Defendant-appellant Omar Genao-Sán-chez (Genao) challenges the district court’s refusal to conduct a sentencing hearing after vacation of some, but not all, of the original counts of conviction. See United States v. Rodriguez-Marrero,
We rehearse here only those facts necessary to place this appeal into perspective. The reader who hungers for more exegetic detail may consult our earlier opinion. See id. at 5-11.
On December 17, 1997, a federal grand jury charged the appellant with conspiracy to possess more than five kilograms of cocaine and other drugs with intent to distribute, in violation of 21 U.S.C. §§ 846 and 841(a)(1). The grand jury twice superseded the indictment. Pertinently, in July 2000 it handed up a second superseding indictment that charged the appellant with twо additional crimes: conspiring to use a firearm in furtherance of the aforementioned drug conspiracy, death resulting, in violation of 18 U.S.C. § 924(o), and aiding and abetting the commission of that crime, in violation of 18 U.S.C. §§ 2 and 924(j). For simplicity’s sake, we shall refer to these counts sequentially as count one (the drug conspiracy count), count two (the firearms count), and count three (the aiding and abetting count). After a protracted triál, a jury pronounced the appellant guilty on all three counts.
The district court convened a disposition hearing on March 18, 2002. Working un
On direct review, we vacated the appellant’s convictions on counts two and three due to errors in the admission of evidence. See Rodriguez-Marrero,
For the foregoing reasons, we VACATE Genao’s convictions on counts two and three of the second superseding indictment and REMAND to the district court for a new trial on those charges if the government wishes to so proceed, and for resеntencing. We AFFIRM Genao’s conviction on count one....
Id. at 32.
Following remand, the government eschewed a retrial on either count two or count three. However, it urged the district court to allow the life sentence previously imposed on count one to stand without conducting a new sentencing hearing. The appellant opposed this suggestion, expostulating that our decision in Rodriguez-Marrero mandated the holding of a new sentencing hearing.
The government convinced the district court. Pointing out that the Rodriguez-Marrero panel had affirmed the appellant’s conviction on count one, the court opted to “trash out” the sentences on counts two and three but to leave intact the existing sentence on count one. The court accomplished this result by entering an amended judgment, withоut convening a new sentencing hearing. This timely appeal ensued.
Before us, the appellant asserts that the district court committed reversible error when it indulged the government’s preference and trimmed the original judgment without sentеncing him anew. He reasons that eschewing a fresh sentencing hearing was not only contrary to this court’s mandate but also prejudicial because, given the vacation of the convictions on counts two and three and the Supreme Court’s decision in United States v. Booker,
The government counters that the district court’s decision to leave the sentence on count one intact was a proper exercise of its discretion because, notwithstanding the vacation of the convictions on counts two and three, the court could have cross-referenced the first-degree murder guideline, USSG § 2Dl.l(d)(l), and meted out a life sentence on count one alone — a sentence that would have been within the statutory maximum. See 21 U.S.C. §§ 841(a)(1), 841(b)(1)(A).
In the first instance, our analysis must turn on an interpretation of the mandate in Rodriguez-Marrero. If the opinion, fairly read, called for resentencing, then the outcome of this appeal is dictated by the law of the case. This is a quintessentially legal question, so our review is plenary. See Conley v. United States,
The law of the case doctrine contains two branches. One branch, not im
This branch of the law of the case doctrine has obvious pertinencе here. If, as the appellant insists, our earlier opinion directs resentencing on count one, the mandate rule would require the district court to hold a new sentencing hearing-and a failure to abide by that imperative would be еrror. We therefore parse the operative language of our prior opinion to discern the contours of its mandate.
Such an exercise makes pellucid that we remanded this case to the district court to resеntence the appellant on count one. The district court was instructed to “vacate [the appellant’s] convictions on counts two and three.” Rodriguez-Marrero,
Were there some ambiguity about this point — and we do not think that there is— the very next sentence in the concluding paragraph of the Rodriguez-Marrero opinion eliminatеs any vestige of a doubt. Although we affirmed “the convictions and sentences” of the appellant’s codefendants on count one, we affirmed only the appellant’s “conviction” on that count. Id. Conspicuously absent was аny language presuming to affirm the appellant’s sentence. That omission can only be viewed as deliberate.
We add a coda. The prosecution, which urged a misconstruction of our mandate on the district court, bears сonsiderable responsibility for what ensued. In all events, the failure to resentence the appellant as the Rodriguez-Marrero panel had directed was not harmless. We explain briefly.
To begin, the appellant’s guideline sentencing range (GSR) may or may not differ from the GSR originally calculated by the district court. With the grouped counts dropped out of the equation, the appellant’s GSR will now depend on the district court’s factfinding.
Even apart from changes in the GSR, the dropped counts alter the dimensions of the sentencing “package.” That circumstance, in and of itself, may lead a sentencing court to impose a different sentence. See United States v. Pimienta-Redondo,
Perhaps most important, the sentencing guidelines, which were viewed as mandatory when the appellant was originally sentenced, are now interpreted as advisory. See Booker,
To be sure, the government is correct when it insists that the district court could still sentence the appellant to life imprisonment if it found that a murder had been committed during and in furtherance of the drug conspiracy. See USSG § 2Dl.l(d)(l). But the district court has never made such a finding-and the appellant, whose right of allocution must be held sacrosanct, was entitled to contest that point at a new sеntencing hearing.
To sum up, the failure to convene a new sentencing hearing deprived the appellant of the oрportunity to argue his position both as to matters of fact relevant to sentencing and as to the appropriate sentence to be imposed. The error, therefore, was prejudicial.
We need go no further.
So Ordered.
Notes
. Rodriguez-Marrero was one of two codefen-dants tried with the appellant. Neither of thоse codefendants is a party to this appeal.
. In the absence of some upward adjustment, the conviction for conspiring to distribute
. The district court did say, subsequent to the order of remand, that it had made the necessary factual findings at the original disposition hearing. However, close perscrutation of the record rеveals no such factfinding. To the contrary, the court relied on the now-vacated convictions (counts two and three) to overrule the appellant’s objection to use of murder as an integer in the sentencing calculus.
. In а pro se brief, the appellant argues that his life sentence violates the rule of Apprendi v. New Jersey,
