Lead Opinion
POLSTER, District Judge, delivered the opinion of the court, in which GIBBONS, Judge, joined. GILMAN, Judge (pp. 568— 569), delivered a separate concurring opinion.
OPINION
Defendant-Appellant, Gary DeWayne Pinson, pled guilty to violations of 18 U.S.C. § 922(g)(1) [felon in possession of a firearm]; 21 U.S.C. § 841 [possession with intent to sell cocaine in excess of 100 grams and cocaine base in excess of 50 grams]; and 18 U.S.C. § 924(c) [carrying or using a firearm during a drug trafficking crime]. Pinson reserved his right to appeal the district court’s order denying his motion to suppress evidence on the basis that the search warrant was not supported by probable cause and, even if it was, the officers violated the knoek-and-announce provisions of the Fourth Amendment to the United States Constitution. For the reasons set forth below, we AFFIRM the district court’s order denying Pinson’s motion to suppress the evidence.
I. BACKGROUND
A. Factual background
On August 19, 1999, Nashville Police Officer William Mackall appeared before a Davidson County General Sessions magistrate judge to apply for the issuance of a search warrant to allow him to search 2713 Torbett Street in Nashville, Tennessee. Officer Mackall provided the magistrate judge with an affidavit in support of his application for the search warrant. The affidavit in support of the search warrant read as follows:
This affidavit is made by Officer William Mackall who has 6 years of law enforcement experience as a sworn police officer and 4 years as a narcotics investigator, now testifies herein which is based upon information received from other law enforcement officers, unless otherwise stated, which your affiant believes to be true, and is as follows. Within the last 72 hours your affiant searched a reliable confidential informant hereafter referred to as “Cl” and found no illegal contraband and directed said Cl to go to stated address and purchase a quantity of cocaine which said Cl did. Your affi-ant gave said Cl some pre-photo copied buy money and observed said Cl enter through the front door of stated address and momentarily returned through the same door. Said Cl then walked direct*561 ly back to my vehicle turning over a large yellowish rock that later field tested positive for cocaine base. Said Cl is familiar with said drug from past experience and exposure. Your affiant knows said Cl is reliable from past information received from said Cl resulting in the lawful recovery of narcotics. Your affi-ant will only give said Cl’s name to the judge signing this warrant. The Cl wishes to remain anonymous for fear of reprisal. Your affiant wishes to search each person(s) on the above premises[.] From your Affiant’s experience and training, he has learned that most persons present at premises; where controlled substances are bought, sold and/or used, have controlled substances, paraphernalia, weapons or other evidence of criminal conduct secreted on their person.
In executing the warrant, Officer Mac-kall and other police officers pulled up in front of the residence in an unmarked van and got out of the vehicle. Officer Mackall believed there was also a marked police car present. From the sidewalk, where the officers got out of the van, to the front porch is ten to fifteen feet. As they approached the front door of the residence they noticed a woman on the front porch. They yelled, “Get on the ground, get on the ground, get on the ground;” the woman complied and was handcuffed.
Once at the front door, the officers knocked on the door and announced “Police, search warrant.” The confidential informant had told Officer Mackall that in order to purchase drugs at the residence, one needed to call before arriving because the residents would not respond to a knock on the door. The officers waited five to ten seconds before battering down the front metal security door with a ram. The officers also battered down an inner door. Upon entering the living room of the house, the officers discovered two women by a couch. Pinson was standing to the right of the officers in the doorway of a bedroom. The search of the house yielded a large quantity of crack and powder cocaine, Dilaudid and Valium pills, marijuana, scales, and several guns.
B. Procedural background
On August 23, 1999, Pinson was indicted and charged with (1) felony possession of firearms in violation of 18 U.S.C. §§ 922(g)(1) and 924(a); (2) possession with intent to distribute' schedule II controlled substances in violation of 21 U.S.C. § 841(a)(1) and 18 U.S.C. § 2; (3) possession of firearms in furtherance of a drug trafficking crime in violation of 18 U.S.C. §§ 2 and 924(c)(1); (4) possession of a destructive device in furtherance of a drug trafficking crime in violation of 18 U.S.C. §§ 2 and 924(c)(1); and (5) knowing receipt and possession of a destructive device which was not registered to him in violation of 26 U.S.C. § 5861(d).
In a motion filed on March 26, 2000, Pinson moved to suppress the evidence as illegally seized, alleging that the search warrant was not based on probable cause and, even if it was, the agents and officers violated the “knock and announce” rule of the Fourth Amendment to the United States Constitution when effectuating the warrant. On April 27, 2001, an evidentiary hearing was held. At the close of the hearing, Pinson sought and obtained permission from the court to file a supplemental memorandum in support of his Motion to Suppress. On May 3, 2001, Pinson filed the memorandum and the government responded on the following day. The district court entered an order and memorandum denying the motion.
On May 21, 2001, Pinson entered pleas of guilty to Counts One, Two, and Three of the indictment, reserving for appeal the
II. ANALYSIS
A. Standard of review
In reviewing a motion to suppress, we must review factual findings for clear error and review legal determinations de novo. United States v. Williams,
B. Search and Seizure
The Fourth Amendment of the United States Constitution protects citizens from unreasonable searches and seizures. The Fourth Amendment provides:
The right of the people to be secure in their persons, houses, papers, and effects, against unreasonable searches and seizures, shall not be violated, and no Warrants shall issue, but upon probable cause, supported by Oath or affirmation, and particularly describing the place to be searched, and the persons or things to be seized.
U.S. CONST, amend. IV.
The warrant requirement exists to measure the probable cause asserted and to ensure that “those searches deemed necessary should be as limited as possible.” Coolidge v. New Hampshire,
Even if the warrant application was supported by more than a ‘bare bones’ affidavit, a reviewing court may properly conclude that, notwithstanding the deference that magistrates deserve, the warrant was invalid because the magistrate’s probable-cause determination reflected an improper analysis of the totality of the circumstances, or because the form of the warrant was improper in some respect.
This court explained that “[t]he affidavit is judged on the adequacy of what it does contain, not on what it lacks, or on what a critic might say should have been added.” Allen,
Pinson contends that the affidavit underlying the search warrant failed to show probable cause. Specifically, Pinson argues that the affidavit was a “bare bones”
As support for his insufficiency argument, Pinson cites the en banc decision in United States v. Allen,
Pinson next argues that there was no substantial basis in the affidavit to conclude that evidence of the crime was linked to the premises to be searched. However, Pinson’s reliance on United States v. Savoca,
In United States v. Lockett, the court held that the affidavit did not support a showing of probable cause because there was a missing link, i.e. that the dynamite was being stored at Lockett’s residence.
Pinson argues that the affidavit lacks the name or a description of the person from whom the confidential informant purchased the drugs. As a basis for this argument, Pinson cites United States v. Allen, discussed supra, and United States v. Campbell,
[WJhile probable cause for arrest requires information justifying a reasonable belief that a crime has been committed and that a particular person committed it, a search warrant may be issued on a complaint which does not identify any particular person as the likely offender. Because the complaint for a search warrant is not ‘filed as the basis of a criminal prosecution,’ it need not identify the person in charge of the premises or name the person in possession or any other person as the offender.
Id. (citation omitted). Therefore, an affidavit in support of a search warrant does not need to name or describe the person who sold the drugs or name the owner of the property. As the Supreme Court has stated, “[sjearch warrants are not directed at persons; they authorize the search of ‘placets]’ and the seizure of ‘things,’ and as a constitutional matter they need not even name the person from whom the things
Pinson next contends that the warrant was stale at the time it was obtained. This court stated that in determining whether evidence is stale, “the length of time between the events listed in the affidavit and the application of the warrant, while clearly salient, is not controlling.” United States v. Spikes,
In the instant case, Officer Mackall sought authorization to search for evidence of suspected drug trafficking. Officer Mackall testified at the suppression hearing that the confidential informant observed large quantities of drugs and money and weapons in the residence. He did not include this information in his affidavit, even though it would have been highly relevant to the magistrate judge in making a probable cause determination. We emphasize that a probable cause determination can be based only upon the information the law enforcement officer communicates to the magistrate judge, and that the omission of relevant information from an affidavit could lead to the suppression of evidence and the demise of a prosecution. While we conclude that this affidavit passes constitutional muster, the decision would have been simpler had the officer included the confidential informant’s observations in his affidavit.
The district court correctly determined, under the standard articulated in the en banc Allen decision, that the affidavit in this case provided sufficient facts for the magistrate judge to find, based upon the totality of the circumstances, that there was probable cause for the search. Because we find that the warrant was issued upon probable cause, we need not decide whether the good-faith exception articulated in United States v. Leon,
C. Knock and Announce Rule
Law enforcement officers must knock and announce their presence and authority before entering a residence to execute a warrant. Miller v. United States,
In the instant case, Officer Mackall testified that the officers, who executed the search warrant, waited about five to ten seconds between announcing their entry and forcing entry. Pinson admits that the officers knocked and announced their presence and authority, but he argues that they did not wait a reasonable length of time before entering.
We need not decide whether a wait of five to ten seconds, standing alone, is adequate under the knock and announce rule, because the Fourth Amendment dictates only that the officers’ overall actions be reasonable, not that they wait a prescribed length of time before forcible entry. Spikes,
While the courts have not established a minimum time that officers must wait there is substantial precedent for the proposition that a wait of no more than fifteen seconds between announcement and entry may be sufficient when a drug search warrant is executed, given the ease with which narcotics evidence can be destroyed. Spikes,
Knowledge by law enforcement officers that the occupants of the premises are armed and dangerous can be an important factor. This court has explained, “The presence of a weapon creates an exigent circumstance, provided the government is able to prove they possessed information that the suspect was armed and likely to use a weapon or become violent ... [evidence that firearms are within a residence, by itself, is not sufficient to create an exigency to officers when executing a warrant.” Bates,
However, when analyzing whether the officers’ overall actions were reasonable, this court has emphasized that the time of day when executing a search warrant is critical in establishing reasonableness. This court explained:
The amount of time officers need to wait before entering a home necessarily depends on how much time it would take for a person in the house to open the door. When the police execute a warrant in the dead of night or have some other reason to believe that a prompt response from the homeowner would be unlikely, the length of time the officers should wait increases. See Griffin v. United States,618 A.2d 114 , 121 (D.C.App.1992) (entering a person’s home after a thirty second wait at 1:40 a.m. was held to be unreasonable because ‘at that time of night, most people are in bed, and many are asleep’). Correspondingly, when officers execute a warrant in the middle of the day or have requested admittance from the occupant face-to-face, the length of time the officers must tarry outside diminishes. See United States v. Kemp,12 F.3d 1140 (D.C.Cir.1994).
Spikes,
The Fourth Amendment questions only whether the officers’ overall actions were reasonable, not how much time officers must wait to infer a constructive refusal of admittance. United States v. Jones,
III. CONCLUSION
For the forgoing reasons, we AFFIRM the district court’s denial of the motion to suppress.
Notes
. This court granted the government’s petition for rehearing to consider the application of United States v. Leon,
. Since this case involves a state warrant executed by state law enforcement, we need not
Concurrence Opinion
concurring.
I concur in the well-written lead opinion, both as to the validity of the search warrant and the officers’ compliance with the knock-and-announce rule. My concurrence on the search-warrant issue, however, is a reluctant one, compelled by this court’s controlling precedent in United States v. Allen,
The fact that Officer Mackall had this additional information does not save the deficient affidavit. As well put by the lead opinion, “a probable cause determination can be based only upon the information the law enforcement officer communicates to the magistrate judge, and ... the omission of relevant information from an affidavit could lead to the suppression of evidence and the demise of a prosecution.” (Lead Op. at 565) See Weaver,
As to the knock-and-announce issue, I must say that this case is as “close to the line” as any I have seen. The lead opinion quite properly emphasizes that “[w]e need not decide whether a wait of five to ten seconds, standing alone, is adequate under the knock and announce rule” (Lead Op. at 568), and that, [mjore importantly, a number of events occurred prior to the first knock that should have alerted the occupants of 2713 Torbett Street that the police would be seeking entry to the premises.” (Lead Op. at 568) Without these prior events, I would have found that the police officers had violated the knock-and-announce rule. This case, therefore, should not be cited for the general proposition that five seconds is a sufficient time for police officers to wait before forcing their way into a residence.
