Lead Opinion
with whom Chief Judge SCHROEDER, Judges PREGERSON, HAWKINS, THOMAS, McKEOWN, W. FLETCHER, GOULD, PAEZ, BERZON, RAWLINSON, and MILAN D. SMITH, JR., join, and with whom Judges BYBEE, BEA, and IKUTA join as to Part V:
The three-judge panel that originally heard this appeal on July 24, 2006, issued a sua sponte call for hearing this appeal en banc to reconcile two of our decisions construing United States Sentencing Guideline (“U.S.S.G.”) § 4A1.2(e). A majority of the active judges of our court voted to hear the appeal en banc to address the question whether a suspended sentence of thirty days or more constitutes a “term of imprisonment of at least thirty days” under § 4A1.2(c)(1), and thus should be counted in the defendant’s criminal history score. In United States v. Williams,
I.
On March 21, 2003, Yakima Police Department officers stopped a vehicle driven by Luis Emilio Gonzales. When the officers approached the vehicle, they observed a knife under the driver’s seat and a marijuana bud in plain view. Gonzales was arrested. During a search incident to arrest, the officers also found a gym bag on the passenger-side floor containing methamphetamine and a loaded gun. When questioned, Gonzales admitted that he was a convicted felon. Before the car was impounded, officers discovered two additional guns in the trunk, one of which had been reported stolen. At the police station, Gonzales admitted ownership of the drugs and that he was a drug dealer. Gonzales also admitted that all of the guns in the car were his and that he knew that one of the guns was stolen.
Gonzales had been previously convicted in Washington state court for possession of a stolen firearm, in August 1996 and again in November 2001. In December 2002, Gonzales was also convicted of third-degree driving with a suspended license and sentenced to thirty days in jail. The entire sentence, however, was suspended.
On October 1, 2003, Gonzales pled guilty pursuant to a written plea agreement to possession of a firearm by a felon in violation of 18 U.S.C. § 922(g)(1), and possession of a stolen firearm in violation of 18 U.S.C. § 922(j).
At sentencing, Gonzales objected to a four-level enhancement for possession of a firearm in connection with another felony offense under U.S.S.G. § 2K2.1(b)(5) and to the inclusion of one criminal history point for his conviction of third-degree
II.
We have jurisdiction under 28 U.S.C. § 1291. We review a district court’s interpretation of the Sentencing Guidelines de novo, its application of the Sentencing Guidelines to the facts for abuse of discretion, and its factual findings for clear error. United States v. Kimbrew,
III.
Gonzales argues that because his thirty-day sentence for driving with a suspended license was entirely suspended, it should have been excluded under U.S.S.G. § 4A1.2(c)(1) (2003). We agree. Section 4A1.1 instructs that the following points be added to a defendant’s criminal history score for prior criminal sentences:
(a) Add 3 points for each prior sentence of imprisonment exceeding one year and one month.
(b) Add 2 points for each prior sentence of imprisonment of at least sixty days not counted in (a).
(c) Add 1 point for each prior sentence not counted in (a) or (b), up to a total of 4 points for this item.
§ 4A1.1. The Application Notes to § 4A1.1(c) direct us to the definition of “prior sentence” in § 4A1.2(a).
Section 4A1.2(a)(1) defines “prior sentence” as “any sentence previously imposed upon adjudication of guilt ... for conduct not part of the instant offense.” Section 4A1.2(a)(3) further provides that a totally suspended sentence “shall be counted as a prior sentence under § 4A1.1(c).” § 4A1.2(a)(3). This is the provision upon which the Williams opinion rested. As the government notes, however, the Williams analysis failed to account for § 4A1.2(b)-(c) and the related Commentary.
Section 4A1.2(b)(1) states that “[t]he term ‘sentence of imprisonment’ means a sentence of incarceration and refers to the maximum sentence imposed.” The corresponding Application Notes state that “[t]o qualify as a sentence of imprisonment, the defendant must have actually served a period of imprisonment on such sentence.” § 4A1.2, cmt. n. 2. In other words, a “sentence of imprisonment” requires a period of confinement. Section 4A1.2(b)(2) further provides that if a sentence is partially suspended, the “sentence of imprisonment” refers only to the non-suspended portion. Therefore, while a totally suspended sentence could never result in additional criminal history points under § 4A1.1(a) or (b), it could result in one additional point under § 4A1.1(c), depending on the nature of the prior offense and whether or not the prior offense is deemed “countable” under that section.
The Application Note for § 4A1.1(c) makes clear that “[sjentences for certain specified non-felony offenses are counted only if they meet certain requirements” as outlined by § 4A1.2(c)(1). § 4A1.1, cmt. n. 3. In § 4A1.2(e)(1), the Sentencing Commission has specified which sentences should or should not be counted, presumably based upon the degree of seriousness of the underlying offense. While, under § 4A1.2(c), sentences for all felony of
Sentences for the following prior offenses and offenses similar to them, by whatever name they are known, are counted only if (A) the sentence was a term of probation of at least one year or a term of imprisonment of at least thirty days, or (B) the prior offense was similar to an instant offense....
§ 4A1.2(c)(1) (emphasis added). The Guidelines next identify the misdemeanor and petty offenses, including driving with a suspended license, that should be counted only if the sentence imposed was a term of probation of at least one year or a term of imprisonment of at least thirty days, or if the prior offense was similar to the instant offense.
The issue before us is whether a totally suspended thirty-day sentence constitutes a “term of imprisonment” of at least thirty days. While “term of imprisonment” is not specifically defined,
Sentences for misdemeanor and petty offenses are counted, except as follows: (1) Sentences for the [listed] prior offenses and offenses similar to them, by whatever name they are known, are counted only if (A) the sentence was a term of probation of at least one year or a term of imprisonment of at least thirty days....
§ 4A1.2(c)(1).
We agree with the government that at least as used in this provision in Chapter Four of the Guidelines Manual, there is no meaningful distinction discernable between the phrase “the sentence was ... a term of imprisonment” and the phrase “sentence of imprisonment,” which is fully defined in § 4A1.2(b), the preceding subsection.
IV.
We next address our prior holdings in Williams and Hernandez-Hernandez. Williams argued that his totally suspended six-month sentence for a criminal mischief conviction was excludable under § 4A1.2(c)(1) because the offense was similar to disorderly conduct, one of the misdemeanors listed in § 4A1.2(e)(1). Williams,
Therefore, if the Williams panel had found that criminal mischief was a qualifying misdemeanor under § 4A1.2(c)(1), then the defendant’s suspended sentence should have been excluded. But if criminal mischief was not considered a qualifying misdemeanor, then the defendant’s suspended sentence would have counted as a prior sentence, and properly resulted in one additional point. To the extent the Williams opinion failed to properly determine whether the defendant’s suspended sentence was excludable under § 4A1.2(e)(1), and therefore reached an incorrect result, we now overrule it.
We were confronted with a similar situation in Hernandez-Hernandez, where the defendant argued that his ninety-day sentence for a conviction for threats to do harm, of which eighty-seven days were
While the Hernandez-Hernandez panel recognized that its holding “may appear to be at odds with [Williams ],” it inadequately distinguished Williams. Hernandez-Hernandez,
V.
Gonzales also argues that the district court erred in concluding that he possessed a firearm in connection with another felony offense under U.S.S.G. § 2K2.1(b)(5) (2003).
VI.
For the foregoing reasons, we vacate Gonzales’s sentence and remand to the district court for resentencing.
VACATED and REMANDED.
Notes
. Section 4A1.2(c)(2) goes on to list certain offenses for which sentences are "never counted.”
. The dissent, taking language out of context from a few of our cases, asserts, without any legal support, that the "plain meaning” of the phrase "term of imprisonment” is the sentence imposed, not the period of confinement. See Dissent, infra at 947-49. The dissent is incorrect. Black’s Law Dictionary defines "term” as "[a] fixed period of time” and "imprisonment” as "[t]he act of confining a person, esp. in a prison” or "[t]he state of being confined; a period of confinement.” Black's Law Dictionary 1510, 773 (8th ed.2004). Combining the two definitions, the plain meaning of the phrase "term of imprisonment” is "period of confinement.” Thus, the plain meaning of the phrase supports our view that, at least for the purposes of construing Chapter Four of the Sentencing Guidelines, "term of imprisonment” means a term of actual confinement.
.In United States v. Echavairia-Escobar, we addressed an entirely different issue: whether a suspended sentence constitutes an aggravated felony for purposes of enhancing a present sentence under 8 U.S.C. § 1326(b)(2).
. In the current 2006 edition of the Guidelines, possession of a firearm in connection with another felony offense falls under § 2K2.1(b)(6).
. It is unclear from the sentencing transcript whether the district court based the § 2K2.1(b)(5) enhancement on felony distribution of methamphetamine or felony possession of methamphetamine. However, the record supports an enhancement based on either felony offense.
Concurrence Opinion
with whom BYBEE and BEA, Circuit Judges, join, concurring in part and dissenting in part:
In parts II and III of the majority’s opinion, the majority equates the undefined phrase “term of imprisonment” and the defined term “sentence of imprisonment.” Because this is contrary to the plain language of the Guidelines, I dissent.
I
In 2002, Emilio Gonzales was sentenced to thirty days in jail — which jail time was completely suspended — on a conviction for driving with a suspended license. At sentencing on the instant offense, the district court added a criminal-history point for this 2002 conviction, pursuant to § 4A1.1(c) of the Guidelines.
Section 4A1.1(c) instructs courts to “[a]dd 1 point for each prior sentence. ....” U.S.S.G. § 4A1.1(c) (2002). Commentary to § 4A1.1(c) tells us that § 4A1.2(a) provides a definition of “prior sentence.” U.S.S.G. § 4A1.1(c), cmt. n. 3.
In defining “prior sentence,” § 4A1.2(a) states, “[t]he term ‘prior sentence’ means any sentence previously imposed ... for conduct not part of the instant offense.” U.S.S.G. § 4A1.2(a)(1). Section
There are, however, exceptions to this framework. Specifically, the commentary to § 4A1.1(e) notes an exception to the application of the one additional criminal-history point for certain non-felony offenses. U.S.S.G. § 4A1.1(c), cmt. n. 3. This commentary instructs the court to turn to § 4A1.2(e)(1) for more information. Id. Section 4A1.2(c)(1) tells the court that for purposes of computing criminal history “[sentences for the following prior offenses and offenses similar to them, by whatever name they are known, are counted only if ... the sentence was a term of probation of at least one year or a term of imprisonment of at least thirty days.... ” U.S.S.G. § 4A1.2(c)(1) (emphasis added). “Driving ... with a suspended license” is on the list that follows. Id.
Applying this exception to the case at hand, we are asked to determine whether Gonzales’s 2002 thirty-day suspended sentence for driving with a suspended license was “a term of imprisonment of at least thirty days.” U.S.S.G. § 4A1.2(c)(1). If yes, the sentence is counted toward his criminal history; if no, it is excluded.
II
“[Tjerm of imprisonment” is not defined in the Guidelines. “In the absence of controlling authority, we turn to the plain language of the guidelines.” United States v. Brownstein,
Thus, under the plain meaning of the Guidelines, when a court sentences a defendant to 30-days jail time, it is a “term of imprisonment” that must be factored into a defendant’s criminal-history score, even if it was for a non-felony offense listed in § 4A1.1(e). In this context, it is irrelevant whether a term of imprisonment imposed by the court was totally suspended, because § 4A1.2(a)(3) states that “[a] conviction for which the imposition or execution of sentence was totally suspended or stayed shall be counted as a prior sentence under § 4A1.1(c).”
In this case, the term of imprisonment imposed by the court for Gonzales’s 2002 conviction for driving with a suspended license was 30 days. Accordingly, this non-felony conviction is not excepted by § 4A1.2(c)(l), and the district court was
This plain language reading makes it clear that the phrase “term of imprisonment” as used in § 4A1.2(c)(l) is not ambiguous. Nor does the majority claim that it is. Accordingly,
[o]nce it recognized that the statute is unambiguous, the panel should have stopped, for it is a paramount principle of statutory construction that [wjhere [a statute’s] language is plain and admits of no more than one meaning the duty of interpretation does not arise, and the rules which are to aid doubtful meanings need no discussion.
Amalgamated Transit Union Local 1309 v. Laidlaw Transit Servs., Inc.,
Ill
Instead of applying the plain language of the Guidelines as written, the majority concludes that context, grammatical structure, and a well-placed ellipsis require reading the phrase “term of imprisonment” as having the same meaning as the phrase “sentence of imprisonment.” See Maj. Op. at 944 (“[T]here is no meaningful distinction discernable between the phrase ‘the sentence was ... a term of imprisonment’ and the phrase ‘sentence of imprisonment. ...’”).
The majority is mistaken. According to “a well-established canon of statutory interpretation ... the use of different words or terms within a statute demonstrates that Congress intended to convey a different meaning for those words.”
The fact that the Sentencing Commission created a separate definition for the phrase “sentence of imprisonment” supports this presumption. Courts typically use the phrase “term of imprisonment” and “sentence of imprisonment” interchangeably to refer to the period of confinement ordered by the court. See, e.g., United States v. Augustin,
In order to instruct courts to deviate from the common usage of “sentence of imprisonment,” the Guidelines give this phrase a distinct meaning under the “Definitions and Instructions for Computing Criminal History.” U.S.S.G. § 4A1.2. As used in computing criminal history, “ ‘sentence of imprisonment’ means a sentence of incarceration and ... refers only to the portion that was not suspended.” U.S.S.G. § 4A1.2(b)(1)-(2). In other words, a “sentence of imprisonment” for criminal-history purposes, is not the length of imprisonment imposed, but the length of the imprisonment imposed less any suspended portion.
There is nothing in the Guidelines that permits the usurpation of this definition for use in § 4A1.2(c)(1). If the Sentencing Commission had wanted to use the phrase “sentence of imprisonment” with its associated, non-obvious definition in § 4A1.2(c)(1), it could have done so. It did not, compelling the conclusion that the Sentencing Commission did not intend “term of imprisonment” to have the same meaning as “sentence of imprisonment.” Thus, the majority’s conclusion that “there is no meaningful distinction” between the phrases “the sentence was ... a term of imprisonment” and “sentence of imprisonment,” Maj. Op. at 944, requires a strained interpretation of these phrases.
The majority does not suggest the Sentencing Commission’s use of the undefined phrase “term of imprisonment” in § 4A1.2(c)(1) is unreasonable. Nor could it. The “purpose of § 4A1.2(c)(1) ... is to assign criminal-history points to defendants who have received substantial sentences for the otherwise minor offense listed in the provision.” United States v. Ramirez,
Moreover, although the majority notes that its interpretation of “term of imprisonment” is based in part on its context, see Maj. Op. at 944-45, a plain reading of § 4A1.2(c)(1) in context actually supports the conclusion that “term of imprisonment” refers to the term imposed. As noted above, § 4A1.2(c)(1) instructs courts to count certain offenses only if “the sentence was a term of probation of at least one year or a term of imprisonment of at least thirty days.” The parallel structure of this provision raises the inference that the Sentencing Commission intended to give the same meaning to the word “term” in “term of probation” and the word “term” in “term of imprisonment.” As recognized by two of our sister circuits, the plain meaning of the phrase “term of
Finally, I give little weight to the fact that the government (and not just Gonzales) recently supported the majority’s interpretation. The government conceded at oral argument that it took the opposite position just a few years ago in United States v. Williams,
IV
For the foregoing reasons, I dissent from the majority’s decision on the treatment of Gonzales’s 2002 conviction under U.S.S.G. § 4A1.2(c)(1). I concur, however, in the majority’s holding on Gonzales’s § 2K2.1(b)(5) argument.
. "Commentary in the Guidelines Manual that interprets or explains a guideline is authoritative unless it violates the Constitution or a federal statute, or is inconsistent with, or a plainly erroneous reading of, that guideline.” United States v. Thornton,
. We use traditional canons of statutory construction to interpret the sentencing guidelines. United States v. Soberanes,
