*1 procedural require- nor her rights ther her certainly affect the
ments, did not Because in tort. right her sue
waiver of mechanism provides CBA claim, Espi- and because
adjudicating her her- she not avail did
noza concedes Procedure, we find Claims
self of the precluded.
Espinoza’s claims
IV. CONCLUSION Cargill her sue right waived
Espinoza injuries, under Texas work-related law, and enforce-
labor her waiver valid also had the Union
able. Because sue, the right her
authority to waive in the is also valid waiver CBA
Union’s Additionally,
and enforceable. law tort Espinoza’s state
the LMRA bars adjudication Cargill’s
claim because involve
duty Espinoza’s remedies will Final- the terms CBA.
interpreting she suit is barred because
ly, Espinoza’s Procedure. to exhaust Claims
failed reasons, we the district
For affirm these judgment in fa- summary grant
court’s
vor Cargill.
AFFIRMED. America, STATES of
UNITED
Plaintiff-Appellee, GRAHAM,
Donald Defendant-
Appellant.
No. 08-5993. Appeals, States Court of
Sixth Circuit. Jan. 2010.
Argued: Sept. Filed:
Decided and En Banc
Rehearing Rehearing Dec.
Denied 2010.* * grant rehearing stated in would for the reasons his dissent. Judge Merritt *2 judgment acquittal, for a
motion
denial
disregard
sentence,
of his motion to
*3
and
decision. Graham’s main
appeal
contention on
is that his life sen-
tence, imposed for his
qualifying
third
felo-
841(b)(1)(A),
under 21
ny
U.S.C.
violates
the
Amendment to the U.S. Consti-
error,
Finding
tution.
no reversible
we
rulings
the
on
affirm
district court’s
Gra-
ham’s motions and his life sentence.
part
arrested
of an in-
Graham was
vestigation
conducted
the Northern
(“NKDSF”)
Kentucky Drug Strike Force
County
Department
and the Kenton
Police
(“KCPD”). Starting
in September
began
the NKDSF and the KCPD
a series
buys
of six controlled
with a
cocaine-base
McKenna,
Timothy J.
Law
ARGUED:
investigate
confidential informant
the
McKenna, LLC,
Timothy J.
Cin-
Office of
tip
confidential informant’s
that Jermaine
Ohio,
cinnati,
for Appellant. Andrew
drug supplier.1
Goodwin was a
The first
Attorney,
Sparks, Assistant United
buys
four controlled
occurred at various
Lexington, Kentucky,
Appellee.
for
ON
Kentucky
locations
northern
where the
McKenna,
Timothy J.
Office
BRIEF:
Law
confidential informant was located. The
McKenna, LLC, Cincinnati,
Timothy
of
J.
buys,
two
last
controlled
on October 16
Ohio,
Sparks,
Appellant.
for
Andrew
17, 2006, occurred at
resi-
Goodwin’s
Arehart,
Wisdom, Jr.,
P.
E.
Charles
James
Kentucky.
On each of
dence
northern
Lex-
Attorneys,
Assistant United States
days,
these
Goodwin told
confidential
Kentucky,
ington,
Appellee.
drugs
informant
he
that the
when
arrived
MERRITT, MOORE, and
Before:
way.
then
on their
arrived
were
GIBBONS,
Judges.
Circuit
went
Goodwin
the back area
with
(a bedroom), after
apartment
of Goodwin’s
MOORE, J.,
opinion
of
delivered
the living
which Goodwin returned to
court,
GIBBONS, J., joined.
in which
drugs
complete
room with the
the deal
465-70),
MERRITT,
(pp.
J.
delivered
with the confidential informant. Follow-
dissenting
separate
opinion.
ing this
on the
sequence
events
second
OPINION
day,
police
October
stormed
apartment
to execute a search warrant.
MOORE,
NELSON
KAREN
Circuit
Graham, Goodwin,
Corey
and William
Judge.
Howard,
companion
traveling
Graham’s
Graham, convicted
three
Donald
charged
all
October
were
arrested
a seven-count
counts of
indictment
in a
as co-defendants
ten-count indictment.
offenses under
U.S.C.
crack-cocaine
841(a)(1)
pleaded
Both
and Howard
Goodwin
§§
and 18
U.S.C.
guilty
plea agreements
requiring
denial of
appeals from
district court’s
trial. After a
testify
Rule of
29 them
his Federal
Criminal Procedure
tencing
analysis
developed
relevant to our
below.
present
1. We
statement
where
more
summary
present purposes, a
will
and sen-
For
suffice.
the facts of Graham's instant crime
trial,
three-day
jury
convicted Graham evidence taken at its face value
sufficient
pertaining
three
to him:
jury.”
counts
to go
for it
Dist. Ct. Doc.
Goodwin,
One,
How-
conspiring
(“Doc.”)
(Trial
56).
Count
Tr. # 3 at
We
ard,
possess
and others to distribute and
de
denial
review
novo the
of a motion for
fifty
with intent to distribute
excess of
“a
acquittal, viewing
light
the evidence in
(21
grams
cocaine base
prosecution,
giving
most favorable to
841(a)(1), 846);
Six,
§§
Count
distribution
prosecution
the benefit of all reason
base,
than
greater
grams
five
cocaine
testimony.”
able inferences
from the
*4
Goodwin, Howard,
aiding
abetting
and
and
526,
McAuliffe,
F.3d
United
490
(21
in
and others
this distribution
U.S.C.
(6th
denied,
Cir.),
976,
537
U.S.
cert.
552
841(a)(1);
2);
18
Count
U.S.C.
and
(2007).
442,
128 S.Ct.
449 States, proved government 336 have found alia, Krulewitch v. United inter beyond a reasonable doubt: 454, 716, 790 440, 93 L.Ed. denied, 1033, (1) 120 per more (1949)), agreement by 528 U.S. two or cert. (2) laws, 560, accord knowl sons to violate L.Ed.2d S.Ct. 800, Owens, conspiracy, join and intent edge v. 426 F.3d States United (3) denied, conspiracy. in the (6th Cir.2005), participation cert. 546 U.S. v. Salgado, States [United L.Ed.2d (6th Cir.), witness challenge on a may not rule We of a denial credibility reviewing (2001) Elder, ]; so doing acquittal because
motion for
(6th Cir.1996)....
It
jury
province
invade
“would
necessary
government
jury trial.”
of fact in a
finder
the sole
agreement,
the exis
a formal
prove
Bearden,
conspiracy may
of a
be inferred
tence
Cir.2001) (internal
quotation
*5
that can
from circumstantial evidence
omitted).
to
attempt
A defendant’s
marks
reasonably
interpreted
partic
be
“simpl[y] chal
credibility
attack witness
plan.
in a
ipation
common
United
quality
government’s
...
lenges
Avery,
970-71
128 F.3d
sufficiency of
and not the
evidence
(6th Cir.1997).
conspirator
A
need not
Paige, 470
v.
United States
evidence.”
every phase
active
participant
be ah
(6th Cir.2006) (internal
quo
F.3d
party
conspiracy,
long
a
as he is a
so
omitted).
marks
tation
general
agreement.
conspiratorial
all
of con-
attacks
of his counts
447.
Salgado, 250 F.3d at
While mere
no
that there is
arguing
generally,
viction
at the
insuffi
presence
scene would be
or
tying him to Goodwin
evidence
direct
a defen
participation,
cient to establish
saw
buys
no one
the controlled
because
conspiracy’s
in the
participation
dant’s
money,
any drugs
marked
him with
or
purpose may
common
be inferred from
statements about Gra-
and that Goodwin’s
the circumstances as well. Id.
attack
enough.
does not
ham are not
He
608-09;
at
also Unit
Paige, 470 F.3d
see
of the counts
specific elements
Gibbs,
408, 420
ed States v.
conviction,
broad
points
rather
out
but
Cir.),
denied,
1051, 120
cert.
government’s
with the
evidence.
problems
(1999).
“A defen
wished to
about and
to make
Payne,
Shawn
testified that Goodwin told
Ward,
succeed.”
190
they
him when
first met in the fall of 2006
(6th Cir.1999),
487
“basically
hookup
that Goodwin
had a
on
120
S.Ct.
narcotics,”
buy
and that the first controlled
(2000),
120
up
very
day.
was set
next
Doc.
Paige,
see also
(Trial
56).
Tr. # 2 at
told
Goodwin never
609;
447;
Salgado,
win’s ending the two con- Goodwin “nine to eleven apartment to Goodwin’s buys question directly in- trolled he “around since met Goodwin times” (one volved ounce on October 16 May of '06.” at 146-48. On Id. April $1,000 and three ounces on October 17 cross, had Howard testified that Goodwin (Trial $3,0002). Doc. 124 Tr. # at 4- supplier. also that he had another stated 14-15). buys, For the first four Good- Id. at 154. drugs brought win to the confidential Kentucky, at various for each of informant locations testified that
Goodwin buys occurred buys on 16 and but the October controlled October apartment. crack at 5-8. Offi- to obtain at Goodwin’s Id. he called Graham after and had cer Hardcorn interviewed Goodwin complete the sales cocaine *7 arrest, and the officer to he had his Goodwin told for Graham arrive before wait (Trial # 1 had the cocaine on supplied Tr. that Graham drugs to sell. Doc. 123 the 26-30.) testify 16 and 17. at 22. Officer Because did not October Id. at Graham defense, only actually testified that did not was the Hardcorn he in his own Goodwin origin drugs the for the four testify happened as to what know person that none of buys received controlled and previous bedroom where Goodwin the back buys con- for were ever Payne baggies from the the cocaine Graham. 24-25, fingerprints. at 28- have the for Id. that Goodwin did not tested firmed Andy 16 Officer Muse testified Payne on October 40-41. drugs when arrived completed 16 he drive to that he that on October saw Graham and Goodwin after the apartment and went enter Goodwin’s after Graham arrived and the deals with informant arrived and then apartment area of the confidential to the back (Trial 63-65, informant, and that on 124 Tr. # 2 at before Doc. leave Goodwin. 80-81). 66-71, police that 17 he saw Graham once the also confirmed October Abney but had waiting apartment 17 had entered Goodwin’s Goodwin was on October Doc. 123 Graham arrive. drugs arrive not observed Graham (Trial 5-8, 12). Tr. # 1 at Both officers Payne that she after Gra- Payne, and told that the informant did supplier that testified confidential ham arrived Graham was 8). (Trial Tr. # 3 at that one 125 Agent Rolfsen testified 2. Matthew grams. Doc. approximately 28 ounce is 452 drugs on 16 or B. Denial Motion
not obtain the October 17 of Graham’s to Dis- at regard until after arrived Goodwin’s Life Sentence (Trial Id. at 5-9; apartment. 124 Doc. Tr. United States Hill Impact 17-19). # 2 at Officer Hardcorn also testi- We review de a constitution novo fied that heard Graham’s voice on he sentence. al to a recordings challenge from the 16 and 17 October Jones, (Trial (6th 47). Cir.2009). 124 #2 buys. Doc. Tr. F.3d 569 573 Rolfsen, Agent Matthew an evidence tech- Graham that argues the district court nician, about the testified evidence found sentence, erred his pursuant because apartment buy Goodwin’s and identified 841(b)(1)(A)(iii), dispro grossly (Trial money found on the floor. Doc. 125 portionate under Eighth Amendment 26-30). Tr. # 3 at as a result of over-stated criminal histo ry comparison and in to his co-defendants’ cross-examined trial counsel acknowledges sentences.3 Graham government each witness about his or her court’s Hill issues, decision potential credibility and biases minimum jury district court instructed the about sentences under 841(b)(1)(A)(iii) co-conspirator paid-in- how to utilize 21 U.S.C. do not consti testimony during formant Goodwin’s testi- Unit punishment. tute cruel unusual testified, Hill, mony Payne respective- and after ed States v. (Trial See Doc. 123
ly. 34); Tr. # 1 at Cir.), 98). (Trial Doc. 124 Tr. #2 at Graham 350, (1994), L.Ed.2d record, stated jury’s on the outside the
presence, he right his understood to Hill confirmed that this court adheres to “ testify he testify. and that did not want to proportion Court’s ‘narrow ” (Trial 55-56). Doc. # Tr. 3 at ality principle’ announced Harmelin v. Michigan,
From our review of
trial
the entire
tran-
(1991),
stating
L.Ed.2d
that “the
script, we
conclude
there was suffi-
evidence,
Amendment
prohibits]
cient
‘ex
light
viewed in the
most
treme
government,
“grossly dispro
favorable
sentences
from which a
” Hill,
portionate”
jury
reasonable
could
found
crime.’
the es-
Harmelin,
One, Six,
sential elements of
at 50 (quoting
Counts
U.S. at
995-
*8
Harmelin,
beyond
Seven
2680);
reasonable doubt.
motion,
3.
In his
separa
Graham’s counsel conceded
reasserted
Due
his
Process Clause or
prior felony
that Graham had at least two
powers arguments,
tion of
raised
which
facial
period
and
offenses
that the time
to
as-applied challenges
and
to the use of man
collaterally
passed
attack those had
under 21
datory mínimums under the Guidelines. The
argued
but
the
that
district
arguments
district
did
court
not
these
address
apply
court should
district
California
court’s
motion,
in its first order related to this
see
reasoning
reject
mandatory
the
to
life sen-
(July
2),
Doc. 150
at 2 n.
Order
but
arbitrary, disproportionate,
tence as
and like-
reject
arguments, facially
the court did
these
ly
unconstitutional as violation of the
applied,
argument
on
the record after
Amendment,
Clause,
Due
separa-
Process
(Sent.
sentencing hearing,
at the
Doc. 160
Tr.
powers
tion of
concerns. Doc. 130 at 235-37
7-17).
at
The Ninth Circuit has vacated the
(Mot.
Disregard);
to
Doc. 149 at 315-20
opinion upon
district court
which Graham
(Supplemental
Support).
Mem. in
Counsel
Grant,
F.Supp.2d
relied. United States v.
sentence,
argued for a 168-month
"a sen-
(C.D.Cal.2007),
part,
vacated in
312 Fed.
proportional
tence that
is
conduct of
Cir.),
denied,-U.S.-,
(9th
Appx. 39
co-Defendants,
Goodwin
Howard.”
appeal,
Doc. 130 at 237. On
Graham has not
Hill,
claim
(rejecting, under
(“Severe,
at 573-74
994-95,
ing a minimum. Graham advanced his motion to disre- Harmelin, 994-95, However, gard the particu- at 111 life sentence.7 S.Ct. lar (rejecting argument circumstance of Graham’s earliest-in- 2680 that defen felony prior drug presents time prior dant’s should have lack of felonies separate question. mitigated imposing statutory man against datory parole minimum of life without 841(b)(1) §2. “Prior Convictions for based on asserted need to determine indi Felony Drug Offense”: Commit- vidually punishment appropri whether is Juvenile, ted as but Convicted Amendment). Eighth ate under As “[w]e Adult Sentenced as an held, ... there is no constitutional right sentencing to individualized in non- prior felony Graham has two Odeneal, capital convictions, v. cases.” United States both of which the district 406, (6th Cir.2008); F.3d see also court as triggering counted offenses for Jones, 841(b)(1)(A)(iii) 327, Fed.Appx. life sen (6th Cir.2006) (unpublished opinion) 336-37 tence. In when Graham was seven argument (rejecting teen, pleaded guilty he under an indict grossly disproportionate creates sentences ment him charging as an adult for two distinguish because the statute not does aggravated drug trafficking counts of un possession-only prior law, (in between felonies and der Ohio and he was sentenced felonies), seventeen) more trafficking serious cert. de still age but while to one nied, S.Ct. 168 year years later, of imprisonment. Two (2007). “[Tjhere nineteen, L.Ed.2d no doubt when was he was sen Congress judi has to limit authority tenced to two consecutive six-month terms discretion, cial or even eliminate it alto of imprisonment for two counts of traffick gether, by imposing mandatory minimum ing under law. cocaine Ohio Graham’s sentences.” United v. Wimbley, States counsel at instant case (6th Cir.), 462-63 cert. de present did not much argument of an - nied, -, ability contest the district court’s to con Hill Under aggravated sider Graham’s 1995 traffick Harmelin, we must ing conclude the dis- triggering conviction as a offense for 841(b)(1)(A.)(iii) trict court did not violate the sentencing purposes.8 in rejecting arguments Amendment And arguments appeal fo- Although presentence our conclusion report showing that Graham's sen is correct grossly disproportionate previous tence is felony drug not obviates at least two offenses” comparative the need pro to reach Graham's pursuant "concede[d] to 21 U.S.C. Jones, allegations, portionality 569 F.3d at period Section of limitations has Harmelin, (citing 501 U.S. at expired for collateral attack on those convic- 2680), we reject argument (Mot. would 2). Disregard tions.” Doc. 130 Odeneal, precedent. under 517 F.3d at "note[d] Counsel that on the initial convic- tion, (rejecting similar claims under United the Defendant was a and under Layne, distinguishing law, between applicable federal convictions codefendants); Layne, typically felony counted as con- Cir.) ("This Court has victions.” Id. 3. But counsel did not agreed [with Court] that challenge com quali- whether the 1995 conviction parative proportionality constitutionally is not arguing fied instead that "this *10 denied, 888, mandated."), cert. 540 U.S. 124 presented Court is with the Hobson's choice 270, (2003). S.Ct. L.Ed.2d 157 160 imposing a mandatory sentence life on a prior Defendant with two convictions disregard mandatory together required In the motion to that life Defendant to serve sentence, years prison; imposed "concede[d] Graham’s counsel that two were over 10
455
denied,
2007)
(unpublished opinion), cert.
ability to uti-
the district court’s
eused
879,
1104,
his
128 S.Ct.
minor nature of
552 U.S.
mitigation the
lize for
(2008).
error,
they
plain
that
“To establish
and the fact
738
felonies
prior
two
(1)
to the sen-
that an error
years prior
defendant must show
over ten
occurred
(2)
court;
argument
that
But at oral
in the district
tencing in this case.
occurred
i.e.,
(3)
clear;
whether
obvious or
plain,
focus
shifted
error was
841(b)(1)(A)(iii)
the district
supported
defendant’s
sub
the error affected
(4)
ability
consider
this adverse
rights;
court’s
and
stantial
(A)(iii)
(b)(1)
fairness,
a conviction
calculus
in
seriously
§ 841
affected the
impact
action treated as
from a
stemming
reputation
judicial
tegrity
public
or
Blackwell,
sentencing pur-
v.
prosecution
for
United States
adult
proceedings.”
law,
Cir.2006) (internal
and further whether
(6th
under state
poses
739, 771
459 F.3d
denied,
under
is constitutional
practice
omitted),
this
549
quotation marks
Amendment.
1211,
1336,
127 S.Ct.
offense” in purposes of the We do not need to decide whether Con- mandatory life term even before gress the Su intended provision to include preme Court Burgess.10 decided convictions by juveniles received aas (6th Spikes, 931-32 juvenile adjudication. result of a Young Cir.1998), was convicted as an adult in an adult id. at court. He possessing was convicted of (“[Section] 802(44) only requires that drugs distribute, with the intent to ion) This court Burgess 841(b)(1)(B)); has since cited (defining § in un published 841(b)(1) opinions Young, Fed.Appx. definitions. 189-90 Cir. Lockett, 2009) See United Fed.Appx. (unpublished opinion) (defining (6th Cir.2009) (unpublished opin 841(b)(1)(A)). *12 ¶ 44. by grand a He was indicted years pris- PSR for fifteen eligible
he was
Aggravated
of
Traf
jury on four counts
Thus,
felony
a
convicted of
he was
on.
law,
felony. He
ficking under Ohio
by Congress.11
drug
as defined
offense
two counts of an amend
pleaded guilty to
footnote,
reject-
court
In a
Id. at 190.
a fourth-
charge
“Trafficking-Sale,”
ed
that the
argument
Sen-
the defendant’s
ed
felony,
County
in the Hamilton
degree
Guidelines, specifically U.S.S.G.
tencing
Pleas,
he was sen
of Common
and
Court
4A1.2(c),
juvenile convic-
§
indicate that
year of confinement for each
tenced to one
prior
not be considered as
tions should
thus
count.
Id. Graham’s 1995 conviction
that,
Young panel stated
offenses. The
“felony drug
of a
of
meets the definition
difficulty
using
to one side the
putting
802(44),
§
that
fense” under
“an offense
is
to determine
a Guidelines definition
than
punishable by imprisonment for more
statute,
used in a
meaning of a term
...
...
year
any
one
law
of State
Young overlooks the next subsection
prohibits
relating
that
or restricts conduct
4A1.2(d) pro-
Section
the Guidelines.
marihuana,
drugs,
to narcotic
anabolic
for offenses com-
vides that convictions
steroids,
or stimulant sub
depressant
or
are considered in
prior
age
mitted
Contrary
§
802.
stances.”
if
was convict-
sentencing
the defendant
argument, we are bound to uti
adult,
a sentence
as an
and received
ed
802(44)
§in
lize the definition
as the exclu
year and
exceeding one
imprisonment
“felony
drug
sive definition for
offense”
one month.
127, 132-33,
§
Burgess,
553 U.S. at
at 190 n. 4.
Id.
Moreover,
defendant’s
criminal
record
serious
persuaded
also are not
We
enough;
point
of such statutes is to
approach
Eighth
violates the
Amend
judicial
ap-
limit
discretion rather than
argument
supple
ment. After oral
justice.
to the court’s sense of
peal
case,
in this
briefing
Supreme
mental
—
Florida,
Cannon,
v.
Court decided Graham
429 F.3d
Cir.2005)
U.S.-,
conviction,
(affirming
(2010),
remanding with instrue-
in which the Court held that it was
vacating
“felony drug
Supreme Court in Bur-
stitute
a
offense”
17. We note that the
opine
gess
841(b)(1)(A).
did
on the use of the Sentenc-
ing
defining
Guidelines in
what offenses con-
impose
imprison
juvenile felony
unconstitutional
third-time
offender.
Scott,
parole
punishment
as the
for See United States v.
ment without
(8th Cir.2010) (“The
by ju
committed
Court
Gra-
a nonhomicide offense
venile,
question
ham did not call into
the constitu-
challenge
accepting
categorical
tionality
convictions,
using prior
applies
it
particular type
“a
of sentence as
otherwise,
to enhance the sentence of a
have
to an entire class of offenders who
added)).
(emphasis
convicted adult.”
range of crimes.”
Id. at
committed a
in the instant
2022-23. The defendant
rejected
Circuit has
case, however, was an adult at the time he Eighth Amendment challenge similar to
841 offense for which he
committed
here,
presented
the one
concluding that
term,
mandatory life
we
received the
prior juvenile-age
the defendant’s two
felo
circum
applied
non-categorical,
offenses,
ny drug
for which the defendant
approach of Harmelin to
stance-specific
adult, may
was tried and convicted as an
841(b)(1)
Hill,
sentences. See
be utilized for both triggering prior felony
50-51;
Graham,
ceived in the
841(a)
instant case. See
(b)(1)(A),
violating
and
and he
(stressing
Graham appeal challenge the 168-month ham’s a life sen impose decision to trict court’s Six, we would imposed sentence for Count be substantively unreasonable tence was it Id. at 397 conclude that is reasonable. court the district cause he asserts (rejecting arguments reasonableness fully sentencing consider “failed to non-mandatory-minimum sentences be 3553(a) they apply as factors outlined term concurrent to cause 30; Br. at see Unit Appellant to [him].” and remand could not alter sen (6th sentence Moon, ed States tence). independent Our review Cir.) errors), cert. (outlining substantive not reveal sentencing transcript did 2493, 171 errors. (2008). Although Graham L.Ed.2d 782 object ground on this explicitly did not II. CONCLUSION all ar
sentencing, we review substantive sufficient ev- government presented and rea guments for abuse of discretion sonableness, jury idence at trial for a reasonable to find affording pre a rebuttable beyond a reasonable doubt that Graham properly of reasonableness to a sumption calculated, charged, the offenses and the guilty sentence. was within-Guidelines Vonner, denying court did not err in Gra- district Cir.) (en banc), judgment acquittal. motions for a cert. de ham’s - nied, -, deny- 172 The district court also did not err disregard life sen- ing concedes that Graham’s motion plain tence and did not commit error is within the his sentence Guidelines utilizing Graham’s 1995 adult conviction range and entitled to reasonableness Vonner, juvenile, and we con for an offense committed while a presumption under prosecuted and sentenced in an adult clude that his substantive unreasonable prior felony- assuming proceeding, triggering fails. “Even argument ness drug-offense its discre conviction under the district court abused 841(b)(1)(A). [Graham], state law and Applying tion in remand is *19 “felony drug the offense” in 21 inappropriate. was sentenced definition [Graham] 802(44), § mini that pursuant statutory mandatory to a we conclude Gra- remand, mum ‘the district ham’s 1995 offense was adult conviction such on punishable by to of an offense more than one court would not have the discretion adult,” alleging prior convic potential treatment be- information such the different unsealing juvenile argued was though tween states in records tion' ”—even the defendant Id. at Tenth Circuit irrelevant. 1301. The prior presumptively that the conviction "was ability previously rejected a had defendant's juvenile he was a at the time invalid because validity triggering prior to contest the of a the United of the crime and conviction.” felony drug life offense used for Green, & 7 n. language § plain 851— term under Cir.) 851(e)), (quoting 21 U.S.C. disallowing any validi- collateral attack on the 120 S.Ct. 528 U.S. " ty of a 'which occurred years more than five before the date of the statutes, year imprisonment preting language under state law that “[t]he starting point statute is the relating drugs, interpreta- conduct which prohibits tion, and it should be ending point also prerequisites satisfies the to be counted as if plain meaning of that language is offense for a triggering Choice, clear.” mandatory-minimum sentence. We are (6th Cir.2000) 837, 840 (citing by Eighth Graham’s unpersuaded also Enters., Inc., States v. Ron Pair challenge. And we Amendment conclude 235, 241, sentencing further appeal Graham’s (1989)). respect question With pre- without merit because the district court here, sented I statutory language find the in imposing statutory did not err to be unambiguous. plain language mandatory minimum life sentence. We the statute used to imprison Graham for therefore AFFIRM the district court’s simply using juvenile does not mention judgment under facts of this case and felonies,” predicate “prior convictions as precedent. current and we not should read such an interpre- MERRITT, tation into the statute. Judge, dissenting. Circuit There is no indica- tion; and, below, as will be demonstrated My impression view this case of first the indication contrary, is to the that Con- in this Circuit is that the of this gress juve- intended to endorse use of nonviolent, 30-year-old petty drug traf- nile convictions in this statute to enhance imprisonment by using juve- ficker to life a defendant’s sentence. necessary nile conviction as a third strike congressional violates clear intent pari 1. In materia by statutory revealed clear rules of con- In this case we are interpreting one struction but also violates sound principles statute with two immediately adjacent sec- of penological policy based on the tions that punishment enhance the for two recently Amendment values by outlined separate federal crimes. The first section Florida, Court Graham v. amends the “career criminal” statute deal- — U.S.-, felonies, ing with violent 18 U.S.C. (2010). I preferred would have 924(e), says and it expressly that my colleagues majority in the acknowledge violent, punishment career criminal arguments and address the made here conduct must be using increased convic- against the use of conviction to tions for conduct. The second drug send this nonviolent pris- offender to law, section drug amends the 21 U.S.C. they for life. Instead have chosen to 841(b)(1)(A); and, contrary to the first ignore arguments. those I leave it to the section, says only this section readers to determine for themselves the punishment must be increased to life im- credibility usefulness and of this kind of prisonment for three or more “convic- appellate making. decision tions.” Unlike the career criminal section statutory Three canons of construction immediately it, above enhance- *20 apply here. It is a well settled canon of ment specify section does not the use of statutory juvenile construction that when inter- in convictions.1 Courts three cir- (2) statutory by adding 1. The read amendments as follows at the end thereof the follow- pertinent part: in ing: "(C) the term 'conviction' includes a SEC. 6451. VIOLENT FELONIES BY JU- finding person that a has committed an VENILES 924(e) juvenile delinquency involving Section act of [Career Act] Criminal of title a Code, felony.” United States is amended ... violent 466 (1994) pari materia recognized have
cuits States, 508 Corp. Keene v. United (quoting method of in- appropriate as principle in U.S. provisions two the stat- these terpreting (1993)); Singer, also Norman 3B see J. of prior between the use distinguishing
ute Statutory and Construction Statutes juvenile convictions. (2000 ed.). (3d § 75.4 This distinction between 361 & n. Huggins, at the statutory passed two amendments Cir.2006); Peyton, 716 adjacent time in sections shows same (D.D.C.2010); F.Supp.2d juvenile a Congress knew how to include 04-20044-01-KHV, 2010 WL Ivory, No. it to. Pub.L. conviction when wanted (D.Kan. Feb.26, n. at *3 & 100-690, No. 102 Stat. 2010). (1988). in pari are considered to be Statutes adja- that the My position simply is two they relate same materia when invoke an cent sections of the same statute thing, per- to the same class of person or sensible, ancient, common law canon of purpose or have the same things, sons or in statutory construction and must be read Each section of a law which object. includ- pari specifically materia.2 Thus subject the same matter must deals with in ing juvenile convictions the first en- pari in materia with other sec- be read hancement for violent career criminals but subject. Norman tions on the same J. in leaving dealing it out the next section Statutory 2A Con- Singer, Statutes statutory drafters did not drugs, (2000 ed.). Obviously, § 51.3 struction juvenile resulting to allow conduct intend in when in the language pari is materia used to enhance the a conviction be very paragraphs placed statute same my punishment imprisonment, In Congress’ next to each other. view of pari I think the materia colleagues insist. §in a definition of failure to include clear and leads to a clear result of canon is “prior specifically conviction” that includes penalty based on no increased the defendant convictions obtained when conduct. juvenile, rely a I would on the canon was statutory reflection, “[I]t construction states: Upon a moment’s the reason acts generally presumed Congress to treat convic- Congress chose intentionally purposely when it in- differently tions the statute becomes particular language Congress cludes in one section of made the distinction obvious. it in conduct in- pattern a statute but omits another.” Chica- because violent Fund, 328, 338, volving culpable the use of is more go v. Envtl. Def. force felony drug prior offense SEC 6452. LIFE IN PRISON FOR convictions for final, THREE-TIME DRUG OFFENDER. person become such shall be (a) PENALTY FOR THIRD OFFENSE— term of life im- sentenced to Section of the Controlled Sub prisonment without release and fined (21 841(b)(1)(A)) stances Act is amend preceding accordance with the sentence. ed — Act, 100-690, Anti-Drug Abuse Pub.L. No. (1) beginning any per- “If sentence 6451-52, §§ 102 Stat. 4371 by striking son commits” "one or more prior through convictions” "have become acceptance 2. See extensive discussion and inserting "a conviction for final” Freeman, principle in United States final”; felony drug become offense has 556, 564, (3 HOW) (1845) 11 L.Ed. cases) ("all (discussing English acts in older (2) adding such sentence the follow- after *21 they together if pari mateña are to be taken as ing: any person "If commits a violation of law”). subparagraph were one this ... after two or more (Draft the pattern drugs op. of that issue in instant case.” than nonviolent sales be, here, relatively 22-23.) minor in may pp. my That is all colleagues Court case Supreme nature. The recent the say about matter' —that it is “not — States, Johnson v. United question “why My issue.” not?” -, (2010), S.Ct. 176 L.Ed.2d it by making clear that
reinforces
view
Lenity
2. Rule of
underlying
conduct
the recidivist en-
the
But
if other judges
ambiguity
even
see
provi-
of the career criminal
hancements
clarity,
must be violent and
the use of where I see
there is
an-
sion
involve
another
cient,
rather
mild form of
significant force
than a
canon of statutory
sensible
construc-
battery. That
of the two
is the “context”
tion that
to the same
leads
result. Where
adjacent
one in-
provisions
different
penalty
through
has not been endorsed
—the
convictions,
cluding juvenile
other ex-
the
“deliberate, express,
legislative
and full
cluding them—and
case
as the Johnson
consideration,” it should not
imposed
be
quite logically,
statutory
construc-
states
when a reasonable
alternative
exists.
tion, “ultimately, context determines mean-
says that
That canon
our constitutional
ing....”
(citing
Id. at 1270
Jarecki v. philosophy maximizing liberty
de-
over
Co.,
303, 307,
Searle &
G.D.
tention
that we
means
must use a rule
(1961)).
so,
If
S.Ct.
lenity
liberty
to prefer
over incarceration
adjacent
“context” of the two
the
different
when in reasonable doubt as to the cover-
means that
convictions
penalties
age of a criminal statute. This recent
penalties
not be used to enhance
should
the rule of lenity
statement of
from
comes
drug
under the
statute.
the
Court:
“Context” is also the
that a few
reason
long
decisions,
line of our
Under
the
juvenile con-
cases have allowed the use of
go
tie must
defendant.
rule
cases,
cases.
In
the
victions
these
requires
of lenity
ambiguous criminal
fact that
was not informed of the
the
court
interpreted in
laws to be
favor
the
contained,
side,
enacting
statute
side
subjected
defendants
to them.
provisions.
two different penalty
Gradwell,
v.
United States
243 U.S.
for the
not inform
Counsel
defendant did
(1917);
S.Ct.
L.Ed.
[37
857]
fact,
courts of
this crucial
States,
McBoyle United
283 U.S.
Department of Justice did
disclose it
not
75 L.Ed.
[51 S.Ct.
816]
Perhaps
not be too
either.
we should
Bass,
discovering
critical
the courts for not
[92
488]
context because the
criminal
federal
This venerable rule not
exceedingly complex
law has become
principles
vindicates
fundamental
during
forty years.
convoluted
the last
that no citizen should be held accounta-
context,
once a court
I
But
discovers the
violation of
ble for a
a statute whose
reject
not see how it can
simply
do
uncertain,
are
subjected
commands
pari
rule.
application
materia
is not
punishment
clearly pre-
My colleagues deal with this issue of
places
weight
It also
scribed.
of iner-
interpretation
puz-
in a
indecisively and
party
upon
tia
that can best induce
zling way. They simply say
the issue
speak
Congress
clearly
more
contrary
because the two
arises
keeps
courts from
criminal
making
provisions
“interestingly
Congress’s
law in
stead
enough in
consecutive sections
... but we are
presented
*22
should.”).
the “lan-
statute,
they
Here
clearly
we
said
a criminal
interpreting
When
In
life versus a much shorter
guishing”
mindreader.
is for
part
play
not
do
decision,
rule-of-lenity
Chief
term.
prison
our seminal
rejected
impulse
Marshall
Justice
statutory interpretation,
In the realm of
congres-
a dubious
regarding
speculate
require-
implements
process
due
the Court
“[Probability is not
intent.
sional
lenity,
the rule of
which
through
ments
court,
construing
in
which a
guide
give
courts to
criminal defendants
requires
statute,
safely take.”
can
penal
criminal
of the doubt when
the benefit
Santos,
507, 514-
553 U.S.
v.
States
United
concerning the
ambiguity
statutes contain
2020, 2025-26,
L.Ed.2d
15, 128 S.Ct.
punishment.
of an offense or its
elements
omitted).
(2008)
citations
(parallel
Granderson,
See,
e.g., United
statutory con-
rule of
an ancient
It was
39, 54, 127 L.Ed.2d
be
penal statutes
should
struction
(1994)
lenity to a
(applying the rule of
govern-
against
“strictly construed”
statutory ambiguity concerning sentenc-
to enforce statuto-
seeking
parties
ment or
States,
v.
ing); Dunn United
persons
in favor of the
on
ry penalties
(1979)
imposed.
sought
are
be
penalties
whom
lenity
that the rule of
“reflects
(explaining
Wiltberger, 5 Wheat.
v.
merely a convenient maxim of statuto-
not
(“The
(1820)
rule
than one tion,” seems to this “adult” conviction any legitimate peno- lacking A sentence arguments to the nature dis- them that all by is its mean to justification logical They re- to the offense. With aside. refer contrary swept proportionate juvenile parole to life without as spect juvenile conduct convictions for such offenders, none of the non-homicide they really mean when “adult convictions” been that have penal sanctions goals court of a state “juvenile convictions” recognized legitimate retribution, as courts differ jurisdiction. State general — deterrence, rehabili- incapacitation, and pros- how crime significantly in adequate justifica- provide an tation — law ecuted, of federal application and the tion. ran- turn on such not be made to should re- Court’s variations.
dom without imprisonment of life A sentence ruling not allow its cent case does however, justified cannot be parole, variations. procedural turn on such state The penalty rehabilitation. goal Moreover, Sentencing even the Guide- the rehabilitative altogether forswears very harsh source of lines themselves —a By denying defendant ideal. defining cases—-in punishments community, the right to re-enter history to be used in criminal “convictions” judgment makes an irrevocable State such a dis- recognize calculations do not place value and person’s about that (b) makes it § 4A1.1 tinction. Guideline society. is not to be that such a distinction clear juvenile sen- when “an adult or recognized prison possibility without the Life commit- imposed for an offense tence [is] fulfillment no chance for parole gives eighteenth the defendant’s ted walls, chance for rec- prison no outside every legitimate birthday____” Thus society, hope. no Matu- onciliation leads me to the reflec- of law I can find can lead to that considered source rity remorse, should not count tion which is the foundation conclusion that the courts renewal, young A rehabilitation. conviction as a third has no who knows that he or she person strike. life’s end prison to leave before
chance responsi-
has little incentive to become individual.
ble (citations omitted). 2027-30, 2032
Id. at is, techni-
Although holding of the case binding, all of
cally speaking, probably not apply equally to the defen-
these words
dant, Graham, they did for in this case Graham, defendant, in the recent Su- case.
preme Court argu- all of these point: more To
One construction, good poli-
ments —canons
