Jay Bradley Gilgert pleaded not guilty by reason of insanity to making a threat against the President of the United States in violation of 18 U.S.C. § 871. After a hearing, the district court found that Mr. Gilgert had failed to prove that his release into the community “would not create a substantial risk of bodily injury to another person” under 18 U.S.C. § 4243(e) and committed Mr. Gilgert to the custody of the Attorney General of the United States.
On Mr. Gilgert’s appeal, we confront three issues: (1) the applicable standard of review; (2) the applicable evidentiary standard; and (3) whether the district court’s finding on the merits of Mr. Gilgert’s request for release constitutes reversible error. As to the first two issues, we hold that clear error review applies and that Mr. Gilgert must prove that he meets the standard under § 4243 by clear and convincing evidence. Applying these standards to the merits, we hold that the district court did not clearly err and therefore affirm.
I. BACKGROUND
A. The Conduct, the Indictment, and the Plea
Prior to his arrest, Mr. Gilgert was a part-time janitor who was an out-patient at the Valley Mental Health Hospital in Salt Lake City, Utah. On March 28, 2001, Mr. Gilgert telephoned a counselor at the hospital and left a voice message, in which Mr. Gilgert “threatened to kill President [George W.] Bush,” as well as Mr. Gil-gert’s case manager and the facility manager, if “action was not taken” on his behalf. Rec vol. IV, defs ex. A, at 1 (Memorandum of Record re “Jay B. Gil-gert threat against President Bush, case workers,” dated March 28, 2001). Subsequently, a federal grand jury indicted Mr. Gilgert for making, “[o]n or about March 28, 2001, a threat to inflict bodily harm against the President of the United Statesf ] in violation of 18 U.S.C. § 871(a).” Rec. vol. 1, doc. 16, at 1-2 (Indictment, filed Sept. 12, 2001). Mr. Gil-gert waived his right to trial and entered a plea of not guilty only by reason of insanity. The district court accepted Mr. Gil-gert’s plea, finding him not guilty only by reason of insanity. After a hearing, the district court ordered Mr. Gilgert committed to a mental hospital for a psychological examination and report.
After Mr. Gilgert had been examined at a mental hospital, the district court held an evidentiary hearing to determine whether Mr. Gilgert’s release into the community would “create a substantial risk of bodily injury to another person” under 18 U.S.C. § 4243(e). Mr. Gilgert was present and medicated at the evidentiary hearing, and addressed the district court on several occasions. In one exchange at the hearing, Mr. Gilgert interrupted the district court, inexplicably mentioned the actress Bridget Fonda, and said to the district court, “[y]ou can’t investigate and frame me like this.” Rec. vol. II, doc. 1, at 10 (Transcript of Hr’g dated Jan. 14, 2002).
At the hearing, the parties disputed both which evidentiary standard applied and whether Mr. Gilgert satisfied whichever standard applied. The parties stipulated as to the admission of four documents: (1) a Secret Service Memorandum of Record; (2) a Secret Service Report; (3) a Forensic Evaluation Report; and (4) a Risk Assessment Report. Mr. Gilgert produced no other evidence or witnesses at the hearing. Because the district court relied on these four documents in making its finding, we summarize their contents in some detail.
1. Secret Service Memorandum of Record
The Secret Service Memorandum of Record briefly recounts the events leading up to the charge levied against Mr. Gil-gert. The memorandum states that Mr. Gilgert phoned Valley Mental Health and “threatened to kill President Bush, Kevin (Mr. Gilgert’s case manager), and Aura Snarr [manager of Valley Mental Health] if action was not taken.” Rec vol. IV, def s ex. A, at 1 (Memorandum of Record, dated March 28, 2001).
The memorandum also discusses Mr. Gilgert’s criminal and mental health record. The report states that (1) “Mr. Gil-gert has a history of violence!,] particularly if he is not taking his medication;” (2) his medical records indicate that he “has made several threats against U.S. Secret Service protectees in the past;” (3) Valley Mental Health personnel have received unconfirmed reports that he “was or is involved in the production of pipe bombs;” (4) “Mr. Gilgert has an extensive criminal history with multiple arrests;” and (5) that he “has been investigated numerous times (12) by the U.S. Secret Service.” Id.
2. Secret Service Investigative Report
A secret service investigative report summarizes Mr. Gilgert’s offense conduct and the statements made by Mr. Gilgert to secret service agents in an interview. The report states that because of both Mr. Gilgert’s threats at Valley Mental Health that he “needed to kill someone,” and “his violence toward treatment workers in the past,” Valley Mental Health has refused to provide Mr. Gilgert with further treatment. Rec. vol. IV, defs Ex. B, at 2 (Electronic Memorandum re Jay Bradley Gilgert, dated Apr. 17, 2001). According to the report, “[Mr.] Gilgert makes threats ... due to irregular or lack of medication.” Id. The report describes Mr. Gilgert as “extremely manic and agitated,” and states that he “rambled from topic to topic and was insistent that the government was wiretapping his phone calls and stealing things from his living quarters.” Id. at 4. The report further states that although agents obtained a written statement from Mr. Gilgert that he did “not intend to harm or want to kill P. Bush,” Mr. Gilgert immediately became “[h]ostile” and “shout[ed] that he did not have to incriminate himself and then tore up the piece of paper” containing the statement. Id.
3. Forensic Evaluation Report
The district court requested a forensic evaluation to determine whether “[Mr.] Gilgert is suffering from a mental disease or defect rendering him incompetent to the extent that he is unable to understand the nature and consequences of the court proceedings against him or to assist counsel properly in his defense, and whether or not he was insane at the time of the offense.” Rec. vol. TV, defs Ex. 1C, at 1 (Forensic Evaluation, dated Aug. 29, 2001).
Dr. Ralph Ihle, a forensic psychologist, evaluated Mr. Gilgert and concluded that “[Mr.] Gilgert evidenced severe and longstanding symptoms of a psychotic disorder,” and “experienced grandiose and. persecutory delusions about ‘government conspiracies,’ ” and about “knowing [of] assassination plans against presidents.” Id. at 13. Dr. Ihle’s report noted that Mr. Gilgert was diagnosed with paranoid schizophrenia, which involves “delusions or auditory hallucinations in the context of a relative preservation of cognitive functioning and affect,” id., that such “[d]elusions are typically persecutory or grandiose,” id., and that “the combination of persecutory and grandiose delusions with anger may predispose the individual to violence.” Id. Dr. Ihle explained that “when Mr. Gilgert has an unstable mental condition, he begins to exhibit grossly disorganized thought, becomes actively delusional, hallucinates, and becomes agitated and engages in behavior that may be intimidating or threatening toward others.” Id. In addition, Dr. Ihle found that Mr. Gilgert’s “use of alcohol and illicit substances may serve to potentiate decom-pensation 1 in his mental status and his degree of danger to others or property.” Id. at 13-14.
The report concluded that “Mr. Gilgert suffers from a significant mental disorder and was impaired at the time of the offense,” and recommended that he be “committed for hospitalization at a federal medical center.” Id. at 14 & 15.
4. Risk Assessment Report
By order of the district court, a panel at the United States Medical Center for federal prisoners in Springfield, Missouri consisting of the chief of psychiatry, a supervisory social worker, and a staff psychologist, convened to determine “whether the release of Mr. Gilgert would present a substantial risk of bodily injury to others or serious damage to the property of others.” Rec. vol. IV, defs ex. D, at 1 (Risk Assessment, dated Dec. 14, 2001). The panel’s risk assessment report noted that Mr. Gilgert’s hospital records indicate that he has received a “diagnosis of chronic paranoid schizophrenia,” has a “history of explosive threatening statements toward individuals [at Valley Mental Health],” and that Mr. Gilgert’s “threat[s] to bomb buildings in Salt Lake City” had led to his hospitalization at the Utah State
The panel’s report concluded that Mr. Gilgert “remains acutely psychotic,” and that his release “would [create] a substantial risk of bodily injury to another person or serious damage to the property of another due to his present mental disease or defect.” Id. at 5. The report further concluded that Mr. Gilgert “is in need of continued inpatient mental health care at the present time.” Id.
C. The District Court’s Order
Following the hearing, the district court issued an order, finding it “unnecessary to decide which burden of proof is applicable” because Mr. Gilgert “cannot meet either burden of proof.” Rec. vol. I, doe. 33, at 2 (Order, filed Jan. 31, 2002). The district court stated:
Relying upon the complete file, including the briefs and arguments of counsel, and Exhibits [ ], the Court finds that defendant’s release would create a substantial risk of bodily injury to another person or serious damage of property of another due to present mental disease or defect.
Id.
The district court, which made no further findings of fact, ordered Mr. Gilgert committed to the custody of the Attorney General pursuant to 18 U.S.C. § 4243(e).
This appeal followed.
II. DISCUSSION
A. Standard of Review
On appeal, the parties dispute the threshold issue of which standard of review applies to the district court’s decision applying § 4243. Section 4243 provides in part:
(d) ... a person found not guilty only by reason of insanity of an offense involving bodily injury to, or serious damage to the property of, another person, or involving a substantial risk of such injury or damage, has the burden of proving by clear and convincing evidence that his release would not create a substantial risk of bodily injury to another person or serious damage of property of another due to a present mental disease or defect. With respect to any other offense, the person has the burden of such proof by a preponderance of the evidence.
(e) If, after the hearing, the court fails to find ... that the person’s release would not create a substantial risk of bodily injury to another person or serious damage of property of another due to a present mental disease or defect, the court shall commit the person to the custody of the Attorney General.
The weight of relevant authority decisively favors clear error review. The three courts of appeal to reach this issue— the Fifth, Eighth and Eleventh Circuits— have each held that clear error review governs.
See United States v. Wattleton,
We are persuaded that the principle underlying these holdings that clear error review applies to a finding of dangerousness is a sound one, one of deference to the trial judge’s assessment after a hearing of whether the public needs protection from the danger posed by a defendant’s mental illness.
See United States v. Jain,
Thus, we join our sister circuits and hold that clear error review applies to a district court’s finding of dangerousness
In so holding, we decline Mr. Gil-gert’s invitation to analogize from our standard of review for a motion to suppress, where we review findings of facts for clear error, but we review the application of the legal standard of “reasonableness” de novo.
See United States v. Olguin-Rivera,
Further, we note that even if we did adopt Mr. Gilgert’s alternative suggestion that we analogize from our standard of review for findings of competence to stand trial,
that
rule in our circuit, contrary to Mr. Gilgert’s assertions, mandates clear error review.
See United States v. Pompey,
B. Evidentiary Standard
The parties also dispute which evi-dentiary standard applies under 18 U.S.C. § 4243(d) where the defendant was convicted of making a threat against the president in violation of 18 U.S.C. § 871. The district court did not rule on the applicable evidentiary standard, finding that Mr. Gil-gert failed to satisfy the statute
either
by a preponderance of the evidence or by a clear and convincing showing. Thus, our analysis is de novo.
See Allison v. Bank One-Denver,
This issue has not been addressed by our circuit or, with the exception of one unpublished Ninth Circuit decision discussed below, by any federal court decision. We begin then with the statute itself.
[A] person found not guilty only by reason of insanity of an offense involving bodily injury to, or serious damage to the property of, another person, or involving a substantial risk of such injury or damage, has the burden of proving by clear and convincing evidence that his release would not create a substantial risk of bodily injury to another person or serious damage of property of another due to a present mental disease or defect. With respect to any other offense, the person has the burden of such proof by a preponderance of the evidence.
18 TJ.S.C. § 4243.
Thus, under the terms of the statute, the applicable evidentiary burden that Mr. Gil-gert must satisfy turns, not on any fact particular to Mr. Gilgert, but, rather, whether, as a general matter, the crime of making a threat against the president in violation of § 871 involves “bodily injury to, or serious damage to the property of, another person, or ... a substantial risk of such injury or damage.” Id.
Certain crimes rather clearly do or do not satisfy the “injury” / “damage” / “substantial risk” standard.
Compare Jackson,
In contrast, threats do not map easily onto the taxonomy of crimes created by § 4243. A threat is a “communicated intent to inflict physical or other harm on any person or property.”
Black’s Law Dictionary
1480 (6th ed.1990) (quoted in
United States v. Gottlieb,
Although the parties’ briefs in this case similarly offer no analysis on the applicable evidentiary standard beyond their con-elusory assertions that the burden favorable to their position applies, we will try to clear the haze. As one commentator observed, “the federal courts of appeals have
Indeed, the statute now codified at 18 U.S.C. § 871 was passed in February 1917, as our nation prepared to enter World War I. Months later, a federal district court, in upholding the statute against a constitutional challenge, explained the evil that Congress sought to remedy by enacting the statute.
See United States v. Stickrath,
We might state the effect somewhat differently today. Regardless, we think it remains time that beyond any risk a threat against the president may pose to the president directly, such a threat creates a serious risk to those officers, people, and property in the vicinity of the maker of the threat, as well as to the maker of the threat himself, whether competent or not. The risk stems from the potentially extreme reaction by law enforcement officers or ordinary citizens that a threat against our nation’s commander-in-chief and chief executive officer threatens to engender.
Accordingly, the crime of making a threat against the President of the United States in violation of 18 U.S.C. § 871 necessarily involves a substantial risk of bodily injury to another person or damage to another person’s property. We therefore hold that a defendant who pleads not guilty by reason of insanity to making a threat against the president in violation of § 871 is required in a § 4243(e) hearing to prove by clear and convincing evidence that his release would not create a substantial risk of bodily injury to another person, or of serious damage to the property of another person, due to mental disease or defect afflicting the defendant at that time.
C. The Merits of the District Court’s Finding of Dangerousness
Having resolved the two threshold issues of the applicable standard of review and evidentiary burden, we turn to the merits of the district court’s application of § 4243 to Mr. Gilgert’s case. Applying the proper standard of review and evidentiary burden, the question on the merits is whether the district court clearly erred in finding that Mr. Gilgert failed to prove by clear and convincing evidence that his release would not “create a substantial risk of bodily injury to another person” under § 4243(e).
A finding is clearly erroneous when, “although there is evidence to support it, the reviewing court, on [review of] the entire record, is left with the definite and firm conviction that a mistake has been committed.”
United States v. De la Cruz-Tapia,
Mr. Gilgert argues that the district court erred because the evidence shows almost uniformly that “he is not violent and his release would not present a danger to people or property.” Aplt’s Br. at 12. In response to the district court’s reliance on the expert reports in concluding that Mr. Gilgert had failed to satisfy the statutory standard, Mr. Gilgert contends that “[t]he common theme throughout the reports is that making threats is the way Mr. Gilgert attempts to get help when his medication is not properly adjusted, rather than an actual indication of an intent to take action.” Id. at 13.
Mr. Gilgert’s arguments fail to recognize both that the statute places the evidentiary burden on him and that on clear error review, our role is not to re-weigh the evidence. Far from concluding that the district court erred, we conclude that the district court’s finding was amply supported. In his forensic evaluation report, Dr. Ihle concluded that Mr. Gilgert “engages in behavior that may be threatening to others,” Rec vol. IV, def s ex. C, at 13, that Mr. Gilgert’s use of alcohol and illicit substances may increase “his degree of danger to others or property,” id. at 14, and that Mr. Gilgert’s “combination of per-secutory and grandiose delusions with anger may predispose [him] to violence.” Id. at 13. After reviewing Mr. Gilgert’s medical records, interviewing him, and observing him on his ward, the three clinical professionals on the risk assessment panel charged specifically with assessing the risks associated with Mr. Gilgert’s possible release concluded that he “remains acutely psychotic” and that his release “would [create] a substantial risk of bodily injury to another person or serious damage to the property of another due to his present mental disease or defect.” Rec. vol. IV, defs ex. D, at 5. Moreover, the risk assessment panel found that Mr. Gilgert “is in need of continued inpatient mental health care at the present time.” Id.
Mr. Gilgert’s counsel placed no evidence to the contrary into evidence and, as his counsel acknowledged at oral argument, did not attempt to impeach through cross-examination the authors of the four reports placed in evidence, despite the opportunity to do so. The district court, based on its own observation of Mr. Gil-gert, and on its review of the stipulated reports, reached the same conclusion as the risk assessment panel.
We emphasize that in no respect do we wish to stigmatize the many members of our society who grapple with mental health issues. Such stigma was emblematic of centuries of discrimination against the mentally ill that our nation has, for the most part, fortunately outgrown. A finding of insanity, or even one of acutely delusional behavior, does not, without more, establish that a person is dangerous to the community.
Nonetheless, the record in this case compels us to hold that the district court did not clearly err in finding that Mr. Gilgert failed to meet his burden to demonstrate by clear and convincing evidence that his release would not “create a substantial risk of bodily injury to another person” under 18 U.S.C. § 4243(e).
See Steil,
III. CONCLUSION
For the foregoing reasons, we AFFIRM the district court’s finding that Mr. Gilgert failed to prove that his release into the community would not “create a substantial risk of bodily injury to another person” under 18 U.S.C. § 4243 and AFFIRM the district court’s consequent commitment of Mr. Gilgert to the custody of the Attorney General of the United States.
Notes
. "Potentiate decompensation," in this context, appears to be jargon for, roughly, "limit the improvement." "Potentiate” is defined as "[t]o increase the effect of.” XII The Oxford English Dictionary 225 (2d ed.1989). "De-compensation” refers to "a state or condition of having lost compensation.” Id., vol. IV, at 344. "Compensation,” in turn, is defined in this context as "those conditions by which the effects of congenital or acquired disease are warded off.” Id., vol. Ill, at 602.
. For reasons not clear from the appellate record, the risk assessment panel was unable to obtain records regarding the Utah hospitalization. See Rec. vol. IV, def's ex. D, at 1.
. For ease of reference, we use the term "finding of dangerousness” to refer to the district court’s finding that Mr. Gilgert failed to show, under the statute's somewhat awkwardly phrased double-negative standard, that "the person's release would not create a substantial risk of bodily injury to another person or serious damage of property of another due to a present mental disease or defect.” 18 U.S.C. § 4243.
