United States v. Gary HancockUnited States v. Gary Hancock
Defendant Gary Hancock was convicted of violating
I. FACTS AND PROCEDURAL HISTORY
In 1994 and 1995, Defendant was convicted of four state misdemeanors involving violence or threats of violence against his wife, Patricia Hancock: Assault (Domestic Violence), Disorderly Conduct (Domestic Violence), Threatening and Intimidating (Domestic Violence), and Obstruction of Judicial Proceedings. Defendant received fines and probation for those convictions. Defendant and his wife later divorced.
On July 6, 1998, Patricia Hancock obtained an order of protection against Defendant in Flagstaff Municipal Court. 2 That order 'specified that Defendant was not permitted to possess firearms. A Flagstaff deputy sheriff served Defendant with a copy of the order on July 9, while he was at work, and informed him that he was required to give any firearms in his possession to the Flagstaff police by the end of the day. When Defendant returned home from work, he telephoned the Flagstaff Police Department to arrange the surrender of his firearms. The department sent two officers to Defendant’s house, and the officers removed 12 firearms from the house.
On September 27, 1998, the government filed a complaint charging Defendant with violating
On January 15, 1999, Defendant filed a Motion to Dismiss Indictment Based on Unconstitutionality of Statute. In that motion, he argued that
On June 3, 1999, the government obtained a superseding indictment, which charged the same offense as the original indictment. Defendant again pleaded not guilty.
Before trial, Defendant submitted proposed jury instructions, including an instruction concerning the defense of entrapment by estoppel and an instruction concerning the elements of the charged offense. The district court refused to give an instruction on entrapment by estoppel and gave the government’s, rather than Defendant’s, requested instruction on the elements of the offense.
At trial, the parties stipulated that Defendant had been convicted of a misdemeanor crime of violence within the meaning of
We review de novo a district court’s denial of a motion to dismiss based on a violation of constitutional rights.
See United States v. Munsterman,
III. DISCUSSION
Defendant argues that the district court erred in refusing to dismiss the indictment on equal protection and due process grounds. He also argues that the court erred in refusing to give two of his requested jury instructions. Defendant’s argument about the first of those requested instructions — concerning the elements of the offense — is intertwined with his due process argument, so we will discuss those arguments together.
A. The district court did not err in denying Defendant’s motion to dismiss or in denying his request for a jury instruction on knowledge of the law.
Defendant was convicted of violating
Defendant concedes that he was convicted of “misdemeanor crimefs] of domestic violence” in 1994 and 1995, that he possessed the 12 firearms for which he was prosecuted, and that he knew that he possessed those firearms. However, he argues that
1. Due Process
Defendant bought the 12 firearms in question between 1980 and 1982. In 1994 and 1995, when Defendant was amassing misdemeanor domestic violence convictions, persons with such convictions were not prohibited by federal law from owning firearms.
In 1996, Congress amended the Gun Control Act of 1968 by adding, among other things,
“The general rule that ignorance of the law or a mistake of law is no defense to criminal prosecution is deeply rooted in the American legal system.”
Cheek v. United States,
Defendant argues, however, that his case is an exception to that general rule. His argument combines two distinct challenges to this prosecution, which we will address separately.
First,
he argues that the government was, in fact, required to prove that he had actual knowledge of the requirements of
a.
Mental State Under
We turn first to Defendant’s argument that the government had to prove that he knew that the statute prohibited him from possessing firearms. This argument also encompasses Defendant’s first argument about jury instructions, in which he contends that the district court erred by refusing to give an instruction stating that the government had to prove that, “at the time defendant possessed the ... firearms, he knew that it was illegal for him to possess firearms because he had a misdemeanor conviction for domestic violence.” (Emphasis added.)
In support of this argument, Defendant quotes
Bryan
for the proposition that, in cases involving “highly technical statutes that presented the danger of ensnaring individuals engaged in apparently innocent conduct,” the Court may “ ‘carv[e] out an exception to the traditional rule’ that ignorance of the law is no excuse.”
As noted, the mental state for prosecutions under
This court previously has noted the distinction between the requirements of “willful” and “knowing” behavior and has declined to import the
Cheek/Ratzlaf
requirement of actual knowledge of law into a statute that punished “knowing” behavior, even when the statute arguably is “highly technical.”
See United States v. Pasillas-Gaytan,
Consistent with
Pasillas-Gaytan,
we decline to read the element of actual knowledge of the statute into
b.
Conduct Under
Alternatively, Defendant argues that, if the government was
not
required to prove that he actually knew about
In
Lambert,
the defendant was convicted under a provision of the Los Angeles Municipal Code that made it unlawful for convicted felons to be or remain in the city for more than five days without having registered with the police. The defendant, a convicted felon, was unaware that she was required to register and had lived in Los Angeles for seven years without doing so. She was arrested on another matter and ultimately was convicted of failing to register.
See id.
at 226,
The Supreme Court reversed her conviction.
See id.
at 227,
Defendant argues that his conviction violates due process under
Lambert,
because he had no knowledge that his possession of firearms was illegal. The Sixth Circuit recently rejected that very argument in an appeal of a conviction under
We will not be the first. The
Lambert
exception is narrow; the Supreme Court “has steadfastly resisted efforts to extend [its] reach.”
Meade,
First,
Lambert
addressed a prosecution for a failure to register, which was “wholly passive” and “unlike the commission of acts.”
Indelicato
and
Allen
are especially instructive, because both involved prosecutions for illegal possession of firearms. In
Indelicato,
the defendant argued that
In
Allen,
the defendant was prosecuted under the federal felon-in-possession statute.
See
Second, Defendant’s history of domestic violence and continued gun ownership “make[ ] this case distinguishable from
LambeH
where the ‘circumstances which might move one to inquire as to the necessity of registration [were] completely lacking.’”
Kafka,
In sum, we conclude, consistent with Beavers and Kafka, that Defendant does not fall within the Lambert exception to the rule that “ignorance of law is no excuse.”
c.
Publication of the Enactment of
When Defendant was charged,
Defendant suggested at oral argument that due process requires some quantum of additional publicity to inform citizens of the enactment of a criminal statute, at least when a defendant is the first in a particular judicial district to go to trial under a new criminal statute. (See also note 3, above.) We find no authority for that proposition. Even if there were such a requirement, however, this statute would satisfy it. Title
In summary, we hold that the district court did not err in refusing to dismiss the indictment on due process grounds.
2. Equal Protection
Defendant also argues that the district court erred in refusing to dismiss the indictment on equal protection grounds.
As a threshold matter, Defendant contends that
However, this court has concluded that “the Second Amendment is a right held by the states, and does not protect the possession of a weapon by a private
That standard is highly deferential: “[R]ational-basis review in equal protection analysis ‘is not a license for courts to judge the wisdom, fairness, or logic of legislative choices.’ ”
Heller,
Defendant argues that
The only circuit court to consider that precise argument has rejected it.
See United States v. Smith,
The Eighth Circuit’s opinion in Smith is persuasive. For the reasons that the Smith court gave, we reject Defendant’s equal protection argument. Defendant had, and has, several adequate legal mechanisms at his disposal for regaining his right to possess firearms: pardon, ex-pungement, and setting aside of convictions. “Restoration of civil rights” is not one of those mechanisms, as it might be for some felons. But that minor distinction between felons and misdemeanants is not sufficient to constitute a violation of equal protection.
Even if it were sufficient, the distinction is at least minimally rational. Congress reasonably could conclude that felons who had been through a state’s restoration process and had regained their civil rights (without any restriction on their possession of firearms) were more fit to own firearms than domestic-violence misdemeanants who had not had their convictions expunged or been pardoned. Reasonable people might argue whether that distinction is good public policy; but it is not irrational.
In conclusion, the district court did not err in denying Defendant’s motion to dismiss the indictment on equal protection grounds.
B: Defendant was not entitled to an instruction on entrapment by estoppel.
Defendant makes two arguments concerning jury instructions. The first, which relates to actual notice of the existence and terms of
The entrapment-by-estoppeldefense applies when an authorized government official tells the defendant that certain conduct is legal and the defendant believes the official.
See United States v. Tallmadge,
Defendant’s argument is that, when he bought firearms between 1980 and 1982, neither the federal forms that he was required to complete nor the federally licensed gun dealers from whom he purchased firearms informed him that domestic-violence misdemeanants could not own firearms. Of course, domestic-violence misdemeanants could own firearms at the time Defendant purchased the firearms. Moreover, Defendant had not yet committed any misdemeanors involving domestic violence. Nevertheless, he argues that the district court should have given his entrapment-by-estoppel instruction.
That argument is unpersuasive. Entrapment by estoppel applies in cases of
AFFIRMED.
Notes
. The record does not disclose the circumstances surrounding issuance of the protective order.
. Defendant cites cases involving "highly technical” statutes, but does not argue in any detail that
. In cases involving property rights, the Supreme Court has suggested that due process may require a " ‘grace period’ to provide the persons affected by a change in the law with an adequate opportunity to become familiar with their obligations under it.”
Atkins v. Parker,
. Several circuit courts have rejected similar equal-protection challenges to other provisions of the federal firearm statutes.
See United States v. Baker,