Lead Opinion
MOORE, J., dеlivered the opinion of the court in which GIBBONS, J., joined, and DAVIS, J., joined in part and in the judgment. DAVIS, J. (pg. 449), delivered a separate opinion concurring in parts I, II.B-D, and III of the majority opinion and in the result.
OPINION
A jury convicted Defendant-Appellant George Rafidi of forcibly assaulting a federal law-enforcement officer, in violation of 18 U.S.C. § 111(a)(1) and (b), and using a firearm in furtherance of a crime of violence, in violation of 18 U.S.C. § 924(c)(l)(A)(ii). On appeal from his conviction and sentence, Rafidi contends that a violation of § 111 cannot constitute a “crime of violence” for purposes of § 924(c). Rafidi also argues that the government violated its Brady obligations, that the district court erred in failing to investigate a juror sleeping during his trial, and that his sentence violates the Eighth Amendment. For the reasons discussed below, we AFFIRM Rafidi’s conviction and sentence.
I. BACKGROUND
On October 22, 2014, a grand jury indicted Rafidi for one count of forcibly assaulting, resisting, opposing, impeding, and interfering with a federal law-enforcement officer, in violation of 18 U.S.C. § 111(a)(1) and (b), and one count of using and brandishing a firearm in furtherance of a crime of violence, in violation оf 18 U.S.C. § 924(e)(1)(A)(ii). R. 6 (Indictment at 1-2) (Page ID # 11-12). Rafidi proceeded to a two-day jury trial on both charges.
A. Trial Proceedings
According to testimony presented at trial, on October 8, 2014, a team of approximately twelve investigative agents— including agents from the United States Department of Agriculture (“USDA”) and the United States Department of Homeland Security (“DHS”) — visited Rafidi’s home in Warren, Ohio, in order to execute a search warrant. R. 30 (Trial Tr. at 124-25, 129, 141) (Page ID # 310-11, 315, 327). Upon arriving, USDA Special Agent Robert Springer “pounded” on Rafidi’s
Special Agent Daniel Boerner of the Ohio Bureau of Criminal Investigation (“BCI”), tasked with investigating the officer-involved shooting, testified at trial about his investigation of Rafidi’s home following the incident. Id. at 242-48 (Page ID # 428-34). On cross-examination, Boer-ner was asked by defense counsel if he “ha[d] the opportunity to take any measurements of the porch on which the shooting took place?” Id. at 249 (Page ID # 435). Boerner answered: “We conducted Ferroscans [sic] or 360 degree scans. Those would have those measurements, but, no.” Id.
Rafidi’s counsel requested a side bar immediately following cross-examination of Boerner, expressing to the district court: “Your Honor, I am a little concerned about Juror No. 1. He has been asleep pretty much the whole day. Is there anything you might be able to say to him? I am very concerned about that.” Id. at 252 (Page ID #438). The district court responded, “I have not seen that at all, folks, have you?” Id. at 252-53 (Page ID #438-39). Both prosecutors responded that they had not noticed a juror sleeping. Id. at 253 (Page ID # 439). Rafidi’s other attorney answered: “I saw him sleeping once, which is why when I was closer to the jury to increase my volume in an effort to wake him up.” Id. The district court noted that it had not witnessed the juror sleeping, but it indicated that “[h]opefully — and maybe I just didn’t notice it — but hopefully, the side bar and telling them to stand and stretch hopefully will do the trick because there is nothing much more I can do.” Id.
The defense called a private investigator — Michael Antonoff — to testify. R. 31 (Trial Tr. at 288) (Page ID # 474). Anto-noff stated that he went to Rafidi’s residence and “took pictures of the interior-exterior of the residence and measured different parts of the residence.” Id. at 289 (Page ID # 475). Antonoff also took a “video of the interior оf George Rafidi’s residence,” which was played for the jury. Id. at 293 (Page ID #479).
Rafidi also testified. Id. at 295 (Page ID # 481). According to Rafidi, he had taken pain medication the afternoon of the inci
On April 2, 2015, the jury found Rafidi guilty of both counts charged in the indictment. R. 25 (Verdict at 1-2) (Page ID # 120-21).
B. Rule 33 Motion for New Trial
Rafidi moved for a new trial on the basis of newly discovered evidence on June 25, 2015. R. 32 (Def. Mot. for New Trial at 1) (Page ID # 579). First, Rafidi argued that, during cross-examination of Agent Boer-nеr, Rafidi “learned of the existence of the[ ] 360 degree scans” of Rafidi’s residence. Id. at 7 (Page ID # 585). Rafidi’s motion explained that a FARO scan “is a relatively new tool of law enforcement used to digitize an entire crime scene into a 360 degree three-dimensional map.” Id. at 8 (Page ID # 586). Rafidi stated that, the day after the jury returned its verdict, he sent the prosecution a request pursuant to Brady v. Maryland,
Second, Rafidi argued that a new trial was warranted based on the newly discovered evidence that a juror was sleeping during triаl. Id. at 20 (Page ID # 598). Rafidi attached affidavits of several individuals who stated that Juror No. 1 was sleeping “for a considerable portion, if not most, of the trial.” Id. at 21 (Page ID # 599); see generally R.32-10 (Declarations) (Page ID # 660). Rafidi contended that the district court failed to “investigate the juror’s misconduct when undersigned counsel brought it to the [c]ourt’s attention” and that a new trial was warranted given the misconduct. R. 32 (Def. Mot. for New Trial at 22-23) (Page ID # 600-01).
The district court denied Rafidi’s motion on September 2, 2015. R. 47 (09/02/15 D. Ct. Order at 1) (Page ID # 796). The district court agreed with the government that both the FARO scan and the information relating to the sleеping juror “were available to defendant prior to and during trial.” Id. at 1-2 (Page ID # 796-97). The district court also stated in a footnote that “the Court does not find that the FARO scan is Brady material because it was not favorable to defendant given that it was merely a 3-D depiction of defendant’s house and evidence of the layout and di
C. Rule 29 Motion for Judgment of Acquittal
During trial, Rafidi. moved under Rule 29 for a judgment of acquittal, which the district court denied. See R. 30 (Trial Tr. at 282-83) (Page ID # 468-69). On September 22, 2015, Rafidi filed a motion for reconsideration of the district court’s denial of his Rule 29 motion, arguing that “a violation of § 111 categoriсally fails to qualify as a ‘crime of violence’ ” sufficient to support his conviction under § 924(e)(1)(A)(ii). R. 49 (Def. Mot. for Reconsideration at 9) (Page ID # 822). The district court denied this motion on September 23, 2015, in a non-document order.
D. Sentencing
Rafidi was sentenced on October 2, 2015. R. 61 (Sentencing Tr. at 1) (Page ID # 961). The district court agreed with Rafidi that several Guidelines enhancements recommended by the U.S. Probation Office were not warranted and accordingly calculated a Guidelines range of 10 to 16 months of imprisonment, in addition to the mandatory 84-month consecutive sentence for violation of § 924(c). Id. at 7-11 (Page ID # 967-71). The district court disagreed with Rafidi that the application of § 924(c) violated the Eighth Amendment, noting that “[w]hen I accept the facts that the jury found beyond a reasonable doubt, this Court cannot possibly say that the statutory required sentence of 84 months is grossly disproportionate to the crime.” Id. at 13 (Page ID # 973). The district court sentenced Rafidi to 10 months of imprisonment on Count 1 followed by 84 months of imprisonment on Count 2, to be served consecutively, for a total of 94 months of imprisonment. Id. at 21 (Page ID # 981).
Final judgment was entered on October 2, 2015. R. 60 (Judgment) (Page ID # 955). Rafidi timely appealed. R. 62 (Notice of Appeal) (Page ID # 990).
II. DISCUSSION
Rafidi raises four issues
A. A Violation of § 111(b) Constitutes a “Crime of Violence” For Purposes of § 924(c)
Rafidi first argues that the district court erred in denying his motion for a judgment of acquittal because a violation of § 111 is not categorically a “crime of violence” for purposes of establishing a violation of § 924(c). Appellant Br. at 21. “[W]e review de novo a district court’s determination that a prior conviction is a crime of violence.” United States v. Denson,
Rafidi was indicted and found guilty of violating 18 U.S.C. § 924(c)(1)(A)(ii), which provides for a sentence “of imprisonment of not less than 7 years” if a person brandishes a firearm “during and in relation to any crime of violence or drug trafficking crime.” Section 924(c)(3) defines a “crime of violence” for purposes of the subsection as:
an offense that is a felony and—
(A) has as an element the use, attempted use, or threatened use of physical force against the person or property of another, or
(B) that by its nature, involves a substantial risk -that physical force against the person or property of another may be used in the course of committing the offense.
18 U.S.C. § 924(c)(3). The government argues that § 111 constitutes a “crime of violence” under the “elements clause” of § 924(c)(3)(A).
We use a “categorical approach” to determine whether an offense constitutes a “crime of violence” for purposes of § 924(c)(3). See Evans v. Zych,
We thus turn to 18 U.S.C. § 111, a “rather convoluted statute.” United States v. Gagnon,
(a) In general. — Whoever—
(1) forcibly assaults, resists, opposes, impedes, intimidates, or interferes with any person designated [as a federal officer] while engaged in or on account of the performance of official duties; or
(2) forcibly assaults or intimidates any person who formerly served [as a federal officer] on account of the performance of official duties during such person’s term of service,*445 shall, where the acts in violation of this section constitute only simple assault, be fined under this title or imprisoned not more than one year, or both, and where such acts involve physical contact with the victim of that assault or the intent to commit another felony, be fined under this title or imprisoned not more than 8 years, or both.
(b) Enhanced penalty. — Whoever, in the commission of any acts described in subsection (a), uses a deadly or dangerous weapon ... or inflicts bodily injury, shall be fined under this title or imprisoned not more than 20 years, or both.
18 U.S.C. § 111. This statute sеts forth “three separate crimes whose elements must all be submitted to a jury.” Gagnon,
Rafidi was charged with and found guilty of violating § 111(b). See R. 6 (Indictment at 1) (Page ID # 11); R. 31 (Trial Tr. at 371) (Page ID # 557). In order to establish a violation of § 111(b), as discussed above, the government must establish a violation of § 111(a) in addition to the use of a deadly or dangerous weapon or the “infliction] [of] bodily injury.” Gagnon,
Significantly, a defendant must act “forcibly” to violate § 111. See Kimes,
Second, in the absence of physical contact, “[t]he element of force necessary for a conviction under [§ 111] may be shown by ‘such a threat or display of physical aggression toward the officer as to inspire fear of pain, bodily harm, or death.’ ” Chambers,
B. The District Court Did Not Err in Denying Rafidi’s Rule 33 Motion Based on the Government’s Alleged Brady Violation
Next, Rafidi contends that the district court erred in denying his Rule 33 motion for a new trial because newly discovered evidence demonstrаted that the government violated Brady v. Maryland,
The district court did not err in denying Rafidi a new trial. A Brady violation requires three elements: (1) “[t]he evidence at issue must be favorable to the accused, either because it is exculpatory, or because it is impeaching”; (2) “th[e] evidence must have been suppressed by the State, either willfully or inadvertently”; and (3) “рrejudice must have ensued.” Strickler v. Greene,
Rafidi also argues that the prosecution’s failure to use the FARO scan to create an animation or “analysis of bullet trajectories ... in-and-of-itself constitutes material evidence that would have a tendency to exculpate” Rafidi. Appellant Br. at 33. As the government argues, however, it provided Rafidi with BCI’s investigative case file to evaluate, and whether the government “fail[ed] to take certain investigative steps” in using the scan is a subject for cross-examination. Appellee Br. at 42. Indeed, Boerner testified at trial about taking the FARO scan measurements; Rafidi could have cross-examined Boerner about the government’s use of the measurements, but Rafidi did not ask any follow-up questions. R. 30 (Trial Tr. at 249) (Page ID # 435). In sum, Rafidi has not established that the prosecution violated its Brady obligations.
C. The District Court Did Not Err in Failing to Investigate Juror Misconduct
Rafidi next argues that the district court erred in failing to investigate a juror’s sleeping during trial. Appellant Br. at 37. “When an allegation of juror misconduct arises, a district court is required to investigate the claim in order to determine whether the misconduct tainted the trial.” United States v. Wheaton,
The district court did not commit plain error here. “[A] juror who sleeps through much of the trial testimony cannot be expected to perform his duties.” United States v. Warner,
D. Rafidi’s Sentence Does Not Violate the Eighth Amendment
Lastly, Rafidi argues that the application of 18 U.S.C. § 924(c)(1)(A)’s sentencing enhancement to his § 111 charge violates the Eighth Amendment. Appellant Br. at 41. We review constitutional challenges to a sentence de novo. United States v. Jones,
Under the Eighth Amendment, “there is no requirement of strict proportionality” between crime and sentence; rather, under the “narrоw proportionality principle,” “the eighth amendment is offended only by an extreme disparity.” Id. (internal quotation marks omitted); see Harmelin v. Michigan,
III. CONCLUSION
For the reasons set forth above, we AFFIRM the judgment of the district court.
Notes
. Rafidi also argued in his opening brief that the government failed to prove a necessary element of a violation of § 111 — namely, that "Rafidi engaged in physical contact with federal law enforcement agents." Appellant Br. at 17. In his reply brief, however, Rafidi "concede[d], as the [g]overnment argues, that ‘[t]he part of the statute under which Rafidi was convicted contains no physical contact or intent to commit another crime element.’ ” Reply Br. at 4 (quoting Appellee Br. at 36). Rafidi is not entitled to relief on this basis.
. The Supreme Court in Johnson v. United States, - U.S. -,
Concurrence Opinion
concurring in part and in the judgment.
I am happy to concur in parts I, II.B-D, and III of Judge Moore’s thorough opinion for the panel. As for part II.A, which examines the question of whether the (alternative) requirement of 18 U.S.C. § 111(b), that a dangerous weapon be used in committing an offense under § 111(a), categorically renders a violation of the former a crime of violence under the force clause of § 924(c)(3)(A), I remain dubitante. I cannot say with assurance that the judicial gloss placed on the statutory terms of § 111 by the reasoning in cases such as United States v. Chambers,
Put differently, it is unclear to me that the use of a dangerous weapon in “forcibly,” but not “violently,” resisting arrest by an FBI agent, for example, categorically elevates the kind of non-violent force sufficient to satisfy § 111(a) into “violent force” within the meaning of the term as recognized in Supreme Court precedent. See Johnson v. United States,
My doubts aside, on the basis of binding Circuit precedent, United States v. Taylor,
