Lead Opinion
Hubert Yonn, Gary Weeks and Hugo Sanes-Saavedra appeal their convictions for violations of 21 U.S.C. §§ 841, 846, 952 and 963. The pertinent events leading to the charges began in June of 1981, when Yonn first met with James Dozier, a government informant. Yonn offered to pay Dozier, a licensed pilot, $75,000.00 to fly a planeload of marijuana from Colombia to Florida. Yonn anticipated a load of several thousand pounds.
That same day, Yonn introduced Dozier to Weeks. During the following weeks, the
Yonn, Weeks, and Sanes-Saavedra (аlong with a fourth man who was dismissed as a defendant when the district court granted his motion for judgment of acquittal) were arrested before the planned smuggling operation ever took place. They were charged in a two count indictment for a conspiracy to possess marijuana with the intent to distribute, 21 U.S.C. §§ 841 and 846, and a conspiracy to import marijuana, 21 U.S.C. §§ 952 and 968. A jury found Yonn and Weeks guilty on both counts. Sanes-Saave-dra was acquitted of the possession with intent to distribute conspiracy, but convicted on the importation conspiracy charge. On appeal, we consider the various assignments of error asserted by the defendants.
I.
_ First, all three of the appellants contend that the district court committed reversible error by the manner in which it investigated an allegation of juror misconduct. The problem arose on the third day of the trial. During a recess, one of the jurors informed a marshal that another juror had improperly expressed her opinion on the weight of the evidence. As the reporting juror recognized, the comment violated the court’s earlier instruction admonishing the jury not to engage in pre-deliberation discussions concerning the case and not to form an opinion until it was submitted to them for decision.
Advised of the incident, the trial judge alerted all counsel of his intention to interrogate the jurors individually. Over the defendants’ objections, the court proceeded to question each juror outside of the presence of counsel for both sides. He first talked with the juror who had originally reported the remarks. The inquiry revealed that one of the jurors had stated that the government’s chief witness, Dozier, was a “pimp,” that she did not believe him, and that she “had already formed an opinion” as to the defendants’ innocence. Four other jurors acknowledged hearing the remark, but all of them assured the judge that the comment would not affect their impartiality. Pursuant to the judge’s direction, the court reporter transcribed all interviews.
After completing his investigation, the judge informed all counsel of his findings. Without disclosing the identity of the jurors involved or the substance of the improper remarks, the court stated that one juror had indeed violated his admonition against pre-deliberation discussions and forming a premature opinion. The judge further announced that the remaining jurors, including the juror who initially reported the comment, were still capable of rendering an impartial verdict. He also expressed his willingness to excuse the juror guilty of the impropriety.
The gоvernment moved the court to excuse that juror. The judge granted the motion, over the defendants’ objections, and replaced the dismissed juror with the only alternate previously selected by the parties. Then the defendants requested the removal of the juror who reported the incident to the court. In so moving, they offered to stipulate to an eleven-person jury. The judge again assured them of the reporting juror’s impartiality, but agreed to excuse her, provided the defendants knowingly and voluntarily waive their right to a twelve-person jury. After discussions with their attorneys, the defendants individually verified
Any challenge to the district court’s investigation must be viewed in the context of the broad discretion afforded a trial judge confronted with such an allegation of juror misconduct. See United States v. Ed
From our hindsight view, we recognize that it would have been the better praсtice for the district court to have interviewed the jurors in the presence of all the concerned parties. See United States v. Parker,
Transcribing the in camera interviews for the record helps to minimize the possibility of prejudice, by enabling the reviewing court to examine carefully whether any harm resulted from the ex parte contact between the judge and jurors. See Dumas,
The complaint that the district court erred by dismissing the juror who made the comments is likewise without merit. Fed. R.Crim.P. 24(c) permits the district court to replace a juror with an alternate whenever he finds the juror is “unable or disqualified to perform his duties.” Also, “[t]he decision to excuse a juror for cause upon a suggestion of partiality is within the sound discretion of the trial judge.” United States v. Taylor,
The defendants’ final challenge to the continuation of the trial with eleven jurors deserves little more than passing comment. Although they first proposed to remove the juror who reported the incident, they now claim that their apparent waiver of the right to a twelve-person jury was invalid.
II.
Yonn claims that the district court erred in admitting the recording of one conversation he had with Dozier in a motel room. Unlike the other tapes introduced into evidence, this one was not recorded by equipment controlled and operated by Dozier. Rather, an electronic monitoring device placed in a motel room, registered to Yonn, intercepted the conversation. Earlier, Yonn had asked Dozier to reserve a room for him at the motel. Dozier informed law enforcement officials of the request. With Dozier’s knowledge and consent,
His argument ignores the fundamental tenet of modern fourth amendment jurisprudence: “the Fourth Amendment protects people, not places.” Katz v. United States,
Thus, the fourth amendment did not protect Yonn from the risk that Dozier would disclose the content of their discussions. Moreover, as the defendant concedes, there could have been no violation of his expectation of privacy if Dozier had made the recording with a device implanted on his person, rather than one concealed in the room. See United States v. White,
III.
The appellant, Hugo Sanes-Saavedra, first attacks the sufficiency of the indictment, contending that Count II, the
Against this background, the indictment here meets the test of specificity. Count II recites the essential elements of the offense charged against Sanes-Saavedra — knowingly conspiring to import a schedule I controlled substance into the United States, in violation of 21 U.S.C. §§ 952(a) and 963. It identified his alleged co-conspirators as well as the particular controlled substance. See Ramos,
Sanes-Saavedra next contends that the district court improperly allowed certain hearsay statements of his co-conspirators into evidence against him. The test for the admissibility of such statements under Fed.R.Evid. 801(d)(2)(E) is well established in this circuit. To warrant the admission of such testimony, the government must have “substantial independent evidence” showing (1) the existence of a conspiracy, (2) that thе complaining defendant and the co-conspirator making the statement were both members of the conspiracy, and (3) that the statement was made during the course of and in furtherance of the conspiracy. See, e.g., United States v. James,
The evidence in this case adequately demonstrated Sanes-Saavedra’s participation in the conspiracy. He accompanied Yonn on sevеral occasions, including the trip to Paris, Texas to inspect a plane and a meeting with Dozier in Panama City, Florida. During that meeting, he discussed — by means of broken English and hand signals — the landing site and navigational
The foregoing recitation also disposes of Sanes-Saavedra’s contеntion that the evidence was insufficient to sustain his conviction. In reviewing this aspect of his appeal, we must examine the evidence in the light most favorable to the government, accepting all reasonable inferences that support the verdict. See, e.g. Glasser v. United States,
We also reject Sanes-Saavedra’s final claim that the government’s brief reference to his Colombian nationality in closing argument constituted prosecutorial misconduct. In view of defense counsel’s repeated emphasis of that point during his own argument, the government’s passing reference to the fact in rebuttal, taken in context, did not rise to the level of improper prosecutorial comment. See, e.g., United States v. Cotton,
In summary, a careful examination of the record and consideration of the defendants’ assignments of error discloses no reversible error in the trial court. Accordingly, the convictions of the appellants are
AFFIRMED.
Notes
. Still, the district court’s judgment call in this instance reflected a commendable concern for insuring a fair trial. The sixth amendment guarantees every defendant in a criminal prosecution the right to trial by “an impartial jury.” Any discussion among jurors of a case prior to formal deliberations certainly endangers that jury’s impartiality. See Edwards,
. The defendants essentially claim that the district court’s failure to disclose the identities of the two jurors involved precluded them from knowingly and intelligently waiving the right. We note, however, that stipulations have generally been upheld when executed before the need to dismiss a juror arose. See, e.g., United States v. Smith,
. We also reject Sanes-Saavedra’s related contention that he did not understand the nature of the stipulation to which he agreed. As the record reveals, the court — communicating through an interpreter — ascertained that the defendant understood the situation and agreed to a jury of less than twelve jurors. Furthermore, both his attorney and the interpreter assured the court that he had been fully apprised of the problem and his rights.
. Also unavailing is Yonn’s similar argument that the government failed to establish Dozier’s consent to the recording. In his testimony, Dozier unequivocally stated that he never recorded a conversation or appeared on a recording against his will. Trial Transcript at 146-47. The government represented to the court that Dozier had given prior authorization to law enforcement officials to monitor and to record the conversation. Yonn never disputed that
. We cannot accept the contrary reasoning of the First Circuit in United States v. Padilla,
We see no reason to suppress the recording of a clearly unprotected conversation merely because the monitoring technique employed poses a hypоthetical risk that protected conversations may be intercepted. To some extent, any judicial sanction of electronic recording creates the potential for unauthorized interceptions. See generally United States v. Principie,
. The defendant’s comparison to the indictment struck down by the Ninth Circuit in Cecil is unpersuasive. In finding a count charging a § 963 conspiracy overly vague, that court primarily relied on two deficiencies: the failure to allege any overt acts and to establish a finite time frame.
Dissenting Opinion
dissenting:
I respectfully dissent from the majority decision in this case. Although no expectation of privacy exists in a conversation lawfully overheard by the government, the conversation in this case was not lawfully overheard. The majority states that “the fourth amendment did not protect Yonn from the risk that Dozier would disclose the contents of the discussions.” at 1347. True, but this sentence envisions a situation inconsistent with the facts in this case. Here, the issue turns, not on whether Dozier could lawfully disclose information to government agents, but rather, whether government agents could lawfully invade Yonn’s hotel room, without court order or warrant, in order to record conversations in that room. This shift in facts makes all the difference. As the First Circuit pointed out in United States v. Padilla,
Further, in this instance Dozier had no authority, in any event, to give his consent for the interception of conversations in someone else’s hotel room where he did not live in the room and exercised no control over it. See Stoner v. State of California,
The government attempts to dismiss the potential harm inherent in the above situation by arguing that the room microphone was turned on only when Dozier was present, so that only those conversations would be recorded. This does not cure the fourth amendment violation. The violation occurred with the placing of the unauthorized device. For these reasons, I believe the evidence obtained by the government through the placing of a microphone within Yonn’s hotel room to be illegally obtained, and should have been suppressed.
