Lead Opinion
Gеorge Sherman pled guilty to one count of receiving child pornography that had been mailed, shipped and transported in interstate or foreign commerce, in violation of 18 U.S.C. § 2252A(a)(2)(A). He stipulated to conduct charged in two other counts, including (1) mailing, transporting and shipping child pornography in interstate or foreign commerce, in violation of 18 U.S.C. § 2252A(a)(l); and (2) possessing videotapes and other material containing images of child pornography, which had been mailed, shipped, and transported in interstate or foreign commerce, in violation of 18 U.S.C. § 2252A(a)(5)(B). The district court declined to group the counts together for sentencing purposes, and sentenced him to 30 months’ imprisonment. Sherman appeals, and we affirm.
I.
For several months in 1998, George Sherman corresponded with an individual by the name of Jason who resided in Canada. In September of that yеar, he mailed an envelope containing a letter and a videotape from Chicago to Jason in Ontario. The letter stated, “Here’s your tape. Hope you enjoy it, Where’s the TAPE that you are sending me? ? ?” The videotape contained approximately six hours of footage, and roughly 70% of the tape depicted minors, including prepubescent minors, engaged in sexually explicit activity. Canadian postal inspectors seized this tape, and alerted authorities in the United States. Although Sherman was not arrested at that time, this seizure eventually resulted in Count One of the indictment, which charged Sherman with knowingly mailing,
Having been alerted by Canadian officials, the United States Customs Service searched Sherman’s Chicago apartment in December 1998. The Custоms Service recovered eight additional videotapes which also contained images of prepubescent minors engaged in sexually explicit activity. Again, Sherman was not arrested at that time, and this seizure resulted in Count Two of the indictment, charging Sherman with knowingly possessing videotapes and other material containing child pornography, which had been mailed, shipped and transported in interstate or foreign commerce, in violation of 18 U.S.C. § 2252A(a)(5)(B).
Apparently, the Customs Service was not the only agency that had been alerted to Sherman’s interest in child pornography. The Federal Bureau of Investigation asked the United States Postal Inspection Service to conduct an investigation of Sherman’s involvement in child pornography. The record does not reveal the source of the FBI’s suspicions about Sherman, except to state that this investigation was entirely independent of any action by Canadian authorities or the Customs Service. At the FBI’s instigation, an agent of the Postal Inspection Service conducted an undercover investigation of Sherman. The agent mailed a letter to Sherman, introducing himself as “Lou and Ann,” the owners of “Foreign Films Etcetera,” a business specializing in visual materials “very much outside the norm.” The introductory letter apparently piqued Sherman’s interest and after a series of letters back and forth, he ordered a video and a photo set from “Lou and Ann,” enclosing his payment with the order. The video was titled “Boys-3.” According to the brochure sent by the fictional “Lou and Ann,” the video contained sexual activity between two boys aged 12 and 18. The photo set was titled “Chicken For Hire” and portrayed, according to the promotional materials, “uninhibited boys aged 8 to 15,” engaged in vаrious sexual acts. Sherman also filled out a “sexual interests survey” for “Lou and Ann,” checking off as areas of interest the categories of “chickenhawk” and “incest,” among other things.
In March 1999, the agent prepared a controlled delivery of the materials that Sherman ordered. Sherman signed a delivery receipt for the materials and accepted the package. When law enforcement officers searched his apartment a short time later, they found the opened photo set under the cushion of a living room chair. They found the video in the kitchen in Sherman’s oven, along with a copy he had already made in the short time hе possessed the materials. They also recovered a number of videotapes containing images of nude, underage males. This time, Sherman was arrested and this latest conduct resulted in Count Three of the indictment, charging him with knowingly receiving child pornography that had been mailed, shipped and transported in interstate or foreign commerce, in violation of 18 U.S.C. § 2252A(a)(2)(A).
Sherman pled guilty to Count Three, and stipulated to the conduct charged in Counts One and Two. The probation of
II.
United States Sentencing Guideline 3D1.2 provides, in relevant part: cOn
All counts involving substantially the same harm shall be grouрed together into a single Group. Counts involve substantially the same harm within the meaning of this rule:
(b) When counts involve the same victim and two or more acts or transactions connected by a common criminal objective or constituting part of a common scheme or plan.
Application Note 2 of the Commentary to Guideline § 3D1.2 provides:
The term “victim” is not intended to include indirect or secondary victims. Generally, there will be one person who is directly and most seriously affected by the offense and is therefore identifiable as the victim. For offenses in which there are no identifiable victims (e.g., drug or immigration offenses, where society at large is the victim), the “victim” for purposes of subsections (a) and (b) is the societal interest that is harmed. In such cases, the counts are grouped together when the societal interests that are harmed are closely relаted .... Ambiguities should be resolved in accordance with the purpose of this section as stated in the lead paragraph, ie., to identify and group “counts involving substantially the same harm.”
In this case of first impression in the Seventh Circuit, we must decide who is the primary or direct victim of the crimes of shipping, possessing and receiving child pornography. A number of circuits have weighed in on the issue and there is a split in the result. The split heavily favors the government’s position that the children portrayed in the material are the primary victims of these crimes. Only one circuit has decided that society is the primary victim in these circumstances. We will review the cases from our sister circuits before turning to Sherman’s arguments and the government’s response.
A.
The Fourth Circuit was the first to consider who is the primary or direct victim of the crime of transporting child pornography in interstate commerce. United States v. Toler,
Every court to consider the issue since Toler has rejected the Fourth Circuit’s reasoning. The Eighth Circuit faced the issue in United States v. Rugh,
The Third Circuit also was “not persuaded by the Fourth Circuit’s” reasoning in Toler. See United States v. Ketcham,
This is not a statute where there is no identifiable victim. The fact that a criminal statute in a general sense protects society as a whole cannot suffice to make society the primary victim. Were this the case, society would be the primary victim of nearly every criminal statute.
The Ninth Circuit also declined to draw any distinction between the crime of producing child pornography and the crimes of distributing or receiving child pornography in determining who was the primary or direct victim of the crime. United States v. Boos,
The court in Boos was the first to address the particular additional harm visited on these children by the distribution of the offending material. Citing the Supreme Court’s opinion in New York v. Ferber,
The distribution of photographs and films depicting sexual activity by juveniles is intrinsically related to the sexual abuse of children.... [T]he materials produced are a permanent record of the children’s participation and the harm to the child is exacerbated by their circulation.
Boos,
Two other circuit courts quickly followed suit. The Sixth Circuit, relying entirely on the rationales set forth in Ketcham and Boos, found that the children depicted in the pornography possessed and shipped by a defendant are the primary victims of the crimes of possession and distribution. United States v. Hibbler,
Second, “the mere existence of child pornography represents an invasion of the privacy of the child depicted.” Id. Citing both the Supreme Court and the Congressional Record, the court explained that distribution of the material violates an individual’s interest in avoiding disclosure of personal matters, as well as the child’s reputationаl interests.
Most recently, the Eleventh Circuit has joined the growing number of courts that reject Toler and instead interpret the legislative history to find that the children depicted in pornography are the primary victims of the crimes of possessing, receiving and distributing those materials. See United States v. Tillmon,
B.
Sherman and the government are in agreement that we review de novo the district court’s refusal to group the counts under § 3D1.2 when there are no facts in dispute. United States v. Wilson,
The more serious of Sherman’s arguments is his challenge to the market maker theory of victimization. The government cites Osborne v. Ohio,
Instead, we turn to the other main rationale expressed by our sister circuits, and supported by related Supreme Court
Because the child’s actions are reduced to a recording, the pornography may haunt him in future years, long after the original misdeed took place. A child who has posed for a camera must go through life knowing that the recording is circulating within the mass distribution system for child pornography.
Sherman argues that if we hold that the invasion of privacy is a direct harm to the child depicted, then the government could charge him in a separate count for each viewing of a pornographic videotape. This allows the government tоo much discretion in charging the crime, he maintains. Although the child’s inability to prevent the dissemination of something so personal as a record of sexual abuse is a direct harm, Sherman was not charged with viewing this material. Rather, he was charged with shipping, receiving and possessing the materials. The statute under which he was charged does not separately criminalize viewing the materials, and so Sherman’s hypothetical “multiple viewing” charging problem is without substance. See 18 U.S.C. § 2252A. Sherman also fears the government could charge him with twenty counts of child pornography if he possessed a tape depicting twenty different children. Again, the crime is possessing that single tape, and that possession constitutes one count regardless of the number of children portrayed. The fact that there are multiple victims of a single count may have other sentencing consequencеs that we need not consider today.
Because the children depicted in the pornography suffer a direct and primary emotional harm when another person possesses, receives or distributes the material, we join the six circuits that have concluded that these counts should not be grouped under § 3D1.2. Although society at large is also a victim of these crimes, the primary, identifiable victim is the child portrayed, who must live with the knowledge that
C.
We have one more issue to address because the government and this Court have taken a contrary position in the past. The government argues here, and we agree, that the possession of child pornography directly harms the child depicted by invading that child’s privacy. But in the past, the government has defended its investigative technique against charges of outrageous conduct by claiming that no children are harmed when the government possesses and supplies a suspect with previously seized child pornography. In the past, we accepted that view and held that no third parties were harmed in that instance. See United States v. Duncan,
Under our holding today, the government’s own possession of and dissemination of child pornography during the investigation of Sherman resulted in an invasion of privacy of the children depicted. The government here supplied Sherman with a literal catalog of child pornography, and then delivered to him materials that depicted actual children, allowing him enough time to view and even copy the materials before arresting him. Recall that Sherman had already duplicated the videotape that the government shipped to him before he was arrested. Indeed, in this electronic age, Sherman would have had enough time to scan the photo sets into a computer and send them anywhere in the world, where it is unlikely they could have ever been retrieved and destroyed. We questioned the government about this conduct at oral argument, and the government replied that in the course of undercover investigations, the government sometimes participates in crimes in order to serve the larger purpose of pre
Many courts have noted that child pornography is a difficult crime to detect because it occurs under a shroud of secrecy. Duncan,
III.
Sherman does not contest the government’s claim that different children were depicted in the materials involved in each of the three counts. Thus, each count had a different primary victim, and the district court was correct to decline to group the counts for sentencing purposes under § 3D1.2. For the reasons stated above, we thus affirm the judgment of the district court.
Affirmed.
Notes
. "Chickenhawk” refers to a category of pornography involving older adult males who have a sexual interest in very young or underage males. The young or underage males are referred to as "chickens,” while the older men are "hawks.”
. The Supreme Court recently granted certio-rari in Free Speech Coalition v. Reno,
Dissenting Opinion
This case is well worth the attention of the full court. It requires us to consider why child pornography, a growing subject of federal criminal prosecution, has been criminalized. It is true that the constitutionality of a statutory provision similar to the one under which the defendant was convicted is now before the Supreme Court, see Free Speech Coalition v. Reno,
The panel opinion answers the question I have put of why child pornography is criminal by saying that Congress wants to protect the children who are used in the production of such pornography; other concerns to which such pornography might give rise are not identified by the panel and are dismissed by it as distinctly secondary. The government in its brief goes so far as to state that the children used in the production, of pornography are “the victims” of child pornography, period, the implication being that Congress had no other consequences of child pornography in mind in deciding to criminalize it. This is a complete misunderstanding of the statute under which Sherman was convicted, 18 U.S.C. § 2252A, as is evident from the text and the legislative history, S.Rep. No. 358, 104th Cong., 2d Sess. (1996), both of which the government considerately printed in the appendix to its brief.
Sherman was convicted of three counts of possessing child pornography. Each count involved photographs of different children, but he asked that the counts be “grouped” for purposes of sentencing. The federal sentencing guidelines forbid grouping unless the counts involve “the same victim.” U.S.S.G. § 3D1.2(b). Application Note 2 to this guideline explains that “the term ‘victim’ is not intended to include indirect or secondary victims.
I think that the offense in section 2252A is more like a drug offense than it is like such offenses as murder and robbery, with their clearly identifiable “primary” victims, and that the children used in the pornography are merely the secondary victims, much like many of the people employed in the drug trade — -the “mules” who die when the bags of cocаine that they’ve swallowed burst, the wives and girlfriends who are roped into assisting their husbands or boyfriends in the drug trade, the drug dealers killed in gang wars, and the addicts who turn to selling drugs to support their habit. Nominally, most of these are “consenting adults,” but, realistically, many are coerced or inveigled into criminal participation. Yet the principal concern behind the criminalization of drug dealing is not with any of these unfortunates; it is with the consumption of the drugs and with the entire range of consequences thought to flow from that consumption. Similarly, many illegal immigrants are abused, sometimes even enslaved, by employers or by the traffickers in illegal immigrants, but the chief concern behind the restrictions on immigration is not with those unfortunates but with the effect of unrestricted immigration on citizen employment, on crime, and on welfare and other government programs.
The adult men and women who perform in pornographic films may be degraded, exploited, and therefore victimized by their participation in the production of pornography, as argued in Catharine A. Mac-Kinnon, Only Words (1993), but they are not the primary victims. No more are the children used in the production of pornography the primary victims, at least in the judgment of Congress. We know this from the fact that as part of the Child Pornography Prevention Act under which Sherman was convicted Congress amended the definition of child pornography to make clear that it includes pornography created by means of realistic computer simulations or by using adults made up to look like children. See 18 U.S.C. § 2256(8), which defines “child pornography” for purposes of section 2252A. Congress did not prescribe a lesser sentence for child pornography the production of which does not involve the use of children; the sentencing рrovisions of the statute are the same regardless of whether children are used. And 18 U.S.C. § 2255 creates a private civil remedy for children who are victims of violations of the various child-pornography statutes, expressly including section 2252A; most of these are children molested by people like Sherman who traf-
The Senate Report, which the government treats as authoritative regarding the purpose of the statute, states that “computer-generated child pornography poses the same threat to the well being of children as photographic child pornography,” S.Rep. No. 358, supra, at 15 (emphasis added). This statement would be nonsense if the government’s brief were correct in saying that “the victims” of child pornography are the children used in the making of it. The Senate Report makes clear that the principal concern behind criminalizing child pornography is the fear that it incites child molestation; and both “the effect of visual depictions of child sexual activity on a child molester or pedophile using that material to stimulate or whet his own sexual appetites” and “the danger to children who are seduced and molested with the aid of child sex pictures [are] just as great when the child pornographer or child molester uses visual depictions of child sexual activity produced wholly or in part by electronic, mechanical, or other means, including by computer, as when the material consists of unretouehed photographic images of actual children engaging in sexually explicit conduct.” Id. at 2. From the parity of concern that the statute and the legislative history express with respect to simulated and actual pornography we can infer that the primary victim is not the child used in the pornography but the child seduced or molested by a pedophile stimulated by such pornography. And not just that child, but the adult population; for we should be realistic and acknowledge that sheer disgust at people who have a sexual interest in prepubescent children is a principal motivation for such legislation. This is further evidence that the children used in the making of child pornography are not the primary victims, that the primary victims are a larger and more diffuse group, as in the case of drug and immigration offenses; or so at least that this is what Congress believes, which is all that matters. What the actual consequences of child pornography are I do not know; maybe the primary victims are the children used to make such pornography (maybe, for that matter, they arе the only victims — maybe child pornography is a sex substitute rather than an incitement — apart from disgusted adults). That is not the issue. The issue is whom the statute deems the primary victims to be. Of that there is little doubt.
Since the children used in making child pornography are victims, albeit not the primary victims in the eyes of Congress, it may seem paradoxical to argue that merely because there are other victims Sherman should get a lighter sentence through grouping. But grouping is necessary to avoid results that I am sure even the members of the panel would regard as absurd. In United States v. Richardson,
