*2 WRIGHT, Circuit Judge, with whom CHOY, WALLACE, TRASK, and SNEED KENNEDY, Judges, concur: this
We took case en banc con to a suspect sider whether in a criminal inves tigation can waive his to counsel after initially having made known his desire to have the assistance counsel. holdWe prohibiting such a waiver necessary is neither nor appropriate. Rodriguez-Gastelum made incriminating he was stopped statements after driv- while ing an automobile loaded with marijuana.1 He was toward proceeding Tucson in a ve- hicle which had been under customs surveil- Nogales, Arizona, lance in a lot. parking Treto approached Customs Officer and ad- appellant rights vised of his English in both Spanish. Appellant responded he rights objection understood his and had no answering questions. the officer’s car, ap- Treto asked who owned the pellant he said that did not know. In re- questions, sponse appellant to further said that he was a mechanic car delivering the then appellant Tucson. Treto asked open Appellant “appeared very the trunk. point, nervous” and refused. At this Treto him placed appellant under arrest and took to the Enforcement Administration Drug (DEA) for office further Officer Brown. followed, quote
For what we from Offi- testimony: cer Brown’s I told him that I would read his to him which I At again, Spanish. did in reading rights, end Zapata, Asst. Frank R. Federal Public is, final “Do you understand Defender, Tucson, Ariz., for appellant. said, “Yes, rights?” And he I under- Dichter, D. Asst. Stephen Atty., U. S. stand, don’t have money pay but I Ariz., Tucson, for appellee. again I attorney.” explained an to him case, that in that Tuc- Court here in son him an provide attorney. would
I then him if he talk asked wanted to had, said, “Okay, about what and he BROWNING, ELY, said, Before attorney.” HUFSTED- okay, but with And LER, WRIGHT, TRASK, CHOY, GOOD- to talk to me now without you “Do want WIN, WALLACE, SNEED, KENNEDY, said, attorney?” And to that he ANDERSON, Circuit Judges. “That’s fine.” patterns vary. The factual At times the incriminating then made state-
Appellant
in evidence at
gave
ments which were received
talks
the same officer who
accused
he contends that his
appeal,
his trial. On
warnings.
him the Miranda
Or he
talk
disregarded
request
for an
style,
who has a
to another officer
different
ques-
Brown’s
and that Officer
continued
personality,
approach.
Sometimes
tioning deprived him of his
Amend-
Sixth
agent
talks to an undercover
believ-
*3
to the assistance of counsel.
right
ment
ing him to be a fellow in crime.
theOr
warnings
forgotten
ignored
re Miranda
appellant’s
The first issue is whether
attorney,”
sponse, “Okay, okay,
by
with an
both
the prisoner and the officer.3
protection
was sufficient to invoke the
question
The
is not
so difficult
quite
the Fifth Amendment and
Amend
Sixth
interrogating
when the
officer is uncertain
ment rules first announced in Escobedo v.
suspect,
as to the
as was
intention of
478,
1758,
Illinois,
12
378 U.S.
84 S.Ct.
Brown,
only
Officer
and seeks
a clarifica-
(1964),
expanded
L.Ed.2d 977
in Miran
That
now before us.4
tion.
situation
Arizona,
1602, 16
436,
da v.
86
384 U.S.
Supreme
Counsel look to two recent
(1966).
L.Ed.2d 694
we
Although
disagree
support
respective
Court cases for
for their
issue,2
as to the resolution of this
dispo
our
sition of the second
appeal
positions. Michigan Mosley,
issue on
makes
423 U.S.
disagreement
that
unimportant.
pur
96,
321,
For
96
to counsel once asserted. 430
at 403-
presenting the evidence
available
fied burden” “heavy showing its an im- by Mosley majority opinion, a person plied waiver. custody, who has asserted the right to At about same time that Pheaster it, can waive subsequently but the decided, panel another was faced with applicable waiver doctrine is not when a case presenting a substantially similar person custody expressed Flores-Calvillo, issue. United States No. desire for counsel. 14, 1976; July petition Opinion Slip at 3. rehearing pending). On initial considera tion, panel, the Flores-Calvillo one judge argument After and consideration dissenting, se applied eliminating rule banc, en the court majority of is now waiver, possibility once an assertion satisfied that the rule adopted by *5 of a made, desire counsel to have has been panel is neither required Flores-Calvillo until the suspect has consulted actually by the Sixth Amendment nor consistent with counsel. When the case instant good Rather, with law enforcement. we taken banc, panel en in Flores-Calvillo applied hold that Miranda must with the withheld issuance of the mandate and de “flexibility espoused by and realism” layed a petition action on rehearing for panel. It little say Pheaster makes sense to pending disposition. our that, counsel, once having requested pris a illustrate, The facts of Flores-Calvillo as never, may actually oner until he talked do the facts in Pheaster and in the instant mind and decide to change his case, that a se per rule too would reach far. with the speak police attorney without In Flores-Calvillo, the defendant’s car was present. being port searched at Calexico, of entry rejecting a rule as the law of California. Heroin was found and Flores- circuit, particularly we this have been influ- Calvillo was arrested. The inspector ad- by Judge thoughtful opin- enced Renfrew’s vised her rights. of her The defendant Judge Choy’s Pheaster ion in and dissent stated that she understood them and that Choy had Judge in Flores-Calvillo. this to she did not want to make a statement with- say: out an being present. attorney inspec- tor stopped Though be the questioning immediately fountain Agents head, called the DEA. I do that it speaks Sears and Thomas not believe di arrived and learned that the defendant had rectly or to the definitively particular been rights. advised of her agents voluntary of a later problem waiver of a went to her cell and again her of advised Certainly once claimed. there is her rights. replied She that she understood in Miranda which could be tak language them, but that she did anything. not know saying a request en as that once is made lawyer a the suspect ques cannot be
Agent then responded, Sears “Wait a minute, again present, until an tioned you know things do some about this, I do not but think that the Court was I’d like to talk to about you it.” said, Defendant “Okay,” considering there the case—or precluding and then made incriminating voluntary statements. the possibility a later waiv —of There language er. is also in Miranda What if a suspect, after first refusing implying that the cannot again be to make a statement an attorney, without after once questioned claiming voluntarily changed if, his mind? What Mosley specifically ruled without any prompting or coercion from otherwise, despite language. I do authorities, he begged them to take not believe that we are barred from do ing the same.1 [7] his confession? deny him the ability make an informed Would the majority still not, voluntary waiver of his
Mosley does in the Court’s own words, silence procedures “involve the and to consult to be fol- counsel? To do so lowed if the person in custody “imprison asks to would be to privi- man in his consult with a lawyer, since Mosley leges,” made Adams v. United ex rel. request no such at any time.” McConn, U.S. 269, 280, [423 at 101 n. Only Justice 321] L.Ed. 268 and I can see neither White, in a concurring opinion not neces- logic nor precedent requiring sary to form the majority, suggested that that. request for a lawyer differs from a Per se rules too often force us to lose request to remain by triggering silent touch with the for their reasons creation. True,
per se rule. the majority recog- purpose Miranda, The whole and thus nized that requests two are distin- rule, of its protect is to the privilege guishable, id. at 104 n. against self-incrimination and to insure but the Court’s did not go so far waiver is “voluntarily, made as to establish the se rule constructed knowingly, and intelligently.” in today’s opinion. Today’s S.Ct. 1602. majority Indeed, I believe that such a rule is opinion goes beyond far by preclud- this contrary to the whole spirit of Mosley. ing waivers might which be made “volun- warned, As the majority there at [423 tarily, knowingly, intelligently.” S.Ct. 321]: prefer adjudica- would a case-by-case prohibition blanket [A] tion, just as was done in if a *6 taking voluntary of statements or a suspect once claims the permanent immunity from further in- determine whether there has been such a terrogation, regardless of the circum- waiver suspect’s and whether the rights stances, would transform the Miranda have been “scrupulously honored.” Mos- safeguards wholly into irrational obsta- 103, 321; 423 ley, U.S. at 96 Miran- S.Ct. legitimate cles to police investigative da, 479, 384 at 86 S.Ct. 1602. If the activity, and deprive suspects op- of an suspect previously had indicated that he portunity to make informed intelli- wished to consult an attorney, special at- gent assessments of their interests. tention given would have to be to insure
that he properly waived his right legal [7] taken after cannot point his Fifth sion, that that however, silent, indicates in must cease until one is or S.Ct. at 1 during questioning, It is paragraph, he wants an subtle or otherwise.” Yet the be other than the stated in has shown that he Amendment the Court stated: any that: manner, person Miranda, attorney, “If the individual privilege; any that he wishes to remain must cease. At that invokes his present.” product intends to exercise any “If the the Mosley specifi time interrogation of 1602, 1628, statement individual Earlier in prior privilege compul 474, states [to] 86 between the two him.” There cates though that he wishes before so be cally claimed. Likewise, any se rule. strong interrogated, manner and at approved in speaking the any as to Similarly, if the individual 1612: “If manner that he does not wish to may require later to silence had to consult with an there situations, well be a see any police may [the can be no stage suspect] application is alone and indi but I see logical previously at not of a questioning. indicates in 444— distinction of a nothing process suspect been informing from making separate in decision to defendant of circum-
advice
See,
might
intel-
g.,
waive his
e.
stances which
contribute to an
silence.
ligent
of his
un-
Jackson,
judgment.8
exercise
We
United
489
by’
waivers
to find
suspect
trial courts
When a
has
encourage
only
asserted
his
techniques
persist
police
right
where
and not his
prisoners
“
reas-
constantly to
suspect
interrogation
force the
can be resumed if
which
‘his
right to counsel.
sert his or her
to cut off questioning’ was ‘scrupulously
”
honored,’
and if he thereafter waives his
to a
interrogators
police
hold
I would
(423
104,
to silence.
at
96
U.S.
S.Ct.
forth in
waiver as set
strict standard
326.)
at
458,
Statements made after
Zerbst,
question-
58
304
S.Ct.
U.S.
Johnson
ing has been resumed are
restated
admissible
1019,
upon
and as
The Supreme lawyer. responds Court has read Miranda to if the suspect right mean what it when the to coun- says to in his interrogation lawyer’s resumed asserted, merely right absence, sel is rather than the the inquire we then whether majority opinion to silence. The in prov- its burden of has carried Government meticulously distinguishes were right the to si- statements suspect’s the ing lence from the to and vol- intelligent, counsel. knowing, after a made consulting until any not to make statements no Accordingly, counsel. of
untary (430 McKnight back in Des Moines.” re- has been after counsel made statement 1236.) The police at fur- U.S. has been counsel and before quested incriminating officers obtained information violating without be admitted nished can Neither of Williams’ law- during drive. makes that Mosley majority The Miranda. was yers present. repeatedly. expressly point coun- defense overruled trial court The Mr. Justice concurring opinion, In his of the admission to objections ' Miranda sel’s point White underlines the that statements ruling that statements incriminating requested who has coun- by suspect made have an his to had ‘waived “Williams when those statements sel must be excluded of such during giving present obtained before the has had ” his mur- appealed Williams information.’ “As opportunity to consult with counsel: by the conviction, was affirmed which der out, the statement majority points opinion. in a divided Supreme Court Iowa requiring interrogation to cease federal ha- granted district court A federal to ‘right after an assertion of the silence’ that Williams corpus grounds on the beas nothing tells us because it does not indicate had his had been denied interrogation may how soon this resume. Miranda, his of protection been denied very para- showed in the next Court and he had voluntary, statements were not moreover, graph, that when it wanted to The Court rights. waived not a per create further interro- Appeals affirmed. gation right, after assertion of a it knew holding that Appeals, the Court of affirmed how to do so. The Court there said ‘[i]f Williams interrogation denied individual attorney, states that he wants an and that counsel effective assistance of must cease until an attor- prov- carry its burden did not State ” ney present.’ (Michigan is v. Mosley, su- held that ing waiver. Williams pra, at 329 to counsel after coun- waive his could (White, J., omitted; (citations concurring) after he to him and sel had been furnished emphasis original).) but no state- lawyer, his had consulted with during in-custody made ment of the protection Miranda’s to coun- in the absence interrogation was admissible sel was Williams, reinforced in Brewer v. at- of counsel after tached, carried its burden unless the State L.Ed.2d 424. no in-custody proving waiver. interrogation occurred until Williams had one, consulted with not two lawyers. Rodriguez’ case very simple. Special His Des Moines lawyer, McKnight, advised Agent Brown of the Drug Enforcement Ad- Williams that police Des Moines officers ministration advised Rodriguez of his Mi- would pick him up and that the “officers randa rights after his Rodriguez arrest. would not interrogate him, him or mistreat told Brown that he had no funds to hire a and that Williams was not to talk to the lawyer. responded Brown that a lawyer officers about Pamela Powers until after appointed would be for him and asked Ro- consulting upon with him his return to Des driguez if he wanted to talk to agent Moines. . . . agreed between about the (driving [I]t incident a load car across McKnight and the Des Moines police offi- marihuana). border carrying According cials that would drive to Dav- [the testimony, Brown’s Rodriguez answered, officers] enport pick up Williams . . . and “Okay, but with a lawyer too.” Despite they would not question during him this unmistakable request for a lawyer, trip.” (430 U.S. at Brown continued interrogate Rodriguez, 1235.) Meanwhile, ultimately Williams had also obtaining con- incriminating state- sulted with another ments lawyer, Kelly, from him during which were introduced arraignment. over objection. Kelly also “advised him *9 case presents This routine Miranda vio- DOYON, al., LIMITED et Rodriguez lawyer, lation. for a asked Plaintiffs-Appellees, did not cease. He had no v. to talk lawyer chance to a because no law- CORP., Defendant-Appellant. SEALASKA had been him. The state- yer furnished to Rodriguez gave response ments DOYON, al., LIMITED et the continued were flatly inad- Plaintiffs-Appellees, under Mosley. missible both Miranda and v. REGION, COOK INLET waiver of counsel not Defendant-Appellant. would, presented
even on record. I this therefore, direct the of the evi- suppression DOYON, al., LIMITED et dence under reverse and remand Plaintiffs-Appellees, new trial.1 v.
AHTNA, INC., Defendant-Appellant. DOYON, al., LIMITED et Plaintiffs-Appellees, v. CORP., 13TH REGIONAL
DOYON, al., LIMITED et Defendant-Appellant. Plaintiffs-Appellees, v. DOYON, al., et LIMITED CORP., BRISTOL BAY NATIVE Plaintiffs-Appellees, Defendant-Appellant. v. NATIVES, INC., CHUGACH DOYON, al., LIMITED et Defendant-Appellant. Plaintiffs-Appellees, v. DOYON, al., LIMITED et CORP., ARCTIC SLOPE REGIONAL Plaintiffs-Appellees, Defendant-Appellant. v. ANDRUS, Secretary Cecil D. of the Interi DOYON, al., et LIMITED Blumenthal, and W. Michael Secre Plaintiffs-Appellees, tary Treasury, Defendants-Appel lants. CORP., Defendant-Appellant. CALISTA 76-3685, Nos. 76-3681 to DOYON, al., et LIMITED 76-3710, 76-3754, 76-3748, Plaintiffs-Appellees, 77-1166 77-1084. United States of Appeals, Ninth Circuit.
KONIAG, INC., Defendant-Appellant. Feb. 1978. DOYON, al., et LIMITED Plaintiffs-Appellees, Rehearing Rehearing En Banc 25, 1978. May Denied CORP., INC., NANA REGIONAL
Defendant-Appellant.
merits,
heavy
necessary
imposed upon
reach the
burden
it
Johnston
If it were
458, 464,
(1938)
difficulty
holding no waiver
v. Zerbst
have no
would
scarcely
pause,
in Brewer
let
There was
reiterated
occurred.
82 L.Ed.
nothing
questioning,
in Williams,
