United States v. HilarioUnited States v. Hilario
Fermín Hilario moved to dismiss an indictment brought against him, claiming that the protracted tenure of a court-appointed interim United States Attorney contravened applicable federal statutes, violated the Appointments Clause, offended the separation-of-powers principle and, in the end, rendered the indictment a nullity. The court below did not reach Hilario’s constitutional claims but nonetheless granted his motion, ruling that the interim United States Attorney’s extended service flouted congressional intent. The government appeals on an expedited basis. Concluding that the interim United States Attorney holds his office lawfully, we reverse.
I. BACKGROUND
As a general rule, United States Attorneys are nominated by the President and, if confirmed by the Senate, serve four-year terms.
See
(a)Except as provided in subsection (b), the Attorney General may appoint a United States attorney for the district in which the office of United States attorney is vacant.
(b) The Attorney General shall not appoint as United States attorney a person to whose appointment by the President to that office the Senate refused to give advice and consent.
(c) A person appointed as United States attorney under this section may serve until the earlier of—
(1) the qualification of a United States attorney for such district appointed by the President undersection 541 of this title; or
(2) the expiration of 120 days after appointment by the Attorney General under this section.
(d) If an appointment expires under subsection (c)(2), the district court for such district may appoint a United States attorney to serve until the vacancy is filled....
Id. § 546.
Thus, when the United States Attorney for the District of Puerto Rico resigned in May of 1993, Attorney General Janet Reno appointed an Assistant United States Attorney (AUSA), Charles Fitzwilliams, to fill the resulting vacancy. Because the President failed to name a replacement within 120 days, Fitzwilliams’s appointment lapsed and the position once again became vacant. See id. § 546(c)(2). On September 9, 1993, the judges of the United States District Court for the District of Puerto Rico responded to the exigency and appointed a career Justice Department lawyer, Guillermo Gil, as interim United States Attorney. See id. § 546(d). Although more than six years have passed, the President has yet to nominate a United States Attorney. Thus, Gil continues to serve in an interim capacity.
As the length of Gil’s tenure increased, criminal defendants began to challenge his authority. Most of these challenges failed.
See, e.g., United States v. Ruiz Rijo,
II. ANALYSIS
Jurisdictional issues have primacy of place in appellate review,
see Steel Co. v. Citizens for a Better Env’t,
A. Appellate Jurisdiction.
Hilario maintains that this court lacks jurisdiction to hear and determine the government’s appeal because the notice of appeal was signed by unauthorized personnel (Gil and an AUSA in his office). We find this remonstrance unpersuasive.
Even assuming, for argument’s sake, that the district court correctly divined Gil’s incapacity to perform the functions of the office that he purports to hold — an assumption that, in the last analysis, proves untenable,
see infra
Part 11(B)-(E) — Hilario’s jurisdictional argument fails. There is no requirement that the United States Attorney personally sign a notice of appeal.
See generally
AUSAs are themselves representatives of the government. Because they are appointed directly by the Attorney General,
see
For these reasons, we hold that an infirmity in the appointment of the United States Attorney — even if one existed— would neither invalidate the notice of appeal nor strip this court of appellate jurisdiction.
See United States v. Gantt,
The court below determined that, by holding office for so long a period, Gil had become the de facto United States Attorney without having to run the gauntlet prescribed in
The language of an unambiguous statute typically determines its meaning.
See Freytag v. Commissioner,
The language of section 546(d) is direct and to the point. In contrast to section 546(c)(2), which limits the Attorney General’s interim appointment to a maximum of 120 days, section 546(d) specifies that the court’s interim appointee shall “serve until the vacancy is filled.” There is no limit on the duration of this service (other than the nomination and confirmation of a regular United States Attorney). The absence of any temporal limit strikes us as deliberate, rather than serendipitous, especially in view of the contrast between adjacent sections of a single statute.
See King v. St. Vincent’s Hosp.,
These two pieces of the statutory scheme fit together tongue and groove. In such circumstances, it is the court’s role to give effect to plain meaning rather than to decide whether some other formulation might have been preferable as a matter of policy. Consequently, we decline Hilario’s invitation to rewrite the statutory scheme by inserting a temporal limit into either of the two provisions we have mentioned. Instead, we read section 546(d) forthrightly to allow a judicial appointee to serve until the vacancy is filled, whenever that may be.
Of course, there are limits to the tyranny of plain language.
See Church of the Holy Trinity v. United States,
We add a coda. We recognize that it is counterintuitive for a temporary official to remain in office for so extended a period. If we were writing on a pristine page and wished to devise a template for the appointment of United States Attorneys, we might design it differently. But harboring such doubts “is not to find equivocation in the statute’s silence, so as to render it susceptible to interpretive choice.”
King,
C. The Appointments Clause.
We turn now to Hilario’s constitutional arguments (which the district court did not have occasion to reach). We deal first with the claim that section 546(d) offends the Appointments Clause.
The Appointments Clause states that: “[The President] shall nominate, and by and with the Advice and Consent of the Senate, shall appoint Ambassadors, other public Ministers and Consuls, Judges of the supreme Court, and all other Officers of the United States, whose Appointments are not herein otherwise provided for, and which shall be established by Law: but the Congress may by Law vest the Appointment of such inferior Officers, as they think proper, in the President alone, in the Courts of Law, or in the Heads of Departments.”
Congress has placed the power to appoint interim United States Attorneys in the Attorney General and in the district court, successively.
See
Hilario and the amicus assert that all United States Attorneys are principal officers and therefore must be nominated by the President and confirmed by the Senate. They add that, even if interim United States Attorneys are inferior officers, regular United States Attorneys are not— and the unusual length of Gil’s service has transformed him into a de facto United States Attorney. The government favors a different taxonomy, urging us to categorize all United States Attorneys, howsoever appointed, as inferior officers.
Two recent Supreme Court cases offer a modicum of guidance on the distinction between principal and inferior officers. In
Morrison v. Olson,
In
Edmond,
the Court defined the term “inferior officer” as encompassing those “whose work is directed and supervised at some level by others who were appointed by Presidential nomination with the advice and consent of the Senate.”
The Ninth Circuit, when called upon to decide whether the judicial appointment of an interim United States Attorney passed muster under the Appointments Clause, managed to reconcile the two opinions. The court noted that independent counsels are inferior despite limited supervision, and suggested “that supervision by a superior officer is a sufficient but perhaps not a necessary condition to the status of inferi- or officers.”
Gantt,
We find this approach persuasive.
4
Accordingly, we conclude that United States Attorneys are to be regarded as inferior officers if their work is “directed and supervised at some level by others who were appointed by Presidential nomination with the advice and consent of the Senate,”
Edmond,
Congress has ceded to the Attorney General plenary authority over United States Attorneys.
See
This is not to say that every indicator points in the same direction. For example, as Hilario and his amicus emphasize,
The amicus makes a further point. Historically, the officers who held positions equivalent to that of the modern United States Attorney were quite independent. Therefore, the amicus argues, those officers must not have been the kind that the Framers had in mind when they described “inferior officers.” This argument misses the mark. An officer’s status as inferior or principal is not absolute, but relative to those around him. If Congress designs a government position in order to provide a supervisor for a group of officers who formerly were independent, those officers become inferior to the new officer. That is precisely what happened here. As it stands now, the law places United States Attorneys under the direction and supervision of the Attorney General. No more is exigible to show that United States Attorneys — and a fortiori interim United States Attorneys — are inferior officers.
D. Separation of Powers.
Because United States Attorneys are inferior officers, Congress as a theoretical matter can entrust their appointment to the President, the head of a department, or the courts of law, without requiring Senate confirmation.
See
Of course,
The phrasing of this condition suggests the need for a bifurcated inquiry. First, we must ask whether Congress, in vesting the power to appoint interim United States Attorneys in the district court, conferred upon the judges a power that usurped the prerogatives of another branch of government and, thus, “effected an unconstitutional accumulation of power within the Judicial Branch.”
Id.
at 383,
Hilario maintains that it is inappropriate for judges to appoint interim United States Attorneys because they serve within the Executive Branch and their efforts are devoted exclusively to the work of that Branch. The premise of this argument is questionable: while United States Attorneys are admittedly part of the Executive Branch, they also are officers of the court who serve the Judicial Branch. Cf id. at 397 (describing hybrid role of marshals). In filling a vacancy in the office, judges ensure not only the enforcement of the laws but also an effective adversarial process.
More importantly, the judicial appointment of interim United States Attorneys does not impermissibly encroach on executive powers. In
Morrison,
the Court discerned no “inherent incongruity about a court having the power to appoint prosecu-torial officers.”
What is more, our system of government rests on the assumption that officers can be independent of their appointers.
See, e.g., Northern Pipeline Constr. Co. v. Marathon Pipe Line Co.,
This is particularly so because, insofar as interim United States Attorneys are concerned, the Executive Branch holds all the trump cards. For one thing, the President may override the judges’ decision and remove an interim United States Attorney.
See
The second screen for separated powers deals with whether the arrangement in question impedes the functioning of the
appointing
branch. Hilario tells us that
We are frank to admit that
The Supreme Court has indicated in straightforward terms that having judges appoint prosecutors will not, in and of itself, impugn the judiciary’s institutional integrity. Indeed, the
Morrison
Court used the judicial appointment of interim United States Attorneys to illustrate that the task is not incompatible with judicial functions.
See Morrison,
This history is directly relevant to our analysis. In context, the appointment of defense counsel for indigent criminal defendants would seem to be a necessary step for judges to take in order to provide for fair process. That rationale applies to
In sum, we do not believe that
E. The As-Applied Challenge.
We have one more bridge to cross. Hilario strives to persuade us that, due to the inordinate length of Gil’s service as interim United States Attorney,
Of course, an inferior officer can stand in for a principal officer.
See, e.g., United States v. Eaton,
III. CONCLUSION
We need go no further.
6
While we are at a loss to explain the failure to fill this important position, that is a political matter and, as such, falls outside our ken. Confining our analysis — as we must — to the justiciable issues raised by the parties, we conclude for the reasons elucidated here that Gil’s appointment and continued sendee as interim United States Attorney for the District of Puerto Rico comply with
Reversed.
Notes
. If willing and able, a United States Attorney, upon the expiration of his four-year term, "shall continue to perform the duties of his office until his successor is appointed and qualifies.”
. The other defendants in the case were not affected by the court’s order. Predictably, however, they soon emulated Hilario’s exam-pie (with identical results). Parallel appeals are now pending, but those appeals have been stayed pending our decision.
.Commentators have noted the awkwardness of the fit.
See, e.g.,
Steven G. Calabresi,
The Structural Constitution and the Countermajori-tarian Difficulty,
22 Harv. J.L. & Pub. Pol’y 3, 5 (1998) (''[T]he Court's 1997 decision in
Edmond v. United States
essentially displaced the faulty Appointments Clause analysis of
Morrison
v.
Olson.");
Nick Bravin, Note,
Is
Morrison v. Olson
Still Good Law? The Court’s New Appointments Clause Jurisprudence,
98 Co-lum. L.Rev. 1103, 1117-20 (1998). Moreover, the
Edmond
definition — drafted by Justice Scalia — bears a striking similarity to his dissent in
Morrison. See Morrison,
.To be sure, this synthesis conflicts with certain comments expressed in non-majority opinions,
see Edmond,
. Hilario’s argument derives from
PCOOC,
a case which held that judges’ participation in the President's Commission on Organized Crime was unconstitutional because of the likelihood that it would affect either the judges’ neutrality or litigants' perceptions of it.
See PCOOC,
. The government argues, with considerable force, that even if Gil does not lawfully hold office, the district court nonetheless erred in dismissing the indictment. For obvious reasons, we need not reach that argument.