,
like many of the cases that the Antrobuses cite, is a civil case. On the issue of non-party appeals, there is an important distinction between civil and criminal cases. Civil cases often implicate the pecuniary rights of non-parties, such as the unnamed class member in
Devlin.
For instance, this court has allowed the children of a decedent to appeal from a wrongful death judgment obtained by the decedent’s widow.
Plain v. Murphy Family Farms,
Criminal trials, on the other hand, place an individual citizen against the United States government. While non-parties may have an interest in aspects of the case, they do not have a tangible interest in the outcome. This distinction is evidenced by our procedural rules. The Federal Rules of Civil Procedure allow non-parties to intervene to assert their rights.
See
A series of restitution cases, however, stands for the proposition that nonparties have no right to post-judgment appeals in criminal cases. In
United, States v. Kelley,
While the restitution issue is not perfectly analogous, those eases offer a significant parallel to the Antrobuses’ case. First, restitution is one form of relief that the Antrobuses could seek if Ms. Quinn were granted victim status, just as the non-party appellants sought under the VWPA and the MVRA.
See
There are, however, instances in which courts have allowed non-party appeals in criminal cases. The Antrobuses rely most heavily on our decision in
Anthony v. United States,
In
Anthony,
the defendant was convicted of unlawfully wiretapping the telephone of Dr. Vernon Sisney.
Anthony,
In
Doe,
the defendant was charged with rape.
Doe,
The Antrobuses also cite cases in which news organizations have appealed rulings denying them access to criminal trials.
See In re Subpoena to Testify Before Grand Jury Directed to Custodian of Records,
There is a common thread in those criminal cases in which courts have permitted non-party appeals: the appeals all related to specific trial issues and did not disturb a final judgment. In fact, other than
Antar,
which simply unsealed voir dire transcripts, all of the cited appeals were interlocutory.
4
For instance, the
Anthony
court assessed a discovery order.
Anthony,
This distinction is significant. Unlike those cases, a successful appeal by the Antrobuses would produce the extraordinary result of reopening Mr. Hunter’s sentence. Before sentencing, the Antrobuses sought to exercise their purported rights under the CVRA on the basis that their daughter was a victim of Mr. Hunter’s unlawful sale of the firearm. The district court denied their request, and the Antro-buses properly pursued a writ of manda
Several provisions of the CVRA further support our conclusion. The CVRA explicitly provides for a single avenue through which individuals may seek appellate review of the district court’s application of the statute: mandamus.
See
Moreover, the CVRA provides that “[i]n any appeal in a criminal case,
the Government
may assert as error the district court’s denial of any crime victim’s right in the proceeding to which the appeal applies.”
Another CVRA section lays out the conditions under which a plea or sentence may be re-opened.
Finally,
If individuals were allowed to re-open criminal sentences after all issues have been resolved — including any mandamus petitions by victims — then the government’s prosecutorial discretion would be limited. A successful appeal by the Antro-buses would require a new sentencing hearing that could lead to a new sentence.
See
In sum, neither our case law nor the CVRA provide for non-parties like the An-trobuses to bring a post-judgment direct appeal in a criminal case. We therefore dismiss this appeal.
III. PENDING MOTIONS
In addition to the Antrobuses’ appeal, we also must address two pending motions. The Antrobuses have filed a motion to remand the case for rehearing based on “newly discovered evidence,” and the government has filed a motion to lodge two documents under seal with the clerk of this court.
We decline to reach the merits of the Antrobuses’ motion because at this stage a motion for a rehearing should be filed in the district court. The Antrobuses cite Fifth Circuit authority for the proposition that such a motion may be filed in the Court of Appeals.
See United States v. Fuentes-Lozano,
We grant the government’s motion to lodge two non-record documents under seal with the clerk of the court. The documents are an ATF report and a grand jury transcript. The Antrobuses have not opposed the portion of the motion seeking to lodge the documents with the clerk, nor have they opposed sealing the grand jury transcripts. They do oppose keeping the ATF report under seal. The district court and this court have already held that the CVRA does not provide “victims” with a right of access to the government’s files. See In re Antrobus, No. 08-4013, at 6 (10th Cir. Feb. 1, 2008) (order denying Antrobuses’ petition for writ of mandamus). We therefore grant the motion to lodge the documents under seal.
IV. CONCLUSION
We hold that individuals claiming to be victims under the CVRA may not appeal from the alleged denial of their rights under that statute except through a petition for a writ of mandamus as set forth by
Notes
. The CVRA permits the legal guardians of a deceased crime victim to assume the victim's rights.
See
. A New York case has also recognized this distinction between civil and criminal cases.
See People v. Purley,
.
Any aggrieved person in any trial, hearing, or proceeding in or before any court, department, officer, agency, regulatory body, or other authority of the United States, a State, or a political subdivision thereof, may move to suppress the contents of any wire or oral communication intercepted pursuant to this chapter, or evidence derived therefrom, on the grounds that—
(i) the communication was unlawfully intercepted;
(ii) the order of authorization or approval under which it was intercepted is insufficient on its face; or(iii) the interception was not made in conformity with the order of authorization or approval.
An "aggrieved person” is defined in
. In addition to the cases already mentioned, the Antrobuses cite a Fifth Circuit case,
United States
v.
Briggs,
. The Second and Ninth Circuits have implied that they would agree with our conclusion, that mandamus is the only method by which a crime victim may appeal the denial of relief under the CVRA. In applying a traditional abuse-of-discretion review to the district court’s decision — as opposed to the heightened level of review typically employed in mandamus actions — both circuits appeared to indicate that appellate rights are limited to mandamus actions under
This court did reject application of abuse-of-discretion review to CVRA mandamus petitions,
see In re Antrobus,
. The provision does not state whether the application for a writ has to be successful, but it is clear that only a successful petition could reopen a plea or sentence. It would make no sense to assume that a mere petition for a writ of mandamus — no matter how meritorious — would trigger a right for the petitioner to reopen a sentence.
. The provision in
. At the time of the motion, it was proper for the Antrobuses to file a remand motion with the Court of Appeals.