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United States v. George Agee
597 F.2d 350
3rd Cir.
1979
Check Treatment

*1 19-20, Cong., reprinted 82nd 2d Sess.

[1952] U.S.Code Cong. & Admin. News pp.

1960, 1980-81, that action does not vitiate underlying principle Chapter that a XI compensate per-

debtor not contract to

sons involved in administering the estate compensation

unless their is consistent with policies Judge of the Act. Gurfein ac- FAS,

knowledged principle in In re

supra, by noting that even if the debtor had

agreed compensate the indenture trus-

tees, agreement such would be of no effect. FAS, supra,

In re F.Supp. n.2.

The order of the district court is reversed.

UNITED STATES of America AGEE,

George Appellant. 77-1675,

Nos. 77-1689. Appeals,

United States Court

Third Circuit.

Argued Dec. 1977.

Reargued En Banc Nov. 1978.

Decided March 1979. 18, Denied June

Certiorari

See *2 Attorney

States should not have introduced suppressed in a evidence which had been arising prosecution state out of the incident; (2) the trial court did not same jury include in its instructions to the charge requested; Agee’s counsel had (3) jury in a was disclosed to the police prior conversation with the to his arrest, Agee them that there did not inform car; (4) judge were narcotics in his the trial questioned presence Agee in the regarding waive his Fifth his decision to testify. Amendment not to (cid:127) by Agee While all of the issues raised attention, appeal it is the this have had our concerning Agee’s third conversation issue— Marston, Atty., David W. U. Walter S. S. police prior with the to his arrest —that Jr., Chief, Batty, Asst. Atty., Appel- U. S. ordering rehearing this resulted in our Section, Leadbetter, late Brigance Bonnie appeal en banc.1 claims in connection Pa., Atty., Philadelphia, ap- Asst. U. S. for with this Court’s issue that pellee. decisions in United v. Hale2 and States require the Doyle v. Ohio3 reversal of his Douglas Riblet, Turner, Alan De- Asst. so, argues, conviction. This is he because fenders, Pa., Defender Association of Phila- his exercise of the to remain silent Pa., delphia, appellant. for jury. Contrary was disclosed to the rights argument, we hold that his Argued Dec. under Haie the Fifth Amend- and under DUSEN, Before and VAN Cir GIBBONS Finding ment were not violated. no merit GERRY,* Judges, Judge. cuit District arguments, other we affirm. Reargued Nov. 1978 In Banc. SEITZ, ALDISERT, Judge, Before Chief I GIBBONS, ROSENN, HUNTER, WEIS, February was arrested on GARTH, HIGGINBOTHAM, VAN DU- by Philadelphia Police Michael Za- Officers SEN, Judges. Circuit gursky Wissman. The arrest- and Robert they ing officers testified that observed OPINION OF THE COURT Agee driving an automobile which made GARTH, Judge: Circuit signalling. They without fol- two turns defendant, appeal by This is an vehicle and waived it over to lowed their George Agee, They in the then left conviction the side of road. possession up district the car which court of of heroin with vehicle and walked testified stopped. intent to distribute in violation of 21 Officer Wissman U.S.C. driver, (1976). Agee Agee, that the grounds asserts four that he observed § reversing attempting under the seat a foil (1) his conviction: The United to conceal * Gerry, Honorable John 2. 422 T. United States District Judge Jersey, sitting (1975) for the District of New . designation. 49 L.Ec.2d 91 3. 426 U.S. Agee’s appeal, initially panel heard (1976) . court, was ordered to be reheard April original court en banc on 1978. The panel opinion was ordered vacated on the same date. it out the window on him or throw packets of tan

package containing glassine what. approached he the car on powder. As side, Zagursky saw a Officer

passenger’s package the floor in front of similar him. it over to A. I started to throw Believing the passenger, Andrew Smith. it to him or know whether to throw didn’t heroin, they to be powder packages *3 a got Then I throw it out the window. under arrest and placed Agee and Smith my center of car called thing little in the analy- Subsequent packages. seized the foil up. lift thing little I could got a a— a packages sis revealed that the contained Q. console? Is that the heroin, quinine, procaine and mixture of Console, up to lift yes. I tried A. So reducing sugar. I couldn’t put it in there. this console to used, always I get up it because grand jury A federal returned an indict- of those pencil to stick it in one use a posses- charging Agee ment and Smith with put want push up holes to it if I sion of heroin with intent to distribute I couldn’t hide something in there. So After a violation of U.S.C. 841 § my seat put there. I it under under So Agee trial at which but did testified Smith away. my got and I out of car not, guilty found both defendants charge. sentencing,4 Agee ap- After conviction; pealed appeal- from he his also Q. happened What next? denying ed from the trial court’s order his walked back got my A. I out of car. I entry judgment acquittal

motion for of a policeman.” toward the or, alternative, for a new trial. events im- testimony regarding His was as fol-

mediately preceding his arrest II lows: “Now, they like thought I felt A I didn’t they stopping were me because trial,

Agee giving at his testified I brakelights. why This is have no leading account of the events arrest me. thought they stopping were February 1976. On direct examina I anyway I come to the back. So So tion, date, he testified on that said, why policeman, I T know told the passenger a was unlicensed taxi me, have you’re stopping because I don’t cab, and that passenger he have been a brakelights.’ any in his taxicab on While occasions. my I showed him card and So owner’s Agee driving was passen with Smith as his my my driver’s license. he looked at So ger, policeman patrol signalled a in a car my owner’s card driver’s license. So pull him to over He to the side of the road. know, said, me, you so he ‘Do he asked passenger did so and then informed his you?’ I any weapons on So have police: stopped been said, ‘No, any weapons.’ I don’t have pulled my A. “I said, over on the side and so I any dope?’ He So ‘Do said, passenger, Smith, said, ‘No, dope asked me—he on me.’ I don’t have no said, ‘Why you stopping.’ po- are I ‘The then I went to So he searched me. So They’re liceman pulling is in back of me. open up my the trunk of car me, dope me over.’ Smith said to T have about police officer bother didn’t bag on me.’ He of silver foil straight throwed looking into the trunk. He went bag picked it under- my over across over to me and I He looked to the front of car. package up. going I was to throw it back on him. He found this neath the seat. the seat.” I had stuck underneath didn’t know whether to throw it back three-year years prison. Agee ordered to serve to ten was also sentenced suspended, special parole terms of his he violated the if The execution of this sentence was probation. was ordered to be confined for six five-year probation months with a to follow. not, completion he, After the intentionally direct tes- Did he timony, narcotics, he was cross-examined knowing first that these were hide attorney govern- Smith’s and then police, the narcotics from the went back During ment. his cross-examination of the police attempted car and to diver Agee, Agree Smith’s counsel asked whether finding the narcotics [sic] he had “made statement saying police, “Hey, instead of time?” replied that he had him,” guy dope. has when he Arrest not. The then asked a series of conceals the from the narcotics questions Agee’s testimony which retraced giving with the them intention of back on direct examination. admitted Smith, knowing probability in all that, at the time he speak left his car to going Smith is to sell them? police, with the he knew that there were Agee “references contends that these were drugs in possession. Agee also ad- to and comments on exercise of his [his] *4 mitted that he had concealed some of those right improper to remain silent were [and] drugs under his seat. He was then asked require a new Appellant trial.” Br. for purpose whether his approaching po- at 12-13. licemen keep police was “to from com- government The urged has that this court ing up your Agee to car.” replied that may Agee’s not consider Fifth Amendment what I had in mind.” He further “[t]hat’s claim, object because did not at trial testified that “what was in mind” was [his] questions parts to the and to the of the “tell to get to take his stuff and out purportedly summation which referred to my of car”. prosecutor The then asked Agee’s prior “silence” to his arrest. The Agee: trial, record Agee’s reveals that Q. But it your wasn’t in say mind to attorney had made a motion to exclude police, “That my man in car has questions regarding the “defendant’s si- dope. Arrest him.”? lence at the time of arrest.” The district No, A. ma’am. court declined to rule on the motion at that examination, On redirect Agee testified However, time. the court stated that dur- that he had not police told the that Smith trial, would, ing hearing it out of the of drugs had because he wanted to consult the jury, request ruling entertain a for with lawyer and did not believe that the give and that it appropriate would an in- policemen would tell the truth. regarding struction the defendant’s to trial,

During During Agee’s remain silent. summations, their the attorneys object counsel failed in both each instance Smith and the re- questions arguments subject turned to the which he now Agee’s conversation police with the asserts were prior to his references to his client’s si- arrest. Smith’s argued counsel lence jury at arrest. Because we hold that no should con- Agee’s sider “testi[mony] error that he did occurred which would have been re- not advise the happened timely objections as to what versible even if in the had been car.” prosecutor made, The reviewed we need not consider whether the account of what he “plain did and did not any appli- tell the error” doctrine would have police prior to his arrest: cation to these circumstances.5 note, however, 5. We avoiding prejudicial that the error asserted the cumulative effect of appeal predicated this complains. on the cumulative which now The failure of questions contemporaneous effect of a number of asked of counsel ob- make jections only deprived and statements made in summation. Had art of the district cv objected opportunity counsel at side bar to to take action at an remedial questions, early stage, these the district court —if it found but it also the conclusion leads to objection issue, having originally recognized to be meritorious under Hale and this Doyle precluded object question- further counsel made a tactical decision not to —could ing argumentation point, perhaps during or on this trial. new trial either under the rule of evidence

B the Fifth in Hale or under announced decisions, v. In two recent United States However, reveals the record Amendment.11 Ohio,7 Doyle Supreme Hale6 Agee, unlike the defendants prosecutor whether a Court has considered Court, Supreme had cases considered questions make which ask comments facts of regarding the not remained silent reveal to the that the defendant exer charged. In- he was the crime with which after his cised his to remain silent stead, testimony, according Agee’s own Hale, who had been arrest. a defendant police which he he made statements to the charged robbery with in the district court hoped knew false and which he to be for the District of Columbia testified ongoing prevent discovering them money had found on distinguishes crime. This circumstance given by his person had been to him Doyle. case from Hale and present prosecution impeached his testi wife. The (as the defendant mute Agee had stood mony by causing during him to admit cross- If all “what’s this did)12 asked or had that he had not informed the in Hale examination (as the about,” remained silent money at the and then source of did),13 Court, perhaps time of his arrest. defendants However, the exercising authority supervisory its over a different case. would be courts, trial. It federal ordered a new its cross-examination prosecution in case, inquiry; found that in the circumstances of the open new avenues Agee did not he significant probative Hale’s silence lacked what repeat merely caused value response and that reference to it carried to his already admitted *5 8 “intolerably prejudicial impact.” with it an attempted he had questions: that counsel’s context, it is police. In to deceive the Ohio, subsequent Doyle In the case of v. Agee now which clear that the to the defendants testified that had been mind” was “in objects it [his] —whether by government “framed” a informant.9 On dope police that inform the Smith —was cross-examination, prosecutor the asked purported silence. not a reference to each defendant whether he had told this that Rather, to his admission it referred them; policeman after he arrested each approached he in mind when what he had replied Supreme that he had not. The in conversa engaged them police and impeachment Court held “the use for coming up keep police tion was silence, purposes petitioners’ at the time Moreover, attempted was this car. it to his receiving warn- arrest and after Miranda “silence,” was that deception, not ings, violated the Due Process Clause of the in her sum prosecutor emphasized by 10 Fourteenth Amendment.” mation, which are parts of the relevant margin.14 reproduced at the in defendants like the argues, Here is the time of arrest at the ques- “Silence” he was because Doyle, that and Hale Amendment the Fifth element of critical at “silence” his at trial about tioned appeal. Agee relies in this right granted arrest, he should time of light analysis Doyle, of Hale and the found in 2133, 171, 99 L.Ed.2d 45 95 S.Ct. 422 U.S. 6. right recognized there is no doubt that the (1975). Doyle applies prosecutions to federal under the 2240, 610, 91 L.Ed.2d Fifth Amendment. 49 96 S.Ct. 7. 426 U.S. (1976). Anderson, U.S.App. 12. United v. States 168 180-81, 2240. 96 S.Ct. at 8. 422 U.S. 305, 1038, (1974), D.C. 1041 aff’d on grounds, other 422 U.S. 95 S.Ct. 45 together but Doyle arrested Wood were and 9. (1975); L.Ed.2d 99 see also id. at 1047 n.5 appeals were con- separately. Their tried were J., (Wilkey, dissenting op.). solidated. n.5, 13. 426 U.S. at 614-15 96 S.Ct. 2240. (footnote 2245 S.Ct. at 96 10. 426 U.S. omitted). “Finally, you George 14. heard the defendant, Agee, the who testified prosecution was and Doyle a state involved picked up that he the defendant Smith and Amendment. Fourteenth under the decided

355 Supreme right that Court has described on a defendant who has exercised that he right right by remain silent unless choosing as “the ‘to to remain silent.16 The very speak statement of that rationale chooses to in the unfettered exercise demon- ”15 Doyle strates that application can have no which the of his own will.’ The rationale to a case in which the adopted defendant did not for its decision exercise his Doyle fundamentally right is unfair to remain silent.17 Courts prosecution impose for the penalty other circuits have so held.18 it out of took reason Smith for some police, stopped they were that when up?” police showed said, dope when concealment T have Smith defendant he, Agee, at- package me,’ him a threw Arizona, 436, 460, con- package in the first Miranda v. tempted 384 U.S. to hide open, 1602, 1620, get he and, (1966), quoting couldn’t S.Ct. 16 L.Ed.2d when he sole Malloy 1, 8, back Hogan, he went and then seat 378 U.S. hid it under police officers. L.Ed.2d 653 to talk Now, you whether or not believe the de- n.10, 16. 426 U.S. at 618-19 & 96 S.Ct. 2240. Agee’s testimony, suggest you fendant California, generally See Griffin v. 380 U.S. it, accept that even if he makes himself 609, 614, (1965); guilty charged. of the crime What does he States, Grunewald v. United 425- say, George Agee, even if believe was his J, (1957) (Black, car, intention? To hide those narcotics in his concurring op.). police to divert the to conceal that fact from give so that he could them back to 17. The fundamental unfairness which the Su- put Mr. Smith and Mr. Smith out of his car preme Court identified in stemmed from say, T don’t want to be involved in this. implicit warnings the assurance in Miranda your way peddle dope.’ Go on penalized the arrestee would not be if he not, he, intentionally knowing Did he exercised his to remain silent: “After an narcotics, these were the narcotics hide person formally arrested advised an offi- police, from the went car back to cer of the law that he has a to remain attempted to divert from find- silent, prosecu- the unfairness occurs when the ing saying the narcotics instead of tion, presence jury, is allowed to him,’ police, ‘Hey, dope. guy has Arrest impeachment undertake on the basis of what po- when he conceals the narcotics from the right.” be the exercise of that 426 U.S. at giving lice with the them back to intention n.10, 618-19 & 96 S.Ct. at 2245. Smith, probability knowing that in all *6 going putting is to sell them? Is he not Warren, In United States v. 578 F.2d 1058 position being himself in the an aider and (5th 1978) (en banc), Cir. the Fifth Circuit held making possi- abetter of Is he it Smith? not prosecution may testimony that elicit that ble, testimony, under Mr. for a own arrest, at the time of his the defendant stated pusher go out on the street and narcotics to represented companions that he his and that he Agee sell heroin? For if Mr. had not hidden say nothing. admonished them to The Court narcotics, worked, Agee’s plan if Mr. recognized that Warren had not exercised his would, not, which of course it did Mr. Smith right to remain silent and stated: indeed, go go have able out and been to way. “We think it manifest that the admission of his testimony this did not constitute a comment right on the exercise of the Warrens’ to re- earlier, Finally, you suggested as I have to only main silent. It is where the is accused him, you you if do even if do believe even having amerced for exercised his constitu- everything said believe the defendant stand, rights tional that error is committed. This he tell from that witness didn’t premise implicit prohi- in the fundamental he knew from what that he took that Court, Supreme bition set out dope, that he Smith said to him that it was impermissible penalize it is to an individual just split a intended to conceal it? It was not exercising privi- his Fifth Amendment get thing the console second. He tried to lege when he is under in- custodial got open go it and that wouldn’t and then he not, terrogation. prosecution may top that he went under the car and then on therefore, use at trial the fact that he stood police. out in the back and tried to divert the privilege mute or claimed his in the f'-ce of keep helping Wasn’t he Smith to then * accusation. go with back out on the street narcotics Arizona, n.37, Miranda v. 384 U.S. put it? he actions Didn’t himself those 1602, 1625, (1966).” 16 L.Ed.2d 694 scheme, if believe himself into this even Id. at 1073. before, it that he didn’t see Here, indicated, difficulty as we have the record One which we have encoun- unequivocally did not ex- responding dissenting opin- reveals tered right regarding remain ercise his silent ion is that it fails to confront either pros- the facts of the incident. Nor did record in this case or the thrust of the Instead, suggest ecutor that he did. majority opinion. persists The dissent argument questions thrust of her and her discussing though this case as involved was that a choice to made deliberate “silence,” when, comment on as we lie to the in order to conceal out, pointed reading even a casual ongoing them an crime. If we were to hold Agee simply record reveals that did not prosecutor may or refer a not regarding remain silent the facts of the to a conduct defendant’s statements crime charged.19 with which he was There- designed which were to deceive the contrary given to the characterization fore — crime, regarding we the commission of (at majority opinion by the dissent Doyle extending holding would be 368-369) do pp. not find it neces- —we beyond we far its rationale. This decline sary to Doyle any appli- decide whether has do. cation to a case which the defendant’s

alleged “silence” occurred to his arrest C giving warnings. of Miranda It is abundantly might clear from this record that A new trial be re- nonetheless Agee did not quired remain silent. here if were to conclude that we Muscarella, right In United States v. F.2d 242 remain exercise his constitutional silent, (7th 1978), prosecution spoke, witness testified but rather albeit without first originally the defendant had declined to being rights. advised of his the instant rights. waive his Miranda The court observed case, hand, explicit- on the other accused subsequently spoken that the defendant had ly right availed himself of his to remain si- police, and therefore it affirmed the convic proscribed lent. The Court has Doyle tion: “in [Hale ] defendants did prosecutor comment a court or on the fact in fact exercise their to remain silent once testify that a defendant did not at trial on the right, had invoked the which is not ground that such on the comment ‘cuts down situation in the instant case.” In United States privilege by making costly.’ its assertion Turner, (8th Cir.), denied, 551 F.2d 780 cert. Nothing in this fundamental Harris undercuts (1977), the court declined to a new order principle constitutional since Harris did not in a case in which the had caused right.” involve assertion of the constitutional the defendant to admit that when he asked any knowledge about the crime he had denied suggests Doyle requires 19. The dissent “[a]ppellant’s of it. The court observed that trial, despite granted a new Inspector statement Robertson amounted to admission that did remain “silent” at the he any knowledge an affirmative denial of time of reaches his arrest. The dissent incident, not an exercise of his to remain ground conclusion on the that one of the de- silent.” Berdick, Id. at 782. See United States v. also *7 completely fendants in not did remain 1329, (5th 1977), 555 F.2d 1330-31 Cir. asked, about,” silent but “what’s this all denied, 1010, 721, cert. 434 U.S. 98 54 S.Ct. However, apprehended by police. he was Venditti, (1978); United States v. Doyle prohibited questioning re- and comment 217, (5th 1976); 533 F.2d 220 Cir. United States garding suspect’s “speak about failure to Joyner, 1162, (8th Cir.), v. 539 F.2d 1165 cert. 619, facts of the case." 426 U.S. at 96 S.Ct. at denied, 983, 499, 429 U.S. 97 S.Ct. 50 L.Ed.2d 2245, Hale, quoting, United States v. 422 U.S. (1976); Riggs, 593 United States v. 537 F.2d 171, 182-83, 2133, (1975) 95 S.Ct. 45 L.Ed.2d 99 1219, (4th 1976). 1221 Cir. In United States v. J., (White, concurring op.) (emphasis supplied). Anderson, 305, U.S.App.D.C. 162 498 F.2d make 1038, Whereas the defendant did not (1974), grounds, 1043 aff'd. on other Unit case,” Hale, of the 171, 2133, statement about “the facts ed States v. 95 S.Ct. Agee’s (1975), distinguished there can be no doubt that statement— 45 L.Ed.2d 99 the court York, 222, 643, particularly his that he didn’t have Harris v. New 401 statement U.S. j (1974) ground: any dope pertained 28 L.Ed.2d 1 h. case. on this to the facts of — Hence, appellant’s government Agee’s “Even if it could be said that comment police testimony silence at regarding station was inconsistent his conduct and state- testimony with his at police Harris would prior was not ments to the to his arrest inapplicable present nevertheless proscribe'd by Doyle. circumstances. In Harris the accused did not

357 proba- is that their answers were admissible prosecutor’s ques- of the prejudicial effect outweighed confined to the issue greatly comments tive value was not tions and Hale, pros- probative only value. In the Su- were the credibility. their Not Agee’s during preme concluded that “silence designed Court to show questions ecutor’s pro- police interrogation significant lacked suspect, but testimony was Agee’s direct ” 180, 422 at 95 value . . . U.S. bative crime upon the substantive they also bore suspect re- 2138. Evidence that a Hale, charged. In with he was he received Miranda mained silent after questions prosecutor’s purpose sole of the ambiguous, warnings insolubly is because si- post-arrest regarding the defendant’s whether he remained cannot be determined exculpatory his suggest was to lence exercising silent because he was his Fifth By testimony was a recent fabrication.21 he fabricated Amendment or because certainly contrast, relevant here it was testimony exculpatory at a time subse- Agee had charged prove the crime ambiguity quent No such is to his arrest.20 informing choice between made a conscious here, present Agee’s because as own testi- crime and deceiv- ongoing of an shown, mony Agee did not stand mute has leave without they ing them so did he assert his to do so. In- nor discovering the heroin.22 stead, Agee approached testified that he Agee may have suf- prejudice Whatever them, answering spoke with cho- revelation that he had fered from the when he was asked whether he had from the ongoing to conceal an crime sen dope. regarding what he testimony His during his own testimo- police occurred first say approached chose to when he do In view of examination.23 ny on direct provided a em- officers context which circumstances, reliance on these probative value what he phasized the prosecu- Hale is without foundation: say police. Although chose not to probative argument tor’s actions, concerning Agee’s evidence state- holding of violate the value and did not ments and omissions to his arrest Hale24 required careful evaluation light exculpatory of his D trial, it is clear that this evidence did not ambiguity” suffer from the “insoluble Having concluded Supreme which concerned the as Hale/Doyle arguments fail insofar Hale. next to we turn pertain government, references an examination of two isolated Another factor which leads us to conclude Agee’s “si- counsel to prosecutor’s questions made 177, Seep. supra. 20. 422 U.S. at 92 S.Ct. 2133. distinguished Hale and Other courts have Hale, 422 U.S. at 24. United States v. Doyle from in which a defendant’s situations Ordinarily court’s it is the district S.Ct. 2133.' give is failure to information to the prejudicial im- role to determine whether probative only credibility as a wit not of his outweighs probative pact value. its of evidence probative as well. ness but on other issues (3d Long, 574 F.2d United States See, Hiett, g., e. United States v. 581 F.2d Hale, 1978). Court did Cir. Joyner, (5th 1978); United States v. ruling on the admis- to the district court’s defer denied, (8th Cir.), cert. sibility prosecutor’s cross-examination “evidentiary matter [which] it involved because grave . . .” overtones has constitutional Chaney, *8 22. Cf. United States v. However, at 2138. 422 U.S. at (3d 1971) (“Defendant Chaney con- Cir. prosecutor’s determined that here we have upon exculpatory made cedes that statements questioning Agee his Fifth not violate of did suspicion interrogation with to divert intent rights no have been shown and we Amendment false, police, are mislead the when shown to be warrant our overturn- other basis which would guilty circumstantial evidence of consciousness ing this evi- of the district court’s admission independent probative United and have force. dence. Smolin, (2d F.2d States v. 1950).”).

lence.” barely present- Because the issue is Even if we were to conclude that these ed, all, record, by if at this we need not arrest, were at Agee’s references to silence applica- discuss whether Hale and are holding we would have reservations about ble when the reference defendant’s that, contemporaneous in the absence of by silence is made his co-defendant rather objection, plain this was error.27 by prosecutor25 than Here the record only arguable between The distinction ambiguous question reveals but one and one questioning argument by the and argument by reference in counsel Smith’s government, which we have held to be might arguably implicate be said to proper, by counsel Agee’s “silence.” attorney question which Smith’s During long his cross-examination of broadly asked was more framed and did Agee, Smith’s counsel asked him: “Did explicitly Agee’s refer encounter with any make police statement However, police prior to his arrest.28 “No, Later, Agee replied, time?” sir.” our review of the record has satisfied us summation, his again Smith’s counsel n trial, four-day in the context of this briefly question touched on the of what jury would have understood and recol- Agee did and police: did not tell the question this statement lected and Smith’s [Agee] He testified that he did not advise during argument Agee’s as references happened as to what in the car. police. initial feneounter with the di- things All of these are that have to be Agee, subsequent rect examination of all taken into in determining consideration in ar- cross-examination and all references weight evidence, credibility of the gument Agee to what stated and failed to and the truth and the reasonableness pre-arrest state to the concerned his Agee’s story Mr. sorry testimony. —I’m — police. encounter with the trial, During the Agee never voiced Therefore, Agee’s argu- we conclude that objection to either of these remarks which concerning ment he his co-defendant’s com- now construes as comments on his “si- only question rejected lence.” It was ment and under post-trial in his must be motion that for the first suggested analysis previously time he the same which we have they might precluded by Doyle. Hale and set respect government’s forth with Doyle, prosecutor In Hale and it was the merited on to trial. “silence” questioned situation, each case who the defendants re- this it is evident that no Fifth Amend- garding their exercise of their to remain implicated. ment was silent. The Court did not consider previously 27. We have discussed our reserva questioning whether similar for an- counsel applying plain tions about error doctrine to required other defendant would have a new case, Agee!s this in which have counsel trial. object made a tactical decision not to sidebar summation, trial, during objection Earlier counsel for Smith and where at an early had stage might permitted stated: preju Agee’s testimony Mr. the district court to avoid the cumulative was rather interest- ing say questions dice from a number novel and I must and comments have been February complains. in this case since of 1976 of which now See note 5 and this story. supra. was the first time I heard that objection counsel made to this state- grounds (1) ment at sidebar on the that: during 28. The statement Smith’s counsel attorney date on which Smith’s entered the summation that testified that he did not record, (2) case was not in the it character- happened in advise the about what had Agee’s testimony “story”. objec- ized as a No broadly the car is not so framed as his any Hale/Doyle ground. tion was made on during cross-examination. The statement dur- disregard The court then instructed the likely ing argument seems to have been under- the statement because it was irrelevant stood as a reference to cross-examination supported by was not evidence in the record. he v/hen testified that Subsequently ruling Agee’s post-trial attempted possession to conceal motion, the court observed that did not police. heroin from the We have held that object instruction, adequacy to of nor proper. comment on this Agee argue did that Smith’s counsel had com-

359 highlighted up which was not or followed in comments. did not exercise his silent, by to remain and therefore the Fifth in the cross-examination or summation may pre- not to attorney, Amendment be invoked prosecutor or could not clude comment on what he said and failed prejudice which have added to the say. may previ- as a of his have suffered result testimony regarding his conduct and his ous however, assuming, ques Even the police prior conversation with the to his Agee by asked of fell tion counsel for Smith arrest.31 In the context of this record Hale/Doyie proscription, within the it view to which we in of the circumstances clear to us that it was harmless.29 This is adverted, is no have we hold that there repetitive questioning not a ease in which possibility question that the lone reasonable jury’s focused the attention on the defend statement asked and the Smith’s counsel Davis, ant’s silence. See United States any way in his summation contributed (5th Cir.), denied, 546 F.2d 594-95 cert. Agee’s conviction. 431 U.S. 52 L.Ed.2d 391 (1977). Only single question was involved

here, up by and it was not followed counsel Ill Moreover, question for Smith.30 the was A ambiguous, and we do not believe that it jur was understood and recollected the contends that the district court anything ors as suppress more than a reference to erred when it denied his motion to police. initial encounter with the the heroin which had been seized the Furthermore, question directly this did not time of his arrest. Agee’s purported

link silence with his excul arrest, Following their and Smith patory testimony. Nor do we believe that possession heroin with charged were with single question could have added to intent to “deliver” violation Pa.Stat. jurors whatever adverse inferences (1977). They Ann. tit. moved 35 780-113 § have drawn own direct testi Philadelphia Court of Common Pleas mony that he had concealed heroin from the suppress hearing, the heroin. After a police and lied to them ques when he was May court found on tioned. testimony Philadelphia police officers A single question, may may regarding of the arrest circumstances pre-arrest referred to silence It therefore ruled that and was not credible. Doyle Davis, Supreme (5th Cir.), 29. In Court observed that States v. 546 F.2d 594-95 government argued denied, had not that the use of cert. 431 U.S. 97 S.Ct. “might Here, (1977). defendant’s silence have been harm- counsel for error”; “accordingly” less it reversed the con- question. already single con asked a We have considering viction without whether the error subsequent cluded that cross-examination might have affected the result of the trial. 426 proper and summation was 619-20, Similarly, U.S. Hale, 96 S.Ct. 2240. mention or and that Smith’s summation did not stated subject upon question dwell of the one government had not contended that the error concerning Agee’s which Smith had asked n.3, was harmless. U.S. at 175 (See supra). statements. note 28 persuaded 2133. We are and we so hold that violation of the rule announced in will y. (10th King, In United States 485 F.2d 353 not warrant a new if there is no “reasona- 1973), the court Cir. held that error possibility improperly ble that the admitted evi- prosecution testimony elicit the de- conviction,” dence contributed to the as there fendant, being of his Miranda after informed Florida, was not here. Schneble v. However, lawyer. rights, to see a had asked 427, 432, 1056, 1060, harmless, this error was the court held that .p because the was not followed already damaging determining whether comment on a de- heard harmless, had, King giving fendant’s silence was of Miranda courts have “Yes, warnings, considered whether the reference was brief and made a stated to the See, Bridwell, g., good isolated. e. United States v. catch this time.” Id. at 360. (10th 1978); United *10 360 probable cause to States would extend the Ashe be did not have doctrine yond logical

arrest that the narcot- its boundaries. See United and Smith and fuentes, 845, (4th 849 ics seized incident to that arrest must be v. 504 F.2d States Si Smith, suppressed. 1974); Thereafter their state indict- Cir. United States 200, (4th 1971).34 Because the dis prossed. ments were nolle 202 by trict court was the state not bound 20, 1976, Subsequently July grand a action, court’s at trial it it did not err when jury in the Pennsylvania Eastern District of permitted into evidence of the introduction present returned the indictment which the heroin. charged Agee possession and Smith with of heroin with intent to distribute in violation B (1976). 21 again, of 841 U.S.C. Once § have the district sought suppress defendants moved to the heroin jury court include in its instructions seized in car.32 The court district following charge: motion, finding denied the that the person length The of time which probable had cause to arrest both and object issue of holds an is relevant to the and that narcotics were seized and thus knowing and intentional control “plain while were in view” of the legal possession. you find that a If officers. person object only flectingly holds an [sic] Agee contends that the district court monentarily thereby and does [sic] erred when it sup- refused his motion to not form an intent to exercise dominion press the heroin. He asserts that the doc- object, then are and control over estoppel trine of collateral barred the instructed that must find that relitigating ruling by knowingly and inten- defendant did not the Philadelphia Court of Common Pleas. possess object you must tionally Agee’s suggestion that Ashe v. Swenson33 guilty. find the defendant not precluded finding, the district court from as request Agee argues denied. His did, probable that the cause to warrants a new this denial was error which arrest is without merit. The United trial. party suppression States was not a hearing However, agree in the state court were the we not that the dis- held nor do request actions of its officers refusing Agee’s under in trict court erred in consideration charge. correctly forum. To hold that a in- state court The district court respecting meaning determination regarding conduct of structed the state binding “possession”.35 required officials is on the court was not United The States, 206, 32. The defendants also moved to dismiss the Elkins v. United 364 U.S. indictment, 223-24, 1437, 1447, contending that it was invalid un- 4 L.Ed.2d 1669 Department policy (1960), der the of Justice’s Petite held that deter- “[i]n (see States, mining Petite v. United 361 an unreason- U.S. 80 whether there has been (I960)) officers, by 4 S.Ct. and the double able search and seizure state jeopardy independent clause of the Fifth an in- Amendment. The federal court must make ruling, quiry, district court denied the motion. This whether or not there has been such court, challenged appeal, irrespective inquiry by was correct a state may inquiry the circumstances of this case. Successive how such have turned out. prosecutions law, sovereigns enlarged different would not The test neither is one of federal protection against may jeopardy. violate the double what one state court have counte- States, nanced, See Abbate v. United 359 U.S. nor diminished what another (1959); colorably suppressed.” S.Ct. 3 L.Ed.2d Bartkus v. Illinois, 3 L.Ed.2d pertinent portion charge, (1959). Furthermore, In the its policy of self-re- jury regard’ ,g court instructed the straint described in Petite does not extend to a “possession”: legal concept of prosecution began federal after a state prosecution prossed. Knowingly voluntarily had been nolle means to an act do mistake, intentionally because of and not pur- 33. 397 accident or other innocent reason. “knowingly” pose having is to the word application Honor, to illustrate the legal of that Mr. Turner: Your I would ob- concept by suggesting the particular infer- ject to the remarks of the Court in the *11 hoped ence which the jury defense that the presence jury. I request a case, would make in required this nor was it side bar conference. particular language to use the or form of Well, just say The Court: let me charge suggested by Agee. my the record. It is absolute standard procedure any whenever defendant takes C the stand that the defendant understands Agee also contends that the district rights giving up that he is so that judge court pres made statements in the question there could be no about that and jury implied ence of the which I don’t see need for a side bar confer- perjure would incriminate or himself if he ence. testified in his own behalf. claims you one, If wish to have we can have deprived that he was of a fair trial because However, one. I think Mr. has testimony his singled out for caution requested that he would like to discuss— ary comment the court. case, request Mr. Turner: In I will After had taken the oath as a wit- recess, your a Honor. ness, the judge questioned district court The right, long peri- Court: All How regarding him his awareness of his od will that be? testify: not to Mr. Turner: About one minute will be The gee, Court: Mr. A I know that Mr. sufficient. Turner, course, you has informed stay you The Court: We can here while as a you defendant in this case have Agee. discuss matters with Mr. absolutely duty compulsion no to testi- fy you your have absolute un- Agee, you step Mr. Turner: Mr. will der the Fifth Amendment to remain si- here, please? back lent I jury and would instruct (A place discussion takes which held they could not against you. hold that record.) off the Now, you do understand that testi- you Agee, The Court: Mr. have had an however, fying, you subjecting your- are I opportunity to discuss the matter self, obviously, to the scrutiny same as just set forth with Mr. Turner and will any other witness your has and that testi- me your tell what decision is? is, course, mony my under oath and The take the wit- Witness: I intend to question: you voluntarily Are giving up stand, your ness Honor. your privilege, fully understanding your right. The Court: All privilege testify to not under the Fifth Amendment? judge may We have no doubt that a trial Honor,

The Witness: Your question testify I would like who defendant chooses to talk my lawyer let him to in his own behalf in order to ascertain explain this to me more better so can doing whether he is with a full aware- so clearly understand this. rights ness of the Fifth Amend- his under Very good. procedure Court: I think ment. A such as the one utilized client, your should talk Mr. Turner. the district court here can be valuable in pos- insure that no one would be convicted for an In order to find that the defendant heroin, prove act done because of mistake or accident or sessed must Government knowingly physical other innocent reason. control that he had direct Intentionally means the defendant or else over heroin at the time unjer knowingly knowingly did an act which the law forbids. had the heroin that he you, question, As I have instructed one of the essen- control or dominion at the time in power tial elements meaning knowingly Government must that he had the prove beyond a reasonable doubt is that a or control and intention to exercise dominion knowingly intentionally pos- defendant over the heroin. sessed the heroin. beforehand, Despite disapproval our of the district exposing problems that such a may experience witness if he testifies. case, practice we nonetheless court’s in this However, though recognize even we possi- conclude that there is no reasonable practice, cogni- value of such a we are also questions bility that the trial court’s con- dangers zant of the inherent that such an tributed to conviction. See Schneble inquiry presents question- where the court’s Florida, 427, 432, ing place jury. takes before (1972). Here, nothing Here the judge record reveals that judge’s district court remarks could lead a did not excuse nor did he take juror judge reasonable to conclude that the steps prevent jurors other from hear- believed that would be *12 ing Agee his examination of and his collo- Indeed, perjurious. the incriminating or quy ap- with counsel. While we only jury inference which the reasonable prove of the careful consideration which the could draw from the court’s remarks judge district court gave Agee’s rights to Agee voluntary that had a free and made the under Fifth Amendment and the con- testify, he had. decision to as indeed Such exhibited, cern which he we are severely testify a decision to could well have im- by troubled the manner in which the court pressed jury favorably. the implemented procedure. this We observe that cir presents case Although we indicate in our later cumstances far different from those discussion that the district judge’s court presented in Webb v. Texas36 and United comments Agee could not have affected Webb, adversely In the trial inasmuch as States Morrison.37 in fact did testify, we are judge nevertheless convinced that prisoner admonished a who had been practice requires better in such regard called as a witness for the defense quiry, no matter how solicitous of a defend ing dangers perjury, assuring him rights, ant’s must be conducted with the that if he were convicted of that crime he present. Excusing jury, while eligible parole. would not be for The wit consuming time and in some instances bur thereupon testify. ness refused to The Su densome, guard will against nevertheless preme held that the defendant any unjust improper being inference deprived put been a of his to on by drawn jury especially if the defend case, however, defense. In this no refer ant testify elects not to inference —an by possibili ence was made the court to the fully dispelled by not be a cau himself,38 ty perjure would nor tionary Thus, require instruction. we will prevent did the court’s comments that henceforth questioning all such taking the stand. discussion be jury’s pres held outside the Morrison, prosecution ence jurors or in such a informed fashion that colloquy. cannot hear the if she defense witness to the trial 95, lie, probably going 36. 409 U.S. the witness stand and it is (1972). years to mean and at least more time several you going are to It will to have serve. (3d 1976). 37. 535 F.2d 223 against you penitentiary also be held you’re up parole for and the Court 38. The Court observed in Webb that you thoroughly wants understand stop warning the trial court “did not you’re by taking getting wit- chances on that testify,” witness of his refuse 409 may tell ness stand under oath. You U.S. at 93 S.Ct. at but instead added do, you you right, truth and if all but if that is following admonition: you get lie can into real trouble. The court you “If take the witness stand and lie under you wants to know that. You don’t owe oath, personally your the Court will see that anybody anything testify and it trust be goes grand jury you case will be freely voluntarily done and with the thor- perjury indicted for and the liklihood [sic] ough you understanding haz- know the you get perjury convicted of you taking.” ard are that it would be stacked onto what have Id. at already got, so that is the matter got up your you get to make If mind on. Florida, testified, might implicate she herself in the by

crime. When she was called as a witness defendant, many she refused to answer IV questions put by her defense coun- ground might sel on incrimi- judgment of sentence will be af- prosecu- nate her. We held there that the firmed. We will also affirm the order tor had interfered with the defendant’s judgment which denied motion right to have give his witness evidence in acquittal new trial. or a contrast, By his favor. here was not giving deterred from evidence in his own GIBBONS, Judge, with whom Circuit prosecution behalf and no threats of further Judges and HIGGIN- Circuit ALDISERT government. were made join, dissenting: BOTHAM The circumstances which led to the rever- George Agee, possession convicted of sal of the convictions in Webb and Morrison heroin in violation of U.S.C. § Webb, judge —in a statement a trial appeal grounds for a urges a number of that he would make certain that a defense trial, rejected by new which are all of prosecuted perjured witness was if he him- however, majority. grounds, Two of those self; Morrison, and in a statement are meritorious. *13 prosecutor that it would not be in a wit- defense, testify ness’s interests to for the I. THE TRANSACTION leading by key in both cases to a refusal Agee and codefendant Andrew Smith give testimony just defense witness to —are Philadelphia police were arrested present Indeed, here.39 as we have February They were indicted for previously only indicated the inference violating jointly. and tried U.S.C. § jury which the reasonably could have drawn Philadelphia police In that trial officers Mi- from the questioning court’s and statements Zagursky chael Wissman testi- Robert Agee, having was that been informed of his an morning they stopped fied that on that rights by the questioning, court’s neutral making automobile for two turns without will, testifying was of his own free volun- signalling. approached Officer Wissman tarily any government compul- and without automobile, stopped the driver’s side of the situation, sion. In perceive such a we no seated, Zagursky ap- Agee where was possibility reasonable that the court’s action side, proached passenger’s where Smith contributed to conviction. was seated. Both officers testified car,

The dissenting opinion agrees they approaching the while the front of the questioning regarding packages containing glassine pack- of a witness foil his saw knowledge of rights powder. package his Fifth Amendment ets of tannish-white One must be done jury’s presence. immediately outside the was on the floor of the car extent, To that we are unanimous. What front of The other was the hands Smith. disagreement who, Wissman, register Agee, the dissent does according is of was conclusion, with our our review the car attempting based on to shove it under seat. record, this error was harmless. Wissman testified that he then removed apparently The dissent disagrees, Agee because it from the car and arrested him for grant possession a new trial. The short answer of what the officer believed to be arrest, suggestion to that majority making is that a of this heroin. After Officer court has packages reviewed the record and has con- retrieved the Wissman edge cluded that there is of the seat and possibili- no reasonable floor of the car at the ty The questions pedal that the trial court’s and the seat contribut- between the brake a mix- packets ed to later found to contain conviction. See Schneble were Morrison, Morrison, In the witness took both Webb and the discussions with the admoni- presence place prosecutor’s tions to office. witnesses occurred out of the in the Webb, excused; jury. jury heroin, advance, quinine, procaine, repeated ture of re- and reduc- counsel his ing sugar. quest: behalf, [Wjhen testified arresting on his own while officers] [the day arrest,

Smith did not. stated that on my understanding made the it’s driving arrest he was unlicensed Mr. that no statements were made Smith, picked up taxicab and that he had Agee. know, passenger. whom he did not aas He respectfully request I would

testified that he drove to one loca- or questioning Court bar either direct tion, him, and, waited for re- specific point cross examination on that quest, spot started to drive him back to the either counsel for the Government picked up. where he had first him co-counsel, my Mr. Once Gershenfeld. unlicensed taxicab had a defective brake- Honor, Hale, again, your under believe light. According Agee’s testimony, blatantly it would be inadmissible. car, stopped the Smith threw one Appellant’s Appendix, p. A—156. The packet tin foil dope at him and said “I have request responded court to counsel’s as fol- on me.” claimed that he had no lows: knowledge possession of Smith’s of narcot- Well, the fact that no statement was ics. unsuccessfully tried to conceal made, jury certainly going to be packet compartment console appropriately instructed can the car finally packet thrust under have the when it appropriate instruction the seat. He then left the car and walked goes the fact that no rear, to its where he said to one of the any way statement was made cannot in officers, why you’re me, “I know stopping admission, taken as evidence of because I any brakelights.” don’t have silent, that he has an absolute to be When the officer asked him if he had so forth and so on. *14 weapons narcotics, nega- he answered Appellant’s Appendix, pp. at A-156-57. tively. him, The officer searched and then Agee’s persisted seeking pre- counsel in to searched the car. In the latter search the subject vent questioning at trial on the of packets officer found the referred to above. Agee’s silence at the time of arrest. How- II. ever, TRIAL judge REFERENCES TO the only district ruled that at

AGEE’S SILENCE specific question regarding such time as a Agee’s silence was asked would he rule on trial, At the joint outset of the obviously objection. counsel’s anticipating that his client would take the stand, Agee’s government Counsel attorney for the and for co- called to the district present during court’s attention the defendant were this decision of the Su- preme Hale, colloquy, Court in United in which the court in effect ruled States v. inquire, pres- could at least in the He jury, Agee’s asked for a ence of the about silence at the preliminary ruling that the appellant’s time During silence at of arrest. the course of the the time of arrest was advantage any purpose lawyers inadmissible for both took of and that such ruling. silence should subject any not be the of

inquiries or during comments the course of majority makes much of counsel’s the trial. When judge asked the trial object every stage failure to of the line at explain why raising he was early the issue court, interrogation which the after re- trial, in the counsel answered: peated objection, actually Opinion, invited. Well, honor, your I don’t want it to say, m.'jority To as the post at 353 n. 5. during arise the proceedings when the does, that tactical this failure reflects a jury is in the box. trial, object patent- during decision not to Appellant’s Appendix, p. at ly A-151. When unfair to conscientious counsel who made the court declined to rule on the every prevent issue in reasonable effort refer- silence, Smith, rather passenger, possessed ence his client’s and who fore- than the say warned the court and counsel. To the heroin. Consequently, on cross-exami- deprived district op- the court was “of the questioned nation Agee: Smith’s counsel portunity to take remedial action at an Q. Did make statement early is, stage” considering the colloquy time? above, quoted misstatement the record. No, A. sir. majority’s argument For two reasons the Later, Appellant’s p. at A-254. Appendix, the need for a objection about simultaneous rejected. closing argument jury, should be in his Agee’s argued counsel silence about place, objection In the first the was made impeached the narcotics in his car credi- quite explicitly at outset of the case. bility at trial. pointed counsel out it would be improper government for the or for code [Agee] He testified that he did not advise inquire fendant’s counsel about or com happened in as what upon subject pres ment matter in the car. All things of these are that have to jury. of the the participants ence All of in be taken in into consideration determin- the trial were objection. aware of ing evidence, weight credi- ruling Instead of inquiry that no such bility and the and the truth reasonable- made, should be the district court in effect story sorry ness of Mr. —I’m —tes- permitted attorneys for the timony. and for Smith to ask the and to Appellant’s p. Appendix, A-279. put Agee position objecting before jury. Attorney’s Under The Assistant these circumstances the United States policy objection behind the simultaneous cross-examination of included fol- of affording rule opportunity to avoid lowing dialogue: implicated. error is not Everyone involved Q. You had in mind that could and, in case was forewarned conse straighten out with back quently, error could been avoided. your brakelights the rear of the car about requires suspension It extraordinary per go your way. right? and then Is that ception to treat ruling trial court’s as No, straightening A. had in mind anything plain trespass but a invitation to just my way, going out and not no. evidentiary forbidden Secondly, area. Well, Q. your what was mind? objection even in cases where no whatsoev made, er was repeatedly it has been held my A. What was in mind? If could *15 prosecutorial of the utilization defend get giving out of me a policemen not plain ant’s silence is E. g., error. United ticket I to tell to take going 601, v. Harp, (5th States 536 F.2d 602 Cir. get my his stuff and of car. That’s out 1976); Arnold, United v. States 425 F.2d what my was in mind. 204, (10th 206 1970); Cir. United v. States Q. your say But it wasn’t mind to Nolan, 588, (10th Cir.), 594 cert. police, to the my “That man in car has denied, 912, 227, 396 90 U.S. S.Ct. 24 dope. Arrest him”? (1969); L.Ed.2d 187 United States v. Brin No, A. ma’am. son, 1057, (6th 411 1969). F.2d 1059 Cf. Anderson, Appellant’s United States U.S.App. Appendix, pp. v. 162 A-255-56. 305, 1038, D.C. 498 (1974), F.2d 1040-44 closing argument, her the Assistant United Hale, aff’d sub nom. v. United States 422 Attorney States even further than went 171, 2133, U.S. (1975) 45 L.Ed.2d 99 gone arguing Smith’s counsel (cross-examination of defendant with re importance silence at the t: Tie gard to silence at of arrest time not harm attorney con government arrest. The error). less tended that Agee’s silence was affirmative evidence of commission of strategy counsel’s obvious was to Agee, owner, convince the charged the car offense.

366 however,

Now, prosecution, In a criminal there whether or not believe the rule of evi- Agee’s testimony, suggest defendant obvious tension between the arid it, treating dence silence as an affirmation you accept that even if he makes privilege against self-in- the constitutional guilty charged. himself of the crime pros- many years in state crimination. For ecutions, Twining v. New under the rule of not, he, intentionally Did he when 78, 14, Jersey, 29 53 L.Ed. 97 211 U.S. S.Ct. knowing narcotics, that these were hide ten- (1908), Supreme resolved this police, narcotics from the went back assertion by permitting sion the defendant’s to the attempted car and to divert privilege against of the self-incrimination finding in- narcotics the defendant to be used as evidence that saying police, stead of “Hey, not, testified, charge deny if he could guy him,” dope. has when he Arrest constitutionally against of a him. Such use conceals the narcotics from the an protected right to remain silent came to with the giving intention of them back to Malloy Hogan, 378 84 end in v. U.S. S.Ct. Smith, knowing probability in all (1964), where the 12 L.Ed.2d 653 Su- going Smith is to sell them? Is he not preme against self- privilege Court held the putting position being himself in the applicable prosecu- incrimination to state an aider and Mr. abetter of Smith. clear Malloy Hogan, tions. After v. it was Appellant’s (em- Appendix, pp. A-266-67 case that since the defendant in a criminal phasis supplied). silent, had a constitutional to remain his exercise could not be used long It has assumption been an of the law against substantively him as an affirmation fact, of evidence that a “failure to assert a privilege against silence. The self-in- when it would have been natural to assert support from crimination received further it, amounts in effect assertion of the in Escobedo Court’s decisions Wigmore, non-existence of the fact.” IIIA Illinois, v. 12 (Chadbourn 1970). Evidence 1042 rev. § Arizona, (1964), and Miranda pass For a moment I whether 16 L.Ed.2d U.S. S.Ct. assumption, applied to a traffic (1966), which dealt with the circumstances stop by a Philadelphia police officer of a statements, than si- in which actual rather unregistered driver of an mechanically lence, would be excluded. taxicab, defective realistically comports with the expectations par- York, behavioral of the In Harris v. New Applying assumption ties. (1971), the Court present case, statement although contends that held that an actual presence silence about the obtained in violation of Miranda could against heroin amounted anto affirmative denial of be used as substantive evidence defendant, presence impeach- such purposeful and thus to it could be used drugs. purposes prior concealment of the Where inconsistent state- silence is ment as equivalent assertion, to an that silence if testified in a manner be- ment the defendant Af- comes relevant to a as a inconsistent with that statement. witness’ *16 York, prior v. New inconsistent statement if the assumed ter the decision in Harris appeals affirmation is on the inconsistent with witness’ courts of divided present whether, against despite Malloy v. Ho- testimony. If offered the rule of party action, used gan, to the that is relevant an affirmation silence could be silence admission, as an when the de- regardless party’s impeachment purposes of that for The testimony. fendant took the at his trial.1 stand denied, 878, Compare Semensohn, (10th Cir.), United States v. cert. 414 U.S. 94 S.Ct. 421 1206, 64, (2d 1970); (1973), States United States v. with United F.2d 1209 Cir. 38 L.Ed.2d 124 Brinson, Jersey, (3d 1057, (6th 1969); ex rel. Burt v. New 411 F.2d 1060 475 F.2d 234 Cir. States, denied, 938, 243, (9th Cir.), Fowle v. United cert. 414 94 S.Ct. 38 410 F.2d 48 Patterson, 1969); (1973); States v. Ra- and Johnson v. and United 475 F.2d 1066 Supreme Court resolved this conflict in Whoever against commits offense Hale, 171, United v. States 422 U.S. 95 S.Ct. aids, abets, counsels, United States 2133, (1975), 45 L.Ed.2d 99 Doyle v. commands, procures induces or it commis- Ohio, 610, 2240, 426 U.S. 48 L.Ed.2d sion, punishable is principal. as a (1976). In Hale the Court held that the (Emphasis supplied). By failing to tell the post-arrest defendant’s silence could not be possession, govern- Smith’s used impeachment even for purposes. The argues, Agee ment aided and abetted reasoned, first, Court that the defendant’s possession, though Agee Smith’s even be- silence was not sufficiently probative of an lieved that disclosure would tend to incrimi- inconsistency with his in-court testimony to nate himself warrant because the would not admission of silence as impeachment evidence. 422 effect, U.S. at 95 believe his version of the facts. addition, S.Ct. 2133. In the Court believed government position any- takes the that admitting into evidence the defend- having one knowledge offense which post-arrest ant’s highly silence would be nature, ongoing is possessory such as a prejudicial. Id. at 95 S.Ct. 2133. The offense, principal becomes a in that offense applied decision in Hale only to federal if he immediately does not disclose the of- prosecutions. However, Doyle the Court fense, though might even such disclosure held that excluding rule even the Brief, Appellee’s tend to incriminate him. impeaching use of such silence was constitu- p. difficulty I have no with such a tionally required binding and therefore 2(a) construction of 18 U.S.C. when a § If, hold, states. Doyle as Hale and steps defendant takes active to conceal the defendant’s silence cannot be treated as a crime. proper Thus I think that it was prior impeach- inconsistent statement for argue moving purposes, ment a fortiori it cannot be used rear of Agee may the car have intended to substantively as an admission tending to divert prove the attention from the commission contraband. But of the offense. government here the went ar- further and report testified that he did not gued the silence alone was criminal. So possession Smith’s of the heroin because he construed, 2(a) 18 U.S.C. would run afoul § did not think that the would believe of the fifth guarantee against amendment him and speak because he wanted to to an attorney self-incrimination, making before a statement. for resort He silence acknowledged that he was aware that con- penalized criminally. I do not so traband was in his car. There is no incon- construe the statute. sistency between government urges also the use his silence as to possession of nar- to which Agee’s put silence was falls out- cotics. Indeed the does not Hale-Doyle prohibition side the because in urge silence was admissible on those cases the silence referred to occurred impeachment grounds, though even counsel after the defendant’s arrest and after he for argued codefendant Smith as much to given warnings, Miranda while in this jury. Rather, government argues, prior case the silence occurred to arrest and as it did to the jury, silence was true, warnings. Miranda It is admissible as substantive proof government urges, as the that Hale and was an accessory to pos- Smith’s offense of sessing only post-arrest post- heroin dealt with with intent to sell. This argument upon 2(a): Nevertheless, based warning 18 U.S.C. Miranda § silence.2 mirez, denied, (5th Cir.), Jersey, (3d Cir.), cert. v. New 475 F.2d 234 cert. denied, 404 U.S. 414 U.S. 38 L.Ed.2d (1971). These cases are collected in Justice opinion Marshall’s United Hale, n.2, Hale, 171, 177, States *17 95 S.Ct. 2. See United States v. 422 U.S. (1975). (1975); Doyle 45 L.Ed.2d 99 It should be noted v. Ohio, among tacitly 617-18, that those cases referred to and 426 U.S. overruled Hale is United States ex rel. Burt to Doyle, also would amount that the should be Hale and but

do not believe result reviving thing, Hogan here. For one there is at overruling Malloy different v. ambiguity sta- least serious about Jersey. Twining v. New to in tus the time of his silence referred case, the opinion in this As I read its government’s the cross-examination and govern- majority apparently agrees that closing argument. ev- government’s On the argument 2(a) and as to the ment’s as to § idence, Agee subjected body to a full inapplicability pre-ar- of Hale Doyle to immediately stop. search after the traffic rest, It pre-Miranda silence is mistaken. silence, Accordingly, at the time of his admits, tacitly, that mere silence albeit might subject have been to constraints im- having knowledge another’s crime of officers, posed by thereby trig- Similarly, it not evidence of an offense. is gering application even the narrowest acknowledges, again implicitly, If, Doyle. Hale and at the time of his Hale-Doyle prohibition silence which covers silence, Agee custody was in the administering of precedes and the arrest policemen, warnings the fact that Miranda part company, We warnings. Miranda may given preclude not been does not then, interpretation of the simply over an application of the rule enunciated in record, disclos- majority which the reads as addition, Doyle.3 Hale and In while the silence, only com- ing but no comment prosecutor’s arguably comments were re- speech ment on or action. ap- stricted to the time frame to the arrest, pellant’s counsel’s comments read, fairly I do not believe Thus, certainly were not so restricted. un- prosecutor’s argument at trial can be might put conduct of Smith’s counsel anything derstood as but an assertion squarely ease within the proscription government point of the same Doyle. Hale and importantly, More appeal per- advances silence —that government flatly is wrong contending having knowledge possessory son of a of- anything presence turns on the or ab- 2(a). a crime under It is fense is itself § custody sence of presence or of the or ab- reject thing majority tacitly one for the warnings. attempt sence of Miranda Its quite It argument. another rely on these factors misstates the issue and refuse to take counsel at her attempts proposed exception to treat a making the word about her intention in general applicability of the amend- fifth very argument argument jury. Doyle ment as if were the rule. Hale and appeal majority’s made in this belies the appears are not the rule. Rather the rule overgenerous treatment of the record. Malloy in fifth amendment v. cases like government’s ignoring Besides stated Hogan. Doyle simply Hale and refused to examining Agee’s failure to of- purpose in exception extend the Harris v. New York remarks, majority also exculpatory fer impeaching use to silence. Neither Hale prosecutor’s statements concludes that Doyle suggests nor possibility that the words, only referred actions impeaching substantive rather than use of holding, the not to his silence. In so contemplated such silence was ever majority not remain Allowing Court. notes that did substantive use of silence only holdings of mute when the him. circumvent the encountered Hale, Doyle, In his But in dissent Stevens United States Justice majority’s (1975), seemed to we think that rule was S.Ct. 45 L.Ed.2d [95 99] may premised presence warnings. arrest on the of Miranda noted that silence at the time of 620-21, (Stevens, inherently ambiguous apart See 426 even from the U.S. at 96 S.Ct. 2240 J., given dissenting). Doyle warnings, in a of Miranda for We do not read effect way. explanations there be several both Hale and the Miranda case warnings exist- were that are consistent with the but one factor convinced the silence explanation. exculpatory the Court that the defendant’s silence was not of an ence sufficiently probative. Doyle, supra, (Emphasis supplied). at 617 See n.8, 2240, 2244, wherein the declared: *18 Rather, therefore, say, “he case. I cannot that there made statements the he knew be “a possibility false and which he was not reasonable the hoped prevent discovering them improperly [testimony] from admitted contribut- ongoing Opinion, supra an crime.” . . at 354. ed to the conviction . .” Sehneble Yet, majority Florida, as the acknowledges, the Hale-Doyle apply only rule not does when a all,

suspect Doyle, remains mute. In after myopic approach Because of its to the by totally the defendant was no means niggardly reading Doyle, record and its “mute” when was interrogated he the majority, insisting the there was no Indeed, police. he stated “What’s this all silence, comment does not the address about,” deny knowledge as if to aside, whether, Doyle the Hale and n.5, underlying events. 426 in record circumstances disclosed so, prosecutor’s S.Ct. 2240. Even the com- present appropriate applica- case for an the Doyle’s protest ments failure to his inno- evidentiary equating tion of rule silence the were judged cence reversible error.4 not with affirmation. I do believe do. majority apparently recognizes The usually justified The is rule in terms of Hale-Doyle require does rule total words, expectations. In behavioral other “If . . silence. . had asked experience common human suggests that ” about,’ ‘What’s this all majority sug- people deny generally will false accusations gests, “perhaps this would abe different fully making and will facts disclose Opinion, case.” supra Why at 354. disclosures, plead- or formal as in should it be a different In case? both in- IIIA, ings. Wigmore, See Evidence § stances the speculate is asked to on the (Chadbourn 1970). hu- rev. But common significance substantive of a failure to experience man suggest does not a Where, speak.' here, government’s as illegal stopped by driver of an taxicab a are, by admission, remarks its own directed Philadelphia police officer for what substantively incriminating character thought driver was a motor vehicle viola- silence, aof defendant’s I do not see how tion, confronted, testi- according to his precise spoken defendant, words mony, knowledge the unexpected with when first encountered can be his vehicle and with contained contraband said to make a difference. inquiry an about guns drugs possession, by volunteering any would react majority also concludes that the re- more information than was volunteered transgress marks Smith’s counsel did not likely here. It seems as not that to me as Agee’s rights Doyle. Hale under It say little reaction would be as as relies, part, on the failure of possible. addition, prior In to arrest is attorney to contemporaneous objec- make a tion, likely less that a will be con- defendant as well as belief challenged its that the guilt. with fronted a formal accusation statements referred to actions and not true accusation, explained Absent such a defendant’s why silence. above these positions highly ambiguous. silence both of are For majority without merit. The reasons, sought further these the inference contends violation which drawn from silence was not sufficient- attorney have caused here was record, however, ly properly harmless. From this to be as sub- it is reliable admissible evidence, that Agee’s exculpate impeachment clear even failure to him- stantive significant apart self was government’s problems. fifth amendment Edwards, belonging person also See United States v. card whose name (5th 1978) (per curiam). Edwards, short, defendant, by initially In in- used. stopped by guard identity, effectively voking the defendant was border hav- a a false denied allegedly driving Despite ing while a stolen car. Defendant violated the law. the defendant’s initially provided word, identity “speech,” majority’s false the border sense of the police; his, identity truly regarded had that been the Fifth Circuit issue as presented. Only squarely defendant would not have been in violation the harmless error law, precluded since the car was with a in the case. rented credit doctrine reversal *19 long a right. All How prosecutor the counsel for The Court: both and Since improper refer- codefendant Smith made period will that be? Agee’s

ences to silence in cross-examination will be Mr. Turner: About one minute n sufficient. jury, judg- the argument and oral ment of conviction should not stand. you while stay We here The Court: can Agee. matters Mr. discuss with ADMO- III. THE DISTRICT COURT’S step Agee, you will Mr. Turner: Mr. ABOUT PRIVILEGE NITION THE here, please? AGAINST SELF-INCRIMINATION back which is held (A place takes Immediately Agee took the discussion after Mr. sworn, following colloquy record.) stand and was the off place: took you Mr. have had Agee, The Court: The Court: Mr. that Mr. Agee, I know have opportunity to matter I discuss the Turner, course, you that of informed has will just set forth with Mr. Turner you as a defendant have in this case your is? you tell me what decision absolutely duty compulsion testi- no or to I take the wit- The Witness: intend to fy you your have un- absolute stand, your ness Honor. the Fifth to remain si- der Amendment All right. The Court: I would jury lent and instruct the against you. could not hold that a urges likely inference Now, you do testi- understand juror him out singling would draw from ,are however, you fying, subjecting your- interrogation his such was that self, obviously, scrutiny to as the same perjuri- be either him or would incriminate any your other witness has and that testi- contends, the oth- The ous. is, course, mony my of under oath and hand, any interrogation that if the er you up question: voluntarily giving Are all, “it is enhanced likely effect at that [it] privilege, your fully understanding your credibility by the volun- emphasizing privilege testify to not the Fifth under tary testimony.” Appellee’s nature of Amendment? Brief, p. The so naive majority is not Honor, The Witness: like Your I would accept the as to contention my talk lawyer let him to finds, instead, credibility was It enhanced. explain this to so I can me more better I ver- a neutral effect. think that clearly understand this. probable juror on a is far sion of effect Very good. The I think Court: likely government’s than more either the client, your should talk to Mr. Turner. majority’s. purpose of the trial Honor, Mr. Turner: Your I would ob- remarks, view, my was far from court’s ject remarks of the believe, intended, to dis- neutral. It was I presence jury. request of the a I would courage Agee testifying. If the side bar conference. it, certainly interrogation so understood Well, just say The Court: let me questioning of prejudicial. Since such the record. It my absolute standard and since prejudicial the defendant procedure whenever takes defendant why any defendant I can think of no reason that the stand understands defendant be sub- represented able counsel should rights giving up he is so that jury, I jected presence to it in of there could be no about that and strongly disapprove practice. Even I don’t see need for a side bar confer- majority justify. ence. It is finds hard to judge may, true a trial and sometimes one, If wish to have we can should, However, one. even warn witness of his fifth I think Mr. has requested rights dangers that he like to discuss^— amendment and of cannot, warnings But he case, perjury. such request

Mr. Turner: In will recess, witness, justice tilt your to a the scales of Honor. against Texas, it, preventing defendant. Webb v. persistent See as the need to re- gentle amply sort to chastisement demon- (1972) (trial judge’s warning extended expressions disapproval strates. Bland defense discouraged witness not to lie improprieties tepid endorsements witness from testifying and denied the de- practice” “the better are no substitute for fendant the opportunity present witness- appellate judicial responsi- the exercise of *20 defense). es in his When the witness is a bility. grant I would a new trial. represented defendant who is by able coun- sel and testify who is about to on his own

behalf, the need for such warnings

seems to me Despite non-existent. its ac-

knowledgment that engaging in such inter-

rogation practice, majority bad distinguish governing

strains to case

law, giving judges blueprint thus partial holding evasion of the in Webb UNITED of America STATES v. Texas. I particularly disingenuous find majority’s distinction of Webb on the basis of an ostensible absence this case of ANTON, Savage, James B. a/k/a Steve possible perjury. reference to To what Dr. Thomas Donovan and else was the trial court referring when he Mike Nameth. “Now, warned you' do understand your is, course, . Appeal of B. James ANTON.

under oath. . . . ”? None of the No. 78-1996. given witnesses was such a warning. it, jurors understand and the Appeals, United States Court of it, undoubtedly particular understood as a Third Circuit. admonition that the defendant should resist 26, Argued March temptation perjury. commit 20, April Decided

While the majority quite bring cannot itself to endorse practice the trial court’s

warning defendants, testifying pres

ence jury, against about the privilege dangers

self-incrimination and the of false

swearing, cannot, either, bring itself to

order a Tongue new trial. clicking over practices

bad has become a familiar routine

in this g., court. E. United States v. Le

Fevre, 477, (3d 1973); F.2d 478 80 Cir. Benson, 978,

United States v. 487 F.2d (3d 1973); Somers, Cir. United States v. (3d Cir.), denied,

496 F.2d 736-42 cert.

(1974); United ex rel. Perry States v. Mulli

gan, (3d 1976), 544 F.2d 678-80 Cir. denied,

cert. 430 (1977); United States v. DeRo

sa, (3d 1977); 548 F.2d 469-72 Cir.

United Gallagher, States v. (3d 1978).

1041-43 tongue clicking Our improper

over argument by government

counsel notoriously has been ineffective in

Case Details

Case Name: United States v. George Agee
Court Name: Court of Appeals for the Third Circuit
Date Published: Jun 18, 1979
Citation: 597 F.2d 350
Docket Number: 77-1675, 77-1689
Court Abbreviation: 3rd Cir.
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