United States v. HarrisUnited States v. Harris
ON REMAND FROM THE UNITED STATES SUPREME COURT.
The Supreme Court vacated our judgment in this case,
United States v.
Harris, 305 Fed.App’x 552 (11th Cir.2008), and remanded it to us for further consideration in light of
Johnson v. United States,
559 U.S. -,
I.
At the center of this case is the Armed Career Criminal Act (ACCA), which imposes a 15-year mandatory minimum prison sentence on a person who has been convicted of being a felon in possession of a firearm, if the person has three earlier convictions “for a violent felony or a serious drug offense, or both.”
(i) has as an element the use, attempted use, or threatened use of physiсal force against the person of another; or
(ii) is burglary, arson, or extortion, involves the use of explosives, or otherwise involves conduct that presents a serious potential risk of physical injury to another.
The outcome of this case depends on whether Donald Ray Harris’ Florida state conviction for sexual battery of a child under the age of sixteen is a violent felony under the residual clause in
A
In
Johnson
the Supreme Court considered whether the defendant’s earlier Florida simple battery conviction was a “violent felony” under
Under the Florida statute that Johnson had been convicted of violating, a battery could be committed in any one of threе ways: by intentionally causing bodily harm to the victim, or by intentionally striking the victim, or by actually and intentionally touching the victim.
Id.
at 1269;
see
The government had asked the Supreme Court to remand the
Johnson
case to this Court so that we could determine whether Johnson’s battery conviction was a violent felony under the residual clause in
B.
Harris was convicted by a jury of being a felon in possession of a firearm in violation of
One issue we decided in reviewing Harris’ sentence was whether his sexual battery conviction under
800.04. Lewd, lascivious, or indecent assault or act upon or in presence of child
A person who:
(3) Commits an act defined as sexual battery under s. 794.011(l)(h) upon any child under the age of 16 years ... is guilty of a felony of the second degree
Id.
at 555 (quoting
Under the Supreme Court’s
Johnson
decision, in order for a crime to be a
Left for us to decide is whether Harris’ conviction under
Harris contends that the government has waived any reliance on the residual clause because the last time this case was before us the government represented (correctly under the law of the circuit as it then existed) that it was unnecessary for us to consider that clause.
See
Br. of Appellee (filed Aug. 20, 2008) at 18 (“Because Harris’s conviction for violating
The government never disclaimed reliance on the residual clause in this Court, but simply pointed out to us that under the state of the law at the time there was no need for us to reach the issue of whether the residual clause applied. We agreed and did not reach the issue.
4
Much the same thing happened in the district court, which concluded as a matter of law that statutory rape was a violent felony under
II.
Three Supreme Court decisions guide our analysis of whether a crime is a violent felony under the ACCA’s residual clause.
See United States v. Hams,
As the Court instructed us in James [v. United States,550 U.S. 192 , 198,127 S.Ct. 1586 , 1591,167 L.Ed.2d 532 (2007)], we begin with a categorical approach to this crime. We read the fаce of [the relevant statute] itself to discern the crime as it is ordinarily committed. Necessarily, we consider whether the crime poses a “serious potential risk of physical injury” that is similar in degree to the risks posed by the enumerated crimes. As in Begay [v. United States,553 U.S. 137 , 143,128 S.Ct. 1581 , 1585,170 L.Ed.2d 490 (2008)], we examine next whether that crime was similar in kind and in degree to the enumerated crimes. Finally, under Begay and Chambers [v. United States, — U.S. -,129 S.Ct. 687 , 692,172 L.Ed.2d 484 (2009)], we ask whether the conduct at issue in the statute is “purposeful, violent and aggressive,” or, whether it is a more passive crime of inaction, such as the failure to report to a penal institution or driving under the influencе of alcohol.
Id.
In
James
the Supreme Court considered whether attempted burglary under Florida law was a violent felony within the ACCA’s residual clause.
See James,
The Court also explained in
James
that “[t]he specific offenses enumerated in clause (ii) provide one baseline from which to measure whether other similar conduct ‘otherwise ... presents a serious potential risk of physical injury.’ ”
Id.
at 203,
The
James
Court reasoned that the categorical approach does not require “that every conceivable factual offense covered by a statute must necessarily present a serious potential risk of injury before the offense can be deemed a violent felony.”
[T]he proper inquiry is whether the conduct encompassed by the elemеnts of the offense, in the ordinary case, presents a serious potential risk of injury to another. One can always hypothesize unusual cases in which even a prototypically violent crime might not present a genuine risk of injury — for example, an attempted murder where the gun, unbeknownst to the shooter, had no bullets. Or, to take an example from the offenses specifically enumerated in§ 924(e)(2)(B)(ii) , one could imagine an extortion scheme where an anonymous blackmailer threatens to release embarrassing personal information about thе victim unless he is mailed regular payments. In both cases, the risk of physical injury to another approaches zero. But that does not mean that the offensesof attempted murder or extortion are categorically nonviolent.
Id. (citation omitted).
Harris hypothesizes that under Florida law a person could be convicted of the crime of sexual battery of a child under the age of sixteen “even when the act was unintentional and the victim factually consented to the act.” Supp. Br. of Appellant at 12. He points out the possibility of “factual consent” bеcause legal consent is impossible under the statute.
See
We have already half-answered that question. In
United States v. Rutherford,
The defendant in
Rutherford
had been convicted of violating the 1993 version of
(1) Handles, fondles, or assaults any child under the age of 16 years in a lewd, lascivious, or indecent manner;
(2) Commits actual or simulated sexuаl intercourse, deviate sexual intercourse, sexual bestiality, masturbation, sadomasochistic abuse, actual lewd exhibition of the genitals, or any act or conduct which simulate[s] that sexual battery is being or will be committed upon any child under the age of 16 years or forces or entices the child to commit any such act;
(3) Commits an act define[d] as sexual battery under s. 794.011(1)( [h]) upon any child under the age of 16 years; or
(4) Knowingly commits any lewd or lascivious act in the presence of any child under the age of 16 years, without committing the crime of sexual battery....
Id.
at 905 n. 3 (quoting
III.
That would seem to be the end of the matter, but it is not. We must also decide if a violation of
The Supreme Court explained that arson, burglary, extortion, or crimes involving the use of explosives “are associated with a likelihood of future violent, aggressive, and purposeful ‘armed career criminal’ behavior in a way that” strict liability crimes are not.
Id.
at 148,
Picking up on the
Begay
yarn, Harris weaves the argument that his crime of sexual battery of a child under the age of sixteen is a strict liability crime with no
mens rea
requirement, just like the DUI crime in
Begay.
The government is unable to dispute that.
See
Instead, the government stakes its position on the proposition that sexual battery of a child under sixteen is a strict liability offense that is different in kind from DUI offenses because it always involves a victim and always involves a perpetrator who is older and more mature than his victim and typically larger and stronger, as well. The government argues that the deliberate commission of a sexual battery on a child under the age of sixteеn indicates a likelihood that the perpetrator might deliberately harm others, which is the type of crime that the ACCA is designed to address.
See Begay,
We have not addressed the issue of how
Begay
applies to the crime of sexual battery of a child under the age of sixteen. Some other courts of appeals, however, have held that under
Begay
strict liability offenses involving sexual acts with minors are not violent crimes under the ACCA’s residual clause or the identically worded residual clause in the career offender guideline definition, U.S.S.G. § 4B1.2.
See United States v. McDonald,
The difficulty in the present case lies in the fact that the Florida statute at issue covers a wide array of conduct. It is true that, as Harris' asserts,
Regardless of the range of conduct cоvered by the statute, we have been instructed to take a categorical approach, so that “[i]n determining whether this crime is a violent felony, we consider the offense generically, that is to say, we examine it in terms of how the law defines the offense and not in terms of how an individual offender might have committed it on a particular occasion.”
Begay,
553 U.S. at
IV.
The convictions in this ease are AFFIRMED, but the sentence is VACATED, and the case is REMANDED to the district court for re-sentencing consistent with this opinion.
Notes
. The Court emphasized that in cases like Johnson’s, where the statutory language does not unambiguously establish whether the underlying crime of conviction involved violent force, it is still permissible to look to the record of the conviction to determine if violent force was an element of the underlying crime:
When the law under which the defendant has been convicted contains statutory phrases that cover several different generic crimes, some of which require violent force and some of which do not, the " 'modified categorical approach’ ” that we have approved, Nijhawan v. Holder, 557 U.S. -,129 S.Ct. 2294 , 2302,174 L.Ed.2d 22 (2009), permits a court to determine which statutory phrase was the basis for the conviction by consulting the trial rеcord — including charging documents, plea agreements, transcripts of plea colloquies, findings of fact and conclusions of law from a bench trial, and jury instructions and verdict forms.
. The relevant statutory
provision has
since been rewritten and renumbered.
See
. The Florida statute on which Harris' conviction was based could be violated by the "union with ... the sexual organ of another,” and under Florida law union means contact.
See Dorch v. State,
. The last time around our only observation related to the residual clause was this:
Harris’ arguments based on Begay v. United States,553 U.S. 137 ,128 S.Ct. 1581 ,170 L.Ed.2d 490 (2008) are not relevant because Begay explicitly addressed only § 924(e)(2)(B)(ii) (any felоny that "is burglary, arson, or extortion, involves use of explosives, or otherwise involves conduct that presents a serious potential risk of physical injury to another”), not § 924(e)(2)(B)(i) (any felony that "has as an element the use, attempted use, or threatened use of physical force against the person of another.”). Thus, the Supreme Court's holding that DUI was not a violent felony under clause (ii) has no bearing on whether statutory rape is a violent felony under clause (i).
Harris,
. This is not a case in which the government is seeking a remand to the district court so that it can present additional evidence that the predicate offense qualifies as a violent felony.
Cf. United States v. Canty,
. The “Harris” in that case is not the same person as the appellant here.
. The Ninth Circuit has recognized how difficult it can be to determine whether an offense should be classified as a violent crime:
We have a whole body of caselaw dealing with what constitutes a crime of violence for purposes of fеderal criminal and immigration law; among the activities we've considered are burglary, statutory rape, involuntary manslaughter, possession of an unregistered short-barreled shotgun, reckless vehicular assault, vehicular manslaughter while intoxicated, kidnapping, stalking, arson, escape, conspiracy to interfere with interstate commerce by robbery, grand theft, mayhem, recklessly setting fire to forest land, indecent liberties with a minor, carrying a gun while committing a drug offense and being an accessory after the fact to commission of murder for hire. And we often disаgree. See, e.g., United States v. Chambers,473 F.3d 724 , 726 (7th Cir.2007) (escape is a crime of violence); United States v. Piccolo,441 F.3d 1084 , 1088 (9th Cir.2006) (no it’s not); United States v. Asberry,394 F.3d 712 , 715-16 (9th Cir.2005) (statutory rape is a crime of violence); id. at 722 (Bea, J., concurring) (no way); United States v. Wenner,351 F.3d 969 , 974 (9th Cir.2003) (burglary is not a crime of violence); id. at 977 (Wallace, J., dissenting) (is too); United States v. Johnson,448 F.3d 1017 , 1018 (8th Cir.2006) (grand theft auto is); Van Don Nguyen v. Holder,571 F.3d 524 , 525 (6th Cir.2009) (au contraire); Malta-Espinoza v. Gonzales,478 F.3d 1080 , 1084 (9th Cir.2007) (stalking isn't); id. at 1088 (Duffy, J., dissenting) (“I respectfully dissent.”); United States v. Saavedra-Velazquez,578 F.3d 1103 , 1110 (9th Cir.2009) (Reinhardt, J.) (attempted robbery is); id. (Reinhardt, J., specially concurring) (or is it?); United States v. Trinidad-Aquino,259 F.3d 1140 , 1146 (9th Cir.2001) (drunk-driving-resulting-in-bodily-injury is a gentle crime); id. at 1147 (Kozinski, J., dissenting) (Bull!).
Bull v. City and County of San Francisco,
. The offense described in
. In Ivory the defendant was convicted of second degree rape of a minor under Alabama law, which provided that a person committed that crime if:
(1) Being 16 years old or older, he or she engages in sexual intercourse with a member of the opposite sex less than 16 and more than 12 years old; provided, however, the actor is at least two years older than the member of the opposite sex.
(2) He or she engages in sexual intercourse with a member of the opposite sex who is incapable of consent by reason of being mentally defective.
Ivory,