UNITED STATES of America, Plaintiff-Appellee, v. Franklin David KIRK, Defendant-Appellant.
No. 75-1278.
United States Court of Appeals, Fifth Circuit.
March 19, 1976.
528 F.2d 1057
The judgment of the district court is affirmed.
James E. Monnig, San Antonio, Tex. (Court appointed), for defendant-appellant.
John E. Clark, U. S. Atty., San Antonio, Tex., John M. Pinckney, III, W. Ray
Before BROWN, Chief Judge, RIVES and GEE, Circuit Judges.
RIVES, Circuit Judge:
Franklin David Kirk was convicted on a one-count indictment charging him with violation of
FACTS
On May 15, 1974, Kirk was arrested by the Alamo Heights Police Department for public intoxication while hitchhiking near San Antonio, Texas. Kirk had been observed staggering in the highway, his eyes were bloodshot, his speech was slurred. The time of this arrest was 3:00 A.M. Kirk reportedly told the arresting officer that politicians had fouled this country up, but that he was going to take care of it by killing the President. Another officer from the Alamo Heights Police Department, Sergeant Gibson, was called to the scene. Sergeant Gibson asked Kirk where he was going. Kirk
Two Secret Service Agents, Driscoll and Trinidad, arrived at the Alamo Heights Police Station at approximately 3:55 A.M. Agent Driscoll proceeded to interrogate Kirk, asking him what he was doing in San Antonio, Texas, and why he would want to harm the President. Defendant‘s response was that the President and other politicians were responsible for the bad condition of our country. Agent Driscoll then asked Kirk if there was anything that he could do about it. Defendant responded, “I‘ll tell you how I‘m going to fix things. I‘m going to blow the [obscenity‘s] brains out.” It was for this threat alone that Kirk was indicted and convicted.
Defendant prior to his trial filed a motion to suppress the evidence of the alleged threat communicated to the Secret Service Agents and on the date of trial filed a motion for an evidentiary hearing outside the presence of the jury for the purpose of determining the voluntariness and admissibility of any statements allegedly made by him. Neither motion was granted, but each was carried along with the trial on the merits. At trial, Kirk‘s counsel renewed his motion to suppress as an objection to the proffered testimony of Agent Driscoll of the Secret Service (R. Vol. II at 56-57). This objection was overruled by the court and evidence of Kirk‘s statement was admitted (Id.). The district court also admitted into evidence, over defense counsel‘s objection, a judgment convicting Kirk for a previous violation of
ISSUES
I. Admission of Prior Criminal Conviction
Generally, evidence of another crime extraneous to the indictment is inadmissible at trial. A number of exceptions, however, qualify this rule. One of these is the “intent” exception.2 To admit evidence under this exception, the district court must balance the probative value of the evidence against the possible prejudicial effects resulting from its admission. See, e. g., United States v. Simmons, 503 F.2d 831, 834 (5th Cir. 1974); United States v. Goodwin, 492 F.2d 1141, 1150 (5th Cir. 1974). See generally McCormick, Evidence 447-454 (2d ed. 1974). In a criminal case, intent, of course, must be an element of the crime, and the evidence offered must throw light on the defendant‘s criminal intent. Weiss v. United States, 122 F.2d 675, 682 (5th Cir. 1941). Likewise, the prior criminal offense must be similar to and not too remote from the offense charged. Id. Recent cases stress that the evidence must be reasonably necessary to the prosecution‘s case and that evidence of the prior criminal conduct should be clear and convincing. United States v. Simmons, supra, at 835. An even more confining limitation on this exception is the requirement that intent be an issue in the case and not be adequately proved by evidence of the defendant‘s commis-
Defendant here claims that before his intent had been seriously contested the district court admitted the evidence of his prior conviction. Although lack of criminal intent was Kirk‘s only defense, this defense was based upon intoxication and not accident, self-defense, or mistake. Defendant claims that evidence of the prior conviction shed no light on his intoxication defense and provided the jury with a very prejudicial impression of his character. Defendant also claims that evidence of his prior crime was not reasonably necessary to the government‘s case and was too remote in time. Several law enforcement officials could have testified, and in fact did testify, that Kirk was not so intoxicated that he did not know what he was doing.
The government maintains that it was aware from the outset of the case that defendant would make intent an issue at trial by raising the fact of his intoxication at the time the alleged crime was committed. On this point we agree with the government. It was apparent to both parties before trial that intent would be a disputed issue in this case.3 Similarly, we believe that a prior conviction is relevant to an intoxication defense. Whether the prior conviction tended to show that defendant made this threat intentionally or as the result of “alcohol talking,” was a matter for the jury‘s determination. The fact that the former offense occurred three years prior to the offense charged does not make it so remote as to be excluded. We note that the district judge properly instructed the jury that Kirk‘s prior conviction could be considered only for the purpose of showing knowledge and intent and not as evidence that the defendant committed the offense.
In the final analysis, discretion must be given to the trial court on the admissibility of such evidence. United States v. Fonseca, 490 F.2d 464, 469 (5th Cir. 1974). This is particularly so where the legal standard is an elastic balancing test. A decision by the trial court to admit this kind of evidence should be upheld on appeal unless an abuse of discretion is found. Under the facts of this case, we cannot say that the district court erred in admitting into evidence Kirk‘s conviction in 1971 for violating
II. Admission of Kirk‘s Alleged Threat
Miranda warnings were given Kirk by the police officers upon his arrest for public intoxication, but these warnings were not repeated by the Secret Service Agents prior to their interrogation of him at the Alamo Heights Police Station. Although the objective of this interrogation was not a “confession,” defendant argues that the statements obtained are so analogous that the law of custodial interrogation should apply.
This Court does not accept that argument. The Fifth Amendment‘s prohibition against self-incrimination relates to crimes alleged to have been committed prior to the time when the testimony is sought. Glickstein v. United States, 222 U.S. 139, 142 (1911); United States v. Orta, 253 F.2d 312, 314 (5th Cir. 1958), cert.
III. Entrapment
Because his threat on the President‘s life came in response to questions posed to him by the Secret Service Agents,4 it was defendant‘s contention at trial that he was entrapped into committing this offense. Agent Driscoll testified that he asked the question, “Mr. Kirk, why would you want to harm the President of the United States?” (R. Vol. II at 56.) Kirk‘s reply was that the President was responsible for the present economy and was keeping poor people down. Agent Driscoll then asked Kirk if he considered himself a champion of the poor and had he thought of any way to fix the situation of the economy. In response, Kirk said, “I‘ll tell you how I‘m going to fix things. I‘m going to blow the [obscenity‘s] brains out.” (R. Vol. II at 57.) Although Kirk requested that the jury be charged on entrapment, the district court refused. We hold that the district court committed reversible error in withholding from the jury the question of entrapment.
In United States v. Russell, 411 U.S. 423 (1973), the Supreme Court recently reconsidered the law of entrapment as explicated in the decisions of Sorrells v. United States, 287 U.S. 435 (1932), and Sherman v. United States, 356 U.S. 369 (1958). The theory of the entrapment defense as set forth in the majority opinions of Sorrells and Sherman rests on an inquiry into the predisposition of the accused rather than focusing on the degree of government involvement in the commission of the crime. See United States v. Russell, supra, 411 U.S. at 428-430. The Court declined to overrule those cases, holding steadfastly to the rule that entrapment exists only when the government has implanted the criminal design in the mind of the defendant. Id. at 433, 436.
Because the concept of entrapment involves the predisposition of the accused, the question, like all fact questions, is generally one for the jury to decide. See Sorrells v. United States, supra, 287 U.S. at 452; United States v. Riley, 363 F.2d 955, 957 (2d Cir. 1966). In Pierce v. United States, 414 F.2d 163 (5th Cir. 1963), cert. denied 396 U.S. 960, this Court said:
“If there is any evidence in the record that, if believed by the jury would show that the government‘s conduct created a substantial risk that the offense would be committed by a person other than one ready to commit it, then, as in all other cases involving questions of guilt or innocence, the jury should be allowed to decide.” 414 F.2d at 168.
For decisions in other circuits on the quantum of proof necessary to submit the defense of entrapment to the jury, see United States v. Watson, 489 F.2d 504, 509 (3d Cir. 1973); United States v. Riley, supra, at 958-959; Sagansky v. United States, 358 F.2d 195, 201-203 (1st Cir. 1966). See also Strauss v. United States, 376 F.2d 416 (5th Cir. 1967); Perez v. United States, 297 F.2d 12 (5th Cir. 1961).
“The first duties of the officers of the law are to prevent, not to punish crime. It is not their duty to incite to and create crime for the sole purpose of prosecuting and punishing it. Here the evidence strongly tends to prove, if it does not conclusively do so, that their first and chief endeavor was to cause, to create, crime in order to punish it, and it is unconscionable, contrary to public policy, and to the established law of the land. . . .”
IV. Elements of the Offense
“A threat is knowingly made if the maker of it comprehends the meaning of the words uttered by him and a threat is willfully made if in addition to comprehending his words the maker voluntarily utters the words as a declaration of apparent determination to carry out the threat.” (R. Vol. II at 142.)
This language was taken from the Seventh Circuit opinion in Ragansky v. United States, 253 F. 643 (7th Cir. 1918), which was approved by the Fifth Circuit in United States v. Rogers, 488 F.2d 512 (5th Cir. 1974), rev‘d on other grounds, 422 U.S. 35 (1975), and followed in United States v. Hall, 493 F.2d 904 (5th Cir. 1974). Not all circuits, however, agree with this test. The Fourth Circuit in United States v. Patillo, 438 F.2d 13 (4th Cir. 1971) (en banc), held that the threat must be made “with a present intention to do injury to the President.” Id. at 15. Defendant requested the district court to give this instruction, and now on appeal asks us to overturn the Rogers decision and adopt the test used by the Fourth Circuit. This we cannot do. It is the practice of this Circuit for three-judge panels to abide by a prior Fifth Circuit decision until the decision is overruled, expressly or implicitly, by either the United States Supreme Court or by the Fifth Circuit sitting en banc. We note that the Rogers decision was recently reviewed by the Supreme Court on a writ of certiorari. The case was originally accepted to resolve the conflict among the circuits over the elements of a
V. Pretrial Hearing
Defendant contends that under the rule established in Jackson v. Denno, 378 U.S. 368 (1964), the trial court erred in denying his motion for a pretrial hearing.5 The objective of the hearing would have been to determine the voluntariness and admissibility of any statements allegedly made by the defendant. This Court, however, finds the trial court was correct in deciding as a matter of law that the statements made by Kirk were not confessional and thereby not subject to suppression. The district court, under Rule 12(e) of the Federal Rules of Criminal Procedure, had the discretion to defer determination of defendant‘s objection to this evidence until trial and to hold that no pretrial evidentiary hearing into voluntariness was necessary.
The judgment of conviction is therefore reversed and the case is remanded for further proceedings not inconsistent with this opinion.
Reversed and remanded.
GEE, Circuit Judge (specially concurring):
I find this case difficult, and while concurring fully in the opinion I would add these brief comments. The reasoning and language of the court found in Parts I, II and V seem to me impeccable. That of Part IV, however, may be read—though it need not be—as indicating a preference for the rule of the Fourth Circuit, stated in United States v. Patillo, 438 F.2d 13 (1971) (en banc), that the threat, to be actionable, must be made “with a present intention to do injury to the President.” I do not agree with this reading. In the light of history, it does not seem to me much for the Congress to ask that people refrain from overt threats on the President‘s life, whatever the intent may be with which they are uttered, or that the Secret Service be dispensed from divining in each such case a serious intent or the lack of it.
Finally, I regard the decision on whether the instruction about entrapment should have been given as very close indeed. But it is our rule that a requested instruction in a criminal case must be given if it finds “any foundation in the evidence,” and this “even though the evidence may be weak, insufficient, inconsistent, or of doubtful credibility.” United States v. Young, 464 F.2d 160, 164 (5th Cir. 1972), citing and quoting various authorities. Even so, this evidence very doubtfully clears even that low bar.
Notes
“(a) Whoever knowingly and willfully deposits for conveyance in the mail or for a delivery from any post office or by any letter carrier any letter, paper, writing, print, missive, or document containing any threat to take the life of or to inflict bodily harm upon the President of the United States, the President-elect, the Vice President or other officer next in the order of succession to the office of President of the United States, or the Vice President-elect, or knowingly and willfully otherwise makes any such threat against the President, President-elect, Vice President or other officer next in the order of succession to the office of President, or Vice President-elect, shall be fined not more than $1,000 or imprisoned not more than five years, or both.”