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United States v. Herbert H. Middleton, Jr.
344 F.2d 78
2d Cir.
1965
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*1 rely strongly upon involved, deputy Appellants acting Jones v. here the was not by Buckelew, in either of 247 Ala. “virtue office” or “color of So.2d Alabama, reasoning Supreme of which the Court office” the of the Ten- construing almost nessee herein de- Alabama statute decisions cited. The 3), (see puty 8-1920 identical T.C.A. note sheriff in the instant case was § deputy undertaking held of a or the official bondsman to arrest Waters Mrs. injuries personal any papers upon sheriff to be serve the of liable her at time driving negligent by operation negligence of an the the in caused accident. His by deputy “ferret- automobile while automobile across the line of center highway striking here ob- crime.”5 should be out It the Waters us is served that action before automobile was not in committed the act conduct, duty performing Ms of the sheriff own an official with re- spect capacity and therefore need not consider Mrs. in Waters his surety deputy bond exercising whether his official sheriff or in emphasize or would be holden. too of his office. We find no deputy authority authorizing is no official bond Tennessee of the us sheriff enlarge us, as involved matter official bond of the sheriff ques- policy liability in the case Jones Buckelew. No into a of insurance ren- liability dering surety every tion was raised about the liable for act negligence surety of the deputy sheriff acts his of a while help deputy, operating county-owned so the decision offers little automobile on deciding present question. patrol. in our routine Supreme Ivy v. Court of Alabama cited Affirmed. Osborne, along supra, with the decisions states, of a number of other but refused them, recognizing

to follow a dif- prevails

ferent rule in Alabama from applied say Tennessee. Suffice by

this court Ten- bound law of case, nessee instant not the America, UNITED STATES jurisdictions. law of other Appellee, Many of deci the Tennessee MIDDLETON, Appellant. Jr., H. Herbert sions contain extended discussions No. Docket 29453. common law distinction between the acts deputies by of a sheriff and his “virtue Appeals United States Court of of office” and “color of office.” doWe Second Circuit. necessary apply find it to discuss or this Argued March 1965. distinction because it is held now April 5, Decided 1965. the distinction is abolished in Ten nessee the terms T.C.A. 8-1920 §

(see 3). Dunn, supra, note State v.

Tenn.App. 203. With S.W.2d

respect relationship plaintiffs his

at the time the automobile accident 203; shooting fleeing person Osborne, Ivy in the rule as stated flight arrest, supra, stop Surety to avoid v. National State State Com- Fisher, pany, supra. 193 Tenn. S.W.2d and State Hartford Accident & Indem Co., Dunn, nity Tenn.App. 405, supra, In 314 S.W.2d State v. it is stated

161; shooting occupant and the of an Tennessee Code Section now 8-§ T.C.A. constable, of an automobile drunken the Alabama Code State, Tenn.App. 238, change. Marable v. § without 39 Tenn. App. 234. All fall S.W.2d of these cases with- 282 S.W.2d 203. *2 Moore, Judge, dissented Circuit

part. Rosner, City,

Jonathan L. York New appellant. Peloso, Atty., John F. X. Asst. U. S. (Robert Morgenthau, City New York M. Atty. U. S. for the District of Southern York, Hurwitz, New Atty., J. U. Neal Asst. S. brief), appellee. MOORE, Before KAUFMAN Judges. MARSHALL, Circuit KAUFMAN, Judge: Circuit Contending that certain unlawfully material obtained fed- eral officers and therefore inadmissible Jr., Middleton, H. Herbert conviction, appeals judgment non-jury trial, entered after a vio- lating by stealing a cal- U.S.C. § culating belonging to the Unit- machine guilty, Navy. Found ed States handwriting allegedly main, on tainted statements, inculpatory specimens and enough Middleton was sentenced to often to know that were not thereafter, imprisonment.1 nine months We find on the fourteenth floor. Soon some, all, if at least Lauth learned that Middleton and Gil- criminating material dur- was obtained liam had been seen in arraign- suspicious an unreasonable afternoon before under cir- ment, 5(a), information, violation Fed.R. cumstances. With this *3 Crim.P., telephoned superior, Inspec- and that its introduction at Lauth his compels Kogel, trial reversal. tor Martin who directed that the suspects questioning be held for in the morning September 29, On the Inspectors’ Postal fourth-floor office in calculating machine, the $300, at over valued building. the same missing was discovered from the m., p. fourteenth floor of the Federal Office Between 6:00 and 7:00 Lauth advising Building, interrogated Street, Middleton, 90 Church Manhattan. first charged investigating right Those the him of his to remain silent. After (one burglaries inquiring background theft of a series of in the into Middleton’s building) scrawlings seeking explanation also on unoffi- found and a further of his correspondence adjoining presence floor, cial in an of- on the fourteenth he re- fice, phrase misspelled quested handwriting sample. Middle- “yours turly.” writing approximately complied, ton At 5:00 out certain words Edgar evening, Captain Dibble, by Lauth, including “yours dictated charge security truly,” proceeded Naval Officerin which Middleton floors, “yours misspell turly.” fourteenth and fifteenth observed There is no in- standing questioned Middleton and near dication that ing Gilliam Gilliam was dur- period. fourteenth-floor elevator. Dibble this asked identify men two themselves and Inspector Kogel p. At m. arrived 7:00 gave state their business. Middleton his immediately and informed Middleton and name and said he was they Gilliam that need not answer agent, see a narcotics stood Gilliam anything they and that said Both mute. were taken to the fifteenth- be used After them. this duty joined floor by officewhere admonition, acknowledged Middleton Guards, Joseph Lieutenant handwriting specimen previ- Giordano, Inspection and two Postal ously gave was his and additional calli- Aides, Rudolph Edward Lauth and Nero. graphic samples. Kogel questioned Mid- alternately dleton and Gilliam between 5:15, approximately At one the in- 9:00; 7:00 and Gilliam at balked answer- vestigators called the Narcotics Bureau ing questions, gener- but Middleton was verify story, Middleton’s but was un- ally cooperative. During this both agent named, able to contact the he had began to suffer narcotics withdrawal Cleophus one Robinson. Not satisfied syndromes given pre- and were a relief explanation pres- with Middleton’s of his scription turpenhydrate, type elixir although floor, ence on the fourteenth cough codein, ap- medicine with which Narcotics had its Bureau offices on parently (and without contradiction sixth, the officers escorted two sus- appellant) Burea,u did not affect voluntariness. pects to the Narcotics to await Agent p. word from Robinson. At about At about 9:00 m. Middleton told 5:35, by telephone he was reached and Lauth that and Gilliam had stolen investigating evening. advised the Middleton, previous officers that the calculator the He informant, appoint- repeated had an Inspector the admissions to Kogel, ment meet thereupon sought with him earlier after- who further in- agent added, however, noon. The structions from an Assistant United Attorney. Kogel Middleton had 10:00, visited Bureau’s offices At was case, Gilliam, close At tlie of the Government’s R. Charles whom no self- granted the District Court a motion for co-defendant, was material obtained. acquittal by Middleton’s interroga- subjected to considerable only and and Middleton authorized company of officers in the constant overnight Detention lodge Federal him posi- guards, person in Middleton’s Notwithstanding these Headquarters. youth, especially low Kogel persisted instructions, in interro- tion — telligence, addiction —must taking and narcotics typewritten, gating Middleton, believed that he signed 11:- have understood 11:00 confession between custody of the officials p. 12:50 a. m. until 45 m. It was not under arrest. See Seals and therefore lodged De- in the Federal (D.C.Cir. States, F.2d 1006 Headquarters West Street. tention States, 1963); Kelley v. United spending the remainder After (D.C.Cir. App.D.C. F.2d 310 night arraigned there, before a he was Kogel, 1961). Indeed, officer in morning. At the Commissioner the next admitted, charge, reluctantly and the handwriting specimens and oral concedes, Middle- Government now admitted in statements were written *4 ton, after 5:35. was not free to leave evidence, objection, and constituted over surely that he our And determination conviction basis Middleton’s real for hinge the fact was arrested should Gilliam, acquittal of who as shown formally “au- that the officers were any cooperation had refused from the be- p.m.,2 for thorized” arrest until 10:00 ginning. to factor to consider the relevant I. impression present con- facts here is the 5(a), Fed.R.Crim.P., requires veyed being person Rule held. Other- to the “any making person wise, an arrest without a no reason can conceive of sound person supplied why warrant” to “take arrested would have the defendant delay unnecessary without before the link —the mis- that most specimen. pelled To in- nearest available commissioner.” Rule, compliance sure with this the Su- impelled are to conclude We also preme Court has mandated that evi- delay when ar that the between the time during unnecessary dence taken an lawfully made rest could have been delay may 3 unreasonable airtight case accumulation of almost an pro- not be admitted in federal criminal arraignment, viewed in the when ceedings. States, McNabb v. United transpired, was unneces context what 332, 608, U.S. 63 S.Ct. 87 L.Ed. 819 sary. Supreme has said that The Court (1943); Mallory States, United arraigned person must be “as arrested U.S. S.Ct. 1 L.Ed.2d 1479 may quickly possible” ad he be as so that (1957). officer, vised, by judicial con us, right On the before and of his record we find that to counsel stitutional Any privilege Middleton was under arrest for some time self-incrimination. —beginning approximate- delay if at the latest unreasonable at becomes ly p. process used, here, 7:00 carry m.—before he the incrim- made out “to inating p: itself, inquiry admissions 9:00 m. After if not so at that lends even Inspector Kogel’s eliciting damaging designed, he was taken to office state- concurring opinion 2. ex- were unlawful because If the arrest presses disagreement cause, probable with our all statements conclusion based on place handwriting samples that it would be taken thereafter unreasonable illegally the moment of matter arrest later than be inadmissible as 7:00 m., p. given pinpointing Amend- no reason Fourth for in violation of the seized States, p. Wong suggestion at m. 10:00 other than the ment. Cf. Sun United arrest L.Ed.2d was not ordered until 83 S.Ct. 371 U.S. ques- (1963). time. But if We need not reach that authorization becomes de- however, terminative, tion, 5(a) whether or not the Buie hollow because will have a lawful, ring easily once all evidence it could be circumvented arrest was unnecessarily delayed by delaying any request arraignment was Mallory joined rule. under until it also could be with news was inadmissible the accused has confessed. support night. objective

ments” mately the arrest ulti The is to guilt; delay psychologically the defendant’s “the check resort to coercive or give oppor degree” practices, must not be tunity nature “third see United McNabb, extraction of a confession.” 318 U.S. at S. Mallory States, simply United Ct. at and not insure 1359-1360, 1 454-455, arraigned 77 S.Ct. the accused is at the earliest possible L.Ed.2d 1479. time. And since the point p. m., at some 7:00 after had indicated, already weAs have objective single narrowed to obtain p. —to 9:00 m. when Middleton confessed to the flat admission the accused’s theft, he had several hand- lips calculating had stolen ma- writing high- samples, which included the chine—the became unreasonable. ly incriminating misspelling “yours States, See Ricks United 334 F.2d turly.” Moreover, the officers had (D.C.Cir. 1964); 968-69 Coleman v. story ready verified his with Narcotics States, U.S.App.D.C. 185, Agent defendants Robinson both (D.C.Cir. 1962). having left the been identified as suspicious the after- circumstances We are not unmindful that continued interroga- persistent inquiry noon before. in some instances after an even followed, inquiry had may after the permissible be but here it investigatory ac- from the to the required verify explanations shifted was not justified cusatory stage, leads; cannot be solely or run down it was a means *5 to of this and us interesting circumstances case leads to note, a elicit confession. It is to inescapable the conclusion that was only it example, for that Middle- after in ready of an to permitted furtherance effort make an agents ton the their achieve airtight by ex- goal securing case ironclad the in the confession that he of a traction confession.4 committed the theft did the officers seek lodge overnight. him And recognize we they even after the desired delay for is not a violated authority by the Assistant United States arraigning the defendant the Attorney, they signed type- for a waited morning, a the next Commissioner actually lodg- written confession before 524, Vita, 529 United States v. 294 F.2d ing him the House of Detention. (2 1961), denied, n. 1 Cir. cert. 369 U.S. 823, 837, (1962); 82 S.Ct. 7 788 Finally, L.Ed.2d Vita, unlike United Ladson, supra, United 294 States v. F.2d the Government has failed show (2 1961), denied, 1 continuing n. pursuing proc- Cir. cert. the need for a U.S. and, S.Ct. investigation, 7 L.Ed.2d ess of essential even (1962), unavailability assuming did, of a Commis showing it no there was police sioner does not license con acting its officers were interrogation through tinue their necessary expedition. Rather, the record agree concurring law, “second-guess” with our brother was to lower tlie wary using that courts should be “20- courts and law enforcement officials. hindsight “second-guessing” in Moreover, 20” in to understand the function of vestigator’s prosecutor’s appellate recognize or determination courts is to post-arrest interrogation when ex must determine all after permissible fact, prob- ceeded limits. But if such whether there was over-simplified catchwords are taken too for able cause arrest, a search warrant or an literally, ap police there would be little left for whether used coercion pellate confession, whether, courts to review in criminal cases. a extract or as Indeed, might delay arraignment we not have such landmark in unneces- was Mapp Ohio, sary decisions as 367 U.S. and unreasonable. deter- These (1961), necessary ju- S.Ct. L.Ed.2d 1081 minations are diciary’s to fulfill the Wainwright, and Gideon v. 372 U.S. historic function administer- (1963), justice courts; 83 S.Ct. 9 L.Ed.2d 799 be criminal in the federal cases, guilty cause the result in in those ab- otherwise we would be silent appellate all in decisions the criminal dication. grounds trial, particularly where proce- a later only permits one conclusion: of arrest warrant merely for for an excuses followed were dures accused time before the existed some during delay confession which Vita, United States confessed. Cf. con- be, was, Because that extracted. and evidence, 294 F.2d at 533. into admitted was fession only.5 ground on that reverse Reversed. II. Judge (concurring MOORE, Circuit dissenting part): scope precise deci of our necessarily course, lim today is, suspici- sion found under Defendants were particular case. facts of this ited in a ous circumstances federal example, believe, security importance. We continue to where was of vital exclusionary applies Mallory satisfactorily rule presence Since was their delay during any investigation to all statements taken explained, ensued. further only where the pursued by representatives of This was unnecessary and unreasonable. governmental is departments. Time several Vita, supra; disagree United States required. States v. I with the ma- Ladson, question supra. jority’s finding Nor do we Middleton was fact police, proper cir beginning under arrest latest at investigating approximately cumstances and while 7:00 P.M. crime, suspects reasonable “to detain attempt develop no fur- need to them, periods question of time in order to ther facts. stories, check their and to run down leads judges, appellate I do not think that which either confirm or contradict those enlightened by the outcome of the stories.” United States ex rel. Corbo v. place position should themselves LaVallee, (2 1959), 518 Cir. investigator prosecutor and de- Corbo, cert. sub LaVallee denied nom. after-acquired cide with wisdom when the 80 S.Ct. L.Ed.2d investigatory stage to the accusa- shifts (1960). long-recognized prerogative This tory sufficiently the facts are when only prevention to crime vital *6 airtight “ironclad, developed an to make detection, “protects but also those who bold, case.” It would indeed be brash readily exculpate are able themselves prosecutor inexperienced or defense having being formal arrested such a claim counsel who would make charges made them their before particularly upon threshold de- his case— explanations are considered.” United velopment of the facts. Vita, F.2d at 530. See also McNabb-Mallory question, for the As Bonanno, F.Supp. United States v. made at earliest (S.D.N.Y.1960). morning. possible next How- time —the simply ever, hold oral admissions that where deten- after Middleton’s length be tion is the 10:00 order unreasonable and its 9:00 and after lodged overnight, purpose investigatory, keep the inter- is not arrested By custody rogation time the accused for an indefinite continued. confesses, than elicit until he could be no other statements confession, may full, in fact as was formal not be received evidence at including by appellant, presented al- an are advanced serious leged admissibility counsel respect of the assistance of the denial vsdth to the requested, handwriting specimens, nor neither retained it unnec- who was we find question, pass essary us an academic now. seems to on those issues light of our and in of this case oral context admission of the ruling Middleton has because which were the and written statements sentence, ready illegality of his two-thirds served sufiices to taint fruits of oficial 24, 1965, July it judgment to he released is due of conviction. Whether likely handwriting specimens will con- the Goverment inad- were grounds inadvisable. sider retrial of the several missible on legitimate done. The investigation ends of reasonable already been served.

Therefore, upon any new I would signed typewritten

exclude the confes- subsequent sion taken to 10:00 All P.M. statements,

other the hand-

writings, investiga- of normal required protection for the suspect public. well as With respect presenting facts, to cases different

I would reiterate the comments of Chief

Judge opinion Lumbard in his in United Vita, (2d States v. Cir. 1961): agree

“We cannot with the

that federal law enforcement officers rigidly are so confined Federal

Rule of Criminal Procedure they must, immediately upon

that ‘arrest,’ interrogation all cease

formally charge the accused committing magistrate. Such paralyze flexible edict would the in-

vestigative process and eviscerate law

effective enforcement.” DAVIS,

Archie Harold Petitioner- Appellant,

Lynn BOMAR, Warden, State Peniten-

tiary, Nashville, Tennessee,

Respondent-Appellee.

No. 15921 Appeals

United States Court of

Sixth Circuit.

April 20, 1965.

Case Details

Case Name: United States v. Herbert H. Middleton, Jr.
Court Name: Court of Appeals for the Second Circuit
Date Published: Apr 5, 1965
Citation: 344 F.2d 78
Docket Number: 29453_1
Court Abbreviation: 2d Cir.
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