OPINION
Hampton Poole (“Poole”) was indicted on January 29, 2002, for possession of a firearm by a convicted felon, in violation of 18 U.S.C. § 922(g). A trial was held on January 8-10, 2003, but a mistrial was declared because jurors could not reach a unanimous verdict. A superseding indictment, charging Poole with possession of a firearm by a convicted felon, in violation of 18 U.S.C. § 922(g), possession of a firearm during the commission of a drug crime, in violation of 18 U.S.C. § 924(c), and possession of cocaine base with intent to distribute, in violation of 21 U.S.C. § 841(a)(1), was handed down on February 18, 2003. A second trial was held on September 10-12, 2003, at the conclusion of which Poole was found guilty of all three offenses. On December 17, 2003, Poole was sentenced to a total of 322 months of imprisonment.
On appeal, Poole argues that the district court erred in denying his motion to suppress evidence and in denying his motion to dismiss the superseding indictment. Further, Poole seeks vacation of his sentence under
United States v. Booker,
— U.S. -,
*770 I. FACTUAL AND PROCEDURAL HISTORY
On the morning of April 7, 2001, while responding to a disturbance call, Officer Larry Dyer (“Dyer”) of the Memphis, Tennessee Police Department, spoke with a known female drug addict. This female advised Dyer that the streets needed cleaning up and volunteered to show him some locations of ongoing drug sales in the area. One such location was the residence located at 695 Pearce. Officer Dyer testified that the Department had received numerous complaints about drug sales at the rear of this residence, and that he had received similar information from his coworkers. Officer Dyer also testified that, by means of personal observations of the location, he knew a high volume of known drug addicts were “in and out of there.” Dyer stated that neither he nor his patrol partner shared their information concerning 695 Pearce with the cooperating female prior to her pointing out the residence as a location where she had previously purchased narcotics.
After obtaining information from the cooperating female regarding the procedure of her past drug buys at 695 Pearce, and a description of the individual who “served” her the drugs, Dyer and his patrol partner set up a controlled buy. The cooperating individual indicated that she would assist the officers in making the purchase, but informed the officers that she was going to need some money to do so. Officer Dyer provided his own money, in the form of a ten dollar bill, to the cooperating individual for the buy. Before giving it to her, Officer Dyer recorded the serial number of the bill in his notebook. The apparent understanding between the officers and the cooperating witness was that she would follow the routine she had described regarding prior purchases of narcotics from that residence and, in order to ensure her safety, the officers would treat her in the same fashion as any other suspect.
After dropping the cooperating female off a few blocks away from 695 Pearce, Officer Dyer and his partner took them positions in an alleyway behind the rear boundary of the backyard. While their presence was hidden by some shrubbery, Officer Dyer testified that the officers had nothing obstructing their view and that they could clearly observe the rear of 695 Pearce. As planned, the female entered the yard and approached the back door, which was standing open. The officers observed Poole step out onto the back step and speak with the cooperating female. Dyer testified that he was too far away from the conversation to hear what was said; however, he illustrated what he observed:
The female handed Mr. Poole one bill, which was my ten dollar bill, because that’s all she had on her. And he exchanged— dropped something in this fashion, like pitch fingers, into her hand, indicative of one rock or a one rock sale into her hand in that manner.
Based on the information that he possessed, combined with his training and experience with such transactions, Officer Dyer testified that he believed he had witnessed a one rock crack cocaine sale. As a result, Officer Dyer and his partner began to approach Poole in order to take him into custody. Officer Dyer described his approach:
Well, again, we just — ~ you know, I was trying to get to him as quickly as possible mainly initially, anyway, because of the, you know, crack cocaine and just really any drugs so easily disposed of and destroyed, that in an arrest situation like that, especially based on my experience, you’ve got to, you know, detain the individual quickly as possible *771 because they can destroy the evidence and whatnot.
Dyer testified that as he approached, in uniform with pistol drawn, he advised the Defendant, “police, halt, stop.” According to Officer Dyer, upon seeing him coming, Poole immediately turned to go into the house. When Poole turned, Officer Dyer saw a black pistol in Poole’s front waistband. The pistol’s presence intensified the situation such that Officer Dyer increased his pace to a “full run” and was “just feet behind [Poole].” Poole ran into the residence with Officer Dyer following close behind. As Officer Dyer pursued Poole into a bedroom, Poole grabbed the pistol and jumped onto a bed. Officer Dyer testified that he commanded Poole to “let me see his hands,” however, Poole did not do so, and kept one hand underneath his body. After securing Poole, Officer Dyer rolled him over and found the loaded pistol lying underneath him. Testimony established that, during the encounter, there were approximately four other individuals present in the bedroom, along with a number of people in an adjoining kitchen; everyone present was secured.
Officer Dyer testified that while doing a protective sweep of the bedroom, he recovered crack cocaine and razors from a plate located on top of a dresser. The ten dollar bill was recovered from Poole’s front pocket, and the officers recovered a rock of crack cocaine from the cooperating female. At this point, Officer Dyer and his partner cleared all the occupants from the house into the backyard. Officer Dyer took Poole to a squad car where officers asked him to sign a consent to search form; Poole signed. After the consent to search form was executed, the officers re-entered the home and conducted a search, discovering an unlabeled bottle containing what was determined to be Tylenol-3. There was no prescription for the Tylenol-3; however, Poole was not charged in relation to it.
At the hearing regarding Poole’s motion to suppress, and in addition to the above testimony by Officer Dyer, Magistrate Judge Allen heard from the defendant’s brother, Joe Poole, and the defendant’s friend, Andre Patton. The argument that Poole submitted to the magistrate judge in support of his motion to suppress was that the police officers entered his home without a warrant, permission, or lawful authority, seized him, and searched the home in violation of defendant’s Fourth Amendment right to the privacy and security of his abode. Following the suppression hearing, Magistrate Judge Allen, in his proposed findings of fact, proposed conclusion of law, and recommended disposition, found that Officer Dyer had probable cause to arrest the defendant and that Officer Dyer followed a reasonable course of action in effectuating that arrest. Specifically, the magistrate judge found that exigent circumstances justified Dyer’s search of Poole for the pistol and that, while Dyer did not have probable cause to search the top of the dresser, Poole’s voluntary consent to search the premises would have inevitably led to the discovery of the drugs on the dresser.
After reviewing the defendant’s objections and the record as a whole, the district court adopted all of Magistrate Judge Allen’s findings, with the exception of the finding that the officers did not have probable cause to search the top of the dresser. In concluding that the search of the dresser was justified, the district court held:
Officer Dyer found himself in a potentially hostile situation in which he reasonably concluded and ultimately discovered that the defendant was armed and in which other weapons might easily be available. Thus, exigent circumstances continued to exist and the top of the *772 dresser was a logical place to seek additional weapons.
Accordingly, by order dated October 31, 2002, the district court denied Poole’s motion to suppress in its entirety.
On January 8, 2003, Poole proceeded to trial. On the first day of trial, the defense orally moved the court to preclude the government from offering any evidence about the crack cocaine recovered by Officer Dyer. The court granted this oral motion. During the trial, the defense objected to the government’s attempts to adduce testimony from Officer Dyer as to the reason for his surveillance of 695 Pearce. The court sustained the objections, thereby limiting the government’s efforts to lay a foundation for the officers’ actions at 695 Pearce. At the trial, defense presented witnesses that disputed the fact that the bedroom where the pistol was found was Poole’s. The defense attempted to show that Poole never went outside to sell crack, and that it was his brother who was outside when the officers approached. Defense witnesses also indicated that the officers did not find the gun under Poole. On January 10, 2003, after the court found the jury to be deadlocked, the case was declared a mistrial. Both parties agreed to the mistrial. The court allowed both sides to discuss the trial with the jury members.
On February 18, 2003, a superseding indictment was returned against Poole. The additional charges consisted of one count of possessing cocaine base with intent to distribute, in violation of 21 U.S.C. § 841(a)(1), and one count of possessing a firearm during and in relation to a drug trafficking crime, in violation of 18 U.S.C. § 924(c).
On March 18, 2003, Poole filed a motion to dismiss the superseding indictment for vindictive prosecution. The court denied Poole’s motion to dismiss, specifically finding that there was “no evidence of actual vindictiveness” by the government, and went on to hold that, based upon an objective review of the facts, “no ‘realistic likelihood of vindictiveness’ ” was present.
During a second trial in September 2003, Poole was convicted on all three counts and sentenced to three hundred twenty-two (322) months of imprisonment. Poole filed a timely notice of appeal.
II. STANDARD OF REVIEW
Factual findings supporting a district court’s ruling on a motion to suppress are upheld unless clearly erroneous, but “[t]he court’s final determination as to the reasonableness of the search is a question of law reviewed de novo.”
United States v. Galloway,
The district court’s denial of a motion to dismiss based upon allegations of vindictive prosecution is reviewed under an abuse of discretion standard.
United States v. Suarez,
*773 III. ANALYSIS
A. Motion to Suppress
Poole claims that the district court erred in failing to suppress any and all evidence found by the officers inside 695 Pearce as the incursion onto the curtilage of his home was in violation of the Fourth Amendment. It does not appear, however, that the curtilage issue was raised in the district court. Appellant’s suppression motion was based on the premise that the police officers entered his home without a warrant, permission, or lawful authority, seized him, and searched the home, in violation of his Fourth Amendment right to the privacy and security of his abode. In fact, a review of Appellant’s motion to suppress, Appellant’s post-hearing memorandum in support of his motion to suppress, and Appellant’s objections to the Report and Recommendation of the U.S. Magistrate Judge regarding the suppression issue demonstrates that curtilage was never mentioned at the district court level.
As a general rule, this Court does not address on appeal issues that were not raised and ruled upon in the district court, but may address such issues “in exceptional circumstances” or where application of the rule would result in a “plain miscarriage of justice.”
United States v. $100,375.00 in United States Currency,
Second, Poole asserts that the district court erred in holding that “any Fourth Amendment violation was cured by the defendant signing the consent form following his arrest.” Appellant’s Br. at 22. This, however, was not the district court’s holding. The district court did not accept the magistrate’s finding that consent cured any Fourth Amendment violation; instead, it held, Officer Dyer’s seizure of crack cocaine and razors in Poole’s house immediately following Poole’s arrest was justified by the exigent circumstance of pursuing a feeling felon. This finding was proper. Exigent circumstances justified Officer Dyer’s original warrantless entry into the house. After Dyer had handcuffed Poole and secured the four other people in the room, his seizure of the crack cocaine and razors found on the dresser near Poole was the product of a permissible search incident to arrest, because the dresser would have been within Poole’s reach had he not been handcuffed. A search incident to arrest may encompass the areas that would be within the defendant’s reach, even when the defendant is restrained.
See Northrop v. Trippett,
B. Motion to Dismiss for Vindictive Prosecution
Appellant claims that the district court erred in denying his motion to dismiss the superseding indictment as the additional charges — possession with intent to distribute cocaine, in violation of 21 U.S.C. § 841(a)(1), and carrying a firearm during *774 and in relation to a drug trafficking crime, in violation of 18 U.S.C. § 924(c) — are the result of vindictive prosecution and therefore violate the Due Process Clause. Both of these charges grew out of the same occurrence as the original offense and could have been brought in the initial indictment. The charges, however, were brought following a mistrial on the initial indictment.
It is undeniable that due process prohibits an individual from being punished for exercising a protected statutory or constitutional right.
United States v. Goodwin,
While the United States Supreme Court has addressed the issue of prosecutorial vindictiveness, it has not examined the factual scenario present in this case,
i.e.,
when the defendant’s allegation of prose-cutorial vindictiveness arises out of a superseding indictment sought after an initial mistrial. Of the four Supreme Court cases dealing with prosecutorial vindictiveness and relevant to our inquiry, two focus on vindictiveness as it applies to the enhancement of penalties and charges after a successful appeal.
North Carolina v. Pearce,
In
North Carolina v. Pearce,
the Supreme Court held that a presumption of vindictiveness arises when a state trial judge increases the punishment imposed at the first trial after the defendant is re-convicted of the same offense following a successful appeal and new trial.
Pearce,
Years later, the Court applied the reasoning of
Pearce
to confront the problem found in
Blackledge v. Perry.
In
Black-ledge,
a prison inmate was charged and convicted in a state district court of a misdemeanor offense and, after he exercised his right to appeal and obtain a trial
de novo
in the superior court, the prosecutor obtained an indictment for a felony offense based on the same conduct.
Blackledge v. Perry,
A prosecutor clearly has a considerable stake in discouraging convicted misde-meanants from appealing and thus ob- *775 taming a trial de novo in the Superior Court, since such an appeal will clearly require increased expenditures of prose-cutorial resources before the defendant’s conviction becomes final, and may even result in a formerly convicted defendants going free. And, if the prosecutor has the means readily at hand to discourage such appeals — by “upping the ante” through a felony indictment whenever a convicted misdemeanant pursues his statutory appellate remedy — the State can insure that only the most hardy defendants will brave the hazards of a de novo trial.
Id.,
at 27-28,
In
Bordenkircher v. Hayes,
the due process violation in Pearce and Blackledge “lay not in the possibility that a defendant might be deterred from the exercise of a legal right ... but rather in the danger that the State might be retaliating against the accused for lawfully attacking his conviction.”
Goodwin,
Similarly, in
United States v. Goodwin,
[t]he possibility that a prosecutor would respond to a defendant’s pretrial demand for a jury trial by bringing charges not in the public interest that could be explained only as a penalty imposed on the defendant is so unlikely that a presumption of vindictiveness certainly is not warranted.
Id.
at 384,
There has been no allegation of actual vindictiveness in the case
sub judice;
thus, the proper standard is whether there exists a
“
‘realistic likelihood of vin
*776
dictiveness.’ ”
United States v. Andrews,
In this case, the government sought the superseding indictment after the first trial ended in mistrial due to the jurors’ inability to reach a unanimous verdict. In
Goodwin,
the Court reasoned that while preparing for trial a prosecutor might uncover additional information that suggests a basis for further prosecution.
Goodwin,
The Court also distinguished
Goodwin
from
Blackledge
and
Pearce
on the basis of duplicative trials.
Id.
at 382-383,
Finally, although we conclude that no presumption of vindictiveness arose here, even if the Court assumed Poole made a
prima facie
showing of vindictive prosecution, the government has adequately rebutted any presumption of vindictiveness. In determining whether the government has rebutted a presumption of vindictiveness the relevant inquiry is whether there exists objective information in the record to justify the increased sentence or additional charges.
Goodwin,
Here, the government fully explains the increased charge by pointing to objective information relating to the mistrial. Immediately prior to jury selection, the defendant moved the court in limine to preclude the government from offering any evidence at trial about the alleged crack cocaine sale or the money recovered from Officer Dyer. In granting this motion, the Court severely inhibited the prosecution’s production of evidence. This restriction allowed the defendant to attempt to discredit Officer Dyer’s presence at 695 Pearce. It also enabled the defense to theorize that the defendant was not the one on the back steps and, therefore, he was not the owner of the seized firearm. The government stated that, based on post-trial jury discussion, it appeared that some jury members were confused and distracted by the lack of development in *777 testimony regarding the entirety of the activities observed by the officers. As the district court stated, “reindictment relevant to the underlying drug trafficking offense would conceivably permit the introduction of evidence in connection with the drug transaction which was lacking in the initial trial.”
Accordingly, although the Court finds that the Appellant failed to make a prima fade showing of vindictive prosecution, it is clear that the government has adequately rebutted any presumption of vindictiveness by showing that its decision to re-indict was not motivated by a vindictive desire to punish the defendant for exercising his right to trial, but rather a reevaluation of the case, in light of all the evidence elicited during trial, subsequent jury discussions, and evidentiary rules affecting the admissibility of relevant evidence.
C. Booker Issue
In August 2004, two months after
Blakely v. Washington,
— U.S. -,
From the Presentence Investigation Report and the Addendum thereto, it appears that the recommended sentence enhancements were based solely on Poole’s criminal history.
Booker’s
holding, that the Sixth Amendment bars mandatory enhancements based on judicial fact-finding, does not apply to the “fact of a prior conviction.”
United States v. Booker,
— U.S. -, -,
Poole, however, was sentenced under a mandatory sentencing scheme.
Barnett
held that there is a presumption, under the plain error analysis, that substantial rights are affected by a sentence imposed under an impermissible mandatory sentencing scheme, even where the defendant is sentenced in the middle of the Guidelines range.
Barnett,
IV. CONCLUSION
For the reasons stated herein, we AFFIRM Poole’s conviction, but VACATE Poole’s sentence and REMAND for sen *778 tencing consistent with the Supreme Court’s decision in Booker.
