Lead Opinion
On September 8, 1981, the defendant in this case, Fred S. Berryman, was accosted by two Drug Enforcement Administration (“DEA”) agents after his arrival at Logan International Airport in Boston from Fort Lauderdale, Florida. In the course of this encounter two pounds of cocaine were discovered inside a package within the defendant’s suitcase. He was subsequently indicted on a charge of knowingly possessing with intent to distribute a controlled substance in violation of 21 U.S.C. § 841(a)(1) (1976). Before trial the defendant moved to suppress evidence and statements produced as a result of the encounter, arguing that they had been obtained in violation of the fourth amendment to the United States Constitution. After an evidentiary hearing the district court denied the motion, and the defendant was convicted following a jury trial. This appeal, which challenges the denial of the motion to suppress, raises two issues: whether the encounter between the defendant and the DEA agents is governed by the fourth amendment’s proscription of “unreasonable seizures” at all, and if so whether it was justified by reasonable suspicion. The district court did not reach the second issue because it found that no seizure had occurred. We reverse.
I
At the suppression hearing the two DEA agents and the defendant testified. The district court made some specific findings and generally credited the agents’ testimony. Tr. 135, 137. The facts so found are as follows.
The defendant arrived at Logan Airport on Delta Airlines flight 326, which was scheduled to arrive at 8:14 P.M., but in fact arrived at about 8:30. Tr. 3-6, 23-24. The flight originated in Fort Lauderdale, which is known to be a “source city” for the illegal distribution of narcotics. Tr. 4-5. The agents observed Berryman, who was among neither the first nor the last to leave the plane, walk quickly toward the terminal and glance over his shoulder once. Tr. 6, 25, 135. The agents next observed the defendant in the baggage claim area, where he stood five to ten feet from the baggage carousel, occasionally looked around, and picked up one bag. Tr. 7. His manner suggested he might have been looking for someone who was to pick him up. Tr. 30. He later told the agents that his wife was to meet him. Tr. 45. When he walked to the sidewalk outside the terminal, looking around once more, the agents approached him for questioning. Tr. 7. Their approach
Standing on either side of Berryman but not touching him, the agents identified themselves as DEA agents and asked whether he would answer some questions. Tr. 8-9, 21. When he agreed, they asked where he had arrived from, and he answered truthfully. Tr. 9. They next asked to see his airline ticket and some identification, and Berryman complied. The ticket was one-way and had been paid for in cash; the name on the ticket corresponded to that on the driver’s license Berryman produced. Tr. 9. When asked why and how long he had been in Fort Lauderdale, Berryman said he had been there for three days on business concerning the purchase of land in Alaska. Tr. 9-10. The defendant asked what was the matter; the agents replied that the level of drug traffic between Fort Lauderdale and Boston was high. Tr. 10.
The agents then asked whether they could search Berryman’s suitcase, and he consented. Agent Lemon testified that he informed the defendant that he could refuse to give them permission to search the suitcase. Tr. 11. The defendant’s testimony was that at this point he inquired whether he had any choice in the matter and was informed, “not really.” Tr. 103. The suitcase, which Berryman unlocked on the sidewalk, contained a giftwrapped package with a card, which Berryman said he was delivering for someone he had met in Florida and whose contents were unknown to him. Tr. 12-13. After feeling the package and opening the card with the defendant’s permission, Lemon obtained permission to x-ray the package. Tr. 12-14. The defendant accompanied the agents to the security area. Tr. 15. Lemon testified that at this point Berryman was not free to leave. Tr. 48, 49. When the x-ray revealed no solid objects Lemon told Berryman that he suspected the package contained cocaine, and obtained permission to open it. Tr. 16. Berryman accompanied the agents to a Delta Airlines baggage claim office; he remained outside the office with Agent Fencer while Lemon entered the office and opened the package. Tr. 16-17. Fencer testified that he would have prevented Ber-ryman from leaving at this point unless Lemon consented, because Lemon was in charge. Tr. 86-88. The package contained two bags of cocaine. Tr. 17-18. Lemon gave Berryman Miranda warnings but advised him that he was not then under arrest. Tr. 19. Berryman was taken to the DEA airport office, where the agents called the office of the United States Attorney, patted Berryman down, and checked his identification again. Tr. 20-21. Berryman left after being told that he might be arrested at a later time. Tr. 20-21.
II
A
In Terry v. Ohio,
The harder question is whether the encounter between the agents and Berry-man raises any fourth amendment concerns. The district court, relying on this circuit’s decision in United States v. West,
[the agents were] in plain clothes. Their weapons were concealed, although there may have been some inadvertent display. They were not displayed openly. There was no physical restraint. I accept the agents’ testimony that Mr. Berryman was told that he was free to leave. The area was public.
I conclude that, on these facts, a reasonable person would not have believed that he was not free to leave or decline to answer any question.
Tr. 137-38.
The facts on which the court based its conclusion that no seizure had occurred are reviewable for clear error. See Fed.R. Civ.P. 52(a). One of the findings on which the court placed heavy reliance, that the agents told Berryman he was free to leave, see id.; tr. 139 (“I conclude that and find he was told he was free to leave.”), is clearly erroneous. No testimony supports this finding, and in fact it was contradicted by the agents during the suppression hearing. See tr. 40 (Berryman was not told he was free to go at the beginning of the encounter); tr. 45 (Berryman was not told he was free to go when permission to search was requested).
The emphasis the trial judge placed on this mistaken factor suggests that he viewed the remaining facts as insufficient
I came to Mr. Berryman’s left, and Agent Fencer came to his right. In other words, we were standing beside him. We went in front of him and we went in back of him.
Tr. 8. The number and position of officers have been recognized as important considerations for determining whether an atmosphere of restraint can be said to have existed. See United States v. Mendenhall,
The fact that Berryman exhibited no apprehension when he was approached by the DEA agents does not weaken our conclusion. This is true for three reasons: first, because the test is an objective one, COncerned with whether a reasonable person would feel he could leave, it does not matter whether a particular defendant feels intimidated or at ease. See United States v. Viegas,
Moreover, even if the initial encounter in this case were not the kind of stop regulated by the fourth amendment, it is clear that Berryman was “seized” at some point during the encounter. Agent Lemon testified that after discovery of the package Berryman was not free to leave, a judgment to which Agent Fencer deferred, and, although his subjective intent to restrain the defendant is not determinative, see United States v. Mendenhall,
B
In our discussion thus far we have assumed that a “seizure” is an independently ascertainable fact. The Supreme Court’s treatment of this issue, however, indicates that the existence of reasonable suspicion and the existence of a fourth amendment stop are not unrelated questions. Terry v. Ohio,
The danger in the logic which proceeds upon distinctions between a “stop” and an “arrest,” or “seizure” of the person is two-fold. It seeks to isolate from constitutional scrutiny the initial stages of the contact between the policeman and the citizen. And by suggesting a rigid all-or-nothing model of justification and regulation under the Amendment, it obscures the utility of limitations upon the scope, as well as the initiation, of police action as a means of constitutional regulation.
Instead, Terry held that “[t]he scope of the search must be ‘strictly tied to and justified by’ the circumstances which rendered its initiation permissible,” id. at 19,
Although Terry was concerned with searches, the Supreme Court has employed the same analysis of stops of persons. See, e.g., United States v. Cortez,
In the absence of any basis for suspecting appellant of misconduct, the balance between the public interest and appellant’s right to personal security and privacy tilts in favor of freedom from police interference.... [E]ven assuming that [a strong social] purpose is served to some degree by stopping and demanding identification from an individual without any specific basis for believing he is involved in criminal activity, the guarantees of the Fourth Amendment do not allow it. When such a stop is not based on objective criteria, the risk of arbitrary and abusive police practices exceeds tolerable limits.
See also Florida v. Royer, — U.S. at —,
Whether an investigatory stop of limited intrusiveness is controlled by the fourth amendment therefore depends on the justification for even that limited intrusion. This rule is rooted in the Court’s interpretation of the fourth amendment as embodying the dual concerns of protecting privacy interests and avoiding arbitrary official action. See Michigan v. Summers,
It is important to remember that Terry stops are valid only because of an exception to the usual rule requiring “advance judicial approval of searches and seizures through the warrant procedure.” Id. at 20,
The scheme of the Fourth Amendment becomes meaningful only when it is assured that at some point the conduct of those charged with enforcing the laws can be subjected to the more detached, neutral scrutiny of a judge who must evaluate the reasonableness of a particular search or seizure in light of the particular circumstances.
Terry v. Ohio,
It is true that the Supreme Court has noted that “not all personal intercourse between policemen and citizens involves ‘seizures’ of persons,” Reid v. Georgia,
This is not to say that all intrusions, no matter how minimal, in which the risk of arbitrariness is present must be justified by a uniform degree of suspicion. Such a rule was rejected in Terry v. Ohio,
In assessing reasonableness the court must weigh the importance of the governmental and individual interests. See Michigan v. Summers,
In the present ease the intrusion was limited, but the DEA agents were unable to articulate any reason to justify any degree of intrusion. This situation is therefore distinguishable from other cases in which this court has held minimal intrusions not to be violative of the fourth amendment when such interference was reasonable in light of the officers’ articulated suspicions. See, e.g., United States v. Regan,
We conclude that Berryman’s fourth amendment right to be free from arbitrary interference was violated, and that the evidence obtained as a result of this illegality should have been suppressed. See Terry v. Ohio,
REVERSED.
Notes
. We disagree with the dissent’s assumption that Berryman’s statement that he was in Florida to conduct negotiations concerning Alaskan land is suspicious; the state of Florida is not devoid of land speculators, with whom Berry-man might plausibly have been dealing.
. Although we need not reach the issue of whether Berryman consented to this search because of our conclusion that the illegality occurred earlier, we note that in denying the motion to suppress the district judge did not mention Agent Lemon’s testimony that Berry-man had been advised that he could refuse to open his suitcase. Because this testimony was inferentially contradicted by the defendant, we could not, were we to decide the consent issue, include it as a fact to be given any weight absent a finding by the district court.
Dissenting Opinion
(dissenting).
I dissent because I believe that the panel’s result is unsound as a matter of Fourth Amendment policy and contrary to controlling precedent.
We agree about the facts. Two DEA agents initially became suspicious of Berry-man because he fit their “drug courier profile.” He arrived at Logan Airport from a “source” city, he looked nervous, he walked rapidly from the plane to the luggage area, he scanned the baggage claim area, and he had only a little luggage. On the basis of-these few facts (and whatever insight their experience and intuition may have added) the DEA agents, in the words of the defendant, “approached me, .. . identified themselves as DEA agents, ... explained to me they were drug enforcement people .... [and] asked if they could speak to me.” Berryman agreed.
The agents’ initial questioning revealed that Berryman had been in Florida three days and returned on a one-way ticket for which he had paid cash — facts that brought him more squarely within the “drug courier profile.” Berryman also said that he did not buy round-trip tickets for short business trips because he liked to buy one-way tickets. He added that he had gone to Florida to discuss a land deal in Alaska. And, he agreed to let the officers look through his luggage (a consent which the district judge held was “freely and voluntarily given”).
In looking through the suitcase one agent moved a gift wrapped package, which Ber-ryman said someone had entrusted to him and probably contained a toy. The agent testified:
I was told there was possibly a toy in there. There was nothing solid in there I could feel. A very powdery, chunky substance.
He also described it as having “a soft mushy-type feeling with chunks.” One of the agents said that at this point he subjectively believed that he would not allow Ber-ryman to leave. Berryman then went with the agents to the security area where they x-rayed the package. And, he waited outside the baggage claim office while one of the agents opened the package and found cocaine.
I have been unable to find any controlling precedent that has found a Fourth Amendment violation on facts like these. And, I have found numerous cases that expressly or impliedly hold the contrary. See, e.g., Florida v. Royer, — U.S. —,
1. First, consider the agents’ initial approach and questioning. Part II — B of the panel’s opinion suggests that the agents could not constitutionally approach Berry-man as they did and ask him if he would answer some questions. This suggestion is contrary to the statement of Justice White, and seven other Supreme Court Justices, in Florida v. Royer, supra. In Royer, the Court held that:
law enforcement officers do not violate the Fourth Amendment by merely approaching an individual on the street or in another public place, by asking him if he is willing to answer some questions, by putting questions to him if the person is willing to listen, or by offering in evidence in a criminal prosecution his voluntary answers to such questions.
— U.S. at — - —,
For the most part, the courts have reasoned that if officers ask for and receive permission to question a person there is no “seizure” within the terms of the Fourth Amendment. In determining whether a person has been seized, this circuit has explicitly followed the rule that Justice Stewart articulated in United States v. Mendenhall,
a person has been “seized” within the meaning of the Fourth Amendment only if, in view of all of the circumstances surrounding the incident, a reasonable person would have believed that he was not free to leave.
See United States v. West,
But, even if we were to consider an agent’s voluntary questioning a Fourth Amendment “seizure” — as Judge Swygert does here and in his dissents in United States v. Black,
The panel seeks to escape these cases and principles in two ways, neither of which seems satisfactory. First, it may believe that the agents erred in not specifically telling Berryman that he did not have to answer their questions. That is to say, the panel may allow voluntary questioning if, but only if, the police not only ask permission to question an individual but also add the words “you need not answer.” Whatever the merits of this approach, no other court has adopted it. The Supreme Court in Royer upheld the initial questioning without any such warning, and this circuit similarly upheld airport questioning in Jo-doin, Regan, and West, without mentioning a warning. Thus, for us to impose another “Miranda warning” type of requirement on police questioning seems unwise, at least without first hearing argument about its implications.
Second, the majority may believe there is something special about the initial questioning in this case that distinguishes it from the precedent I have cited. If so, I fail to find it. In United States v. Regan,
The district court found that the two agents, dressed in business suits, approached defendant as he was walking towards the exit; that they displayed no weapons; that they did not order him to stop or the like; that he said “sure” when asked if he would speak with them; and that while an agent assumed a position on either side of him; they did not block his path, touch him, or in any way physically restrain his freedom of movement.
In this case, the agents testified that they were dressed in suits; that they approached Berryman just outside of the terminal; that they did not display their weapons; that they did not order Berryman to stop; that Berryman said he “didn’t mind” speaking with them and never asked if he could leave; and that, while the agents stood on either side of Berryman, they did not block his path (contrary to the majority’s suggestion at p. 1245), touch him, or restrain his movement. There may be a difference, but if so it takes the judicial equivalent of Mozart’s musical ear to detect it.
Of course, the panel properly emphasizes the fact that the district court erred in finding that the agents explicitly told Berryman that he need not answer, for there is no testimony to this effect in the record. This error, however, does not warrant the panel’s rejecting the district court’s decision to accept the agents’ testimony about everything else that occurred. Credibility is a matter for the district court. See, e.g., Jackson v. United States,
2. Next, consider whether any events subsequent to the agents’ initial questioning change the result. The panel suggests that even if the initial questioning were proper, the agents were not justified in prolonging their questioning of Berryman or in x-ray-ing his package. However, whether a seizure ever took place prior to the time the agents opened the package is doubtful. One of the agents testified that once he felt the powder, he subjectively believed that he would not let Berryman depart, while the other agent stated that even after the package had been x-rayed, “[a]s far as I was concerned [Berryman] was free to go at that time.” And, in any case, our test of whether there has been a seizure is an objective one: “how the objective facts would appear to a reasonable person.” United States v. Viegas,
Regardless, even if Berryman was “seized” in the course of the questioning, a temporary seizure of the type at issue here is lawful if the police have “a reasonable and articulable suspicion that the person seized [was] engaged in criminal activity.” Reid v. Georgia,
As to whether the agents had reasonable suspicion to x-ray the package, the answer is even clearer. By the time the agents went to x-ray the package they had, in addition to noting the suspicious circumstances cited above, felt lumpy powder in a package that Berryman said someone in Florida had given him and which he said probably contained a toy. I should think that this amounts to “reasonable suspicion” —perhaps even to “probable cause.” See, e.g., United States v. Waltzer,
3. Florida v. Royer, supra, does not help the panel, for this case differs from Royer in every relevant respect. The cause for detention here included Berryman’s having told the agents that he went to Florida to negotiate a deal about Alaskan land and the agents having physically felt a powder-like substance; in Royer, it consisted only of a “nervous young man paying cash for a ticket to New York City under an assumed name and carrying two heavy American Tourister bags.... ” Florida v. Royer, — U.S. at —,
For these reasons, I dissent.
