Because the economic opportunities and political freedom offered by the United States irresistibly attract illegal immigrants across the longest unfortified borders in the world, law enforcement authorities are faced with a continuing duty to stem the illicit influx that violates our laws, deprives domestic workers of jobs, and creates innumerable other problems that the immigration laws were designed to prevent. This task must, however, be performed with due regard to the Fourth Amendment to the Constitution, which affords citizen and alien alike protection against illegal stops, searches, and arrests. To determine whether a person engaged in assisting unlawful immigration was apprehended by lawful means, we consider en banc the validity of the action of a state police officer in stopping a motor vehicle being driven on a Texas State Highway, 25 miles from the border of the United States with Mexico. See
United States v. Brignoni-Ponce,
1975,
I.
The security of citizens against arbitrary police intrusion into places of privacy is at the core of the Fourth Amendment proscription against unreasonable searches of private citizens and seizures of their property.
Wolf v. Colorado,
1949,
Even federal officers on roving patrols assigned the mission of searching for illegal immigrants or smuggled contraband may stop vehicles “only if they are aware of specific articulable facts, together with rational inferences from those facts, that reasonably warrant suspicion that the vehicles contain aliens who may be illegally in the country.”
United States v. BrignoniPonce, supra,
The application of these doctrines to the in-court testimony of witnesses located as a result of an illegal search has recently been clarified in
United States v. Ceccolini, supra.
In
Ceccolini,
the Supreme Court held that, if the exclusion of the proffered testimony of a witness identified or located as a result of an illegal search would efficaciously serve the remedial objectives of the exclusionary rule, that evidence must be excluded. If, on the other hand, after striking a balance of the interests involved, exclusion of the testimony would bear no “relation to the purposes which the law is to serve,”
II.
The defendant, Guillermo Rhodes,
2
was convicted after a jury trial of conspiracy to
*539
transport illegal aliens and three counts of transporting illegal aliens.
3
His conviction was affirmed by a panel of this court,
United States v. Cruz,
5 Cir. 1977,
III.
Like the panel, we begin with the rubric that, if the initial stop was legal, the deputy sheriff had the duty to investigate suspicious circumstances that then came to his attention.
United States v. Faulkner,
5 Cir. 1974,
The panel decision fairly recites the facts. We recount them because, in our view, some of the factual circumstances require greater emphasis and because, while a majority of the panel was merely troubled by the conclusion the trial court reached, we, like our brother who dissented, consider it clearly erroneous. The testimony most favorable to the prosecutor is that of the arresting officer, Deputy Sheriff Muldraw, and we necessarily adopt the view of the facts supported by his account.
Glasser v. United States,
1942,
Deputy Muldraw was employed full time in private industry. In addition, he served as a deputy sheriff and was on 24-hour call even when engaged in private work. He had been a deputy for about three months but had received no training. He had never been called away from work to serve as a deputy. His private employer knew he was a deputy sheriff but he had never discussed with his employer the possibility that he might be called to police duty while at work. He had made arrests of specific individuals on instructions from a superior, but, on his own initiative, he had made arrests on only “a couple” — or “several” — occasions when he arrested aliens and turned them in to the Border Patrol. He had never made an arrest of any kind for a state offense on his own initiative.
On May 18, 1976, between 9:00 and 10:00 a. m., in broad daylight, Deputy Muldraw was driving west on State Highway 359 in *540 his private vehicle, a pick-up truck, which bore no police identification. Although not in uniform, he was technically on duty because he was going to Laredo to have a two-way radio installed in his pick-up truck by the Sheriff’s Department. As he approached Laredo, he ascended a hill. 5 As he did so, he observed a 1966 Pontiac traveling west on the shoulder of the highway at a slow speed, with its right turn indicator on. A yellow stripe on the highway indicated that this was an area in which it was illegal for one automobile to pass another on the highway. After the deputy passed the Pontiac and descended the hill, he kept looking in his rear-view mirror but did not see the Pontiac come over the hill.
Deputy Muldraw said he thought that, perhaps, the Pontiac had “car trouble or whatever,” so he turned around to see if he could be of some assistance. When he returned to the place where he had seen the Pontiac, it had turned around and was traveling east. Concluding that the Pontiac had made an illegal U-turn, he followed it one mile toward the town of Aquilares, to a cut-off, Highway 2859. 6 At this point the deputy blinked his lights on and off, honked his horn, pulled up beside the Pontiac and asked the driver to pull over.
Upon Deputy Muldraw’s request, the driver defendant, Rhodes, presented his driver’s license which was valid. Deputy Muldraw testified that, when he looked the passengers over, they seemed nervous. The one in the front seat was dressed neatly but not the three in the back. This aroused his suspicions so he asked the passengers for identification. The passenger in the front seat presented a green card (apparently the permit allowing a Mexican national access to the zone in the United States 25 miles from the border for 72 hours) which the deputy “suspected” was not valid. Because the passengers in the back seat had no identification, he arrested all of the occupants of the automobile, ordered the passengers to get in the back of his pick-up, and had Rhodes follow him in the Pontiac to the Border Patrol office in Hebbronville, where he turned all of them in.
Although Deputy Muldraw testified that he pursued and stopped the Pontiac “merely to warn [the driver] of his violation and the danger of a U-turn at the point at which he made it” and to “check” the driver’s license, he never then or later even gave the driver any warning about violating the traffic laws, nor did he arrest him for doing so.
IV.
Like the panel, we are reluctant to reverse the factual conclusions of the trial judge. Rule 52 of the Federal Rules of Civil Procedure, states: “Findings of fact shall not be set aside unless clearly erroneous, and due regard shall be given to the opportunity of the trial court to judge the credibility of the witnesses.” The “clearly erroneous” rule is not set forth explicitly in the Federal Rules of Criminal Procedure but the same standard applies to findings of fact made by the court in criminal cases.
Campbell v. United States,
1963,
Moreover, most fact questions ought to be decided in the trial court, for the primary institutional function of the nisi prius judge is to hear and decide cases. The dual function of appellate courts is to review the record of trials for alleged error and, incident thereto, to announce and apply principled rules for the guidance of trial courts, lawyers, and litigants. Thus the appellate opinion not only gives the reasons for the court’s decision in today’s case; it guides lower courts in cases that arise in the future, and it enables the bar to predict the outcome of litigation, thus enabling counsel to avoid or settle future controversies. These purposes are ill-served by appellate re-evaluation of the facts.
To these ends, we have applied the clear error rule in a host of cases. It will suffice to refer to the two leading treatises which, listing only examples, cite pages of cases from this and the other circuits.
See
5A Moore’s Federal Practice, ¶ 52.03[1], at page 2628 [33 pages] (2d ed. 1977); 9 Wright and Miller, Federal Practice and Procedure, § 2577 (1st ed. 1971). The rule is equally applicable in habeas corpus cases.
Wade v. Mayo,
1948,
We are aware of The Doubtful Omniscience of Appellate Courts, see Wright, in an article having that title, 41 Minn.L.Rev. 751 (1957). The record reaches us in what may be either “gigantesque bundles” or “in a deceptively slender fagot of papers.” Traynor, La Rude Vita, La Dolce Giustizia ; or Hard Cases Can Make Good Law, 29 U.Chi.L.Rev. 223, 225 (1962). In either form it is desiccated, an embalmed vestige of the life of the courtroom. Like Justice Traynor, we “recognize the common sense in a distribution of responsibility that normally precludes an appellate court from reassessing probabilities that the triers of fact have assessed at close range.” Id. at 226.
Yet the appellate court has not only the power to set aside findings of fact that are clearly erroneous, as Rule 52 provides, but the duty to do so. The finder of fact is entitled to respect but not to a patent of infallibility. Our factual review “calls for the utmost scruple,”
Watts v. Indiana,
1949,
In the present case, we are left with that definite and firm conviction.
Cf. Amador-Gonzalez v. United States,
5 Cir. 1968,
V.
Because the defendant was the victim of the illegal stop of his own automobile at a time when it was being driven by him, there can be no doubt of his standing to urge suppression of the evidence obtained during and as a result of that search.
Alderman v. United States,
1969,
Rhodes’s counsel filed a motion in advance of trial to suppress the evidence obtained as a result of the stop of the Pontiac. It was denied, and, thereafter, at the trial, his counsel neither repeated the motion nor objected to admission of the testimony. The failure to reiterate the objection did not waive it.
Lawn v. United States,
1958,
VI.
The conviction of the defendant could not be supported without the testimony of the occupants of the Pontiac. Two of them testified against him at the trial on July 26, two months after their arrest. Because they were illegal aliens, subject to deportation, they were presumably kept in custody in the interim. It is clear that evidence obtained during the period when the automobile was illegally detained and immediately thereafter must be suppressed; whether the testimony of the occupants of the automobile proffered at the trial— months later- — should have been suppressed must be decided according to the standards set forth in
United States v. Ceccolini,
1978,
The Supreme Court there refused to “adopt what would in practice amount to a
per se
rule that the testimony of a live witness should not be excluded at trial no matter how close and proximate the connection between it and a violation of the Fourth Amendment.”
These tests may be restated in terms of: (1) Directness: how direct was the relationship between the search and the ultimate testimony?; (2) Attenuation: is the causal relationship weakened by facts showing that the witness’s voluntary detached reflection and other circumstances occurring after the search played a significant part in inducing the witness to testify?; (3) Inhibitory Effect: would exclusion of the testimony tend to deter unconstitutional police misconduct?
Here, each test points to the same result; all weights must be placed on the “suppress” side of the balance. The witnesses were initially questioned at the very scene of arrest and detained only as a result of the illegal stop. They were detained until the trial, and their testimony can hardly be said to be either voluntary or the result of detached reflection. They were discovered as a result of a search having no purpose other than their discovery and apprehension. Finally, the exclusion of their testimony is likely to deter such searches in the future. The Ceecolini analysis commands the exclusion of the testimony indispensable to conviction.
For these reasons, the decision of the panel of this court dated September 16, 1977 and set forth at
JOHN R. BROWN, Chief Judge, with whom AINSWORTH, Circuit Judge, joins except with that portion which approves the majority’s “clearly erroneous holding,” dissenting in part:
I join in the lamentations of Judge Gee save that I agree with the Court’s “clearly erroneous” holding. 1 I do not find in Cec-colini express words which drive us to our Court’s conclusion. Nor on proper restraints of stare decisis do I find that the High Court’s rationale compels this result in the name of protecting the driver’s freedom from intrusion.
The defendant was convicted not because of word testimony about what the officer saw or heard. He was convicted by what the aliens stated under oath as to what the defendant did in relation to them and their obviously illegal transportation.
Live swearers under severe cross-examination had the truth to tell. Not only do we suppress what the officer might testify to as to what he saw and heard, but we silence the knowing human beings who were not only witnesses, but victims.
A kidnapper having custody of the victim is stopped on the highway by officers who have neither probable cause nor any reason to suspect the identity of the driver. On stopping, the officers recognize the predicament of the victim, rescue him, and take the driver into custody.
On today’s holding the victim’s lips are sealed because his presence and identity were discovered by the illegal stop (seizure). I cannot believe that the Constitution com *544 pels this or that the Supreme Court would so declare.
GEE, Circuit Judge, with whom AINS-WORTH and VANCE, Circuit Judges, join, dissenting:
On March 9, 1978, because of disagreement on the court about the proper scope of the exclusionary rule, this cause was taken en banc. The question at issue was whether the rule should be extended to disqualify as witnesses people who were themselves found in the course of an illegal search, silenced because of the circumstances attending their discovery. To a majority of the panel — perhaps to all, since the dissent was on a different ground — it seemed that our circuit’s opinions in
United States v. Allen,
Even assuming, arguendo, the lack of probable cause for the arrest, appellants have no standing'to challenge the invasion of another’s rights. Fourth amendment rights are personal rights which may not be vicariously asserted.
On March 21, 1978, the Supreme Court rendered its opinion in
United States v. Ceecolini,
It is doubtful that Ceecolini requires the result reached by the majority. If it does— and whether it does or not, since the majority opinion is now the law of the circuit — I think the result unwise, basically for the commonsense reasons put forward by the dissent of Chief Judge Brown. Nor can I forbear expressing a regret that criminal trials in our circuit, already so freighted with issues collateral to guilt or innocence, are now called upon to accommodate yet one more inquiry irrelevant to their raison d’etre — another which seeks to punish the policeman by turning the criminal 3 loose again on the public.
Nor, for the reasons stated in the panel opinion, can I agree that the court below was clearly erroneous in ruling that the search of Cruz’ automobile was not a pretext. It is true that Deputy Muldraw testified that he first turned back to see if he could render assistance to a car he had passed which was travelling on the highway shoulder, with a right-turn indicator flashing, when it did not follow him over a hill. I see nothing inherently incredible in this. He went on to swear that when he came back over the hill he saw that the car had reversed its direction, leading him to believe that it had turned across the hill’s no-passing zone, and that he pursued it to issue a warning. Certainly, this was an action which might reasonably be thought to indicate no more than zealousness on his part. *545 And almost immediately upon stopping the car, he became aware that it contained suspicious-looking occupants. In view of this, it does not seem to me unusual that he ceased to be much concerned about a possible violation of the highway laws.
Yet from our court’s discussion, I gather that if Muldraw had gone ahead to give Cruz a ticket or warning ticket, continuing to pursue the arguable traffic offense after observing a probable violation of national immigration laws, the result might have been different. Muldraw was a law-enforcement officer. He testified to his motives; the judge who heard his testimony and saw him testify believed him; and I do not think the other circumstances were so suspicious as inexorably to give him the lie. But the matter is close, and an extended controversy about factual matters is inappropriate here.
TJOFLAT, Circuit Judge, with whom BROWN, Chief Judge, joins, dissenting in part; AINSWORTH and VANCE join, dissenting;
The majority does serious violence today to both the longstanding and new-sprung precedent of this circuit. The opinion pays but unctuous observance to the venerable principles of appellate review, honoring them only in the breach. For these reasons I am compelled strongly to dissent.
The majority’s reasoning cannot be reconciled with two cases decided by this court en banc but days ago. The court today invalidates a stop predicated upon a clear violation of the law because the majority is “left with the firm conviction that Deputy Muldraw was hunting for illegal aliens and stopped Rhodes’s automobile in order to inspect its occupants.”
Ante
at 542. In
United States v. Edwards,
But the proposition that ulterior motives will not ordinarily vitiate an otherwise lawful stop or arrest is not a new one in this circuit. Ten years ago this court decided
Amador-Gonzalez
v.
United States,
Edwards, Warren,
and
Amador-Gonzalez
stand firmly for the proposition that the ulterior motivations of the officer will not ordinarily void an otherwise legal stop or arrest.
1
These motivations come into play
*546
in determining whether the search following the stop or arrest is truly incident thereto. “Proof that a traffic arrest was only a pretext to search for evidence of another offense is significant legally only because it bears on the reasonableness of the search.”
Amador-Gonzalez,
It is not difficult to discern why the majority adopts such an anomalous and unprecedented approach; if the stop was valid, as it obviously was here because a traffic violation had occurred, the testimony of the occupants cannot be the fruit of an illegal search because there was no search. The aliens were visible when Deputy Muldraw made the stop. Their nervousness and suspicious appearance fully justified further inquiry.
Warren,
All that I have said so far holds even if we accept the majority’s finding that Deputy Muldraw was merely “hunting for illegal aliens” when he made the stop. Motivation is generally irrelevant in determining whether the stop is valid. On this record, however, I am convinced that the majority is wholly unwarranted in making such a determination. In my view, the majority pays but lip service to the principles of appellate review and goes on to engage in the most egregious form of appellate fact finding.
The district court denied the defendant’s motion to suppress on the basis of Deputy Muldraw’s testimony. He stated that after he had passed Cruz’s car, which was moving slowly on the shoulder of the road, he stopped and returned to see'if the automobile was in trouble. When he could view the automobile again, it was apparent that the car had made an illegal U-turn. He pursued and stopped the defendant to issue a warning. The majority chooses to disregard this testimony, based on the “firm conviction” that “Deputy Muldraw stopped the Pontiac for the sole purpose of searching for aliens.” Ante at 541. Emphasis is placed on the failure of Deputy Muldraw actually to issue a warning or carry out an arrest for the traffic violation. Id. at 540. This circumstance is of little significance; it does not strain the imagination that the Deputy neglected to act on the traffic violation when it became apparent upon the stop of the car that much more grievous violations of the law had occurred.
The majority notes but then ignores the inveterate doctrine that an appellate court will not disturb the findings of fact of the trial court unless they are found to be clearly erroneous. Here, as the majority opinion points out, the district court denied the motion to suppress without making specific findings.
Id.
at 539 n. 4. Even where findings are not made, “we uphold the ruling of the Trial Court if there is any reasonable view of the evidence to support it.”
United States v. Montos,
The court below obviously believed Deputy Muldraw’s story. The story is hardly unreasonable. An officer passes a vehicle that is in apparent distress. He continues over a hill, and after driving some distance realizes that the car has not followed. He returns to render assistance, but discovers that the driver of the car has violated traffic laws. He performs his duty and stops *547 the vehicle to issue a warning, and at this time he discovers illegal aliens sitting in the back seat. What else would the majority have this officer do? Pass by a traveler in distress? Ignore violations of the law?
I believe that the majority has substantially rewritten the law of this circuit without warrant. But perhaps the more grievous transgression is that the court has lost sight of its role as an appellate tribunal. I must, therefore, dissent.
Notes
. The purpose of the exclusionary rule is to deter police misconduct,
Stone v. Powell,
1976,
. The defendant’s full name is Guillermo Rhodes Cruz. However, Rhodes is his patronymic name; Cruz is his mother’s family name.
. In violation of 8 U.S.C. § 1324(a), 1324(a)(2) and 18 U.S.C. § 371. He was sentenced to four concurrent two-year terms. In addition, probation on a ninety-day sentence for a prior similar offense was revoked and defendant was ordered to serve that sentence concurrently with the two-year sentences imposed here. He was released on bond pending this appeal.
. The district court merely denied a motion to suppress; it made no findings in support of its conclusion.
. This rise in the highway is referred to in the testimony many times as a hill. At other times there is testimony about an overpass.
. The panel opinion states, “he had to pursue the Pontiac some distance before his honking and pulling alongside the car convinced its driver to stop.” Deputy Muldraw’s testimony at the hearing on the motion to suppress was:
Q. What did you do after you observed that illegal U-turn had been made?
A. I proceeded and followed him — well, all the way to Aguilares to the cutoff. It’s 2859 where he turned to the left, where I stopped him.
Later, at the trial, he said:
A. I just followed him. He was traveling a great deal faster than when he had his indicator on. I thought 1 would go ahead and pursue him and stop him and give him that warning.
. Except with respect to this holding, I join fully in Judge Tjoflat’s dissent.
. Majority op. p. 542.
. Majority op. p. 543 (emphasis added).
. And there is no doubt here that Cruz was an alien smuggler, the grave consequences of which activity the majority correctly notes.
. Under egregious circumstances, it may well be that a stop or arrest is invalid because of the officer’s improper motivations. But such circumstances are rare, and quite dissimilar from the case at hand. Consider, for example, the case of
Taglavore
v.
United States,
