UNITED STATES of America, Plaintiff-Appellee, v. Gary L. WILLIAMS, Defendant-Appellant.
No. 08-6409.
United States Court of Appeals, Sixth Circuit.
Sept. 13, 2010.
212
GRIFFIN, Circuit Judge.
Defendant Gary Williams appeals his above-Guidelines sentence of 168 months of imprisonment following his pleas of guilty to simple possession of cocaine and crack cocaine, arguing that his sentence is procedurally and substantively unreasonable. We affirm.
I.
At 1:00 a.m. on August 11, 2005, Officers Rabun and Wade of the Johnson City, Tennessee, Police Department stopped Williams‘s car after observing a non-functional brake light. The officers asked Williams, the driver and sole occupant of the vehicle, to exit. As he did so, Williams dropped his wallet. Officer Rabun told Williams to pick up the wallet and observed a plastic bag of a white, powdery substance beside the wallet. Williams bent down to retrieve the items, and, upon rising, he attempted to flee. In an effort to prevent Williams from escaping, Officer Rabun grabbed the back of his shirt. Williams responded by twice punching Officer Rabun in the face. At this point, backup officers had arrived at the scene, and one of them tackled Williams. Williams resisted the officers’ efforts to subdue him and shoved the plastic baggie into his mouth. After Officer Wade tasered Williams twice, Williams spit the baggie out. Williams was then placed in the patrol car, where he kicked out the rear driver‘s side window. Subsequent laboratory tests revealed that the plastic baggie contained 11.1 grams of crack co
On February 13, 2007, a four-count indictment was filed in the United States District Court for the Eastern District of Tennessee, charging Williams with being a felon in possession of a firearm and ammunition on August 28, 2006, in violation of
Approximately one month after pleading guilty, Williams filed a pro se motion to withdraw his plea. His motion asserted that he had bipolar disorder; had not been given his medication on the day of the plea hearing; and was not competent to enter a valid plea. Williams also stated that he “was not in [his] right mind state and was not thinking about what [he] was doing” or “about the questions” asked by the district court at the plea hearing. Additionally, Williams represented that he “always intended to go to trial....” In his reply to the government‘s response to the motion, Williams asserted that he was innocent and wanted to exercise his “constitutional right to have a fair and impartial trial....” At the July 28, 2008, hearing on the motion to withdraw the guilty plea, Williams explained that he “was not aware that [he] could catch up to 23 years on this plea that [he] had signed” and that he felt “pressured” and “rushed” into pleading guilty by his attorney and his family. The district court denied Williams‘s motion, stating in its oral order that “Mr. Williams has not asserted his innocence in either his filings or in his testimony today. In fact, Mr. Williams admits his guilt.” The district court also characterized Williams‘s motion as “a well thought out strategy pursued in an attempt to manipulate this court.”
The case proceeded to sentencing. Using the 2007 version of the United States Sentencing Guidelines, the probation officer completed a presentence investigation report (“PSR“) that calculated Williams‘s base offense level at 24 and recommended that no adjustment for acceptance of responsibility under U.S.S.G. § 3E1.1 be awarded because Williams had not clearly demonstrated his acceptance of responsibility when he attempted to withdraw his guilty plea and maintained his innocence. The PSR also detailed Williams‘s extensive criminal history, and included two points as part of the criminal history calculation because Williams committed the current offenses less than two years after his release from state custody on another sentence. See U.S.S.G. § 4A1.1(e). Williams‘s 11 total criminal history points placed him in criminal history category V, resulting in an advisory Guidelines range of 92-115 months of imprisonment. The probation officer opined that “an upward departure may be warranted” (internal quotation marks omitted) under U.S.S.G. § 2D2.1(b)(1), which requires that, “[i]f the defendant is convicted of possession of more than 5 grams of a mixture or substance containing cocaine base, apply
Williams objected to the probation officer‘s recommendation not to award a downward adjustment for acceptance of responsibility; the allegations surrounding the August 13, 2008, incident at the Greene County Detention Center; and the factors identified by the probation officer that might justify an upward departure and variance. Williams‘s sentencing memorandum requested a within-Guidelines sentence. The government‘s sentencing memorandum sought an above-Guidelines sentence of 360 months of imprisonment, and it also implied that the government had made a mistake when it allowed Williams to plead guilty to simple possession under
On October 16, 2008, the district court held a sentencing hearing. At the hearing, the district court acknowledged the advisory nature of the Guidelines and informed Williams that his advisory Guidelines range was 92 to 115 months. It stated that the “Guideline range is important to me[,]” articulated several reasons why he should rely heavily upon it, and opined that “while a district judge has the clear authority to vary from that Guideline range, [he] in fact should do so only when there were clear reasons for that course of action.” The district court then explained why an above-Guidelines sentence might be warranted in this case1 and discussed
II.
We review the sentence imposed by the district court “‘under a deferential abuse-of-discretion standard’ for reasonableness.” United States v. Lapsins, 570 F.3d 758, 772 (6th Cir.2009) (quoting Gall v. United States, 552 U.S. 38, 41, 128 S.Ct. 586, 169 L.Ed.2d 445 (2007)). “This inquiry has both a procedural and a substantive component.” Lapsins, 570 F.3d at 772. “A sentence is procedurally unreasonable if the district court failed to calculate (or improperly calculated) the Guidelines range, treated the Guidelines as mandatory, failed to consider the
III.
Williams makes four arguments challenging the procedural reasonableness of his sentence.
A.
First, he argues that the district court clearly erred in rejecting his request for a Guidelines reduction for acceptance of responsibility under U.S.S.G. § 3E1.1. According to Williams, the district court made inconsistent factual findings when it found at the hearing on his motion to withdraw his guilty plea that he had not maintained his innocence but then found the opposite at the sentencing hearing; and the district court clearly erred in finding that “he has not in fact truthfully admitted the conduct comprising the offenses of conviction.” These arguments are unpersuasive.
In this case, the district court did not clearly err in finding that Williams failed to establish his acceptance of responsibility for his crimes. Although Williams pleaded guilty, he later attempted unsuccessfully to withdraw his plea. See, e.g., United States v. Wilder, 161 Fed.Appx. 545, 554 (6th Cir.2006) (unpublished) (affirming the district court‘s denial of an acceptance of responsibility adjustment under § 3E1.1 where the defendant attempted to withdraw his guilty plea);4 United States v. Ellens, 43 Fed.Appx. 746, 751 (6th Cir.2002) (unpublished) (“In view of the defendant‘s attempt to retract his guilty plea, we do not believe . . . that the district court committed clear error in not using § 3E1.1.“). Moreover, the district court found that Williams did “not in fact truthfully admit[] the conduct comprising the offenses of conviction” because he told the court in his motion to withdraw “that he answered yes to [its] questions [at the guilty plea hearing] because he was advised by his attorney to do so.” As the district court explained, “not only is the filing of the motion to withdraw the guilty plea in and of itself inconsistent with acceptance of responsibility, even beyond that Mr. Williams has in fact in his pro se pleadings denied that the answers he gave this court under oath were true....” For these reasons, we hold that the district court‘s findings and denial of an adjustment for acceptance of responsibility were not clearly erroneous. Cf. United States v. Hall, 316 Fed.Appx. 287, 288-89 (4th Cir.2009) (unpublished) (per curiam) (holding that where the defendant pleaded guilty, subsequently denied his guilt and attempted to withdraw his plea, and then “attempted to minimize the significance of his statements at sentencing by averring that he ‘accept[ed] responsibility for the amount that me and the Government have agreed to’ and offering a statement accepting responsibility . . . were insufficient to demonstrate acceptance of responsibility.“) (alteration in original).
B.
Next, Williams asserts that his sentence is procedurally unreasonable because the district court failed to provide a written statement of reasons in support of its above-Guidelines sentence as required by
Williams relies on United States v. Blackie, 548 F.3d 395 (6th Cir.2008), for the proposition that failing to provide a written statement as required by
C.
Williams also argues that the district court committed procedural error by selecting his sentence based upon the allegedly erroneous and conflicting factual finding that he intended to distribute crack cocaine to his girlfriend. Because Williams failed to raise this issue when the district court asked, “Does either party have any objection to the sentence just pronounced that‘s not been previously raised?,” we review the claim for plain error. See United States v. Bostic, 371 F.3d 865, 872-73 (6th Cir.2004) (holding that plain error review applies to objections that were not raised when the district court asked the appropriate question at the conclusion of the sentencing hearing). To demonstrate plain error, Williams must “show: (1) error (2) that was obvious or clear, (3) that affected defendant‘s substantial rights and (4) that affected the fairness, integrity, or public reputation of the judicial proceedings.” United States v. Vonner, 516 F.3d 382, 386 (6th Cir.2008) (en banc) (citation and internal quotation marks omitted). “[O]nly in exceptional circumstances will we find such error—only, we have said, where the error is so plain that the trial judge . . . [was] derelict in countenancing it.” Id. (citation and internal quotation marks omitted) (alterations in original).
Williams has failed to demonstrate error, let alone error that was plain. During the sentencing hearing, Williams took the stand and testified that he was arrested while on his way to meet his girlfriend with whom he intended to smoke crack cocaine and have sex. When asked by the prosecutor whether he intended to share the crack with his girlfriend, Williams stated: “Well, I was going to smoke. I‘m pretty sure I would have shared it. If she hadn‘t had none, yes, I probably would have smoked with her.” At the conclusion of Williams‘s testimony, which contained numerous inconsistencies, the district court opined: “I‘m not sure you even realize what you are saying.... You sat here on this witness stand this morning and told me that it was your intention to distribute that crack cocaine.” Despite this apparent admission that Williams intended to distribute the crack to his girlfriend, however, the district court gave him the benefit of the doubt and refused to make such a finding: “I‘m not going to enhance your sentence based upon a conclusion that you were possessing those drugs for resale when in fact I cannot rest easy with the conclusion that you were.” Because the district court did not enhance Williams‘s sentence based on Williams‘s alleged intent to distribute crack cocaine to his girlfriend, Williams‘s argument that his sentence is procedurally unreasonable because the district court improperly relied on that fact is meritless.
D.
Finally, Williams argues that his sentence is procedurally unreasonable because (a) the district court failed to recalculate the Guidelines range after determining that an upward variance was warranted; (b) improperly considered the short period of time between his release from state prison and his arrest in this case because “[t]his was a factor already taken into account in the determination of the advisory guideline range“; and (c) erred in awarding him one criminal history point based upon a misdemeanor escape conviction from Virginia because the PSR provided no information about the offense. These arguments are unconvincing.
Williams‘s first argument fails because this court has held that “[t]here is no requirement” that a district court “specify a new, adjusted sentencing range” after it concludes that a sentence above
IV.
Williams argues that his sentence is substantively unreasonable because the district court failed to consider the 100:1 crack-to-powder disparity. In support of this argument, Williams relies on United States v. Johnson, 553 F.3d 990 (6th Cir.2009), where this court vacated a defendant‘s sentence and remanded for resentencing “to give the district court an opportunity to impose a sentence with full recognition of its authority to reject and vary from the crack-cocaine Guidelines based solely on a policy disagreement with those Guidelines.” Id. at 992. However, the present case is distinguishable from Johnson. The defendant in Johnson was sentenced at the lowest end of the Guidelines range, id. at 994, and the district court stated that, “in the Court‘s judgment, the Court must apply the guidelines as of November 1st,” id. at 996 n. 1 (internal citation and quotation marks omitted), thereby “suggest[ing] that, although the disparity issue was before the court, the district judge was not aware of his power ‘to reject and vary categorically from the crack-cocaine Guidelines based on a policy disagreement with those Guidelines.‘” Id. at 996 n. 1 (quoting Spears, 129 S.Ct. at 844). Here, in contrast, there is no plausible argument that the district court would have given Williams a lower sentence based upon the unwarranted disparity caused by the 100:1 crack-to-powder cocaine ratio. The district court properly recognized the advisory nature of the Guidelines and varied upward substantially from the higher Guidelines range produced by the 100:1 ratio, clearly evincing the court‘s belief that even the higher Guidelines range was an insufficient sentence after considering the
Finally, Williams claims that his sentence is substantively unreasonable because the district court did not explain why it selected 168 months; failed to explain why the sentence was the least possible to effect the purposes of
The district court‘s thorough explanation demonstrates that it fully and carefully considered the
Additionally, the district court‘s characterization of the plea agreement as “favorable” was not erroneous. Williams suggests that, because the district court ultimately refused to apply the sentencing enhancement for distribution of drugs, it must have concluded that there was no evidence to support a distribution conviction in this case. That is not so. The district court expressly noted several facts that suggested that Williams intended to distribute the contraband, including the quantity of drugs recovered, his prior conviction for distributing contraband, the lack of paraphernalia in his vehicle indicating that he intended to consume the drugs, and his testimony that he would have shared the drugs with his girlfriend. Because the district court accurately told Williams that “whether you want to acknowledge it or not, there certainly is a reasonable chance that a jury would have convicted you of the principal charge here—you would in fact have been a career offender under the law, and you would have been facing a sentence of 30 years to life[,]” Williams‘s argument that his sentence is substantively unreasonable because the district court considered the plea agreement “favorable” is simply untenable.6
V.
For these reasons, we affirm.
Notes
The government suggests that I should impose a sentence more than double that Guideline range; and I have to note that had you gone to trial on the charges in this indictment and had you been convicted—and whether you want to acknowledge it or not, there certainly is a reasonable chance that a jury would have convicted you of the principal charge here you would in fact have been a career offender under the law, and you would have been facing a sentence of 30 years to life. Your lawyer negotiated for you a very favorable plea agreement here, and it appears to me that he‘s had to do it in spite of your efforts to resist.
I have considered, Mr. Williams, rejecting this plea agreement for the simple fact that the Guideline range which results from your plea in this case is so dramatically different from what it would be had you gone to trial and been convicted; however, I‘m not going to reject the plea agreement. I‘m going to give you the benefit of the bargain you made with the government, a bargain I sense the government is not happy with....
***
I am required to consider all of the other [
And I realize you were acquitted by a jury of that conduct, but you and I both know you were driving that vehicle and you and I both know that your conduct during that incident endangered people‘s lives.... It was reckless, and it exhibited a complete lack of respect on your part for other people. And I understand that while you have not been convicted of other offenses, that there are a number of other pending charges and past convictions where you have likewise evaded arrest, in some instances in a fashion similar to what you did on the occasion that required your trial in this court, high speed chases along city streets where the risk of harm was exceedingly great.
I also cannot overlook the fact, Mr. Williams, that you are the beneficiary of a very favorable plea agreement in this case. I have in the past rejected plea agreements under these circumstances; and if I had come to the conclusion that you were simply a person who was beyond redemption, beyond being rehabilitated, that‘s likely what I would have done in this case....
Mr. Williams, I‘ll be the first to say that there have been some bad things that have happened to you in your lifetime, and those things are inexcusable; but when things like that happen to you in life, Mr. Williams, you have a choice to make. You can either become angry and bitter and take out your ang[er] and your bitterness on other people or you can put those things behind you and get on with your life.
I wish I knew the source of your anger. Hopefully during the time you‘re in BOP custody you can get some counseling and treatment that maybe will help you identify, if you don‘t already know, the source of your anger.
***
Unfortunately, your anger has been exhibited in a number of cases through violence directed toward others.... You assaulted that police officer who was doing nothing more than his job. You‘re very lucky somebody didn‘t get hurt badly that day. And although the facts surrounding the Greene County Detention Center incident have been contested today, I find by a preponderance of the evidence that you assaulted Lieutenant Key. You made much of the fact that Lieutenant Key didn‘t mention it in his statement that he had been in that cell twice, but I find that he was; and I find that the statements of the other correctional officers there corroborate that. And while you accused Lieutenant Key of bad motives, I find that you are the one that had the bad motives in all this. But aside and apart from all the words you said, the assault on the officer can‘t be overlooked.
I also can‘t overlook the nature of one of your prior felony convictions, which is the aggravated robbery conviction, an offense involving a firearm; and then while I understand that there has been no conviction on some of these charges, paragraphs 34, 45, 46, 47, 48 [of the PSR] all involve allegations of violent behavior. Behavior, that if true, put a large number of people at risk.
This offense occurred 30 days from the date you were released; and despite your effort to dance around it this morning, there have been seven other sets of charges since that time. In other words, you‘ve been arrested and charged with eight different offenses in the three years since your release[] from prison. All of that leads me to the conclusion, Mr. Williams, that there are in fact factors here which are not accounted for in the Guideline calculation.
***
You said something a minute ago about your behavior not hurting the public?
***
That‘s an indication to me that you do not understand the harm that can come from your conduct. You are very lucky, Mr. Williams, that you‘re not standing there in front of me facing a life sentence because somebody died during the commission of one of these offenses.
[T]he average length of the sentences imposed across the country in federal courts is far below the sentence imposed on Mr. Williams. The mean length of sentences imposed for simple possession of drugs in 2008 in cases where the defendant was a criminal history V was 27.8 months and the median sentence was 12 months. Even in sentences where defendants were category VI, the mean sentence was 37.5 months. (citing 2008 Sourcebook of Federal Sentencing Statistics). However, Williams‘s conclusory argument fails.
