*1 UNITED STATES America BENN, Jr., Appellant.
Hilton America
UNITED STATES of HUNT, Appellant.
James W. 71-1501, 71-1547.
Nos. Appeals, Court of
United States District Columbia Circuit.
Argued June Dec.
Decided 8, 1973. Amended March
As
Rehearing Denied March *2 Dunn, Jr., Washing-
Mr. H. Stewart ton, (appointed by Court), D. C. this for appellant in No. 71-1501. Washington, Mr. Julian Singman, H. (appointed by Court), ap- D. C. pellant in No. 71-1547. leading a screams, McCarthy, men two e. she saw Harry Asst. U. J. Mr. alley. call- After young into the Atty., Harold H. Ti woman Messrs. with whom alley, directing police she Terry, ing Jr., Atty., A. tus, S. John U. similarly men, those Attys., Gill, Jr., dressed two G. Asst. U. S. saw John being from earlier, taken brief, appellee. Mr. seen were on the *3 police.6 Atty. Flannery, at the the scene the A. Thomas U. S. filed, also entered record was time the that arresting officers testified The appearance appelle for an alley, appellants they entered the when upon girl, nude but over a were crouched seeing policemen BAZELON, Judge, Before Chief Jus up straightened CLARK,* Supreme of tice the Court away her. The victim from walked and WILKEY, Cir the United States and frightened appearing was described as Judge. cuit having her a bruise over and and nervous eye, her on handmarks scratches and BAZELON, Judge: Chief the neck, told in her hair. She and dirt Appellants rape indicted for were raped appellants had officers that both armed,1 rape,2 assault with a while and her on the Hunt had struck her and that dangerous weapon.3 court dis- The gun. police recovered The head with a rape charges appellants missed the and appellant Benn from knife switchblade convicted with intent to were of assault to one found next and a revolver was commit armed4 and while assault Other discarded shoes. the victim’s dangerous weapon. Appellant with clothing her as well as items of her charges was also Hunt convicted on purse were scattered and contents its carrying dangerous weapon.5 is- The alley. about the (1) judge sues are: whether the witness, primary prosecution’s psychiatric failing erred to order a complainant, mentally retarded is a the mentally examination of the retarded girl her order to determine 18. prosecutrix purpose the the judge hear- competency, the trial held a competency court’s determination ing jury presence out of the of the jury assessing to aid the the credibili- girl’s her which father testified the (2) ty testimony; whether, of her in memory and inconsistent was at times judge case, determining the erred in admitted she did fantasize but prosecutrix competent was a flights fancy always innocu- her were law; (3) witness as a matter of and any- totally ous and she never fabricated appellants properly whether were con- accurately thing. usually able to She charges victed on of assault intent with and has observed describe what she to commit while armed and assault impression likely an to retain dangerous weapon, arising with a from event, he On of a traumatic claimed. the same transaction. examination, prosecutrix voir dire understanding expressed I. meaning and a com- oath related prehensible sur- Appellants narrative events were arrested a blind al- rounding reserved ley by police responding the crime. officers to a re- girl’s testimony pend- ruling on port final alley that a woman in the was degree ing cor- screaming an evaluation help. trial, neigh- At holding produced, roborative reported who bor had testi- incident “rudimentary that, had having fied been awakened * by designation Sitting pursuant 2,8, 4. 22 3202. ¶¶ D.C.Code to Title 294(a). § U.S.C. ¶ 5. 3204. D.C.Code 1. 22 D.C.Code ¶¶ however, unable, make She Tr. 60. facial identifications. D.C.Code ¶ 2801. ¶ 3. 22 D.C.Code
qualifications
weight
giv-
to tell what she recalls.”
witness
to be
(Tr. 90-1).
trial,
testimony.
prosecutrix
Competency depends
At
en her
upon
observe,
capacity
she had
seized
testified that
witness’
appellants
dragged screaming
remember,
into
un-
narrate
well as an
alley.
derstanding
They
duty
removed her clothes
tell
requires
her. Hunt hit her
face
It
assaulted
truth.9
also
an assessment
gun;
potential prejudicial
threatened.her
a of
Benn
with
of al-
effects
lowing
jury
testimony.
knife and tried to choke
In at-
her.
to hear the
tempting
explain
appellants
may
severe,
what
Mental retardation
ca-
be so
her,
complainant
pabilities
impaired,
done to
was unable
so
graphically
potentially prejudicial
to define
did
so
that it should
appellants’
hearing
completely by
judge.
scribe
acts.7 After
be barred
Or
corroborating
substantial
testimony,
her
*4
evidence
there
be sufficient indications of a
complain-
capacity
found the
reliability
witness’
and of the
competent
jury
testimony
a
ant to
The
of her
be
witness.
that it should be heard
testimony
by
jury,
was allowed to hear her
as
and assessed
albeit with a
concerning
cautionary
well as evidence
her mental
instruction.10
condition,
cautionary in-
albeit with a
mentally
rape prose
A
defective
struction.
presents
particularly
cutrix
a
difficult
problem
judge
jury.
for both
It is
Although
prosecutrix
was exam-
agreed
generally
sexual assault
night
by
physician
ined
a
on the
charges by mentally
girls
abnormal
alleged rape,
testify
the doctor did not
subjected
great scrutiny.
should be
to
any
at trial.8 Without medical or
other
danger
There is real
or
contrivance
penetration,
corroborative
evidence
imagination
may
events
seem real
—the
the trial
dismissed the
girl
to
though
even
exist
charges
jury
to
submitted
in
her own mind. Yet that
lesser included
offense
assault with
may
enough
arouse
sympathy to make
intent to commit
while armed.
an innocent man the real victim.11
making
To assist
in
the court
II.
competency
its
decision,
jury
to aid the
competency
The
of the witness
assessing credibility,
or to serve both
testify
jury
to
before the
is a threshold
purposes,
judge may
the trial
order a
question of law committed to the trial
psychiatric
expert
examination to obtain
court’s discretion.
It remains for the
testimony concerning
degree
and ef
jury,
course,
credibility
to
assess the
fect
disability.12 Wigmore
of a witness’
7. The witness
said that
“Both of them
53,
(1965) ;
g. Overholser,
Rev.
74
e.
see
privates
stuck their
in me
Psychiatrist
and the Law 53-54
my legs.”
between
Tr. 191.
(1953) ;
Wigmore,
924(a)
3
Evidence
(3d
1940).
ed.
physician’s
testify
8. The
to
failure
is dis-
opinion.
later
cussed
in this
See Tr.
ordering
12. The basis for
such examina
227-28.
tions stems from the trial court’s inherent
power
inquiries
to
U.S.App.D.C.
conduct
States,
those
neces
Doran v. United
92
sary
adjudication.
305, 306,
a full
717, 718,
and fair
denied,
205 F.2d
cert.
Butler,
560,
State v.
828,
49,
346
27
143 A.2d
N.J.
U.S.
74 S.Ct.
L.Ed. 352
98
(1958) ;
Klein,
(1953).
530
see
United States
D.C.D.C.,
F.Supp.
(1967) ;
271
506
aff’d
Armes,
10. District
of Columbia v.
107
nom,
States,
sub
Hamilton v. 519, 521-522,
U.S.
2 S.Ct.
27 L.Ed.
U.S.App.D.C. 368,
(1970) ;
yesterday. examining physician’s He his called and left the to elicit course, ony.26 is, of phone It number where he could be testim ly following graphs do show: of App.D.C., showing a of the victim’s face could have “drastical THE COURT: juries My shown? attention to Government’s Exhibit No. THE PROSECUTOR: introduction of speak serious [as Judge embarrassed” I am brothers to for itself? the “bruised and cut” condition Wilkey, did question identification, what, laying colloquy sure at 1136 of you speculate the infra photographs]. —was as indicates % is the rule Doesn’t to physician. 476 F.2d. But foundation at of what that intended Directing your 5;* that photographs these if there is Opinion picture photo to be U.S. the in- The Hunt and that Tr. 150. a tion The These over taken and due THE sentation picture darkness size of camera, struggle The Court [*] but also there was no indication prosecutrix struck doctor would have her left pictures POLICE is it didn’t show choked on the [*] of what in the a fair that eye. bruise, especially the one will to testified show bruise, by there person face with M: PHOTOGRAPHER: the you Benn. ask partly reported not were no fully condition how saw? accurate [*] whether of the victim. Police wit- exactly what pistol was, penetra- signs of repre- # only was the the the by possible choices, only which to in better construct scenario different but tactical choice. that decision was a wise whether his trial in- decisions were conjecture possible formed, equally deliberate, It is to rational. In the investigate question case, counsel failed to circumstances of this I believe that examining physician’s were examination decision to call the simply physician28 of their indifferent to the needs some assurance demands explanation clients' cases. Which com- that counsels’ choice met this standard ports reality reflecting ignor- remains unknown. with rather than counsels’ ance or indifference.29 I am well. aware that there dan- are gers attempting second-guess My out, point however, to brethren professional judgment may strategic of trial counsel. there have been reasons right But to the effective calling physi- make for defense counsel not requires it, disposi- assistance counsel viable cian. As I understand their they some assurance that counsel’s trial tion rests on the view that cannot actually his cisions reflect an exercise of find on record before in this case us judgment.27 professional question The sufficient indication that the standard would done is not whether counsel have has not been met.30 story by nothing everything this nesses corroborated describ- fense had to lose and ing eye, alleged- gain directing a bruise over the victim’s all their efforts to pistol ly whipping, single purpose acquittal securing a result of the neck, might scratch marks on her as have on the lesser included offenses. attempted strangling. from an resulted My physician’s contrary testimony brothers observe that the defense could conceivably defending counsel “are have not not novices at created sub- Opinion Judge criminal cases.” stantial doubt as to the truthfulness of Wilkey, infra, prosecution’s complainant, key U.S.App.D.C. at - of wit- ness, experi but also refuted the 476 F.2d. But contention counsels’ hardly may, proof ence is there was assault. There effectiveness. The course, physical be an assault issue is what in this without con- did case. prosecution tact, And I find little else the record this case sought prove physical striking reassuring case that as counsels’ ef- injuries. resulting long fectiveness. When asked how he gun summation, needed for his Hunt linked to the found at one of the de- attorneys primarily prosecutrix’s engaged following fense scene exchange weapon about his the court: use of the corroborating give you— THE strike her and the I will COURT: injury. physician’s my I of her facial COUNSEL: like to move testi- mony as to the lack car before mark 5 :00. such might exculpatory THE I have been COURT: will allow ten to this prosecution’s you minutes for each element of the case defendant unless as well. want more. Mitchell, No, See United States v. enough. U.S. COUNSEL: I think that App.D.C. 57, 65-66, you it, you F.2d THE COURT : If want (1958) (Judge Fahy dissenting) 795-796 have it. (the inquiry cannot bar stretching into I COUNSEL: think I will be *8 professional judg counsel’s exercise of his it in ten minutes. . yet protect hope ment Appeals the client’s I constitutional the Court of doesn’t look righ t) ; White, upon State v. 5 the summation aas Hammond situa- Wash.App. 283, 243, (1971) enough 487 P.2d 246 tion. ... I have trouble with (in examining acceptable Appeals the hollering boundaries the Court that I was judgment by counsel, gave of the exercise of argument. I a Hammond court could find ineffectiveness if asking you THE counsel’s I am COURT: not deliberate, choice trial tactics was not talk for a half an hour..... lawyer acted, no reasonable Tr. have so 236-7 ignorance or finally gave decision was a argument, result of When counsel his it inadequate preparation). the law pro or was little more than forma. Since, my colleagues Opinion Judge 28. recognize, Wilkey, infra, as 30. at 16- charge threat, was never a the de- 18.
1135
34
may
It
be
had he done so.
Appeals
the Third
raised
have
The Court
only
inquiry
attentive
of the
inef-
recently
an
dealt with
Circuit31
light
ques
bring
arising
un-
trial
will
out of the
claim
fectiveness
But,
of counsel.35
tion of effectiveness
defense
either
explained failure of
may
circumstances,
appellant
in such
present
re-
prosecution
a medical
prosecu-
with
claim of ineffectiveness
ventilate a
port- of the examination
being relegated
attack.
charge. Admitting
to collateral
out
of a
trix
is
claim
ineffectiveness
A meritorious
may
reasons
indeed
various
“there
be
trial.36
motion for a new
offered,”
re-
on a
available
why
the court
it was not
may
supported
quagmire of The claim
be
into the
fused to be lured
showing of
without a
explanations
dehors the record
constructing
after-the-fact
diligence.37
due
conduct.
to rationalize
counsel’s
such
the case because
court
remanded
appel-
Accordingly,
I would affirm
proof.”
place of
“cannot
surmise
take
(except
rendered
those
lants’ convictions
502).
22
under
D.C.Code §
inadequacy of trial
Evidence
counsel will often be outside
V
precisely be-
some cases
record32 —in
For
ineffective.
cause counsel has been
of defense
effectiveness
Nor
is the
example,
failed to con-
only
counsel has
problem
when
concerns
counsel
may
investigation,
today
the record
be
duct an
ac-
me in this matter. The court
charge
he
the witnesses
knowledges
of mention of
barren
could
that the
33
he would
would have called
or defenses
without
be sustained
Maroney,
_,
rel. Kent v.
ex
States
F.2d
United
Id. at
475
See
effectiveness.
(3d
1970).
1020
Cir.
Appendix.
435 F.2d
at 940
(9th
Dickson,
Benjamin Thompson,
v.
would not on defense coun- also, jury’s sel’s and role but would
amount specula- to little more than idle
tion. The doctor’s was defi- America STATES UNITED nitely double-edged sword. The de- paid fense counsels’ tactics off secur- CHAVIS, Jr., Appellant. J. Walter ing the dismissal of the while armed No. 72-1532. rape charges; a different tactic Appeals, Court States may have made sure the conviction of Columbia Circuit. District armed, defendants for while 7,1973. Argued much March more serious offense. It is judge, obvious that the trial one April 4, 1973. Decided experienced
of the most in the court- room on bench, our District thor- oughly understood the situation re- gard to strategy prosecu- the trial counsel,
tor and the two defense
made
inquiry
it,
saw that
the defense was
fully
facts,
very
informed
all the
16.
Rules of
Notes
See
accord ABA Committee on Im
6-01,
(1969).
provement
Evidence, Report
to
285
¶
46 F.R.D.
of the Law of
(1937-38)
;
Psychiatric
Guttmacher,
Napue
Ill.,
264, 269,
79
v.
360 U.S.
Offenders,
Evaluation
2 Bull. World
;
(1959)
1173, 1177,
S.Ct.
