Lead Opinion
In this interlocutory appeal, the United States challenges the district court’s orders granting defendant Dennis Holt’s motions to suppress evidence obtained during a search of his vehicle incident to a traffic stop and a search of his residence shortly after the vehicle search. We exercise jurisdiction pursuant to 28 U.S.C. § 3731. Although we agree with the district court that Holt’s Fourth Amendment rights were violated when he was questioned about the presence of weapons in his vehicle, we reverse with directions to the district court to conduct an evidentiary hearing to determine whether Holt’s consent to search his vehicle was nevertheless voluntary.
I.
On the evening of September 15, 1999, officers from the Muldrow, Oklahoma police department, accompanied by Damon Tucker, an Oklahoma Highway Patrol officer, established a checkpoint on Treat Road within the city limits of Muldrow. The impetus for establishing the checkpoint was the officers’ suspicion that Holt, who lived in the area, was transporting illegal drugs along Treat Road.
At the checkpoint, the officers stopped all vehicles traveling along Treat Road and checked drivers’ licenses. At approximately 10:30 p.m., Tucker observed a Ford Ranger truck approach the checkpoint. Tucker noted that the driver of the truck, defendant Holt, was not wearing a seat-belt. After asking to see Holt’s driver’s license, Tucker asked Holt why he was not wearing a seatbelt. Holt stated that he lived in the area and pointed toward his house. At some point thereafter, officers from the Muldrow police department informed Tucker that Holt was the person they were seeking. Tucker asked Holt to pull over to the side of the road and join Tucker in his patrol car.
After Holt got into the patrol car, Tucker asked for Holt’s driver’s license and proceeded to write a warning for the seat-belt violation. While doing so, Tucker asked Holt if “there was anything in [Holt’s] vehicle [Tucker] should know about such as loaded weapons.” App. at 40. According to Tucker, he asks that question “on a lot of [his] stops.” Id. Holt stated there was a loaded pistol behind the passenger seat of his vehicle. Holt did not indicate whether he had a permit to carry a loaded gun (which was required under Oklahoma law), and Tucker did not ask whether Holt possessed such a permit. Tucker asked Holt if “there was anything else that [Tucker] should know about in the vehicle.” Id. at 42. Holt stated, “I know what you are referring to” but “I don’t use them anymore.” Id. Upon further questioning by Tucker, Holt indicated that he had previously used drugs, but “hadn’t been involved with them in about a year or so.” Id. at 43. Tucker then asked Holt for consent to search his vehicle. Holt agreed. It is unclear from the record whether Tucker issued the warning to Holt for the seatbelt violation at that point, or if Tucker ever returned Holt’s driver’s license to him. It is undisputed that Tucker had Holt’s driver’s license in his possession during the above-outlined questioning. According to Tucker, approximately three to four minutes elapsed between the time he and Holt got into the patrol car and the
Tucker and Holt got out of the patrol car and Tucker again asked Holt if there was anything else in the vehicle. Holt responded that the gun was all that Tucker would find. Tucker proceeded to search the cab of the truck and, as described by Holt, found a loaded pistol behind the passenger seat. One of the Mul-drow police officers, when informed by Tucker that Holt had given consent to have his vehicle searched, began looking through a camper shell on the back of the truck. During the course of his search, this officer found a small bag containing spoons, syringes, loose matches, and a white powdery substance in separate bags. Based upon the discovery of this evidence, Tucker arrested Holt and transported him to the Muldrow jail.
Shortly after Holt’s arrest, Tucker contacted an assistant district attorney for Sequoyah County regarding the possibility of obtaining a search warrant for Holt’s residence based upon the evidence recovered from Holt’s vehicle. The assistant district attorney concluded the evidence was not sufficient to support a search warrant for Holt’s residence. He did, however, advise Tucker to utilize “a knock and talk” technique. Id. at 48. In accordance with this advice, police officers went to Holt’s residence and Holt’s mother gave verbal consent to search the premises. During the search, officers found chemical glassware in a room where Hall stayed, as well as drugs and various drug-making equipment in an outbuilding.
Holt was indicted in federal court on October 14, 1999, on two counts of possession of methamphetamine with the intent to distribute in violation of 21 U.S.C. § 841(a), one count of manufacturing methamphetamine in violation of 21 U.S.C. § 841(a), and one count of possession of a firearm in connection with a drug trafficking offense in violation of 18 U.S.C. § 924(c). Holt moved to suppress the evidence seized from his vehicle. The district court held an evidentiary hearing on the motion and both Tucker and Holt testified. The district court subsequently issued a written order granting the motion to suppress. Shortly thereafter, Holt filed a supplemental motion to suppress the evidence seized from his residence. That motion was granted by the district court pursuant to the government’s concession.
II.
In reviewing a district court order granting a motion to suppress, we accept the district court’s factual findings unless clearly erroneous, and we view the evidence in the light most favorable to those findings. United States v. Little,
The Fourth Amendment protects individuals from unreasonable searches and seizures. See U.S. Const, amend. IV. “A traffic stop is a ‘seizure’ within the meaning of the Fourth Amendment, ‘even though the purpose of the stop is limited and the resulting detention quite brief.’ ” United States v. Hunnicutt,
The Supreme Court has indicated that although the permissible scope of an investigatory detention depends on “the particular facts and circumstances of each case,” it must in any case “last no longer than is necessary to effectuate the purpose of the stop” and “be carefully tailored to its underlying justification.” Florida v. Royer,
The government suggests that only the length of an investigatory detention is important for purposes of analysis under the Terry framework.
We have serious reservations about the holding in Shabazz. In reaching its conclusion, the Fifth Circuit relied heavily on the Supreme Court’s statement in Florida v. Bostick,
Even if we were persuaded that Shabazz was correct, we are bound by Tenth Circuit precedent. In contrast to the Fifth Circuit, this court has held that an officer conducting a routine traffic stop may not ask the detainee questions unrelated to the purpose of the stop, even if the questioning does not extend the normal length of the stop, unless the officer has reasonable suspicion of illegal activity. See United States v. Jones,
The dissent questions our reading of Tenth Circuit law. Citing three cases in which officers conducting routine traffic stops were permitted to ask detainees about their travel plans, the dissent argues this court has effectively approved of questioning “on topics wholly unrelated to the purpose of’ a Terry stop. Dissenting Op. at 942. Although we acknowledge the cases cited by the dissent, we are not convinced they undercut our conclusion. To begin with, in none of these cases did the defendants directly challenge the questions about travel plans. Thus, none of the decisions explore or explain why it is constitutionally permissible for an officer to ask a detainee about his or her travel plans if the questioning is unrelated to the purpose of the stop. See United States v. Kopp,
In a fall-back argument, the government asks us to adopt a bright-line rule, based upon public policy concerns of promoting officer safety, that would allow an officer conducting a routine traffic stop to always ask the driver whether he is carrying weapons in his car. For the reasons that follow, we reject the government’s contention that Tucker was either subjectively motivated by safety concerns or presented with circumstances that could have objectively given rise to particularized safety concerns,
The Supreme Court has emphasized that officers conducting a Terry stop may “take such steps as [are] reasonably necessary to protect their personal safety.” Hensley,
Although officer safety is a serious concern and can, under proper circumstances, justify various protective measures during a Terry stop, there is no evidence in this case suggesting that Tucker was motivated by safety concerns, nor is there sufficient evidence that would objectively give rise to a particularized safety concern. There was no testimony from Tucker that he believed Holt to be armed or otherwise dangerous. Although Tucker’s limited knowledge that Holt was a drug trafficking suspect perhaps could have afforded him with a reasonable suspicion that Holt was armed or dangerous, see, e.g., United States v. Brown,
As for the government’s proposed bright-line rule, we conclude this is not the case to announce such a rule. Aside from the fact that the Supreme Court generally disfavors bright-line rules in the Fourth Amendment context, see Ohio v. Robinette,
We are likewise unpersuaded by the various arguments forwarded by the dissent in favor of the government’s proposed bright-line rule. The dissent cites two research reports it has independently uncovered and suggests we “can take judicial notice of the risks faced by officers when conducting traffic stops.” Dissenting Op. at 944, n. 5. Although we readily acknowledge the risks generally faced by officers conducting traffic stops, the statistics cited by the dissent tell us nothing about the dangers peculiar to this case, i.e., the likelihood of a detainee getting out of the patrol car, obtaining a concealed weapon from his caí-, and assaulting the detaining officer. Given the lack of relevant evidence, we are unwilling to make what would amount to little more than speculative findings of fact concerning the relevant potential dangers. Likewise, we think it unwise to take the bold step of adopting the proposed bright-line rule when it is unclear from the record whether the rule would afford much, if any, protection to an officer.
The cases cited by the dissent in support of the proposed bright-line rule are, in our view, inapposite. The majority of the cited cases involve limited and understandable extensions of Wilson and Mimms, and simply authorize an officer to take reasonable steps to physically control the driver and occupants during the course of a Terry stop. See Rogala v. District of Columbia,
Because it focuses exclusively on the reasons allegedly justifying adoption of the proposed bright-line rule, the dissent fails to consider the consequences the proposed bright-line rule would engender. To begin with, it is unclear what would happen if an officer received an affirmative response from a detainee in response to a question about weapons possession. Does an affirmative response from the detainee mean the officer is free to immediately seize the weapon from the detainee’s vehicle? Or, instead, does the detainee’s response afford the officer reasonable suspicion to search the entire passenger compartment of the detainee’s vehicle? In any event, adoption of the proposed bright-line rule would presumably allow an officer conducting a Terry stop, upon approaching a detainee seated in his vehicle, to immediately ask about the presence of weapons in the detainee’s vehicle. Under this scenario, an affirmative response from the detainee could conceivably result in a full-blown search of the passenger compartment of the detainee’s vehicle, no matter how minor the traffic infraction that initially prompted the stop, and even if the officer had no reasonable safety concerns when he posed the question. In our view, this goes too far.
Although we share the dissent’s concern for officer safety, we are reasonably certain that existing Supreme Court and circuit law is sufficient to protect that interest. If and when an officer is posed with circumstances that give rise to a reasonable safety concern, existing case law allows him to take necessary steps to protect himself (e.g., frisking the detainee, searching the passenger compartment of the detainee’s vehicle). Unlike the proposed bright-line rule, these steps are not necessarily dependent upon the detainee’s verbal response.
In sum, we conclude Tucker exceeded the reasonable scope of the detention by questioning Holt about the possession of contraband, including loaded weapons. Although the questioning occurred while Tucker was writing out the citation, it is essentially uncontroverted that the questioning was unrelated to the purpose of the stop (i.e., the seatbelt violation). Further, there has been no assertion, either in the district court or on appeal, that Tucker’s questioning was prompted by a reasonable suspicion of illegal activity on the part of Holt. Finally, there is no evidence in the record to support the notion that the questioning was motivated by safety concerns.
The remaining question is whether Holt’s consent to search was nevertheless valid. “A search preceded by a Fourth Amendment violation remains valid if the consent to search was voluntary in fact under the totality of the circumstances.” United States v. Fernandez,
III.
We REVERSE and REMAND for further proceedings in the district court regarding the voluntariness of Holt’s consent to search his vehicle.
Notes
. Holt does not challenge the legality of the checkpoint.
. Although the government has suggested the Terry analysis may not be applicable in this case since Tucker observed the seatbelt violation and thus had probable cause to detain Holt, see United States v. $404,905.00 in U.S. Currency,
. During oral argument, the government’s counsel also suggested that the "intensity” of the questioning may be relevant. However, counsel provided no explanation for this term, and it is nowhere to be found in the government’s appellate briefs.
. In United States v. Palomino,
. Because Tucker had possession of Holt's driver’s license, the questioning clearly occurred during a nonconsensual encounter between Tucker and Holt. See Mendez,
. We do not mean to imply that an officer's subjective motivations are generally relevant to a Terry analysis. See United States v. Wald,
. This court has also authorized actions taken by an officer during a Terry stop to protect his own safety. See United States v. Wood,
. The government also challenges the portion of the district court’s order suppressing evidence seized from Holt's residence. Because the government conceded Holt’s motion to suppress that evidence, its appellate challenge to the suppression of that evidence is limited to and dependent upon the outcome of its attack on the portion of the order suppressing the evidence obtained from Holt's vehicle. Thus, no separate analysis is required.
Dissenting Opinion
dissenting.
Although I agree with much of the majority opinion, I must, depart from its reasoning with regard to whether an officer may routinely ask questions about weapons during a traffic stop. I agree with the majority that this circuit analyzes all traf-fie stops according to the principles set forth in Terry v. Ohio, whether the stop is based on reasonable suspicion or probable cause. I further agree that questioning the driver as to whether he was carrying a weapon in the car cannot be justified on the basis of reasonable suspicion in this case. My disagreement with the majority begins with its rejection of a rule allowing routine safety related questions about weapons by an officer during a traffic stop.
I believe officers may routinely ask a detainee during a traffic stop questions that directly pertain to officer safety, provided the questions do not extend the duration or alter the fundamental character of the stop. I recognize there is a point at which questions can become so intrusive that they begin to resemble a full-blown interrogation. At that point, the questions could no longer be justified by non-particularized concerns for officer safety. Cf. United States v. Guzman,
If we allow officers to question a motorist on topics wholly unrelated to the purpose of the stop, a fortiori we should allow officers to ask motorists questions predicated upon general concerns for officer safety. The principle that an officer can take steps to protect himself during a traffic stop, even when the steps taken are unrelated to the potential crime being investigated, is well-established. The Supreme Court has consistently recognized the “legitimate and weighty” state interest in officer safety, finding it unreasonable to require police officers to take “unnecessary risks in the performance of their duties.” Pennsylvania v. Mimms,
The circuit courts have further expanded the realm of acceptable police measures that can be taken during a traffic stop in the name of officer safety. This circuit has often allowed officers to make expanded inquiries of motorists during a routine traffic stop in the interest of officer safety. See United States v. Barnes,
Our sister circuits have likewise allowed officers to take various protective measures when conducting a traffic stop, even in the absence of particularized danger to the officer. See e.g., United States v. Little,
In holding such measures to be reasonable under the Fourth Amendment, the courts have held that the minimal intrusion into the driver’s personal liberty is outweighed by the state’s justification — the safety of the officer. See e.g., Mimms,
One might be concerned about possible Fifth Amendment implications when asking a motorist a question about carrying a weapon. However, the Supreme Court has expressly held that questions asked during a traffic stop do not implicate Fifth Amendment concerns. In Berkemer v. McCarty,
Because I would reverse the suppression of the evidence from Holt’s car, I would also reverse the suppression of evidence obtained from the subsequent search of •Holt’s house. Although I think the search of Holt’s house might be independently justifiable, the government apparently conceded that the search of the house stands or falls with the legality of the search of the car. The government is bound by that concession. However, since I believe there was no improper questioning or detention of Holt, I similarly believe the subsequent search of his home was constitutional.
In my opinion, the majority’s conclusion that officer safety is not sufficient to allow officers to make a simple inquiry to the presence of guns during traffic stops is in error, so long as the traffic stop is not prolonged. Ultimately, in my opinion, this issue warrants en banc review by this
. Between 1989 and 1998 ninety-three officers were killed during traffic stops and in 1998 alone 6,242 officers were assaulted during traffic pursuits and stops. See Uniform Crime Reporting Program: Law Enforcement Officers Killed and Assaulted 1998 at 31, 86 (1998) (hereinafter Uniform Crime Reporting Program (1998)).
. Because I would not authorize the officer to extend the duration of the traffic stop nor to probe into matters that were not directly related to officer safety, I do not believe this rule would run contrary to the Supreme Court authority or Tenth Circuit authority cit
The majority also cites United States v. Jones,
. The Seventh Circuit observed:
It is a regrettable fact of life in lale-20th century America that police officers justifiably are concerned for their safety, and, indeed, their lives, when they approach citizens in the course of routine traffic stops. A newspaper database search of the six months prior to the submission of this case reveals numerous instances of violent roadside attacks by motorists on police officers, some of which are described parenthetically below. See, e.g., "Manhattan Beach Officer is Fatally Shot,” Los Angeles Times, Dec. 29, 1993, at A1 (officer gunned down by motorist he had pulled over outside shopping mall; one of at least fifteen officers killed or wounded by motorists in routine traffic stops over past five years in Southern California); "Second Man Convicted in Va. Trooper's Slaying; D.C. Resident Grins on Hearing His Fate,” Washington Post, Nov. 17, 1993, at D3 (defendant convicted of murder in roadside slaying of Virginia State trooper during routine traffic stop); “Two Plead Not Guilty in Shooting of Long Beach Officer,” Los Angeles Times, Aug. 11, 1993, at B3 (officer in critical condition after gunman shot him three times, once in the head, during a routine traffic stop); "Jurors Don't Accept Teen’s Rap Defense,” San Diego Union-Tribune, July 15, 1993, atA5 (Texas jury sentences to death a teenager who claimed hard-core rap music inspired him to gun down a state trooper during a routine traffic stop); "Police, Family Bury Officer Killed on Job,” Philadelphia Inquirer, June 24, 1993, at B1 (one officer shot to death and his partner wounded during routine traffic stop). In light of these realities, precautionary procedures such as those employed by the officers here (the use of "take down” lights, requests to place hands in the air, etc.)*944 unquestionably are reasonable when making traffic stops.
Packer,
. United States v. Fernandez,
Similarly, United States v. Turner,
. The majority suggests that this is a poor case to announce such a rule because there is no evidence that the officer's question was motivated by fear nor did the government present statistical evidence of the risks generally faced by officers during traffic stops. However, I do not believe an officer needs to establish a reasonable subjective fear before the officer can ask about the presence of guns. Further, this court can take judicial notice of the risks faced by officers when conducting traffic stops. The Supreme Court case law alone provides sufficient evidence of
. The majority asks a hypothetical question about what might occur after the detainee answers the officer’s question about the existence of a gun. That hypothetical, of course, is not presented in this case and so we need not address it here. However, one obvious response is that if a detainee acknowledges possession of a gun the officer can at least respond more cautiously for his own safety, regardless of whether the detainee’s answer has any legal consequences. And, that is the essence of the reason to allow the question in the first place.
