Lead Opinion
In this direct appeal Thomas Gore contends that his prior Texas conviction for conspiracy to commit aggravated robbery is not a violent felony within the meaning of the Armed Career Criminal Act (ACCA)
I
Gore pled guilty to possessing a firearm after being convicted of a felony, in
II
We review de novo the district court’s interpretation and application of a statute.
(i) has as an element the use, attempted use, or threatened use of physical force against the person of another; or
(ii) is burglary, arson, or extortion, involves use of explosives, or otherwise involves conduct that presents a serious potential risk of physical injury to another.4
It is undisputed that conspiracy to commit aggravated robbery is a crime that is punishable by imprisonment for a term exceeding one year.
A
Gore contends, and we agree, that under Texas law, a conviction for conspiracy to commit aggravated robbery does not have “as an element the use, attempted use, or threatened use of physical force against the person of another.”
A person commits criminal conspiracy if, with intent that a felony be committed:
(1) he agrees with one or more persons that they or one or more of them engage in conduct that would constitute the offense; and
(2) he or one or more of them performs an overt act in pursuance of the agreement.7
When a conspiracy offense is at issue, our analysis includes “an examination of the elements of the target offense of the conspiracy conviction.”
A person commits an offense if, in the course of committing theft as defined in Chapter 31 and with intent to obtain or maintain control of the property, he:
(1) intentionally, knowingly, or recklessly causes bodily injury to another; or
(2) intentionally or knowingly threatens or places another in fear of imminent bodily injury or death.9
The Texas aggravated robbery statute, Texas Penal Code § 29.03, provides that
A person commits an offense when he commits robbery as defined in Section 29.02, and he:
(1) causes serious bodily injury to another;
(2) uses or exhibits a deadly weapon; or
(3) causes bodily injury to another person or threatens or places another person in fear of imminent bodily injury or death, if the other person is:
(A) 65 years of age or older; or
(B) a disabled person.10
A factfinder could convict a defendant of conspiracy to commit aggravated robbery by concluding that there was an agreement to (1) commit robbery and (2) engage in one or more of the acts enumerated in the aggravated robbery statute, without finding that physical force against the person of another was actually used or that there was an attempted or threatened use of such force.
We respectfully disagree with the Third Circuit’s reasoning in this regard. That court held that a conspiracy to commit robbery came within the “force” clause because Pennsylvania law, under which the prior conviction was obtained, “requires that the crime that was the object of the conspiracy be defined for the jury” and therefore that “the elements of criminal conspiracy to commit robbery ... subsume the elements of robbery.”
The primary question presented by this appeal is whether a conviction under Texas law for conspiracy to commit aggravated robbery is within what many courts have called the “residual clause”
The only document pertaining to Gore’s prior conviction in our record is the indictment. Gore correctly observes that we cannot deduce from the indictment whether his conviction was for a conspiracy to commit conduct described in subsection (a)(3) of the Texas aggravated robbery statute or another subsection of that statute.
Gore asserts that the least culpable
to find that a state statute creates a crime outside the generic definition of a listed crime in a federal statute requires more than the application of legal imagination to a state statute’s language. It requires a realistic probability, not a theoretical possibility, that the State would apply its statute to conduct that falls outside the generic definition of a crime.23
The Supreme Court has held that a defendant “must at least point to his own case or other cases in which the state courts in fact did apply the statute in the special (nongeneric) manner for which he argues.”
We must determine, therefore, whether the least culpable means of committing aggravated robbery under Texas law, including an overt act by one of the conspirators, “involves conduct that presents a serious potential risk of physical injury to another.”
Ill
Gore asserts that the residual clause of the ACCA categorically excludes conspiracy offenses, arguing that if Congress had intended for the residual clause to include conspiracies, it would have said so.
Our decision in Martinez issued more than a decade before the Supreme Court’s decision in James v. United States, in which the Supreme Court held that attempted burglary as defined by Florida law was a “violent felony” within the meaning of the ACCA’s residual clause.
The Supreme Court in James then examined the legislative history of the ACCA. We will not repeat that discussion here, in the interest of brevity. We note only that the Court recognized that in the deliberations leading up to the ACCA’s adoption in 1984, the House rejected a version that would have imposed increased incarceration periods if there were two prior convictions for “ ‘any robbery or burglary offense, or a conspiracy or attempt to commit such an offense.’ ”
The Supreme Court’s reasoning with regard to attempted offenses and Congress’ intent in adopting the residual clause applies with equal force to conspiracies. The residual clause does not by its terms exclude all conspiracy offenses. Its “reach is broad enough to encompass at least some such offenses.”
IV
Gore contends that his prior offense of conspiring to commit aggravated robbery does not present “a serious potential risk of physical injury to another” because he did not commit any overt act, he did not threaten an individual or possess a firearm, and he was not in the vicinity of any robbery. He also notes that under Texas law, merely stating “I’ve got a gun” satisfies the requirement of threatening or placing a person in fear of imminent bodily injury or death.
In determining if a prior conviction is a “violent felony,” we are guided by three relatively recent decisions of the Supreme Court construing and applying the ACCA’s residual clause, James v. United States,
In James, the Supreme Court concluded that in order to determine whether an offense, including an “attempt” offense, was a “violent felony” within the meaning of § 924(e)(2)(B)(ii)’s residual clause,
Texas law requires “an overt act in pursuance of the agreement” as an element of a conspiracy conviction.
This court has previously recognized that the “defining feature of robbery under the Texas statute is the actual or threatened assaultive conduct.”
There was no requirement that an actual confrontation occur to sustain Gore’s conviction under Texas law. However, the Supreme Court’s reasoning in James with respect to attempted burglary seems to us equally applicable to Gore’s offense. The Supreme Court recognized that “[t]he main risk of burglary arises not from the simple physical act of wrongfully entering onto another’s property, but rather from the possibility of a face-to-face confrontation between the burglar and a third party — whether an occupant, a police officer, or a bystander — who comes to investigate.”
We are cognizant that the decision in James cited our court’s decision in United States v. Martinez,
In James, the Supreme Court looked to the United States Sentencing Commission’s career offender enhancement as “evidence that a crime like attempted burglary poses a risk of violence similar to that presented by the completed offense.”
There is additional reasoning in James that is persuasive in the present case. It had been argued that courts “cannot treat [a crime] as an ACCA predicate offense unless all cases present” a serious risk of bodily injury.
An agreement to commit aggravated robbery presents a serious potential risk of injury even if it is agreed that a conspirator other than the defendant whose conviction is at issue would actually carry out the aggravated robbery. The existence of the agreement itself presents a serious potential risk that the agreement will be carried forward. As the Supreme Court has recognized in other contexts, a “conspiracy poses a ‘threat to the public’ over and above the threat of the commission of the relevant substantive crime— both because the ‘combination in crime makes more likely the commission of other crimes’ and because it ‘decreases the probability that the individuals involved will depart from their path of criminality.’ ”
Our conclusion that Gore’s prior conviction was for a “violent felony” is consistent
By contrast, the crime of conspiracy to commit aggravated robbery is similar in kind as well as degree of risk posed to burglary, arson, extortion, or crimes involving the' use of explosives. The risk typically posed by the least culpable means of committing conspiracy to commit aggravated robbery under Texas law is that a victim will be confronted by the assaulter in an attempt to take property from the victim by means of bodily injury or threatening or placing another at risk of imminent bodily injury or death. The degree of risk is at least as great as that posed by burglary or extortion,
The Supreme Court’s decision in Begay concluded that the ACCA’s definition of “violent felony” is “conduct” that makes it “more likely that an offender, later possessing a gun, will use that gun deliberately to harm a victim.”
It can be argued that someone like Gore, who agrees that his co-conspirator should actually carry out a violent crime, presents no risk of “pulling the trigger” were he to possess a gun because he is averse to himself engaging in assaultive conduct. In other words, it could be argued that such an offender has exhibited a lack of willingness to carry out his intended violent crimes personally. However, we do not think that such an argument can be squared with the language used in the ACCA or the Supreme Court’s construction of it. As already discussed, the Supreme Court, in applying the ACCA, found persuasive the Sentencing Commission’s inclusion of attempt and conspiracy offenses in the Commission’s definition of a “crime of violence” for purposes of its career offender enhancement.
Gore was convicted as an offender armed with a gun. The question is whether Congress intended for increased incarceration to be imposed based on his career criminal status. Even if an offender, such as Gore, agreed that another co-conspira
While there may be some attempted burglaries that do not present a serious potential risk of physical injury to another, the same is true of completed burglaries — which are explicitly covered by the statutory language and provide a baseline against which to measure the degree of risk that a nonenumerated offense must “otherwise” present in order to qualify.
Rather, the proper inquiry is whether the conduct encompassed by the elements of the offense, in the ordinary case, presents a serious potential risk of injury to another.93
We are satisfied that conspiracy to commit aggravated robbery, in the ordinary case, presents a serious risk of injury to another, similar in kind and degree to the enumerated offenses in § 924(e)(2)(B)(ii).
We are not the first circuit court to consider the issue. The Fourth Circuit has held that a prior conviction for conspiracy to commit robbery with a dangerous weapon under North Carolina law was a violent felony within the meaning of the ACCA’s residual clause, even though North Carolina law did not require an overt act in furtherance of the conspiracy.
The Tenth Circuit reached a different conclusion almost twenty years ago,
More recently, the Eleventh Circuit has held that a conviction for conspiracy to commit “ ‘strong arm robbery’ ” was not a crime of violence within the meaning of section 4B1.1 of the Sentencing Guidelines.
We respectfully disagree with the Tenth Circuit’s decision in King.
V
Gore also contends that the district court erred when it determined that he was a career offender on the basis of an incorrect statute, Texas Penal Code § 7.02, Criminal Responsibility for Conduct of Another, rather than the Texas Conspiracy statute, Texas Penal Code § 15.02. Because Gore raises this issue for the first time on appeal, we review for plain error.
VI
Relying on Justice Scalia’s dissenting opinion in James v. United States
Gore also appears to argue that he was denied the Sixth Amendment right to a fair trial because the sentencing court was prohibited by the categorical approach from inquiring into the underlying facts of his prior conviction. In support of this argument, Gore cites Justice Thomas’ eon
For the foregoing reasons, we AFFIRM the district court’s judgment.
Notes
. 18 U.S.C. § 924(e).
. United States v. Harrimon,
. 18 U.S.C. § 924(e)(1).
. Id. § 924(e)(2)(B).
. See Tex. Penal Code § 29.03(b) (defining aggravated robbery as a "felony of the first degree”); id. § 15.02(d) (defining criminal conspiracy as an offense that “is one category lower than the most serious felony that is the object of the conspiracy”); id. § 12.33(a) (“An individual adjudged guilty of a felony of the second degree shall be punished by imprisonment in the Texas Department of Criminal Justice for any term of not more than 20 years or less than 2 years.”).
. 18 U.S.C. § 924(e)(2)(B)(i).
. Tex. Penal Code § 15.02(a).
. United States v. Coleman,
. Tex. Penal Code § 29.02(a).
. Id. § 29.03(a).
. See, e. g., Thompson v. State,
. See United States v. White,
. United States v. Preston,
. United States v. Villegas-Hernandez,
. See, e. g., Johnson v. United States, — U.S. —,
. See, e. g., James v. United States,
. See, e. g., Johnson,
. See Tex. Penal Code § 29.03.
. See, e. g., Johnson,
. See Tkx. Penal Code § 29.03(a)(3).
. See id. § 29.02(a)(1) (defining "robbery,” an element of aggravated robbery, to include “recklessly” causing bodily injury to another in the course of committing theft and with the intent to obtain or maintain control of the property).
. See id. § 29.03(a)(3) (requiring, in relevant part, "bodily injury” to a person who is disabled or 65 years or older in order for robbery to become aggravated robbery under this subsection).
. Gonzales v. Duenas-Alvarez,
. Id.
. See Tex. Penal Code § 29.03(a)(3).
. See id. § 15.02(a)(2).
. 18 U.S.C. § 924(e)(2)(B)(ii).
. See, e. g„ 18 U.S.C. § 3559(c)(2)(F)(i), defining "serious violent felony”:
(F) the term "serious violent felony” means—
(i) a Federal or State offense, by whatever designation and wherever committed, consisting of murder (as described in section 1111); manslaughter other than involuntary manslaughter (as described in section 1112); assault with intent to commit murder (as described in section 113(a)); assault with intent to commit rape; aggravated sexual abuse and sexual abuse (as described in sections 2241 and 2242); abusive sexual contact (as described in sections 2244(a)(1) and (a)(2)); kidnapping; aircraft piracy (as described in section 46502 of Title 49); robbery (as described in section 2111,2113, or 2118); carjacking (as described in section 2119); extortion; arson; firearms use; firearms possession (as described in section 924(c)); or attempt, conspiracy, or solicitation to commit any of the above offenses; and
(ii) any other offense punishable by a maximum term of imprisonment of 10 years or more that has as an element the use, attempted use, or threatened use of physical force against the person of another or that, by its nature, involves a substantial risk that physical force against the person of another may be used in the course of committing the offense ....
(emphasis added).
.
. Id. at 1053.
. Id.
.
. Id. at 198,
. Id. at 198-200, 127 S.Ct. 1586.
. Id. at 199,
. Id.
. Id. at 200,
. Id. (quoting S. 52, 98th Cong., 2d Sess., § 2 (1984)).
. Id. at 201,
. Id.
. Id.
. See United States v. Davis,
.
.
.
.
. Id. (quoting Jones v. State,
. Id.
. Id. at 203,
. Tex. Penal Code § 15.02(a)(2).
. Model Penal Code § 5.03(5) ("Overt Act. No person may be convicted of conspiracy to commit a crime, other than a felony of the first or second degree, unless an overt act in pursuance of such conspiracy is alleged and proved to have been done by him or by a person with whom he conspired.”).
. McCann v. State,
. Tex. Penal Code § 15.02(a).
. 18 U.S.C. § 924(e)(2)(B)(ii).
. United States v. Davis,
. Id. (internal citation and footnote omitted).
. Id. at 287.
. James v. United States,
. Id.
. Id. at 205 n. 4,
. Id. at 206,
. Id. at 207,
. Id. at 206,
. Id.
. Id. at 207,
. Id.
. Id.
. Id.
. Id. at 208,
. Id.
. Id.
. Id. at 209,
. United States v. Jimenez Recio,
. Compare United States v. White,
. Begay v. United States,
. Chambers v. United States,
. James v. United States,
. Begay,
. Id. at 142,
. Id. at 143,
. 18 U.S.C. § 924(e)(2)(B)(ii).
. Begay,
. Chambers v. United States,
. Id.
. See Begay,
. Id. at 145,
. Id. at 146,
. Id.
. Chambers,
. See James v. United States,
. See 18 U.S.C. § 924(e).
. United States v. Vickers,
. James,
. United States v. White,
. Id. at 371.
. Id.
. Id. at 372; see also United States v. Chimurenga,
. United States v. King,
. James v. United States,
. Begay v. United States,
. Chambers v. United States,
. King,
. Id. (citing United States v. Permenter, 969 F.2d 911 (10th Cir.1992); United States v. Strahl,
. United States v. Whitson,
. Id. at 1221.
. Id. at 1222.
. Id. at 1223 (citing Begay v. United States,
. See United States v. King,
. See
. United States v. Gonzalez-Terrazas,
. Id. (citations omitted).
.
. Id. at 210 n. 6,
.
.
. Adams v. Unione Mediterranea Di Sicurta,
Concurrence Opinion
specially concurring:
I join the panel opinion and here explain my view that the issues presented are best resolved by a straightforward application of the analytic approach developed by the Supreme Court in Begay v. United States.
I read Begay as instructing us to use a two-step inquiry to determine whether a particular offense falls within the ambit of the Residual Clause. First, we ask whether the offense in question is a similar kind of offense as the four example crimes. Next, we ask whether it poses a similar degree of risk. The answer to both questions is yes as to conspiracy to commit aggravated robbery as defined under Texas law.
As to the first step of that inquiry, the four example crimes demonstrate that the kind of crimes the Residual Clause targets are “ ‘certain general categories of property crimes’ ” that invariably “ ‘present! ] a risk of injury to persons.’ ”
In this case, I conclude that conspiracy to commit aggravated robbery is similar in kind to the four example crimes. I arrive at that conclusion in two steps. First, aggravated robbery is quite plainly the kind of purposeful, violent, and aggressive property crime that entails a substantial risk of injury to its victim. Robbery, by definition, is a violent form of theft.
In turn, conspiracy to commit aggravated robbery is the same kind of crime as aggravated robbery. A criminal conspiracy derives its nature from the crime whose commission is the conspiracy’s object.
The second step asks whether conspiracy to commit aggravated robbery poses a degree of risk that is similar to the degree of risk posed by the four example crimes. To determine whether conspiracy to commit aggravated robbery creates a sufficiently serious potential risk of physical injury to another, we compare the risk it poses to the risk “posed by its closest analog among the enumerated offenses.”
In my view, the United States Sentencing Commission has answered this question for us. The ACCA’s definition of “violent felony” is identical in all respects material to this appeal to the definition of “crime of violence” found in § 4B1.2(a) of the Sentencing Guidelines. On numerous prior occasions we have “applied our holdings under the residual clause of the ACCA to analyze the definition of crimes of violence under § 4B1.2, and vice versa.”
When the Sentencing Guidelines use a term such as “conspiracy” to describe an offense, we employ a “ ‘common sense approach’ ” based on the term’s “ ‘generic, contemporary meaning’ ” to determine whether it encompasses a particular state’s version of that offense.
For these reasons, as well as those laid out in the panel opinion, I conclude that the Texas offense of conspiracy to commit aggravated robbery is a violent felony within the meaning of the Residual Clause of 18 U.S.C. § 924(e)(2)(B)(ii).
.
. Id. at 142,
. Id. at 143,
. James v. United States,
. Id.
. Begay,
. See United States v. Santiesteban-Hernandez,
. See United States v. Davis,
. United States v. Guardiola,
. See James,
. See Tex. Penal Code § 15.02(d) (providing that a conspiracy offense is punishable as a felony that "is one category lower than the most serious felony that is the object of the conspiracy”); 15A C.J.S. Conspiracy § 98 ("Although criminalization of conspiracy punishes the inchoate offense by prosecuting the agreement itself, separating and stigmatizing jointly planned criminal activity prior to its completion, the crime of conspiracy is directed at the intended result of that agreement.” (footnote omitted)).
. James,
. Compare Begay,
. United States v. Mohr,
. James,
. U.S. Sentencing Guidelines Manual § 4B1.2 cmt. n.l (2010).
. United States v. Hernandez-Galvan,
. “[A]bsent plain indication to the contrary, federal laws are not to be construed so that their application is dependent on state law,” Taylor,
. Tex. Penal Code § 15.02(a)(2). That feature of the Texas statute distinguishes this case from both United States v. Whitson,
. U.S. Sentencing Guidelines Manual § 4B 1.2(a)(2) (2010).
. Relying on the Commission's empirical research also avoids the variability and indeterminacy that would attend an alternate approach, as it eliminates the need to wrestle with the difficulty created by the fact that the Court has explicitly instructed us that the Residual Clause covers only those "crimes that are roughly similar ... in degree of risk posed” to the four example crimes, Begay,
