A grand jury indicted Harry Kaufmann on four counts of money laundering in violation of 18 U.S.C. § 1956(a)(1)(B) and one count of attempted money laundering in violation of 18 U.S.C. § 1956(a)(3)(B). In counts one through four Kaufmann was alleged to have conducted automobile sales involving the proceeds of drug trafficking, knowing that the money involved was the proceeds of unlawful activity and that the transactions were designed to conceal the nature and source of those proceeds. Counts one and two involved sales to Jerome Mann and Billy Cannon, respectively. Counts three and four involved two sales to James Verser. In count five Kaufmann was alleged to have attempted to sell an automobile, with the intent to conceal the source and nature of the funds involved, to an undercover IRS investigator who represented those funds to be the proceeds of specified unlawful activity. The jury returned a verdict of not guilty on counts one and two and a verdict of guilty on count five. The jury was unable to reach a verdict on counts three and four, and Judge Warren granted a mistrial as to those counts. Kaufmann was sentenced to 46 months in prison and a $30,000 fine on count five. Judge Warren stayed execution of the sentence pending appeal.
Kaufmann now appeals, asking this court to reverse his conviction on count five and dismiss the outstanding indictment as to counts three and four. We must first address the question of appellate jurisdiction, however.
JURISDICTION
A. Counts Three & Four
“Final judgment in a criminal case means sentence. The sentence is the judgment.”
Berman v. United States,
We note that on April 26, 1991, upon motion of both parties Judge Warren granted a motion to stay further proceedings on counts three and four pending appeal. Both parties asserted that the stay
B. Count Five
The fact that counts three and four are unresolved prevents our jurisdiction over the appeal from the sentence on count five as well. The courts of appeal have jurisdiction over appeals from “all final decisions of the district courts.” 28 U.S.C. § 1291 (1991). “In criminal cases, as well as civil, the judgment is final for the purpose of appeal ‘when it terminates the litigation ... on the merits’ and ‘leaves nothing to be done but to enforce by execution what has been determined.’ ”
Berman,
In
United States v. Kalinowski
this court dismissed a criminal appeal for lack of appellate jurisdiction. Kalinowski was found guilty by a jury on two counts, but the district court sentenced him only on one count and dismissed the other count. The government timely brought a motion for reconsideration in the district court. While that motion was pending, Kalinowski appealed to this court. We held that the filing of a motion for reconsideration rendered the district court’s judgment non-final and deprived this court of jurisdiction.
Kalinowski,
SENTENCING
Judge Warren sentenced Kaufmann pursuant to the Sentencing Guidelines on count five. The sentence cannot be executed, however, until there is a final judgment on all counts of the indictment. In civil cases the lack of a final judgment prevents execution of a judgment on one claim.
Redding & Co. v. Russwine Constr. Corp.,
The Sentencing Guidelines have introduced a new problem into a situation like the one before us. When a defendant has been convicted on more than one count, certain grouping rules apply in determining the offense level. United States Sentencing Commission,
Guidelines Manual,
CONCLUSION
If counts three and four of the indictment are dismissed upon the government’s motion, and if the defendant again files a notice of appeal, then in the interests of judicial economy the same panel will decide the appeal on the same briefs, without further oral argument.
The appeal is Dismissed.
